Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Transcription

1 Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, Name of Listed Entity: Bharat Gears Limited 2. Scrip Code/Name of Scrip/Class of Security: BSE /EQUITY & NSE-BHARATGEAR/EQUITY 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending September 30, b. If under 31(1)(c) then indicate date of allotment/extinguishment 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? No 4 Whether the Listed Entity has any shares in locked-in? No 5 Whether any shares held by promoters are pledge or otherwise encumbered? No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up shares, Outstanding Convertible Securities/Warrants, depository receipts, locked-in shares, No of shares pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holding of specified securities.

2 Table I - Summary Statement holding of specified securities Number of Shares Number of Voting Rights held in each class of Number of Locked in pledged or otherwise Shares securities shares encumbered Underlying Shareholding, as a % Partly shares Shareholding as Outstanding assuming full Number of fully paid paid-up underlyin a % of total no. convertible conversion of equity shares Nos. of up equity equity g of shares securities convertible securities As a % of total As a % of held in sharehold shares shares Depositor Total nos. (calculated as per Total as a % (including ( as a percentage of Shares total Shares dematerialise Category Category of shareholder ers held held y Receipts shares held SCRR, 1957) Class eg: X Class eg: y Total of (A+B+C) Warrants) diluted share capital) No. (a) held(b) No. (a) held(b) d form (XIV) (I) (II) (III) (X) (XI)=(VII)+(X) As a % (XII) (IV) (V) (VI) (VII) = (VIII) As a % of (IX) (XIII) (A) Promoter & Promoter Group (B) Public NA NA (C) Non Promoter - Non Public NA NA (C1) Shares Underlying DRs NA NA 0 (C2) Shares Held By Employee Trust NA NA 0 Total

3 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Number of Shares Number of Voting Rights held in each class Number of Locked in pledged or otherwise Shareholding, as a % shares encumbered Partly shares Shares assuming full Number of fully paid paid-up underlyin Shareholding % Underlying conversion of equity shares Nos. of up equity equity g Total nos. calculated as per Total as a Outstanding convertible securities ( As a % of held in sharehold shares shares Depositor shares SCRR, 1957 As a Class eg: % of convertible securities as a percentage of As a % of total total Shares dematerialised Category & Name of the shareholders PAN ers held held y Receipts held % of (A+B+C2) X Class eg: y Total (A+B+C) (including Warrants) diluted share capital) No. (a) Shares held(b) No. (a) held(b) form (I) (II) (III) (IV) (V) (VI) (VII) = (VIII) As a % of (IX) (X) (XI)=(VII)+(X) As a % of (XII) (XIII) (XIV) 1 Indian (a) Individuals / Hindu Undivided Family Surinder P. Kanwar AAFPK8732L Sameer Kanwar AFZPK5840G Raunaq Singh Raunaq Singh (b) Central Government / State Government(s) (c) Financial Institutions / Banks (d) Any Other (Specify) Bodies Corporate Ultra Consultants Private Limited AAACU0040P Future Consultants Pvt. Ltd AAACF0339E Raunaq Epc International Limited AAACR5747C Vibrant Finance And Investment Private Limited AAACV0104B Sub Total (A)(1) Foreign (a) Individuals (Non-Resident Individuals / Foreign Individuals) (b) Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other (Specify) Sub Total (A)(2) Total Shareholding Of Promoter And Promoter Group (A)= (A)(1)+(A)(2) Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. (1) PAN would not be displayed on website of Stock Exchange(s) (2) The term 'Encumbrance' has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.

4 Table III - Statement showing shareholding pattern of the Public shareholder Number of Voting Rights held in each class Shares Number of Shares pledged Underlying Number of Locked in shares or otherwise encumbered Partly shares Outstanding Shareholding, as a % fully paid paid-up underlyin Shareholding % convertible assuming full conversion Nos. of up equity equity g Total nos. calculated as per Total as a securities of convertible securities ( Number of equity sharehold shares shares Depositor shares SCRR, 1957 As a % % of (including as a percentage of As a % of total As a % of total shares held in Category & Name of the shareholders PAN ers held held y Receipts held of (A+B+C2) Class eg: X Class eg: y Total (A+B+C) Warrants) diluted share capital) No. (a) Shares held(b) No. (a) Shares held(b) dematerialised form (I) (II) (III) (IV) (V) (VI) (VII) = (VIII) As a % of (IX) (X) (XI)=(VII)+(X) As a % of (XII) (XIII) (XIV) 1 Institutions (a) Mutual Fund NA NA 0 (b) Venture Capital Funds NA NA 0 (c) Alternate Investment Funds NA NA 0 (d) Foreign Venture Capital Investors NA NA 0 (e) Foreign Portfolio Investor NA NA 8310 (f) Financial Institutions / Banks NA NA 6 (g) Insurance Companies NA NA 0 (h) Provident Funds/ Pension Funds NA NA 0 (i) Any Other (Specify) NA NA 0 UTI NA NA 0 Sub Total (B)(1) NA NA 8316 Central Government/ State Government(s)/ 2 President of India Sub Total (B)(2) NA NA 0 3 Non-Institutions (a) Individuals NA NA i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs NA NA ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs NA NA Anil Kumar Goel AAJPG2552Q NA NA Bharat Jamnadas Dattani AABPD6008J NA NA (b) NBFCs registered with RBI NA NA 0 (c) Employee Trusts NA NA 0 Overseas Depositories(holding DRs) (balancing (d) figure) NA NA 0 (e) Any Other (Specify) NA NA Hindu Undivided Family NA NA Non Resident Indians (Non Repat) NA NA 8345 Non Resident Indians (Repat) NA NA Clearing Member NA NA Rashi Equisearch Pvt. Ltd. AABCR5632H NA NA Bodies Corporate NA NA Sub Total (B)(3) NA NA Total Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) NA NA Details of the shareholders acting as persons in Concert including their Shareholding (No. and %): shareholders Shares Details of Shares which remain unclaimed may be given hear along with details such as number of shareholders, outstanding shares held in demat/unclaimed suspense account, voting rights which are frozen etc. (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of shares (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian.

5 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholde Number of Voting Rights held in each class Number of Locked in Number of Shares pledged shares or otherwise encumbered Shareholding, as a % Partly shares Shareholding % Shares assuming full fully paid paid-up underlyin calculated as Underlying conversion of Number of equity Nos. of up equity equity g Total nos. per SCRR, 1957 Total as a Outstanding convertible securities shares held in sharehold shares shares Depositor shares As a % of Class eg: % of convertible securities ( as a percentage of As a % of total As a % of total dematerialised Category & Name of the shareholders PAN ers held held y Receipts held (A+B+C2) X Class eg: y Total (A+B+C) (including Warrants) diluted share capital) No. (a) Shares held(b) No. (a) Shares held(b) form (I) (II) (III) (IV) (V) (VI) (VII) = (VIII) As a % of (IX) (X) (XI)=(VII)+(X) As a % (XII) (XIII) (XIV) NA 1 Custodian/DR Holder NA 0 2 Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) NA NA 0 Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2) NA NA 0 (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of shares (3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian.