Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Transcription

1 1 2 3 a. b. Pattern under Reulation 31 of SEBI (Listin Obliations and Disclosure Requirements) Reulations, 2015 Name of Listed Entity: Scrip Code/Name of Scrip/Class of Security: BSE: , NSE: DCBBANK Share Holdin Pattern Filed under: Re. 31(1)(b) for the Quarter endin If under 31(1)(b) then indicate the report for Quarter endin If under 31(1)(c) then indicate date of allotment/extinuishment 4 Declaration: The Listed entity is required to submit the followin declaration to the extent of submission of information:- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any aainst which depository receipts are issued? No 4 Whether the Listed Entity has any in locked-in? No 5 Whether any by promoters are plede or otherwise? No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Outstandin Convertible Securities/Warrants, depository receipts, locked-in, No of pleded or otherwise by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchane website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holdin of specified. Pae 1 of 6

2 Table I - Summary Statement holdin of specified Cateory Cateory of holder Number of fully paid up equity Partly paid-up equity held Total nos. underlyin Depository Receipts as a % of no. of (calculated as per SCRR, 1957) Votin Rihts each class of No of Votin Rihts Class e: X Class e: Total y Total as a % of (A+B+C) Outstandin (includin, as a % assumin full conversion of ( as a percentae of diluted capital) Locked in pleded or otherwise equity dematerialised form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) (VIII) (IX) (X) (XI)=(VII)+(X) (XII) (XIII) (XIV) (A) Promoter & Promoter Group (B) Public NA NA (C) Non Promoter - Non Public NA NA (C1) DRs NA NA 0 (C2) Held By Employee Trust NA NA 0 Total Pae 2 of 6

3 Table II - Statement showin holdin pattern of the Promoter and Promoter Group Cateory & Name of the PAN Nos. of fully paid up equity Partly paidup equity underlyin Depository Receipts Total nos. % calculated as per SCRR, 1957 As a % of Votin Rihts each class of No of Votin Rihts Total as a % of (A+B+C) Class e: X Class e: Total y Outstandin (includin, as a % assumin full conversion of ( as a percentae of diluted capital) Locked in pleded or otherwise equity dematerialised form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) (VIII) As a % of (IX) (X) (XI)=(VII)+(X) (XII) (XIII) (XIV) 1 Indian (a) Individuals / Hindu Undivided Family (b) Central Government / State Government(s) (c) Financial Institutions / Banks (d) Any Other (Specify) Bodies Corporate Platinum Jubilee Investments Ltd Sub Total (A)(1) Forein (a) Individuals (Non-Resident Individuals / Forein Individuals) (b) Government (c) Institutions (d) Forein Portfolio Investor (e) Any Other (Specify) Bodies Corporate Aa Khan Fund For Economic Development SA Sub Total (A)(2) Total Of Promoter And Promoter Group (A)= (A)(1)+(A)(2) Details of which remain unclaimed may be iven hear alon with details such as number of, outstandin in demat/unclaimed suspense account, votin rihts which are frozen etc. Note: (1) PAN would not be displayed on website of Stock Exchane(s) (2) The term 'Encumbrance' has the same meanin as assined under reulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Reulations, Pae 3 of 6

4 Table III - Statement showin holdin pattern of the Public holder Cateory & Name of the PAN Nos. of fully Partly paid up paid-up equity equity held held Total nos. underlyin Depositor y Receipts (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) % calculated as per SCRR, 1957 (VIII) Class e: X Class e: y Total capital) (XI)=(VII)+(X) 1 Institutions (a) Mutual Fund NA NA ADITYA BIRLA SUN LIFE TRUSTEE NA NA PRIVATE LIMITED A/C ADITYA BIRLA SUN LIFE SMALL AND MIDCAP FUND DSP Blackrock Micro Cap Fund NA NA Sundaram Mutual Fund A/C NA NA Sundaram Select Midcap L&T Mutual Fund Trustee Limited- L&T Emerin Businesses Fund NA NA ICICI Prudential Bankin And NA NA Financial Services Fund (b) Venture Capital Funds NA NA 0 (c) Alternate Investment Funds NA NA India Advantae Fund S4 I NA NA Motilal Oswal Focused Multicap NA NA Opportunities Fund (d) Forein Venture Capital Investors NA NA 0 (e) Forein Portfolio Investor & FII NA NA Matthews India Fund NA NA Tano Mauritius India FVCI II NA NA Steinber India Emerin NA NA Opportunities Fund Limited Apax Global Alpha Limited NA NA Abu Dhabi Investment Authority NA NA BEHAVE Mirae Asset India Mid Cap Equity NA NA Fund Caisse De Depot Et Placement Du Quebec-Enam Asset Manaement NA NA (f) Financial Institutions / Banks NA NA () Insurance Companies NA NA (h) Provident Funds/ Pension Funds NA NA 0 (i) Any Other (Specify) NA NA 0 Sub Total (B)(1) NA NA Central Government/ State Government(s)/ President of India Outstandin (includin (X), as a % assumin full conversion of ( as a percentae of diluted Locked in pleded or otherwise Sub Total (B)(2) NA NA 0 Pae 4 of 6 Votin Rihts each class of No of Votin Rihts Total as a % of (A+B+C) (IX) (XII) (XIII) equity dematerialise d form (XIV)

5 3 Non-Institutions (a) Individuals i Individual holdin NA NA nominal capital up to Rs. 2 lakhs. ii Individual holdin NA NA nominal capital in excess of Rs. 2 lakhs. (b) NBFCs reistered with RBI NA NA (c) Employee Trusts NA NA 0 (d) Overseas Depositories(holdin NA NA 0 DRs) (balancin fiure) (e) Any Other (Specify) NA NA Trusts NA NA Forein Nationals NA NA 0 Hindu Undivided Family NA NA Forein Companies NA NA 0 Directors/Relative of Directors NA NA Employee NA NA Non Resident Indians (Non Repat) NA NA Non Resident Indians (Repat) NA NA Forein Portfolio Investor NA NA 0 (Individual) Clearin Member NA NA Enemy Property NA NA 0 Bodies Corporate NA NA Prazim Tradin And Investment Co. Pvt. Ltd NA NA Sub Total (B)(3) NA NA Total Public (B)= (B)(1)+(B)(2)+(B)(3) NA NA Details of the actin as persons in Concert includin their (No. and %): Details of which remain unclaimed may be iven hear alon with details such as number of, outstandin in demat/unclaimed suspense account, votin rihts which are frozen etc Note: (1) PAN would not be displayed on website of Stock Exchane(s). (2) The above format needs to be disclosed alon with the name of followin persons:institutions/non Institutions holdin more than 1% of number of (3) W.r.t. the information pertainin to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian. Pae 5 of 6

6 Table IV - Statement showin holdin pattern of the Non Promoter- Non Public holder Cateory & Name of the Nos. of fully paid up equity Partly paidup equity held underlyin Depository Receipts Total nos. Shareholdi n % calculated as per SCRR, 1957 As a % of Votin Rihts each class of No of Votin Rihts Class e: Class e: X y (VIII) As a (XI)= (VII) = (I) (III) (IV) (V) (VI) % of (IX) (X) (VII)+(X) (XII) (XIII) (XIV) (IV)+(V)+(VI) 1 Custodian/DR Holder NA NA 0 Employee Benefit Trust (under SEBI (Share based Employee 2 Benefit) Reulations, 2014) NA NA 0 Total Non-Promoter- Non Public (C)=(C)(1)+(C)(2) NA NA 0 Total Total as a % of (A+B+C) Outstandi n convertibl e (includin Shareholdi n, as a % assumin full conversion of convertibl e ( as a percenta e of diluted Locked in pleded or otherwise equity dematerialised form Note: (1) PAN would not be displayed on website of Stock Exchane(s). (2) The above format needs to disclose name of all holdin more than 1% of number of (3) W.r.t. the information pertainin to Depository Receipts, the same may be disclosed in the respective columns to the extent information available Pae 6 of 6