Format of holding of specified securities. SIEMENS LIMITED Scrip Code/Name of Scrip/Class of Security :
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2 Annexure I Format of holding of specified securities Name of Listed Entity : SIEMENS LIMITED Scrip Code/Name of Scrip/Class of Security : BSE.: / NSE.: SIEMENS EQ Equity Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) 31(1)(b) a. If under 31(1)(b) then indicate the report for Quarter ending : b. If under 31(1)(c) then indicate date of allotment/extinguishment 30 th September, Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information: Particulars Yes No 1 Whether the Listed Entity has issued any partly paid up shares? No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No 3 Whether the Listed Entity has any shares against which depository receipts are issued? 4 Whether the Listed Entity has any shares in lockedin? No 5 Whether any shares by promoters are pledge or otherwise encumbered? No No 5 The tabular format for disclosure of holding of specified securities is as follows: 1
3 Table I Summary Statement holding of specified securities Category Category of shareholder Nos. of shareholders of fully paid up equity shares of Partly paidup equity shares of shares underlying Depository Total nos. shares Shareholding as a % of no. of shares (calculated as per SCRR, 1957) Number of Voting Rights in each class of securities of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding, as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) (VIII) (A+B+C2) Class eg: X (IX) No of Voting Rights Class eg:y Total as a % of (A+B+C) (X) (XI)= (VII)+(X) (A+B+C2) (XII) Shares (XIII) Shares Total (a) (b) (a) (b) (A) Promoter & Promoter Group 2 267,089, ,089, ,089, ,089, ,089,913 (B) Public 115,292 89,030,342 89,030, ,030,342 89,030, NA 85,477,687 (C) Non Promoter Non Public 0.00 NA (C1) Shares underlying DRs 0.00 NA (C2) Shares by Employee Trusts 0.00 NA Total 115, ,120, ,120, ,120, ,120, ,567,600 2
4 Table II Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders PAN of shareholder of fully paid up equity shares Partly paidup equity shares Nos. of shares underlying Depository Total nos. shares Shareholding % calculated as per SCRR, 1957 Number of Voting Rights in each class of securities of Shares Underlying Outstanding convertible securities (including Warrants) Shareholding, as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) (A+B+C2) (VIII) (IX) No of Voting Rights Total as a % of Total Voting rights (X) (XI) = (VII)+(X) as a % of A+B+C2 Shares Class X Class Y Total (a) (b) (a) (b) (XII) (XIII) shares (1) Indian (a) Individuals/Hindu undivided Family (b) Central Government/ State Government(s) (c) Financial Institutions/ Banks (d) Any Other (specify) (i) Bodies Corporate SubTotal (A)(1) (2) Foreign (a) Individuals (NonResident Individuals/ Foreign Individuals) (b) Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other (specify) (i) Bodies Corporate 2 267,089, ,089, ,089, ,089, ,089,913 i Siemens Aktiengesellschaft, Germany 1 255,351, ,351, ,351, ,351, ,351,805 ii Siemens Metals Technologies Vermogensverwaltungs Gmbh 1 11,738,108 11,738, ,738,108 11,738, ,738,108 SubTotal (A)(2) 2 267,089, ,089, ,089, ,089, ,089,913 Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 2 267,089, ,089, ,089, ,089, ,089,913 Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting rights which are frozen etc Not Applicable 3
5 Table III Statement showing shareholding pattern of the Public shareholder Category & Name of the Shareholders PAN Nos. of shareholder of fully paid up equity shares Partly paidup equity shares Nos. of shares underlying Depository Total nos. shares Shareholding % calculated as per SCRR, 1957 Number of Voting Rights in each class of securities of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding, as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) (A+B+C2) (VIII) (X) (XI) = (VII)+(X) as a % of A+B+C2 (IX) (XII) (XIII) No of Voting Rights Total as a % of Total Voting rights Shares (not applicabl e) shares (Not applicable ) Class X Class Y Total (a) (b) (a) (b) (1) Institutions NA (a) Mutual Funds/UTI 79 11,187,190 11,187, ,187,190 11,187, NA 11,184,190 i HDFC Trustee Company Limited 11 6,520,017 6,520, ,520,017 6,520, NA 6,520,017 (b) Venture Capital Funds NA (c) Alternate Investment Funds NA (d) Foreign Venture Capital Investors NA (e) Foreign Portfolio Investors ,466,173 17,466, ,466,173 17,466, NA 17,464,673 (f) Financial Institutions/ Banks , , , , NA 114,407 (g) Insurance Companies 33 21,596,454 21,596, ,596,454 21,596, NA 21,593,454 i Life Insurance Corporation Of India 25 17,800,877 17,800, ,800,877 17,800, NA 17,798,877 (h) Provident Funds/ Pension Funds NA (i) Any Other (specify) NA SubTotal (B)(1) ,384,884 50,384, ,384,884 50,384, NA 50,356,724 (2) Central Government/ State Government(s)/ President of India NA 150 SubTotal (B)(2) NA 150 (3) Noninstitutions NA (a) Individuals 113,427 33,172,572 33,172, ,172,572 33,172, NA 29,768,059 i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 113,423 32,585,266 32,585, ,585,266 32,585, ` NA 29,180,753 ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs , , , , NA 587,306 (b) NBFCs registered with RBI 11 10,263 10, ,263 10, NA 10,263 (c) Employee Trusts NA (d) Overseas Depositories (holding DRs) (balancing figure) NA (e) Any Other (specify) 1,376 5,462,473 5,462, ,462,473 5,462, NA 5,342,491 i Trusts , , , , NA 376,643 ii Bodies Corporate 869 4,374,405 4,374, ,374,405 4,374, NA 4,254,423 iii Directors(Wtd's/And Other Directors) 4 26,000 26, ,000 26, NA 26,000 iv Clearing Member , , , , NA 685,425 SubTotal (B)(3) Total Public Shareholding 114,814 38,645,308 38,645, ,645,308 38,645, NA 35,120, ,292 89,030,342 89,030, ,030,342 89,030, NA 85,477,687 Details of Shares which remain unclaimed may be given here along with details such as number of shareholders, outstanding shares in demat/unclaimed suspense account, voting rights which are frozen etc of shareholders 1,544 of Shares 253,504 4
6 Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder Category & Name of the Shareholders PAN of sharehol der of fully paid up equity shares Partly paidup equity shares Nos. of shares underlying Depository Total nos. shares Shareholding % calculated as per SCRR, 1957 Number of Voting Rights in each class of securities of Shares Underlying Outstanding convertible securities (including Warrants) Total Shareholding, as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) Number of Locked in shares Number of Shares pledged or otherwise encumbered Number of equity shares in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) (A+B+C2) (VIII) (IX) (X) (XI) = (VII)+(X) as a % of No of Voting Rights Total as a % of Total Voting rights A+B+C2 (XII) Shares (XIII) shares (1) Custodian/DR Holder (a) Name of DR Holder (if available) (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) Class X Class Y Total (a) (b) (a) (b) NA NA Total NonPromoter Non Public Shareholding (C)= (C)(1)+(C)(2) NA 5
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