Format of holding of specified securities
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- Kimberly Hart
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1 Format holding specified securiti 1. Name Listed Entity: National Securiti Clearing Corporation Limited 2. Scrip Code/Name Scrip/Class Security: Equity 3. e Holding Pattern Filed under: Reg. 31(1)/Reg. 31(1)/Reg.31(1)(c) for the quarter ended December 31, 2017 a. If under 31(1) then indicate the report for Quarter ending b. If under 31(1)(c) then indicate date allotment/extinguishment 4. Declaration: The Listed entity is required to submit the following declaration to the extent submission ination:- Particulars Y* No* 1 Whether the Listed Entity has issued any partly paid up? No 2 Whether the Listed Entity has issued any Convertible Securiti or Warrants? No 3 Whether the Listed Entity has any against which depository receipts are issued? No 4 Whether the Listed Entity has any in locked-in? No 5 Whether any by promoters are pledged or encumbered? No * If the Listed Entity selects the option No for the qutions above, the columns for the partly paid up, Outstanding Convertible Securiti/Warrants, depository receipts, locked-in, pledged or encumbered by promoters, as applicable, shall not be displayed at the time dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the valu will be considered as Zero by default on submission the at holding specified securiti.
2 5. The tabular at for disclosure holding specified securiti is as follows:- Table I - Summary Statement holding specified securiti Category (I) (A) Category shareholder Promoter & Promoter Group Nos. shar ehol ders (III) fully paid up equity (IV) Partl y paidup shar ( V) underl ying Deposi tory Receip ts nos. (VII)=(IV)+ (V)+ eh olding no. (calcul ated as per SCRR, 1957)( VIII) As a (A+B+ C2) Voting Rights in each class securiti No Voting Rights Class eg : X Cl as s eg: Y as a (A+B +C) Outstandin g securiti Warrants) (X) eholding, assuming full conversion securiti (as a percentage diluted share (XI)= (VII)+(X) pledged or encumbered (XIII) equity in dematerialised 1 *4,50,00, *4,50,00, *4,50,00, ,49,99,952 (B) Public (C) (C1) (C2) (D) Non Promoter- Non Public underlying DRs by Employee Trusts Trading Members and Associat Trading Members 1 *4,50,00, *4,50,00, *4,50,00, ,49,99,952 *-includ 6 Nomine holding 8 equity each (jointly with NSE, NSE being the first holder) Rs.10/- each in physical. Note: available in the non-public category is 2,20,50,000 equity Rs.10/- each (49%). available for acquisition by persons rident outside India is 2,20,50,000 equity Rs.10/- each (49%). However the above is subject to FDI policy, RBI and SEBI Regulations currently in force
3 Category & Name shareholder (I) PAN Nos. eh olders (III) fully paid up equity (IV) Table II - Statement showing shareholding pattern the Promoter and Promoter Group Partly paid-up (V) underl ying Deposi tory Receip ts nos. (VII)=(IV)+ (V)+ ehold ing no. (calculate d as per SCRR,195 7)(VIII) As a Voting Rights in each class securiti No Voting Rights Voting rights Outstanding securiti Warrants) (X) eholding, assuming full conversion securiti (as a percentage diluted share (XI)= (VII)+(X) (1) Indian Individuals/Hindu undivided Family Class eg : X Class eg: Y pledged or encumber ed (XIII) Name (xyz ) equity in dematerialised Central Government/ State Government(s) Name (xyz ) (c) (d) Financial Institutions/ Banks Name (xyz ) Any Other (specify) Bodi Corporate National Stock Change India Limited - 1 4,50,00,000-4,50,00, ,50,00, ,49,99, ,50,00, ,50,00, ,50,00, ,49,99,952 Name (xyz ) - Sub- (A)(1) - 1 4,50,00,000-4,50,00, ,50,00, ,49,99,952 (2) Foreign Individuals (Non- Rident Individuals/ Foreign Individuals) Name (xy z )
4 b) Government Name (xyz ) (c) Institutions Name (xyz ) (d) Foreign Portfolio Invtor Name (xyz ) (f) Any Other (specify) Name (xyz ) Sub- (A)(2) eholding Promoter and Promoter Group (A)= (A)(1)+(A)(2) - 1 4,50,00, ,50,00, ,50,00, ,49,99,952 Details which remain unclaimed may be given here along with details such as number shareholders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. NA Note: (1) PAN would not be displayed on website Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) SEBI (Substantial Acquisition and Takeovers) Regulations, 2011.
5 Category & Name shareholder (I) PAN Nos. eholder s (III) fully paid up equity (IV) Table III - Statement showing shareholding pattern the Public shareholder Partly paidup (V) underl ying Deposi tory Receip ts nos. (VII)=(IV) + (V)+ eholdi ng no. (calculated as per SCRR,1957 )(VIII) Voting Rights in each class securiti No Voting Rights Class Clas eg : X s eg: Y as a Voting rights Outstanding securiti Warrants) (X) eholding, assuming full conversion securiti (as a percentage diluted share (XI)= (VII)+(X) As a tota l Sha r hel d pledged or encumbere d (XIII) (1) Institutions - Mutual Funds/ Name (Xyz) Venture Capital (c) (d) (e) (f) (g) (h) Funds Name (Xyz) Alternate Invtment Funds Name (Xyz) Foreign Venture Capital Invtors Foreign Portfolio Invtors Financial Institutions/ Banks Insurance Compani Provident Funds/ Pension Funds - Any Other (specify) Foreign Direct Invtment Sub- (B)(1) As a tota l Sha r hel d equity in dematerialised
6 (2) Central Government/ State Government(s)/ Prident India Sub- (B)(2) (3) Non-institutions Individuals - i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. ii. Individual shareholders holding nominal share capital in excs Rs. 2 lakhs. NBFCs registered with RBI (c) Employee Trusts (d) Overseas Depositori (holding DRs) (balancing figure) (e) Any Other (specify) Bodi Corporat Sub- (B)(3) Public eholding (B)= (B)(1)+(B)(2)+(B)( 3) Details the shareholders acting as persons in Concert including their eholding ( and %): Details which remain unclaimed may be given here along with details such as number shareholders, outstanding in demat /unclaimed suspense account, voting rights which are frozen etc. NA Note: (1) PAN would not be displayed on website Stock Exchange(s). (2) The above at needs to be disclosed along with the name following persons: Institutions/Non Institutions holding more than 1 number. (3) W.r.t. the ination pertaining to Depository Receipts, the same may be disclosed in the rpective columns to the extent ination available and the balance to be disclosed as by custodian,
7 Category & Name shareholder (I) PAN Table IV Statement showing shareholding pattern the Non-Promoter- Non Public eholder Nos. eholders (III) fully paid up equity (IV) Partly paid-up (V) underlyi ng Deposito ry Receipts nos. (VII)=(IV)+ (V)+ eholdi ng no. (calculated as per SCRR,1957 )(VIII) Voting Rights in each class securiti No Voting Rights Clas Cl s eg as : X s eg : Y as a Votin g right s Outstandin g securiti Warrants) (X) eholdi ng, assuming full conversion securiti (as a percentage diluted share (XI)= (VII)+(X) pledged or encumbere d (XIII) To tal (1) Custodian/DR Holder NA - Name DR Holder (if NA - available) (i) abc,., NA - (ii) efg NA - (2) Employee Benefit Trust (under SEBI (e based Employee Benefit) Regulations, 2014) NA - Name (abc NA - Non- Promoter- Non Public eholding (C)= (C)(1)+(C)(2) NA - Note (1) PAN would not be displayed on website Stock Exchange(s). (2) The above at needs to disclose name all holders holding more than 1 number (3) W.r.t. the ination pertaining to Depository Receipts, the same may be disclosed in the rpective columns to the extent ination available, Numbe r equity in demate rialised
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