Format of holding of specified securities
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1 Format of holding of specified 1. Name of Listed Entity : HCL Technologies Limited 2. Scrip Code/ Name of Scrip/ Class of Security : BSE: , NSE: HCLTECH/ Equity Shares 3. Share Holding Pattern Filed under : Regulation 31(1)(b) for the quarter ended December : Declaration : The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes * No* 1 Whether the Listed Entity has issued any partly paid up? 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? 3 Whether the Listed Entity has any against which depository receipts are issued? 4 Whether the Listed Entity has any in locked-in? 5 Whether any by promoters are pledge or otherwise encumbered? * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Convertible Securities/Warrants, depository receipts, locked-in, No of pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holding of specified. 5. The tabular format for disclosure of holding of sepcified is as follows:-
2 Category Category of shareholder shareholder s fully paid up underlyin g Depositor y Table I - Summary Statement holding of specified nos. (VII) = ++ Shareholding as a no. of (calculated as per SCRR, 1957) Voting Rights in each class of Class eg: X Class eg:y as a (A+B+ C) Shares Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) (XI)= (VII)+ Locked in % of Shares (b) Shares pledged or otherwise encumbered (XIII) Share s (b) in dematerialized form (XIV) (A) Promoter & Promoter Group 7 813,817, ,817, ,817, ,817, ,817,662 (B) Public 158, ,443, ,443, ,443, ,443, NA NA 541,914,926 (C) Non Promoter- Non Public NA NA - (C1) Shares underlying DRs NA NA NA - (C2) Shares by Employee Trusts NA NA - 158,441 1,356,261, ,356,261, ,356,261,268-1,356,261, ,355,732,588
3 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group Category & Name of the Shareholders PAN sharehold er fully paid up underlying Depository nos. (VII = IV+V+VI) Shareholding % calculated as per SCRR, 1957 Voting Rights in each class of Class X ClassY as a Voting rights Shares Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) (XI) = (VII)+ as a A+B+C2 Locked in (b) Shares pledged or otherwise encumbered(xiii) (b) in dematerialized form (XIV) (1) Indian (a) Individuals/Hindu Undivided Family Roshni Nadar Malhotra ABRPN2760L Shiv Nadar ACIPN3308A Kiran Nadar ACPPN5724M (b) Central Goverment/State Goverment(s) (c) Financial Institutions/Banks (d) Any Others (specify) # BODY 3 590,485, ,485, ,485, ,485, ,485,858 CORPORATES Vama Sundari Invetments AACCV8937E 1 581,855, ,855, ,855, ,855, ,855,849 (Delhi) Pvt. Ltd. HCL Corporation Pvt. Ltd. AADCG2825M 1 4,589, ,589, ,589,052-4,589, ,589,052 HCL Avitas Pvt. Ltd. AAECB6723A 1 4,040, ,040, ,040,957-4,040, ,040,957 Sub-(A)(1) 6 590,486, ,486, ,486, ,486, ,486,646 (2) Foreign (a) Individuals (Non- Resident Individuals/ Foreign Individuals) (b) Government (c) Institutions (d) Foreign Portfolio Investor (f) Any Others (specify) # BODY CORPORATES 1 223,331, ,331, ,331, ,331, ,331,016 HCL Holdings Pvt. Ltd. AABCH7320Q 1 223,331, ,331, ,331, ,331, ,331,016 Sub- (A)(2) 1 223,331, ,331, ,331, ,331, ,331,016 Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) 7 813,817, ,817, ,817, ,817, ,817,662
4 Category & Name of the Shareholders PAN sharehold er fully paid up underlying Depository Table III - Statement showing shareholding pattern of the Public Shareholder nos. (VII = IV+V+VI) Shareholdin g % calculated as per SCRR, 1957 Voting Rights in each class of Class X ClassY as a Voting rights Shares Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) (XI) Locked in (b) Shares pledged or otherwise encumbered(xiii) (Not applicabl e)(b) in dematerialized form (XIV) (1) Institutions (a) Mutual Fund 40 68,073, ,073, ,073,756-68,073, NA NA 68,072,806 ICICI Prudentail Mutual Fund AAAAI0038F 1 19,599, ,599, ,599,026-19,599, NA NA 19,599,026 SBI- ETF AABTS6407Q 1 13,962, ,962, ,962,939-13,962, NA NA 13,962,939 (b) Venture Capital Funds NA NA - (c) Alternate investment Funds 5 139, , , , NA NA 139,694 (d) Foreign Venture Capital NA NA - Investors (e) Foreign Portfolio Investors ,616, ,616, ,616, ,616, NA NA 383,615,686 Artisan International Value Fund AAFCA0790H 1 20,771, ,771, ,771,452-20,771, NA NA 20,771,452 (f) Financial Institutions/ Banks , , , , NA NA 803,664 (g) Insurance Companies 32 42,195, ,195, ,195,140-42,195, NA NA 42,195,140 Life Insurance Corporation of India AAACL0582H 1 18,535, ,535, ,535,147-18,535, NA NA 18,535,147 (h) Provident Funds/ Pension NA NA - Funds (i) Any Other (specify) 5 14, , ,822-14, NA NA 14, Foreign Banks Sub-(B)(1) 1, ,843, ,843, ,843, ,843, NA NA 494,841,790 (2) Central Government/ State Government(s)/ President of India 2 82, , ,263-82, NA NA 82,263 Sub- (B)(2) 2 82, , ,263-82, NA NA 82,263 (3) Non-institutions NA NA - (a) Individuals -i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 148,240 29,966, ,966, ,966,746-29,966, NA NA 29,454,522 (a) ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs. 9 1,535, ,535, ,535,148-1,535, NA NA 1,535,148 (b) NBFCs registered with RBI , , , , NA NA 107,355
5 (c) Employee Trusts NA NA - (d) Overseas Depositories (holding DRs) (balancing figure) NA NA - (e) Any Other (specify) # Clearing Members , , , , NA NA 630,262 Bodies Corporates 1,021 3,742, ,742, ,742,739-3,742, NA NA 3,736,711 Overseas Corporate Bodies 9 17, , ,684-17, NA NA 17,244 Foreign Nationals 11 74, , ,148-74, NA NA 74,148 Non-Resident Indians 4,769 6,198, ,198, ,198,846-6,198, NA NA 6,190,850 Hindu Undivided Families 3, , , , , NA NA 446,764 Trusts 18 4,797, ,797, ,797,869-4,797, NA NA 4,797,869 Sub- (B)(3) 157,340 47,517, ,517, ,517,561-47,517, NA NA 46,990,873 Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) 158, ,443, ,443, ,443, ,443, NA NA 541,914,926
6 Table IV - Statement showing shareholding pattern of the Non Promoter - Non Public Shareholder Category & Name of the Shareholders PAN sharehold er fully paid up underlying Depository nos. (VII = IV+V+VI) Shareholdin g % calculated as per SCRR, 1957 Voting Rights in each class of Class X Class Y as a Voting rights Shares Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) (XI) Locked in (b) Shares pledged or otherwise encumbered(xiii) No. (Not applicable ) (Not applicab le)(b) in dematerializ ed form (XIV) (1) Custodian/DR Holder NA NA - (2) Employee Benefit Trust NA NA - (under SEBI (Share based Employee Benefit) Regulations, 2014) Non-Promoter-Non- Public Shareholding (C)= (C)(1)+(C)(2) NA NA - Note (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1 number of (3) W.r.t. the information pertaining to Depository, the same may be disclosed in the respective columns to the extent information available,
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VOLTAS 16th April, 218 BSE Limited Department of Corporate Services Phiroze Jeejeebhoy Towers Dalai Street Mumbai 4 1 National Stock Exchange of India Limited Listing Department Exchange Plaza Bandra-Kurla
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