Non Promoter Non Public 1 Whether the Listed Entity has issued any partly paid up shares? Yes No Yes No

Transcription

1 Annexure I Format of holding of specified securities Name of Listed Entity: Tata Motors Ordinary Scrip Code : 557 / Name of Scrip : TATAMOTORS / Class of Security : Equity Share Holding Pattern Filed under: Reg. 31(1)(b) a. If under 31(1)(b) then indicate the report for Quarter ending 3th September, Declaration: The Listed entity is required to submit the following declaration to the extent of submission of ination: Particulars Yes* No* Promoter and Promoter Group Public Shareholder Non Promoter Non Public 1 Whether the Listed Entity has issued any partly paid up? Yes No Yes No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No No No No 3 Whether the Listed Entity has any against which depository receipts are issued? Yes No Yes No 4 Whether the Listed Entity has any in locked in? No No No No 5 Whether any by promoters are pledge or otherwise encumbered? Yes Yes 6 Whether the Listed Entity has issued any differential Voting Rights Yes Yes Yes No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Outstanding Convertible Securities/Warrants, depository receipts, locked in, No of pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the at of holding of specified securities. 5 The tabular at for disclosure of holding of specified securities is as follows:

2 Category Category of shareholder of fully paid Nos. of shareholders up of Partly paid up equity of Depository Total nos. (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+ (VI) Shareholding as a % of no. of (calculated as per SCRR, 1957) Class eg: X Class eg:y of Underlying Outstanding securities (including Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) () As a % of Total (a) (b) (a) (b) in (A) Promoter & Promoter Group (B) Public (C) Non Promoter Non Public.... (C1) DRs... (C2) by Employee Trusts Table I Summary Statement holding of specified securities () Voting Rights in each class of securities pledged or otherwise encumbered.... Total Total as a % of (A+B+C) (X) Locked in Page 2 of 5

3 Category & Name of the Shareholders of shareholder of fully paid up Partly paid up Nos. of Depository Total nos. calculated as per SCRR, 1957 of Underlying Outstanding securities (including Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (XI) = (VII)+(X) as a % of (I) (II) (III) (IV) (V) (VI) (VII = IV+V+VI) (X) () Total as a % Class X Class Y Total of Total (a) (b) (a) (b) (1) Indian (a) Individuals/Hindu undivided Family..... (b) Central Government/ State. Government(s).... (c) Financial Institutions/ Banks..... (d) Any Other (specify)..... (i) Bodies Corporate (i) Tata Sons AAACT46A (ii) Tata Industries AAACT458L (iii) Tata Investment Corporation AAACT412F (iv) Ewart Investments AAACE2546C (v) Tata Chemicals Ltd AAACT459M (vi) Af Taab Investment Company AAACA48H (vii) Tata Steel AAACT283M (viii) Simto Investment Company AAACS5546G (ii) Trust..... Sub Total (A)(1) (2) Foreign (a) Individuals (Non Resident Individuals/..... Foreign Individuals) (b) Government..... (c) Institutions..... (d) Foreign Portfolio Investor. (e) Any Other (specify) Sub Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) Table II Statement showing shareholding pattern of the Promoter and Promoter Group Voting Rights in each class of securities Locked in pledged or otherwise encumbered.... in..... # In accordance with SEBI Circular dated November 3, 215 read alongwith SEBI (ICDR) Regulations, 29, Tata AIG General Insurance Company & Tata AIA Life Insurance Company shareholding of 14,27, & 43,76,11 Ordinary of Rs. 2 each respectively, are not considered part of Promoter Group of the shareholding pattern. They are part of Public Shareholding under the head "Instutitions" Insurance Companies. Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Tata Sons under the Body corporate category is a promoter, rest of the shareholders under body corporate category and trust category are part of promoter group. Note: (1) would not be displayed on website of Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Regulations, 211.

4 Category & Name of the Shareholders (I) (II) Nos. of shareholder (III) of fully paid up (IV) Partly paid up * (V) Nos. of Total nos. Depository Table III Statement showing shareholding pattern of the Public shareholder calculated as per SCRR, 1957 Voting Rights in each class of securities of Underlying Outstanding securities (including Total Shareholding, as a % assuming full conversion of securities ( as a percentage of diluted share capital) (VI) (VII = IV+V+VI) () (X) (XI) = (VII)+(X) as a % of Class X Class Y Total (a) (b) (a) (b) (1) Institutions (a) Mutual Funds/UTI (i) Reliance Capital Trustee Co Ltd Funds AAATR9B (ii) ICICI Prudential Balanced Advantage Fund AAAAI38F (iii) SBI Etf Sensex AABTS647Q (b) Venture Capital Funds.... (c) Alternate Investment Funds (d) Foreign Venture Capital Investors.... (e) Foreign Portfolio Investors (i) Government Of Singapore * AAAJG594R (f) Financial Institutions/ Banks (g) Insurance Companies (i) Life Insurance Corporation Of India * AAACL582H (h) Provident Funds/ Pension Funds.... (i) Any Other (specify).... Sub Total (B)(1) (2) Central Government/ State Government(s)/ President of India Sub Total (B)(2) (3) Non institutions (a) Individuals Total as a % of Total Voting rights Locked in pledged or otherwise encumbered (not applicabl e) (Not applicabl e) in i. Individual shareholders holding nominal share capital up to Rs. 2 lakhs ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs (b) NBFCs registered with RBI (c) Employee Trusts.... (d) Overseas Depositories (holding DRs) (balancing figure) (i) Citibank N.A. New York, Nyadr Department AAACC462F (e) Any Other (specify) (i) Bodies Corporate (ii) Clearing Members (iii) Liablity Partnership LLP (iv) HUF (v) Trusts (vi) IEPF Suspense A/C (vii) Non Resident Individual (viii) Director or Director's Relatives (ix) Foreign Bodies (x) Others Sub Total (B)(3) Total Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) * Partly paid up pertain to court cases wherein Rs 1 is outstanding on 31 and Rs.5 is outstanding on 26, both of face value Rs 2/ each. Details of the shareholders acting as persons in Concert including their Shareholding ( and %): Details of which remain unclaimed may be given hear along with details such as number of shareholders, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) (2) (3) would not be displayed on website of Stock Exchange(s). The above at needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of number of. W.r.t. the ination pertaining to Depository, the same may be disclosed in the respective columns to the extent ination available and the balance to be disclosed as by custodian, (*) Shareholding has been reported based on Common irrespective of the Sub Accounts Page 4 of 5

5 Table IV Statement showing shareholding pattern of the Non Promoter Non Public shareholder Category & Name of the Shareholders of sharehol der of fully paid up Partly paid up equity Nos. of Depository Total nos. calculated as per SCRR, 1957 Voting Rights in each class of securities of Underlying Outstanding securities (including Total Shareholding, as a % assuming full conversion of securities (as a percentage of diluted share capital) Locked in pledged or otherwise encumbered equity in (I) (II) (III) (IV) (V) Class X Class Y Total (a) (b) (a) (b) (1) Custodian/DR Holder.... (a) Name of DR Holder (if available) (i) abc,.,.. (ii) efg. (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 214).... (a) Name (abc Total Non Promoter Non Public Shareholding (C)= (C)(1)+(C)(2).... Note (1) would not be displayed on website of Stock Exchange(s). (2) The above at needs to disclose name of all holders holding more than 1% of number of (3) W.r.t. the ination pertaining to Depository, the same may be disclosed in the respective columns to the extent ination available (VI) (VII = IV+V+VI) () (X) (XI) = (VII)+(X) as a % of Total as a % of Total Voting rights (not appli cable) (Not applicable) (Not Applicable)