Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Transcription

1 CLARIS LIFESCIENCES LIMITED Registered Office: Claris Corporate Headquarters, Near Parimal Railway Crossing, Ellisbridge, Ahmedabad Tel: , ; Fax: ; Website: CIN: L85110GJ1994PLC Shareholding Pattern under Regulation 31 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, Name of Listed Entity: Claris Lifesciences 2. Scrip Code/Name of Scrip/ of Security : , CLARIS, Equity 3. Share Holding Pattern Filed under: Reg. 31(1) for the Quarter ended December 31, Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- Particulars Yes* No* 1 Whether the Listed Entity has issued any partly paid up? 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? 3 Whether the Listed Entity has any against which depository receipts are issued? 4 Whether the Listed Entity has any in locked-in? 5 Whether any by promoters are pledge or? Yes - 6 Whether company has with differential voting rights? * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Convertible Securities/Warrants, depository receipts, locked-in, No of pledged or by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holding of specified.

2 5. The tabular format for disclosure of holding of specified is as follows:- Category Category of Nos. of s fully paid up Partly paid-up Depository nos. Table I - Summary Statement holding of specified Shareholding as a % of total no. of (calculated as per SCRR, 1957) Number of Voting Rights in each class of No of Voting Rights as a % of (A+B+C) (having voting eg: y Shareholding, as a % assuming full ( as a percentage of diluted share capital ) (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) (VIII) As a % of (IX) (X) (XI)=(VII)+(X) As a % of (A+B+C2) (XII) (XIII) (A) Promoter & Promoter Group 2 27,355, ,355, ,355, ,355, ,002, ,355,964 (B) Public 17,030 27,211, ,211, ,211, ,211, ,211,799 (C) Non Promotern Public (C1) DRs (C2) by Employee Trusts ,032 54,567, ,567, ,567, ,567, ,002, ,567,763 Number of Locked in As a % of total As a % of total Number of in dematerialized form

3 Category & Name of the (1) Indian Individuals/ Hindu undivided Family fully paid up Partly paidup Nos. of Depository (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) Table II - Statement showing shareholding pattern of the Promoter and Promoter Group nos. calculated as per SCRR, 1957 (VIII) As a % of (A+B+C2) Number of Voting Rights in each class of (having voting rights) No of Voting Rights eg: Y Shareholding, as a % assuming full ( as a percentage of diluted share capital) (IX) (X) (XI)=(VII)+(X) As a (XII) (XIII) % of (A+B+C2) Number of in dematerialized form Central Government/ State Government(s) (C) Financial Institutions/ Banks (d) Any Other (specify) 2 27,355, ,355, ,355, ,355, ,002, ,355,964 Bodies Corporate 2 27,355, ,355, ,355, ,355, ,002, ,355,964 Athanas Enterprise Private AALCA9906F 1 27,353, ,353, ,353, ,353, ,000, ,353,580 Abellon Energy AAHCA2213K 1 2, , , , , ,384 Sub- (A)(1) 2 27,355, ,355, ,355, ,355, ,002, ,355,964 (2) Foreign Individuals (Non-Resident Individuals/ Foreign Individuals) Government (c) Institutions (d) Foreign Portfolio Investor (e) Any Other (specify) Sub- (A)(2) Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 2 27,355, ,355, ,355, ,355, ,002, ,355,964 Details of which remain unclaimed may be given hear along with details such as number of s, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) would not be displayed on website of Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Regulations, 2011 as a % of (A+B+C) Number of Locked in As a % of total As a % of total

4 Table III - Statement showing shareholding pattern of the Public Category & Name of the Nos. of fully paid up Nos. of Partly paid-up underlyin g Depositor y nos. calculated as per SCRR, 1957 Number of Voting Rights in each class of (having voting rights) No of Voting Rights as a % of (A+B+C) Y Outstandin g shareholding, as a % assuming full conversion of (as a percentage of diluted share capital) Number of Locked in As a % of total As a % of total Number of in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) (VIII) As a % of (A+B+C2) (IX) (X) (XI)=(VII)+(X) As (XII) (XIII) a % of (A+B+C2) (1) Institutions Mutual Funds 1 1,054, ,054, ,054, ,054, ,054,255 Reliance Capital Trustee Co. Ltd-A/C AAATR0090B 1,054, ,054, ,054, ,054, ,054,255 Reliancesmall Cap Fund Venture Capital Funds (c) Alternate Investment Funds (d) Foreign Venture Capital Investors (e) Foreign Portfolio Investors 23 14,200, ,200, ,200, ,200, ,200,364 East Bridge Capital Master Fund AACCE9888M 2,422, ,422, ,422, ,422, ,422,780 Ashoka Pte Ltd AAKCA5986C 1,770, ,770, ,770, ,770, ,770,067 Government Pension Fund Global AACCN1454E 1,623, ,623, ,623, ,623, ,623,970 Cobra India (Mauritius) AADCC4379A 1,495, ,495, ,495, ,495, ,495,411 Signet Healthcare Partners QP Partnership III LP ACDFS3034K 1,216, ,216, ,216, ,216, ,216,982 HBM Healthcare Investments (Cayman) Ltd AADCH4412P 1,142, ,142, ,142, ,142, ,142,063 Morgan Stanley Asia (Singapore) Pte. AAECM3575F 1,010, ,010, ,010, ,010, ,010,528 Orbimed Partners Master Mauritius AADCC9922F 889, , , , ,870 Goldman Sachs (Singapore) Pte AAFCG0345N 687, , , , ,615 (f) Financial Institutions/ Banks (g) Insurance Companies (h) Provident Funds/ Pension Funds (i) Any Other (specify) Sub (B)(1) 24 15,254, ,254, ,254, ,254, ,254,619 (2) Central Government/ State Government(s)/ President of India Sub- (B)(2) (3) Non-institutions Individuals - i. Individual s holding nominal share capital up to Rs. 2 lakhs. 15,521 4,198, ,198, ,198, ,198, ,198,967 ii. Individual s holding nominal share capital in excess of Rs. 2 lakhs. 27 2,003, ,003, ,003, ,003, ,003,303 NBFCs registered with RBI (c) Employee Trusts (d) Overseas Depositories (holding DRs) (balancing figure) (e) Any Other (specify) 1,458 5,754, ,754, ,754, ,754, ,754,910 Trusts 1 3, , , , ,600 Hindu Undivided Family , , , , ,314 Non Resident Indians (Non Repat) , , , , ,996 Non Resident Indians (Repat) , , , , ,040 Clearing Member , , , , ,455 Bodies Corporate 346 4,578, ,578, ,578, ,578, ,578,505 Maverick Financial Services Private AAECM7666H 877, , , , ,950 Sub (B)(3) 17,006 11,957, ,957, ,957, ,957, ,957,180 Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) 17,030 27,211, ,211, ,211, ,211, ,211,799 Details of the s acting as persons in Concert including their Shareholding ( and %): Details of which remain unclaimed may be given here along with details such as number of s, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. Note: (1) would not be displayed on website of Stock Exchange(s). (2) The above format needs to be disclosed along with the name of following persons: Institutions/Non Institutions holding more than 1% of total number of. (3) W.r.t. the information pertaining to Depository, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as by custodian.

5 Table IV - Statement showing shareholding pattern of the Non Promotern Public Category & Name of the fully Partly Nos. of no. calculated as per paid up paid-up Depository SCRR, 1957 Number of Voting Rights in each class of (having voting rights) No of Voting Rights eg: Y as a % of (A+B+C) shareholding, as a % assuming full (as a percentage of diluted share capital) Number of Locked in As a % of total As a % of total Number of in dematerialized form (1) Custodian/ DR Holder (2) Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) (VIII) As a % of (A+B+C2) (IX) (X) (XI)=(VII)+(X) As a % (XII) (XIII) of (A+B+C2) Non- Promotern Public Shareholding (C)= (C)(1)+(C)(2) Note (1) would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of total number of (3) W.r.t. the information pertaining to Depository, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as by custodian. For Claris Lifesciences Date: January 10, 2018 Place: Ahmedabad Kirit Kanjaria Sr. VP - Company Secretary & Compliance Officer