STATEMENT SHOWING SHAREHOLDING PATTERN IN REGULATION-31(1)(b) Reg.31(1)(b) N.A. Particulars Promoter

Transcription

1 STATEMENT SHOWING SHAREHOLDING PATTERN IN REGULATION-31(1)(b) 1. Name of Listed Entity: 2. Scrip Code/Name of Scrip/Class of Security 3. Share Holding Pattern Filed under: Reg. 31(1)(a)/Reg. 31(1)(b)/Reg.31(1)(c) a. If under 31(1)(b) then indicate the report for Quarter ending b. If under 31(1)(c) then indicate date of allotment/extinguishment JAIPRAKASH ASSOCIATES LIMITED / JPASSOCIAT/ EQUITY Reg.31(1)(b) N.A 4. Declaration: The Listed entity is required to submit the following declaration to the extent of submission of information:- S No Particulars Promoter & Promoter Group Public Non Promoter Non Public Yes/No Yes/No Yes/No 1 Whether the Listed Entity has issued any partly paid up? No No No 2 Whether the Listed Entity has issued any Convertible Securities or Warrants? No Yes No 3 Whether the Listed Entity has any against which depository receipts are issued? No No No 4 Whether the Listed Entity has any in locked-in? No No No 5 Whether any by promoters are pledge or otherwise encumbered? Yes NA NA 6 Wheather the listed company has issued any differential voting rights? No No No * If the Listed Entity selects the option No for the questions above, the columns for the partly paid up, Convertible Securities/ Warrants, depository receipts, locked-in, No of pledged or otherwise encumbered by promoters, as applicable, shall not be displayed at the time of dissemination on the Stock Exchange website. Also wherever there is No declared by Listed Entity in above table the values will be considered as Zero by default on submission of the format of holding of specified.

2 Table I - Summary Statement holding of specified Category Category of Nos. of shareholde rs of fully paid up of Partly paidup of underlying Depository Total Nos. Shareholding as a % of no. of (calculated as per SCRR, 1957) Number of Voting Rights in each class of of Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) Number of Locked in Number of pledged or otherwise encumbered Number of in dematerialized form (I) (II) (III) (IV) (V) (VI) (VII) = (IV)+(V)+(VI) (VIII) = As a % of (A+B+C2) (IX) (X) (XI) = (VII)+(X) (XII) (XIII) (A+B+C2) (XIV) Total as a % of (A+B+C) Class- X (Equity) Class- Y (Other) Total (a) (b) (a) (b) (A) Promoter & Promoter Group ,608, ,608, % 952,608, ,608, % % % 191,711, % 952,608,337 (B) Public 546,823 1,479,848, ,479,848, % 1,479,848,638-1,479,848, % 91,591, % % N.A. N.A. 1,456,821,939 (C) Non Promoter- Non Public underlying (C1) DRs % % % % N.A. N.A. - by (C2) % % % % N.A. N.A. Employee Trusts Total 546,902 2,432,456, ,432,456, % 2,432,456,975-2,432,456, % 91,591, % % 191,711, % 2,409,430,276

3 Table II - Statement showing shareholding pattern of the Promoter and Promoter Group S Category & Name of the Shareholders of fully paid of up Partly paid-up Nos. of underlying Depository Total nos. Shareholdi ng % calculated as per SCRR, 1957 Number of Voting Rights in each class of of Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) Number of Locked in Number of pledged or otherwise encumbered Number of in dematerialized form (I) (III) (IV) (V) (VI) VII = (IV+V+VI) VIII = As a % of (A+B+C2) (IX) (X) XI = (VII)+(X) as a % of (XII) (XIII) A+B+C2 (XIV) Total as a % of Total Voting rights (1) Indian Individuals/Hindu undivided (a) Family (S/Shri) Class- X (Equity) Class- Y (Other) Total (a) (b) (a) (b) 61 62,450, ,450, ,450,232-62,450, % - - 1,607, % 62,450,232 1 ADARSH BALA JAIN 15, , % 15,000-15, % % % 15,000 2 ANJALI JAIN 1,513, ,513, % 1,513,150-1,513, % % % 1,513,150 3 ANUJA JAIN 5,833, ,833, % 5,833,650-5,833, % % % 5,833,650 4 ARCHANA SHARMA 151, , % 151, , % % % 151,237 5 ARJUN SINGH 1,624, ,624, % 1,624,775-1,624, % % % 1,624,775 6 B. K. JAIN 10, , % 10,000-10, % % % 10,000 7 BHAVNA KUMAR 154, , % 154, , % % % 154,000 8 CHANDRA KALA GAUR 111, , % 111, , % % % 111,287 9 DATTA RAM GOPAL KADKADE 4,191, ,191, % 4,191,247-4,191, % % % 4,191, GYAN PRAKASH GAUR 41, , % 41,633-41, % % % 41, I N DUBEY 675, , % 675, , % % % 675, JAIPRAKASH GAUR 38, , % 38,924-38, % % % 38, JAYA SINGH 1,624, ,624, % 1,624,775-1,624, % % % 1,624, JYOTI KAMAT KADKADE 4, , % 4,562-4, % % % 4, MANJU SHARMA 9, , % 9,750-9, % % % 9, MANOJ GAUR 175, , % 175, , % % % 175, MAYANK SHARMA 218, , % 218, , % % % 218, NANAK CHAND SHARMA 126, , % 126, , % % % 126, NANDITA GAUR 69, , % 69,461-69, % % % 69, NAVEEN KUMAR SINGH 3,088, ,088, % 3,088,435-3,088, % % % 3,088, NIRMALA SHARMA 5, , % 5,620-5, % % % 5, NIRUPMA SAKLANI 2,502, ,502, % 2,502,500-2,502, % % % 2,502, P K JAIN 4,136, ,136, % 4,136,082-4,136, % % % 4,136, PANKAJ GAUR 156, , % 156, , % % % 156, PEEYUSH SHARMA 217, , % 217, , % % % 217, PRABODH V VORA 860, , % 860, , % % % 860, PRAVIN KUMAR SINGH 3,190, ,190, % 3,190,470-3,190, % % % 3,190, PUNEET KUMAR JAIN 5, , % 5,092-5, % % % 5, RAHUL KUMAR 150, , % 150, , % % % 150, RAJ KUMAR SINGH 5,043, ,043, % 5,043,241-5,043, % % % 5,043, RAJENDER SINGH % % % % RAKESH SHARMA 1, , % 1,562-1, % % % 1, RAN VIJAY SINGH 3,043, ,043, % 3,043,015-3,043, % % % 3,043, RASHI AGRAWAL 67, , % 67,275-67, % % % 67, REKHA DIXIT 59, , % 59,461-59, % % % 59, RISHABH JAIN 375, , % 375, , % % % 375, RITA DIXIT 155, , % 155, , % % % 155, SAMEER GAUR 2, , % 2,000-2, % % % 2, SANJANA JAIN 362, , % 362, , % % % 362, SARAT KUMAR JAIN 2,048, ,048, % 2,048,016-2,048, % % % 2,048, SATYENDRA PRAKASH JOSHI 569, , % 569, , % % % 569,251

4 S Category & Name of the Shareholders of fully paid of up Partly paid-up Nos. of underlying Depository Total nos. Shareholdi ng % calculated as per SCRR, 1957 Number of Voting Rights in each class of of Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) Number of Locked in Number of pledged or otherwise encumbered Number of in dematerialized form (I) (III) (IV) (V) (VI) VII = (IV+V+VI) VIII = As a % of (A+B+C2) (IX) (X) XI = (VII)+(X) as a % of (XII) (XIII) A+B+C2 (XIV) Total as a % of Total Voting rights Class- X (Equity) Class- Y (Other) Total (a) (b) (a) (b) 42 SHAIL JAIN 143, , % 143, , % % - 135, % 143, SHASHI KUMAR 315, , % 315, , % % % 315, SHIVA DIXIT 124, , % 124, , % % % 124, SHRAVAN JAIN 35, , % 35,900-35, % % - 22, % 35, SHYAM KUMARI SINGH 33, , % 33,840-33, % % % 33, SONIA GUPTA 107, , % 107, , % % % 107, SUNIL DATTARAM KADKADE 191, , % 191, , % % % 191, SUNIL JOSHI 2,139, ,139, % 2,139,000-2,139, % % % 2,139, SUNIL KUMAR SHARMA 1, , % 1,501-1, % % % 1, SUNITA JOSHI 2,529, ,529, % 2,529,000-2,529, % % % 2,529, SUNNY GAUR 238, , % 238, , % % % 238, SUREN JAIN 5,742, ,742, % 5,742,609-5,742, % % % 5,742, SURESH KUMAR 33, , % 33,000-33, % % % 33, URVASHI GAUR 170, , % 170, , % % % 170, VARSHA SINGH 1,624, ,624, % 1,624,775-1,624, % % % 1,624, VIJAY GAUR 886, , % 886, , % % % 886, VINITA GAUR 75, , % 75,951-75, % % % 75, VINOD SHARMA 156, , % 156, , % % % 156, VIREN JAIN 1,221, ,221, % 1,221,581-1,221, % % % 1,221, VISHALI JAIN 4,048, ,048, % 4,048,187-4,048, % % - 1,450, % 4,048,187 Central Government/ State (b) Government(s) (c) Financial Institutions/ Banks (d) Any Other (specify) Body Corporate 6 700,841, ,841, ,841, ,841, % , ,841,223 AKASVA ASSOCIATES PRIVATE 1 LIMITED 2,497, ,497, % 2,497,927-2,497, % % ,497,927 2 ESSJAY ENTERPRISES PVT LTD 2,901, ,901, % 2,901,832-2,901, % % - 787, ,901,832 3 JAI PRAKASH EXPORTS PVT LTD 3,431, ,431, % 3,431,127-3,431, % % ,431,127 JAYPEE INFRA VENTURES (A 4 PRIVATE COMPANY WITH UNLIMITED LIABILITY) LUCKYSTRIKE FINANCIERS 5 PRIVATE LIMITED PEARTREE ENTERPRISES PVT 6 LTD 688,306, ,306, % 688,306, ,306, % % ,306,042 3,703, ,703, % 3,703,500-3,703, % % ,703, % % % Trust 4 189,316, ,316, ,316, ,316, % ,316, ,316,882 REKHA DIXIT TRUSTEE JCL 1 TRUST SAMEER GAUR TRUSTEE JEL 2 TRUST SUNIL KUMAR SHARMA 3 TRUSTEE JHL TRUST SUNNY GAUR TRUSTEE GACL 4 TRUST 49,657, ,657, % 49,657,605-49,657, % % - 49,657, ,657,605 67,848, ,848, % 67,848,627-67,848, % % - 67,848, ,848,627 45,074, ,074, % 45,074,914-45,074, % % - 45,074, ,074,914 26,735, ,735, % 26,735,736-26,735, % % - 26,735, ,735,736 Sub-Total (A)(1) 952,608, ,608, ,608, ,608, % ,711, ,608,337

5 S Category & Name of the Shareholders of fully paid of up Partly paid-up Nos. of underlying Depository Total nos. Shareholdi ng % calculated as per SCRR, 1957 Number of Voting Rights in each class of of Shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) Number of Locked in Number of pledged or otherwise encumbered Number of in dematerialized form (I) (III) (IV) (V) (VI) VII = (IV+V+VI) VIII = As a % of (A+B+C2) (IX) (X) XI = (VII)+(X) as a % of (XII) (XIII) A+B+C2 (XIV) Total as a % of Total Voting rights (2) Foreign Individuals (Non-Resident (a) Individuals/ Foreign Individuals) Class- X (Equity) Class- Y (Other) Total (a) (b) (a) (b) % % % % - (b) Government (c) Institutions (d) Foreign Portfolio Investor (f) Any Other (specify) Sub-Total (A)(2) Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) ,608, ,608, ,608, ,608, % ,711, ,608,337 Note: (1) PAN would not be displayed on website of Stock Exchange(s). (2) The term Encumbrance has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of and Takeovers) Regulations, (3) Table I shows no. of promoter and promoter group as 79 and no. of promoter & promoter group shown in Table II is 71 in view of consideration on the basis of PAN as per SEBI circular

6 Table IIA Details of which remain unclaimed may be given hear along with details such as number of s, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. of s Nil No of Nil

7 S Category & Name of the Shareholders Nos. of of fully paid up Table III - Statement showing shareholding pattern of the Public Partly paid-up Nos. of Total nos. Shareholding % Number of Voting Rights in each class of underlying calculated as Depository per SCRR, 1957 of Total Number of Locked in shareholding, as a % assuming full conversion of (as a percentage of diluted share capital) Number of pledged or otherwise encumbered Number of in dematerialized form (I) (III) (IV) (V) (VI) VII = IV+V+VI VIII = (A+B+C2) (IX) (XII) (XIII) (X) (XI) (XIV) Total as a % of Total Voting rights (Not applicable) (Not applicable) Class- X (Equity) Class- Y (Other) Total (a) (b) (a) (b) 1 Institutions Mutual Funds/ a) 30 57,773, ,773, % 57,773,642-57,773, % % - - N.A. N.A. 57,631,916 b) Venture Capital Funds % % % - - N.A. N.A. - c) Alternate Investment Funds % % % - - N.A. N.A. - d) Foreign Venture Capital Investors % % % - - N.A. N.A. - e) Foreign Portfolio Investors ,019, ,019, % 400,019, ,019, % 91,591, % - - N.A. N.A. 399,692,335 ORBIS SICAV EMERGING MARKETS 1 33,941, ,941, % 33,941,716-33,941, % % - - N.A. N.A. 33,941,716 EQUITY FUND ORBIS INSTITUTIONAL EMERGING 1 390, , % 390, , % % - - N.A. N.A. 390,522 MARKETS EQUITY L.P. SOCIETE GENERALE 1 49,711, ,711, % 49,711,876-49,711, % % - - N.A. N.A. 49,711,876 BARCLAYS MERCHANT BANK (SINGAPORE) LTD. 1 28,543, ,543, % 28,543,759-28,543, % % - - N.A. N.A. 28,543,759 f) Financial Institutions/ Banks 52 15,315, ,315, % 15,315,781-15,315, % % - - N.A. N.A. 15,094,669 g) Insurance Companies ,040, ,040, % 112,040, ,040, % % - - N.A. N.A. 112,033,655 LIFE INSURANCE CORPORATION OF ,934, ,934, % 108,934, ,934, % % - - N.A. N.A. 108,931,155 INDIA h) Provident Funds/ Pension Funds % % % - - N.A. N.A. - i) Any Other (specify) % % % - - N.A. N.A. - Sub-Total (B)(1) ,149, ,149, % 585,149, ,149, % 91,591, % - - N.A. N.A. 584,452,575 2 Central Government/ State 2 5,495, ,495, % 5,495,745-5,495, % % - - N.A. N.A. 5,495,745 Government(s)/ President of India Sub-Total 2 5,495, ,495, % 5,495,745-5,495, % % - - 5,495,745 (B)(2) 3 Non-institutions 0.00% a) Individuals - i. Individual s holding nominal share capital up to Rs. 2 lakhs. ii. Individual s holding nominal share capital in excess of Rs. 2 lakhs. 528, ,451, ,451, % 473,451, ,451, % % - - N.A. N.A. 454,147, ,643, ,643, % 104,643, ,643, % % - - N.A. N.A. 104,643,199 RAJESH GUPTA 1 27,338, ,338, % 27,338,155-27,338, % % - - N.A. N.A. 27,338,155

8 b) NBFCs registered with RBI 25 10,961, ,961, % 10,961,466-10,961, % % - - N.A. N.A. 10,961, % c) Employee Trusts* 2 2,528, ,528, % 2,528,489-2,528, % % - - N.A. N.A. 2,528, % d) Overseas Depositories (holding DRs) (balancing figure) % % % - - N.A. N.A % e) Any Other (specify) 17, ,618, ,618, ,618, ,618, % % ,593,123 (i) Corporate Body (Foreign 5 177, , % 177, , % % - - N.A. N.A. 1,610 Body) (ii) Bodies Corporate 3, ,012, ,012, % 178,012, ,012, % % - - N.A. N.A. 176,731,977 (iii) Non resident Indians 5,457 21,625, ,625, % 21,625,855-21,625, % % - - N.A. N.A. 20,070,096 (iv) Hindu undivided family 8,156 19,077, ,077, % 19,077,546-19,077, % % - - N.A. N.A. 19,077,546 (v) Directors & their Relatives 2 5, , % 5,375-5, % % - - N.A. N.A. 5,000 (vi) Trusts 25 10,032, ,032, % 10,032,820-10,032, % % - - N.A. N.A. 10,032,820 (vii) Clearing Members & in transit ,686, ,686, % 68,686,363-68,686, % % - - N.A. N.A. 68,674,074 Sub-Total 546, ,203, ,203, % 889,203, ,203, % % ,873,619 (B)(3) Total Public Shareholding (B)= (B)(1)+(B)(2)+(B)(3) 546,823 1,479,848, ,479,848, % 1,479,848,638-1,479,848, % 91,591, % - - 1,456,821,939 Note: (1) *Jaypee Group ESPS 2009 Trust (trustee Shri Sunny Gaur) & Jaypee Group Employees Welfare Trust (trustee Shri B.K Goswami). (2) Table III under category 2 under Central Government represents transferred to the demat account of IEPF authority.

9 Details of the s acting as persons in Concert including their Shareholding: S. Name of Name of PAC of Holding % 1 LIFE INSURANCE CORPORATION OF INDIA LIC OF INDIA MARKET PLUS 1 GROWTH FUND 23,282, do LIC OF INDIA MONEY PLUS GROWTH FUND 21,535, do LIC OF INDIA MARKET PLUS GROWTH FUND 14,354, do LIC OF INDIA PROFIT PLUS GROWTH FUND 6,341, do LIFE INSURANCE CORPORATION OF INDIA P & GS FUND 2,375, do LIC OF INDIA WEALTH PLUS FUND 2,374, do LIC OF INDIA MARKET PLUS 1 BALANCED FUND 790, do LIC OF INDIA JEEVAN PLUS GROWTH FUND 463, do LIC OF INDIA MONEY PLUS 1 GROWTH FUND 376, do LIC OF INDIA MARKET PLUS 1 SECURED FUND 272, do LIC OF INDIA HEALTH PLUS FUND 80, do LIC OF INDIA JEEVAN SAATHI PLUS GROWTH FUND 52, do LIC OF INDIA FORTUNE PLUS GROWTH FUND 50, do LIC OF INDIA CHILD FORTUNE PLUS GROWTH FUND 30, do LIC OF INDIA GRATUITY PLUS BALANCE FUND 15, do LIC OF INDIA MONEY PLUS BALANCED FUND 11, do LIC OF INDIA HEALTH PROTECTION PLUS FUND 9, do LIC OF INDIA MONEY PLUS SECURED FUND 6, do LIC OF INDIA GRATUITY PLUS INCOME FUND 5, do LIFE INSURANCE CORPN OF INDIA 3, do LIC OF INDIA PROFIT PLUS SECURED FUND 2, do LIC OF INDIA BIMA PLUS RISK FUND 2, do LIC OF INDIA JEEVAN SAATHI PLUS BALANCED FUND 2, do LIC OF INDIA JEEVAN SAATHI PLUS SECURED FUND 1, do LIFE INSURANCE CORPORATION OF INDIA Total 72,438, Note: The Shareholding of main PAC has already been mentioned in Table III at SL. 1(e) and 1(g) as these hold more than 1% in the Company and therefore, their names and are not repeated in the above list.

10 Table IIIB Details of which remain unclaimed may be given hear along with details such as number of s, outstanding in demat/unclaimed suspense account, voting rights which are frozen etc. of s No of ,682,070

11 Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public S Category & Name of the Shareholders PAN of of fully paid up Partly paidup Nos. of underlying Depository Total no. Shareholding % calculated as per SCRR, 1957 Number of Voting Rights in each class of of Total shareholding, as a % assuming full conversion of ( as a percentage of diluted share capital) Number of Locked in Number of pledged or otherwise encumbered Number of in dematerializ ed form (Not applicable) (I) (II) (III) (IV) (V) (VI) VII = (IV+V+VI) VIII = As a % of (A+B+C2) (IX) (X) (XI) (XII) (XIII) (XIV) Total as a % of Total Voting rights (Not applicable) (Not applicable Class- X (Equity) Class- Y (Other) Total (a) (b) (a) (b) 1 Custodian/DR Holder 2 Note a) Name of DR Holder (if available) N.A. N.A. - Employee Benefit Trust (under SEBI (Share based Employee Benefit) Regulations, 2014) Total Non-Promoter- Non Public Shareholding (C)= (C)(1)+(C)(2) N.A. N.A (1) PAN would not be displayed on website of Stock Exchange(s). (2) The above format needs to disclose name of all holders holding more than 1% of number of (3) W.r.t. the information pertaining to Depository, the same may be disclosed in the respective columns to the extent information available,