The Mattson Group at Morgan Stanley. Financial Advisors Centered Around You

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1 The Mattson Group at Morgan Stanley Financial Advisors Centered Around You

2 345 St. Peter Street 1800 Landmark Towers, Saint Paul, MN / MAIN / TOLL-FREE / FAX themattsongroup james.mattson@morganstanley.com james.e.mattson@morganstanley.com doreen.dehaan@morganstanley.com

3 At The Mattson Group, we help you manage all aspects of your financial life so you can accomplish the things that are essential to you. We are a comprehensive wealth management practice headquartered in downtown Saint Paul, MN. Our group has over 50 years of combined experience in the financial services industry. This experience is instrumental in helping provide clarity to our clients when they need it most. When you work with The Mattson Group, you work directly with the people who are making sound investment decisions on your behalf. Since our family of clients is select and limited, we deliver time tested advice, that's centered around you. We offer a customized investment discipline to help meet the specific needs, objectives and goals of our clients. We invest our clients money carefully and we provide them with unbiased advice at a reasonable price. THE MATTSON GROUP 3

4 Meet the Professionals Left to right: Doreen L. DeHaan, James T. Mattson, James E. Mattson 4 MORGAN STANLEY

5 James T. Mattson Portfolio Management Director Vice President Financial Advisor After graduating from Northern Michigan University in 1979, Jim first entered the financial industry with a career in banking. In 1986 he became a Financial Advisor and has consistently worked to improve his effectiveness in helping clients address their financial goals and investment needs. Today as the Portfolio Management Director for The Mattson Group, Jim manages the investment assets for high net worth clients by employing a strict investment discipline. Outside of work Jim enjoys golfing, downhill skiing and most importantly, spending time with his wife, son and twin daughters. James E. Mattson Financial Planning Specialist Financial Advisor James E. Mattson is a Financial Advisor with The Mattson Group. He focuses on portfolio management, financial planning, and providing clarity to clients when they need it most. Working together with his father James T. Mattson, he brings a detailed and hardworking approach to the team. James first joined Morgan Stanley in 2011 as an intern. After graduating from Saint John s University in 2013 with a major in Accounting and Finance, James took a full time position with Morgan Stanley to solidify his career in an industry he loves. Outside of the office James is an avid golfer, traveler, and fitness enthusiast. James currently resides in Saint Paul, MN. THE MATTSON GROUP 5

6 Doreen L. DeHaan Portfolio Associate Relationship Manager Doreen DeHaan has extensive knowledge of the financial services industry. Her attention to detail and organizational skills are an excellent complement to the operational and administrative responsibilities which are integral to the success of the team. Her career started in She currently holds the title of Portfolio Associate as well as her Series 7, 9, 10, 31, 66 licenses and insurance license which affords Doreen the ability to help clients with transactions and trading. Doreen has two Iraqi War Veteran sons, a step daughter and son-in-law. In her spare time she enjoys gardening, sports and weekend adventures on the back of her husband s Harley. 6 MORGAN STANLEY

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9 Our Investment Philosophy At The Mattson Group, our investment philosophy is to construct and manage portfolios from the bottom up, carefully assessing the ongoing quality of each security by adhering to a strict discipline. Our ability to draw on the research capabilities of Morgan Stanley provides us with the resources needed to implement our core portfolio management discipline, Investing for Growth. The Investing for Growth Strategy seeks capital appreciation through a discipline of using future earnings estimates. This strategy centers around the understanding of how security analysts estimate the future earnings of companies. The principle that drives this strategy is based on the constant changes in earnings estimates made by security analysts. Many times analysts have to adjust upward or downward their earnings estimates. Future earnings estimate adjustments are the basis for the Investing for Growth Strategy. Increases in the earnings estimates for a company is the most important determinant of a higher stock price over time. Nothing correlates more strongly with a rising stock price than increasing earnings estimates. This is the focal point of the Investing for Growth Strategy. In the Investing for Growth Strategy a stock is bought when an analyst has raised his or her earnings estimates at least twice within a six month period. Research indicates that when an analyst has raised the earnings estimate twice within a six month period, the probability is high they will raise them again. Conversely, a stock should be sold when the analyst lowers his or her earnings estimates. The real potential profit comes when an analyst changes the earnings forecast many times. Past performance has shown that three out of four stocks in this strategy experienced a positive change in earnings estimates by analysts after they were purchased. For the Investing for Growth Strategy to work effectively, ten or more stocks are recommended in a portfolio. This diversified portfolio will consist of stocks that satisfy the Investing for Growth Strategy. Investors must be patient. Stock ownership of more than two years may be required for this strategy to properly demonstrate above average results. Finally, this strategy is not for every investor. It is for investors who are seeking capital appreciation and have an understanding of risk. THE MATTSON GROUP 9

10 Morgan Stanley strives to offer clients the finest in financial thinking, products and execution to help them meet their individual needs and achieve their personal financial goals. When we work together, you ll benefit from personalized advice, objective guidance and dedication to your success as an investor. With access to Morgan Stanley s renowned global resources and investment opportunities, we can help you develop and maintain an optimal investment strategy. Our wealth management strategy will address key areas of your financial life beyond traditional investments and may incorporate diverse recommendations for building and protecting your wealth. 10 MORGAN STANLEY

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12 James T. Mattson (1986-Present): Doreen DeHaan (1991-Present): James E. Mattson (2013-Present) This material does not provide individually tailored investment advice. It has been prepared without regard to the individual financial circumstances and objectives of persons who receive it. The strategies and or investments discussed in this material may not be suitable for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate particular investments and strategies, and encourages investors to seek the advice of a Financial Advisor.The appropriateness of a particular investment or strategy will depend on an investors individual circumstances and objectives Morgan Stanley Smith Barney LLC. Member SIPC /2014 CRC