IDENTIFICATION FORM AUSTRALIAN REGULATED TRUST (Including Self-Managed Super Funds)
|
|
- Egbert Flynn
- 5 years ago
- Views:
Transcription
1 AUSTRALIAN REGULATED TRUST (Including Self-Managed Super Funds) GUIDE TO COMPLETING THIS FORM This frm is fr nly. Australian Regulated Trusts include self-managed super funds, registered managed investment schemes, unregistered managed investment schemes, gvernment superannuatin funds r ther Trusts subject t the regulatry versight f an Australian regulatr. Fr Trusts that are nt subject t the versight an Australian regulatr, cmplete the UNREGULATED AUSTRALIAN TRUST & FOREIGN TRUST IDENTIFICATION FORM. Tax infrmatin must be cllected frm an authrised representative f the Trust SECTION 1: REGULATED TRUST IDENTIFICATION PROCEDURE Sectin 1.1: General Infrmatin Full name f Trust (nt Trustee) (e.g. ABC Superannuatin Fund) where trust established (nly required if nt Australia) Full business name f trustee in respect f the trust (if any) Sectin 1.2: Type f Regulated Trust Tick Select ne f the fllwing type f Regulated Trust Self-Managed Superannuatin Fund Prvide the SMSF s ABN Registered managed investment scheme Prvide Australian Registered Scheme Number (ARSN) Unregistered managed investment scheme (Where the scheme is nt registered by ASIC, nly has whlesale clients and des nt make small scale fferings t which sectin 1012E f the Crpratins Act 2001 applies) Prvide the unregistered managed investment scheme s ABN Gvernment superannuatin fund Prvide name f the legislatin establishing the fund Other regulated Trust (A trust that is subject t the regulatry versight f a Cmmnwealth, r Territry statutry regulatr such as an apprved depsit fund, a pled superannuatin trust r an APRA-regulated superannuatin fund) Prvide name f the regulatr (e.g. ASIC, APRA, ATO) Prvide the Trust s ABN r registratin/licensing details Fr ther types f Trusts (e.g. family, charitable, estate) r Trusts regulated by a freign regulatry bdy, d nt use this frm but rather cmplete the AUSTRALIAN UNREGULATED TRUST & FOREIGN TRUST IDENTIFICATION FORM. Street Glbal Advisrs, Australia, Limited (ACN: ) and Street Glbal Advisrs, Australia Services Limited (ACN: )
2 SECTION 2: TRUSTEE IDENTIFICATION PROCEDURE (Please cmplete EITHER sectin 2.1 OR sectin 2.2) Please prvide identificatin infrmatin fr each individual Trustee(s) (sectin 2.1) r a crprate Trustee (sectin 2.2). Cmplete all fields belw and prvide a legible certified cpy f ID fr each individual trustee. Sectin 2.1: Individual Trustee (T be cmpleted if the selected Trustee(s) is an individual) Individual Trustee 1 Individual Trustee 2 Individual Trustee 3 If there are mre individual trustees, prvide details n a separate sheet and tick this bx. OR Sectin 2.2: Cmpany Trustee (T be cmpleted if the selected Trustee is an Australian Cmpany. If the selected Trustee is a freign cmpany then cmplete the FOREIGN COMPANY IDENTIFICATION FORM in additin t this frm) Cmplete all fields belw and prvide an ASIC extract r ASIC statement fr the cmpany : Cmpany Details Full name as registered by ASIC ACN Registered Office Address (PO Bx is nt acceptable) Street Principal Place f Business (if any) (PO Bx is nt acceptable) Street 2.2.2: Cmpany Type (Select ne f the fllwing cmpany types) Public (includes public listed cmpany, a majrity wned subsidiary f a public listed cmpany r a licensed cmpany subject t federal, state r territry gvernment regulatry supervisin), prceed t sectin Prprietary (cmpanies whse name ends with Prprietary Ltd r Pty Ltd; als knwn as private cmpanies), prvide the names f the directrs belw and prceed t If Prprietary, prvide the names f all directrs. 1 Street Glbal Advisrs, Australia, Limited (ACN: ) and Street Glbal Advisrs, Australia Services Limited (ACN: )
3 2 3 4 If there are mre directrs, prvide details n a separate sheet and tick this bx : Listing and Regulatry Details - if applicable (select any f the fllwing categries if applicable) Australian Public Listed cmpany (cmpanies that are listed n an Australian financial market such as the ASX) Prceed t Sectin 3 Name f market / exchange Majrity Owned Subsidiary f an Australian Public Listed cmpany (cmpanies that are majrity wned by an Australian cmpany that is listed n an Australian financial market such as the ASX) Prceed t Sectin 3 Australian listed cmpany name Name f market / exchange Regulated cmpany (subject t the supervisin f a Cmmnwealth, r Territry statutry regulatr beynd that prvided by ASIC as a cmpany registratin bdy. Examples include Australian Financial Services Licensees (AFSL); Australian Credit Licensees (ACL); r Registrable Superannuatin Entity (RSE) Licensees). Regulatr name Licence details (e.g. AFSL, ACL, RSE) Prceed t Sectin : Beneficial Owners (Cmplete if the cmpany is NOT ne f the 3 types f cmpanies defined in sectin abve) Prvide the names f the individuals wh ultimately wn 25% r mre f the cmpany s issued share capital (thrugh direct r indirect sharehldings) r any ther individuals wh directly r indirectly cntrl* the cmpany. * includes exercising cntrl thrugh the capacity t determine decisins abut financial r perating plicies; r by means f trusts, agreements, arrangements, understanding & practices; vting rights f 25% r mre, including vet pwer. Beneficial Owner 1 Beneficial Owner 2 Beneficial Owner 3 If there are mre Beneficial Owners, prvide details n a separate sheet and tick this bx. SECTION 3: TAX INFORMATION Cllectin f tax status in accrdance with the United s Freign Accunt Tax Cmpliance Act (FATCA) and Cmmn Reprting Standard (CRS). Regulated super funds (Self-Managed Superannuatin Funds, APRA regulated super funds, gvernment super funds r pled superannuatin trusts) are nt required t cmplete sectin 3 and can prceed t sectin 4. Street Glbal Advisrs, Australia, Limited (ACN: ) and Street Glbal Advisrs, Australia Services Limited (ACN: )
4 3.1: Tax Status Prvide the Trust s Glbal Intermediary Identificatin Number (GIIN), if applicable If the Trust is a Financial Institutin but des nt have a GIIN, prvide its FATCA status (select ONE f the fllwing statuses) Deemed Cmpliant Financial Institutin Excepted Financial Institutin Exempt Beneficial Owner Nn Reprting IGA Financial Institutin (If the Trust is a Trustee-Dcumented Trust, prvide the Trustee s GIIN) Nnparticipating Financial Institutin Other (describe the Trust s FATCA status in the bx prvided) SECTION 4: REGULATED TRUST & TRUSTEE VERIFICATION This sectin utlines the identificatin dcuments that we must cllect frm yu and it differs depending n regulated trust type. If yu d nt prvide the dcuments we may nt be able t prcess yur applicatin. Sectin 4.1: Dcumentatin Requirements fr Trust Verificatin Crss X Please mark with a X ne f the fllwing ptins which yu are prviding accrding t yur type f trust. Yu must select ne ptin and attach it t yur applicatin frm. Fr SMSFs, an riginally certified cpy f the trust deed; OR an riginally certified cpy f an extract f the trust deed cntaining at least the fllwing infrmatin: the name f the trust the name(s) f the trustee(s) Fr Managed Investment Schemes: a cpy f an ffer dcument f the managed investment scheme (e.g. a cpy f a Prduct Disclsure ment (PDS)) if yu are acting as the custdian f a managed investment scheme r ther regulated trust prvide an extract f the custdy Fr Gvernment Superannuatin Funds: a cpy r relevant extract f the legislatin establishing the gvernment superannuatin fund surced frm a gvernment website. Fr ther regulated trusts (excluding SMSFs): a cpy f the search f the relevant regulatrs database; a cpy f the PDS if yu are acting as the custdian f a managed investment scheme r ther regulated trust prvide an extract f the custdy Fr Unregistered managed investment scheme (Where the scheme is nt registered by ASIC, nly has whlesale clients and des nt make small scale fferings t which sectin 1012E f the Crpratins Act 2001 applies): An riginal certified cpy f the full trust deed; A certified cpy f an ffer dcument f the whlesale unregistered managed investment scheme (e.g. a cpy f a Prduct Disclsure ment); if yu are acting as the custdian f a managed investment scheme r ther regulated trust prvide an extract f the custdy Sectin 4.2: Dcumentatin Requirements fr Trustee Verificatin Crss X Please mark with a X ne f the fllwing ptins which yu are prviding accrding t yur type f trustee. Please attach each identificatin cpy t yur applicatin frm. Street Glbal Advisrs, Australia, Limited (ACN: ) and Street Glbal Advisrs, Australia Services Limited (ACN: )
5 Fr all individual trustee(s) listed in sectin 2.1, yu must prvide a certified cpy f ne f the fllwing types f identificatin dcuments fr each individual trustee*: Australian passprt (a passprt that has expired within the preceding 2 years is acceptable) Card issued under a r Territry fr the purpse f prving a persn s age cntaining a phtgraph f the persn Freign passprt r similar travel dcument cntaining a phtgraph and the signature f the persn Australian / Territry driver s licence cntaining a phtgraph f the persn If the trust has a crprate trustee as listed in sectin 2.2 yu must prvide a cpy f the cmpany extract taken frm the ASIC database r a cpy f the latest cmpany annual statement issued by ASIC. * Fr ther identificatin dcumentatin ptins, instructins n hw t certify a dcument, and wh can certify cpies f identificatin dcuments please refer t the Custmer ID frm fr individuals which is available n ur website at ssga.cm Street Glbal Advisrs, Australia, Limited (ACN: ) and Street Glbal Advisrs, Australia Services Limited (ACN: )
IDENTIFICATION FORM AUSTRALIAN COMPANY
AUSTRALIAN COMPANY GUIDE TO COMPLETING THIS FORM This frm is fr nly. Fr cmpanies incrprated r registered utside f Australia use the FOREIGN COMPANY IDENTIFICATION FORM. Cmplete ne frm fr each cmpany. Tax
More informationCompleting the identification form for Australian regulated trusts and trustees (including self-managed super funds)
Instructin sheet Cmpleting the identificatin frm fr Australian regulated trusts and trustees (including self-managed super funds) Identificatin and Verificatin All clients applying fr a new plicy must
More informationLifestream Guaranteed Income via Colonial First State FirstChoice Instruction sheet
Lifestream Guaranteed Incme via Clnial First State FirstChice Instructin sheet Cmpleting the identificatin frm fr Australian regulated trusts and trustees (including self-managed super funds) 21119/1115
More informationFINANCIAL SERVICES GUIDE
PART N: iinvest Securities Financial Services Guide (FSG) FINANCIAL SERVICES GUIDE DATED: Octber 2017 Cntents f this FSG This Financial Services Guide ( FSG ) is an imprtant dcument that iinvest Securities
More informationCustomer due diligence guide for clients
Custmer due diligence guide fr clients Nvember 2018 19499409 2 As a reprting entity under the Anti-Mney Laundering and Cuntering Financing f Terrrism Act 2009 (the AML/CFT Act), MinterEllisnRuddWatts has
More informationFINANCIAL SERVICES GUIDE (FSG)
FINANCIAL SERVICES GUIDE (FSG) Australian Financial Services Licensee: Grsvenr Pirie Management Limited ABN: 81 002 558 956 Australian Financial Services Licence Number: 238184. Effective Date: 1 st August
More informationFORM 2. INDEPENDENT REGULATORY BOARD FOR AUDITORS (Established under Section 3 of Act 26 of 2005)
FORM 2 INDEPENDENT REGULATORY BOARD FOR AUDITORS (Established under Sectin 3 f Act 26 f 2005) APPLICATION BY A FIRM FOR ADMISSION TO THE REGISTER OF AUDITORS (Fr applicatin in terms f Sectin 38(2)) and
More informationVerifying Your Account & Identity
Verifying Yur Accunt & Identity Acceptable Identificatin Dcumentatin The Anti Mney Laundering and Cunter Terrrism Financing Act 2006, requires Luxbet t verify the identity f anyne wh pens a new wagering
More informationCertification of Beneficial Owner(s)
Certificatin f Beneficial Owner(s) GENERAL INSTRUCTIONS T help the gvernment fight financial crime, federal regulatin requires certain financial institutins t btain, verify, and recrd infrmatin abut the
More informationFinancial Services Guide
Financial Services Guide Licensee: Integrity Private Wealth Pty Ltd (AFSL 436298) Crprate Authrised Representative: Nucleus Wealth Management Pty Ltd trading as Nucleus Wealth (ACN# 614 386 266) (CAR#
More informationCertification of Beneficial Owner(s)
GENERAL INSTRUCTIONS T help the gvernment fight financial crime, federal regulatin requires certain financial institutins t btain, verify, and recrd infrmatin abut the beneficial wners f legal entity custmers.
More informationPershing Financial Services Guide (FSG) including its Privacy Policy
Pershing Financial Services Guide (FSG) including its Privacy Plicy Issued by Pershing Securities Australia Pty Ltd ABN 60 136 184 962 Australian Financial Services License N. 338 264 Date FSG was prepared:
More informationHawaii Division of Financial Institutions 2019 Renewal Checklist
Hawaii Divisin f Financial Institutins 2019 Renewal Checklist Instructins Renewal requests must be submitted thrugh by the date specified by yur state regulatr(s). Click here t review all renewal deadlines,
More informationVA Mortgage Lender License New Application Checklist (Company)
VA Mrtgage Lender License New Applicatin Checklist (Cmpany) CHECKLIST SECTIONS General Infrmatin License Fees Requirements Cmpleted in Requirements/Dcuments Upladed in Requirements Submitted Outside f
More informationFINANCIAL SERVICES GUIDE Adams Triglone, Gregory Thomas Adams, Judith Anne Constantine
FINANCIAL SERVICES GUIDE Adams Triglne, Gregry Thmas Adams, Judith Anne Cnstantine Date: 8 December 2016 This Financial Services Guide ( FSG ) is prvided by: Adams Triglne ABN 29 551 448 187 (Authrised
More informationUnderstanding Self Managed Superannuation Funds
Understanding Self Managed Superannuatin Funds Hw t read this dcument Managing yur finances t meet yur day t day requirements as well as yur lng-term gals can be a cmplex task. There are all srts f issues
More informationCAREVEST MORTGAGE INVESTMENT CORPORATION Directions for Completing Retraction Requests
This package is ONLY fr Class A sharehlders f. Cntents f this package (5 pages): - Instructins fr cmpleting yur retractin request - Retractin Request frm fr CareVest Mrtgage Investment Crpratin The February
More informationMD Collection Agency License Amendment Checklist (Company)
MD Cllectin Agency License Amendment Checklist (Cmpany) CHECKLIST SECTIONS General Infrmatin Amendments GENERAL INFORMATION Instructins Maryland Cmmissiner f Financial Regulatin (MD) Agency des nt require
More informationHawaii Division of Financial Institutions 2018 Renewal Checklist
Hawaii Divisin f Financial Institutins 2018 Renewal Checklist Instructins Renewal requests must be submitted thrugh by the date specified by yur state regulatr(s). Click here t review all renewal deadlines,
More informationProposal regarding the provision of administration services in respect of Isle of Man Companies
Prpsal regarding the prvisin f administratin services in respect f Isle f Man Cmpanies We understand that Alimentatin Cuch-Tard Inc (Client) is cnsidering the establishment f an Isle f Man cmpany (Cmpany).
More informationWhat credit related information do we collect and hold and how do we collect it?
In this Credit Reprting Plicy, ORIX, we, us and ur mean ORIX Australia Crpratin Limited and ur related cmpanies. Thse related cmpanies may als have their wn privacy r credit reprting plicies which set
More informationPOLICY OF INSURANCE. SMSF Trustee Administrative Penalties Insurance and SMSF Tax Audit Insurance Who we are
POLICY OF INSURANCE SMSF Trustee Administrative Penalties Insurance and SMSF Tax Audit Insurance Wh we are The Hllard Insurance Cmpany Pty Ltd (Hllard), ABN 78 090 584 473, is an Australian licensed insurer,
More informationARIZONA FIRE DISTRICT ASSOCIATION FINANCIAL PROCEDURES POLICY
FINANCIAL PROCEDURES POLICY 1. PURPOSE The purpse f these Financial Prcedures is t prvide cnsistent applicatin f cnduct and prper internal cntrls t safeguard the assets f the Arizna Fire District Assciatin
More informationJacobs Engineering Group Inc. (Name of Issuer)
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washingtn, D.C. 20549 Expires: February 28, 2009 Estimated average burden hurs per respnse........10.4 SCHEDULE 13G Under
More informationIQnovate Share Placement Completed
NSX: IQN IQnvate Share Placement Cmpleted 13 March 2013 Further t the Cmpany s previus annuncement, and the expiry f the 12 mnth escrw perid fr existing shares,attached is an Applicatin fr Qutatin f the
More informationELECTRONIC FILING INSTRUCTIONS LOGITECH FAIR FUND
ELECTRONIC FILING INSTRUCTIONS LOGITECH FAIR FUND I. Imprtant Ntes PLEASE READ Page 1 f 8 Electrnic claim submissin is available t institutins filing n their wn behalf r n behalf f thers as well as t claim
More informationThe commission related to the dividend payment is supported by BVB.
ANNOUNCEMENT May 16, 2017 DIVIDEND ALLOCATION PROCEDURE BURSA DE VALORI BUCUREȘTI SA In accrdance with the reslutin f the Ordinary General Meeting f Sharehlders f April 12, 2017, Bursa de Valri București
More informationAnnual Return Guidance
Annual Return Guidance Updated July 2018 Scttish Charity Regulatr Annual Return Guidance CONTENTS Pg 3. 1. INTRODUCTION Pg 4. 2. SECTION A Pg 8. 3. SECTION B Pg 11. 4. SECTION C 1. Intrductin What this
More informationInstruction Page. Verification of 2014 Income Information for Individuals with Unusual Circumstances
Instructin Page Imprtant Nte: Please ntify the financial aid ffice if the student r their parents had a change in marital status after the end f the 2014 tax year n December 31, 2014 and als if the parents
More informationMD Sales Finance License Amendment Checklist (Company)
Amendment Checklist (Cmpany) CHECKLIST SECTIONS General Infrmatin Amendments GENERAL INFORMATION Instructins Maryland Cmmissiner f Financial Regulatin (MD) Agency des nt require advance ntice fr any changes;
More informationTenancy Application Form
Tenancy Applicatin Frm Applicatins will nly be prcessed nce this applicatin is fully cmpleted. Shuld the applicant fail t prvide the fllwing details the applicatin will nt be prcessed. If yur applicatin
More informationLegg Mason Alternative Funds ICAV Initial Application Form
APPLICATION CHECKLIST THIS ORIGINAL DULY COMPLETED FORM (THIS APPLICATION ) MUST BE RETURNED TO: STATE STREET FUND SERVICES (IRELAND) LIMITED (THE ADMINISTRATOR ). SHARES WILL BE ISSUED IN REGISTERED ACCOUNT
More informationNH Mortgage Banker Branch License New Application Checklist (Branch)
NH Mrtgage Banker Branch License New Applicatin Checklist (Branch) CHECKLIST SECTIONS General Infrmatin License Fees Requirements Cmpleted in Requirements/Dcuments Upladed in Requirements Submitted Outside
More informationHouse Passes Regulatory Reform That Would Loosen Restrictions on BDCs and Other Funds
Client Alert June 30, 2017 Huse Passes Regulatry Refrm That Wuld Lsen Restrictins n BDCs and Other Funds On June 8, 2017, the U.S. Huse f Representatives, by a vte mstly alng party lines, apprved a bill
More informationSummit Asset Managers Limited
Irish Infrastructure Trust Privacy Ntice Intrductin This ntice sets ut details f hw and why Summit Asset Managers Limited, f Beresfrd Curt,, Dublin 1, Ireland, acting n behalf the Irish Infrastructure
More informationELECTRONIC FILING INSTRUCTIONS Commvault Systems, Inc. Securities Litigation
ELECTRONIC FILING INSTRUCTIONS Cmmvault Systems, Inc. Securities Litigatin I. Imprtant Ntes PLEASE READ Electrnic claim submissin is available t institutins filing n their wn behalf r n behalf f thers
More informationCommvault Systems, Inc. Securities Litigation
Page 1 f 8 ELECTRONIC FILING INSTRUCTIONS Cmmvault Systems, Inc. Securities Litigatin I. Imprtant Ntes PLEASE READ Electrnic claim submissin is available t institutins filing n their wn behalf r n behalf
More informationVerification Worksheet- V1 DIRECTIONS 2016 INCOME TAX FILER DIRECTIONS:
2018-2019 Verificatin Wrksheet- V1 DIRECTIONS 2016 INCOME Yur applicatin was selected by the U.S. Dept. f Educatin fr review in a prcess called "verificatin". Yu must submit the last 3 pages f this verificatin
More informationLSI Securities Litigation
Page 1 f 8 ELECTRONIC FILING INSTRUCTIONS I. Imprtant Ntes PLEASE READ In additin t these instructins, please review the details set frth in the claim frm and ntice prir t submitting claims. Electrnic
More informationPROCESS FOR NATIONAL CAPITOL AREA GARDEN DISTRICTS, CLUBS AND COUNCILS CHOOSING TO FILE FOR 501(C)3 GROUP EXEMPTION
PROCESS FOR NATIONAL CAPITOL AREA GARDEN DISTRICTS, CLUBS AND COUNCILS CHOOSING TO FILE FOR 501(C)3 GROUP EXEMPTION What is a grup exemptin letter? The IRS smetimes recgnizes a grup f rganizatins as tax-exempt
More informationATTENTION. This Sales and Use Tax Exemption Certificate Application is for: 1. FIRST TIME sales and use exemption certificate filers or;
ATTENTION This Sales and Use Tax Exemptin Certificate Applicatin is fr: 1. FIRST TIME sales and use exemptin certificate filers r; 2. Organizatins hlding a card with expiratin date f 2012 r earlier. 3.
More informationStandard Life Investments Global Equity Unconstrained Trust Product Disclosure Statement
Standard Life Investments Glbal Equity Uncnstrained Trust Prduct Disclsure Statement ARSN 614 785 367 APIR ETL0489AU Issue Date 28 September 2017 Abut this PDS This Prduct Disclsure Statement ( PDS ) has
More informationPeter and Rosa Weber are aged 47 and 45. An overview of their current situation is below.
OVERVIEW OF SMSF ADVICE PROCESS Case Study Je Sands, Senir Accuntant frm Sands Accunting Pty Ltd has had an initial discussin with Peter and Rsa Weber ver the phne and will be seeing them in a weeks time
More informationInsulet Corp. Securities Litigation
Page 1 f 8 ELECTRONIC FILING INSTRUCTIONS Insulet Crp. Securities Litigatin READ THESE INSTRUCTIONS CAREFULLY AND IN THE ENTIRETY. YOU MUST COMPLY. Part I - Overview Electrnic claim submissin is available
More informationA. Accept only those clients whose identity is established by conducting due diligence appropriate to the risk profile of the client.
Custmer Acceptance Plicy (CAP) A. Accept nly thse clients whse identity is established by cnducting due diligence apprpriate t the risk prfile f the client. B. Where the investr is a new investr, accunt
More informationNM Mortgage Loan Company License New Application Checklist (Company)
NM Mrtgage Lan Cmpany License New Applicatin Checklist (Cmpany) CHECKLIST SECTIONS General Infrmatin License Fees Requirements Cmpleted in Requirements/Dcuments Upladed in Requirements Submitted Outside
More informationELECTRONIC FILING INSTRUCTIONS
ELECTRONIC FILING INSTRUCTIONS IN RE VIRTUS INVESTMENT PARTNERS, INC. SECURITIES LITIGATION I. Imprtant Ntes PLEASE READ Electrnic claim submissin is available t institutins filing n their wn behalf r
More informationMIFID Policy Client classification
MIFID Plicy Client classificatin Page 1 f 8 Cntents 1. Intrductin... 3 2. Purpse... 3 3. Client Classificatin... 5 a) Eligible cunterparties... 5 b) Prfessinal clients... 6 c) Retail clients... 8 d) Classificatin
More informationaddress: Driver license number: Date of birth: Occupation:
MEMBERSHIP APPLICATION PRIMARY MEMBER INFORMATION Name: Scial security Member Number: Hme phne: Cell phne: Business phne: Mther s Maiden Name: Security passwrd: Mailing address: City: State: ZIP Cde: Street
More informationSaba Software Inc. Settlement
Page 1 f 7 ELECTRONIC FILING INSTRUCTIONS I. Imprtant Ntes PLEASE READ In additin t these instructins, please review the details set frth in the claim frm and ntice prir t submitting claims. Electrnic
More informationAusNet Electricity Services Pty Ltd. Information Sharing Protocol and Register
AusNet Electricity Services Pty Ltd Infrmatin Sharing Prtcl and Register 1 BACKGROUND This is AusNet Electricity Distributin Pty Ltd s ( DNSP s) infrmatin sharing prtcl, and infrmatin sharing register,
More informationResolving Frequently Asked Questions
Frm ADV Part 1A Updates Reslving Frequently Asked Questins Presented by: Stephen Gallett, Esq. Cary Kvitka, Esq. Max Schatzw, Esq. 609.219.7450 Prvide Backgrund n: Agenda New and Revised Questins in Item
More informationCORPORATE ONLINE BANKING SERVICE APPLICATION FORM(ENQUIRY ONLY) SECTION 1: ACCOUNT HOLDER S INFORMATION
BANK OF CHINA Singapre Branch www.bankfchina.cm/sg CORPORATE ONLINE BANKING SERVICE APPLICATION FORM(ENQUIRY ONLY) SECTION 1: ACCOUNT HOLDER S INFORMATION * f Accunt Hlder 1 *Mailing Address 1 Ntice Email
More informationPurpose... 1 Definitions... 1 Policy... 2
Cntents Purpse... 1 Definitins... 1 Plicy... 2 1. Privacy Principles... 2 2. Cllectin f infrmatin... 2 3. Unique Student Identifiers (USI)... 3 4. Strage and use f infrmatin... 4 5. Disclsure f infrmatin...
More informationNon-Regulated Activities. Application Guidelines
Nn-Regulated Activities Applicatin Guidelines TABLE OF CONTENTS 1 INTRODUCTION 03 The Qatar Financial Centre (QFC) 03 Permitted Activities within the QFC 03 Wh are these guidelines fr? 04 2 WHAT ARE NON-REGULATED
More informationA-1110 Wien. Privacy Notice
Eurfins Lebensmittelanalytik Tel. +43 (1) 944 33 44-0 ffice@eurfins.at www.eurfins.at Privacy Ntice Table f cntents 1 Cntrller infrmatin... 2 2 What infrmatin shuld yu give Eurfins?... 2 3 Why d we use
More informationMARKET DATA DISTRIBUTION AGREEMENT APPENDIX B FEES 1 SUBSCRIBER DISPLAY FEES BROKER-DEALER ENTERPRISE LICENSES
MARKET DATA DISTRIBUTION AGREEMENT APPENDIX B FEES 1 Fr each Real-Time Prfessinal Subscriber: OTC Markets Level 1+: $30.00 per mnth OTC Markets Level 2+: $75.00 per mnth SUBSCRIBER DISPLAY FEES Fr each
More informationLRR Energy Securities Litigation Settlement
Page 1 f 7 ELECTRONIC FILING INSTRUCTIONS I. Imprtant Ntes PLEASE READ In additin t these instructins, please review the details set frth in the claim frm and ntice prir t submitting claims. Electrnic
More informationInformation Checklist for Candidates
INSTRUCTIONS: All candidates must bring dcuments as stated in pints 1, 2, 3, 4 and 5. Bx 6 states additinal requirements fr nn EEA students. Originals AND phtcpies are required where stated. Instructins
More informationLegg Mason Global Funds Plc Initial Application Form
APPLICATION CHECKLIST THIS ORIGINAL DULY COMPLETED FORM (THIS APPLICATION ) MUST BE RETURNED TO: BNY MELLON FUND SERVICES (IRELAND) DESIGNATED ACTIVITY COMPANY (THE ADMINISTRATOR ). SHARES WILL BE ISSUED
More information1. Gifts of Cash (includes money, cheques and direct bank deposits)
Mnash University Prcedure Prcedure Title Parent Plicy Gift Acceptance Gift Receipting Prcedures (Australia) Gift Acceptance Plicy Date Effective Review Date Prcedure Owner Categry Operatinal Versin Number
More informationReal Estate Fraud Prevention Guidelines
Real Estate Fraud Preventin Guidelines Real Estate Fraud Preventin Guidelines Cntents 1. Intrductin 2 2. Backgrund 2 3. The Law 2 4. Cmmissiner s Guidance 3 5. Prescribed Dcuments 3 6. Cnfirming Identities
More informationAPPLICATION FOR RESIDENTIAL TENANCY
Head ffice: 7/29 Cllier Rad, Mrley WA 6062 (08) 9207 2088 Wangara ffice: 1/7 Prindiville Dr, Wangara WA 6065 (08) 9409 7577 admin@xceedre.cm.au 1. PROPERTY DETAILS APPLICATION FOR RESIDENTIAL TENANCY PROPERTY
More informationAudit and Risk Management Committee Charter
Audit and Risk Management Cmmittee Charter Pivtal Systems Crpratin ("Cmpany") 1. Objectives The Audit and Risk Management Cmmittee (Cmmittee) has been established by the bard f directrs (Bard) f the Cmpany.
More informationMICRO GROUP EMPLOYER DOCUMENTATION REQUIREMENTS
Seattle, Washingtn 98101 MICRO GROUP EMPLOYER DOCUMENTATION REQUIREMENTS D nt cancel any existing plicies until yu receive cnfirmatin f final rates and/r acceptance f the grup by Regence BlueShield (Regence).
More informationGrant Application Guidelines
Grant Applicatin Guidelines The prgram staff f the Cmmunity Fundatin f Greater New Britain lks frward t wrking with yu. This frm is fr rganizatins that have submitted a Letter f Intent t us and were invited
More informationREFERENCE NUMBER: PFS.PDS.115. TITLE: Patient Billing and Collections CURRENT EFFECTIVE DATE: 01/01/2018. PAGE 1 of 8 SCOPE:
PAGE 1 f 8 SCOPE: This Patient Billing and Cllectins Plicy applies t all Presbyterian Healthcare Services (Presbyterian) hspital facilities, including inpatient, utpatient, hme health care services and
More informationForm 1B AU UK Competent Authority (CA)
Frm 1B AU UK Cmpetent Authrity (CA) Applicatin fr Assessment fr Registratin in Australia via the Cmpetent Authrity Pathway This frm is fr the use f Ostepaths wh are bth: 1. Graduates frm ne f the listed
More informationEOFY tax strategies for small businesses
As we apprach the end f the financial year (EOFY), there are a number f smart strategies yu culd cnsider t help yu streamline yur finances and legitimately save n yur tax bill. Insurance premiums Sme insurance
More informationKANSAS STATE DEPARTMENT OF EDUCATION
Guidelines fr By Schl Districts General investment authrity f lcal gvernments; types f investments authrized; direct investments; pledging securities and requirements; security peak depsit perids; use
More informationOverview of Statements of Investment Policies and Procedures (SIPP) Requirements
Financial Services Cmmissin f Ontari Cmmissin des services financiers de l Ontari SECTION: INDEX NO.: TITLE: APPROVED BY: PUBLISHED: Investment Guidance Ntes IGN-005 Overview f Statements f Investment
More informationKINGSTONE COS INC (Name of Issuer)
Sectin 1: SC 13G/A (SC 13G/A) SCHEDULE 13G Under the Securities Exchange Act f 1934 (Amendment N. 1)* KINGSTONE COS INC (Name f Issuer) Cmmn Stck (Title f Class f Securities) 496719105 (CUSIP Number) 12/31/2017
More informationFinancial Service Guide and Product Disclosure Statement
Financial Service Guide and Prduct Disclsure Statement ABN: 63 135 196 397 PO Bx 6290 Upper Mt Gravatt, Queensland 4122 Ph: 07 3040 4320 Fax: 07 3343 8590 Email: admin@integrapay.cm.au Australian Financial
More informationSEC ADOPTS SCALED DISCLOSURE REQUIREMENTS FOR SMALLER REPORTING COMPANIES
WTP Client Alert March 2008 Intrductin and Overview SEC ADOPTS SCALED DISCLOSURE REQUIREMENTS FOR SMALLER REPORTING COMPANIES With the adptin f SEC Release N. 33-8876 1, the Securities and Exchange Cmmissin,
More informationPAYMENT BY CARD TERMS & CONDITIONS
PAYMENT BY CARD TERMS & CONDITIONS Versin 2.0 - June 2013 Effective frm 1 st June 2013 Issued n 1 st June 2013 Terms & Cnditins fr use f Credit/Debit card fr Payments (POS) Intrductin This Service is ffered
More informationBolton Global Capital
Bltn Glbal Capital CUSTOMER REQUEST FOR APPROVAL TO PURCHASE PENNY STOCKS INCOMPLETE INFORMATION WILL RESULT IN NON-APPROVAL Acct # -- Rep # Rep Name Client Name (please print) (please print) Legal Address
More informationIRS 2016 FEDERAL TAX TRANSCRIPT INFORMATION
Financial Aid Office P.O. Bx 6905 Radfrd, VA 24142 Phne: (540) 831-5408 Fax: (540) 831-5138 finaid@radfrd.edu RU Financial Aid Website: http://www.radfrd.edu/finaid IRS 2016 FEDERAL TAX TRANSCRIPT INFORMATION
More informationConflicts of Interest Management Framework (Part 1) Policy
Cnflicts f Interest Management Framewrk (Part 1) Plicy This Plicy applies t IOOF Hldings Limited, its subsidiaries and related bdies crprate (as defined in the Crpratins Act 2001) (IOOF) 29 August 2016
More informationFiscal guide: SPAIN Monte Titoli S.p.A. September 2017 FISCAL GUIDE FOR SPANISH MARKET FOR SECURITIES PAID UNTIL 15/09/2017
Mnte Titli S.p.A. FISCAL GUIDE FOR SPANISH MARKET FOR SECURITIES PAID UNTIL 15/09/2017 Mnte Titli S.p.A. 1. CONTENTS Belw yu find the types f securities invlved and the prcedure/s in place. Securities
More informationORDER FORM FOR NOMINEE SERVICES - SINGAPORE OR HONG KONG COMPANY
Ntice: We are cllecting the infrmatin n this frm fr the purpse f administering yur accunt and prviding the services which yu are requesting. This infrmatin will be retained and used fr thse purpses and
More informationTASSAL GROUP LIMITED ABN
Plicy fr the Selectin and Appintment f Directrs TASSAL GROUP LIMITED ABN 15 106 067 270 Plicy fr the Selectin and Appintment f Directrs (Reviewed by the Bard 25 June 2013) 1 Reviewed by the Bard - 25 June
More informationPAYMENT PLAN REQUEST INFORMATION Texas Property Code - Section (Not Applicable for Condominium Associations Governed Under Section 82)
PAYMENT PLAN REQUEST INFORMATION Texas Prperty Cde - Sectin 209.0062 (Nt Applicable fr Cndminium Assciatins Gverned Under Sectin 82) This dcument includes infrmatin regarding a payment plan request in
More informationThere are two ways to submit your banking information for direct deposit into your personal bank account:
Cmpleting Yur Master Student Financial Assistance (MSFAA) Agreements Alberta and Canada have lifetime Master Student Financial Assistance Agreements (MSFAAs) that will cver yu fr all f the time yu are
More informationThe kinds of personal information (including credit-related information) we collect, and the purposes for which we do that;
At Flexigrup it is imprtant t us that we manage yur persnal infrmatin securely and cnsistently with relevant legislatin, including the Privacy Act 1988 (Cth) ( Privacy Act ) as well as the Credit Reprting
More information8722 S. Harrison St. Sandy, UT P.O. Box 4439 Sandy, UT Fax
8722 S. Harrisn St. Sandy, UT 84070 P.O. Bx 4439 Sandy, UT 84091 877-678-7342 Fax 801-304-5551 HANGAR General Infrmatin Prpsed Effective Date: Applicant s Name: Applicant s Mailing Address: E-Mail: Cunty:
More informationOrder Execution Policy
Glbal Markets Order Executin Plicy State Street Bank Internatinal GmbH, Frankfurt branch State Street Bank Internatinal GmbH, Frankfurt branch ( SSB Intl. GmbH Frankfurt branch ) prvides the fllwing investment
More informationINVESTOR IDENTIFICATION FORMS
INVESTOR IDENTIFICATION FORMS Dated 30 June 2017 Issued by Cromwell Funds Management Limited ABN 63 114 782 777 AFSL 333214 INVESTOR IDENTIFICATION FORMS In 2006 the Federal Government enacted the Anti-Money
More informationCustomer Acceptance Policy
Otkritie Capital Cyprus Limited Registratin # HE 165058 License Number: 069/06 Date f Incrpratin: 06/09/2005 Issued by the Cyprus Securities and Exchange Cmmissin Custmer Acceptance Plicy Initially perfrmed
More informationTERMS AND CONDITIONS FOR APPOINTMENT OF INDEPENDENT DIRECTOR
TERMS AND CONDITIONS FOR APPOINTMENT OF INDEPENDENT DIRECTOR 1 PRIVATE & CONFIDENTIAL Date: T, Independent Directrs, Subject: Appintment as an Independent Directr InfBeans Technlgies Limited Dear Sir/Madam,
More informationBRITISH VIRGIN ISLANDS Features of a Segregated Portfolio Company GOVERNING LAW
BRITISH VIRGIN ISLANDS Features f a Segregated Prtfli Cmpany GOVERNING LAW The BVI Business Cmpanies Act 2004, as amended in 2005, 2006 and 2012 ( BVI BC Act ) and the Segregated Prtfli Cmpanies Regulatins,
More informationALERT. The SEC s Final Crowdfunding Rules: Still May Not Be a Crowd Pleaser. Author: Issuer and Investor Eligibility.
ALERT Nvember 4, 2015 The SEC s Final Crwdfunding Rules: Still May Nt Be a Crwd Pleaser Authr: Dnna L. Brks (860) 251-5917 dbrks@gdwin.cm On Octber 30, 2015, the Securities and Exchange Cmmissin (the SEC
More informationWhat type of Bank is best suited to do BOLI?
Bank Owned Life Insurance (BOLI) Bank Owned Life Insurance (BOLI) is defined as a cmpany wned insurance plicy n ne r mre f its key emplyees that will infrmally fund the financing f emplyee benefits prgrams.
More informationIRDA Update: Draft Guidelines on Web Aggregators
IRDA Update: Draft Guidelines n Web Aggregatrs 17 March 2011 By way f an update, the IRDA has issued draft guidelines n web aggregatrs n 16 th March 2011. Cmments have been invited by 31 st March 2011.
More informationAUDIT, RISK MANAGEMENT AND COMPLIANCE COMMITTEE CHARTER
AUDIT, RISK MANAGEMENT AND COMPLIANCE COMMITTEE CHARTER August 2012 OPUS Grup Limited Audit, Risk Management and Cmpliance Cmmittee 1. GENERAL PURPOSE The primary bjective f the Audit, Risk Management
More informationAccord Group Privacy Policy
Accrd Grup (WA) Pty Ltd CERTIFIED PRACTISING ACCOUNTANTS ABN: 96 210 970 944 William Murray Huse 92 Wray Avenue FREMANTLE WA 6160 PO Bx 236 FREMANTLE WA 695 Email: accrdwa@accrdwa.cm.au Telephne: (08)
More informationSalt Lake City Area Office 8722 S. Harrison St. Sandy, UT P.O. Box 4439 Sandy, UT Fax
Salt Lake City Area Office 8722 S. Harrisn St. Sandy, UT 84070 P.O. Bx 4439 Sandy, UT 84091 800-257-5590 Fax 800-478-9880 Chicag Office 303 W. Madisn Street Suite 2075 Chicag, IL 60606 800-456-4576 Fax
More informationFINANCE & AUDIT COMMITTEE
FINANCE & AUDIT COMMITTEE Page 1 f 8 CHARTER f the Finance & Audit Cmmittee f the Bard Of Directrs f Spectral Medical Inc. Purpse The primary functin f the Finance & Audit Cmmittee (the Cmmittee ) f the
More informationSPECIAL CIRCUMSTANCES REPAYMENT / REMISSION / RE-CREDIT APPLICATION
INSTRUCTIONS SPECIAL CIRCUMSTANCES REPAYMENT / REMISSION / RE-CREDIT APPLICATION Wh shuld use this frm? This frm applies t all internatinal and dmestic fee paying students and all dmestic Cmmnwealth supprted
More informationAudit Committee Charter. St Andrew s Insurance (Australia) Pty Ltd St Andrew s Life Insurance Pty Ltd St Andrew s Australia Services Pty Ltd
Audit Cmmittee Charter St Andrew s Insurance (Australia) Pty Ltd St Andrew s Life Insurance Pty Ltd St Andrew s Australia Services Pty Ltd Versin 3.0, 19 February 2018 Apprver Bard f Directrs St Andrew
More informationAPPLICATION TO CHANGE OR ADD A CORPORATE OFFICER OF A CORPORATION OR MEMBER / MANAGER OF A LIMITED LIABILITY COMPANY. General Instructions
NEVADA STATE CONTRACTORS BOARD 2310 Crprate Circle, Suite 200, Hendersn Nevada, 89074 (702) 486-1100 Fax (702) 486-1190 Investigatins (702) 486-1110 5390 Kietzke Lane, Suite 102, Ren, Nevada, 89511 (775)
More information