No. of ordinary shares. (2) Stock code : Description : H shares. No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/04/2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer China Coal Energy Company Limited Date Submitted 04/05/2017 I. Movements in Registered Share Capital 1. Ordinary Shares (Shanghai Stock (1) Stock code : Exchange) Description : A No. of ordinary Nominal value (RMB) Registered share capital (RMB) Balance at close of preceding 9,152,000, ,152,000,400 Increase/(decrease) Nil Nil Balance at 9,152,000, ,152,000,400 (2) Stock code : Description : H No. of ordinary Nominal value (RMB) Registered share capital (RMB ) Balance at close of preceding 4,106,663, ,106,663,000 Increase/(decrease) Nil Nil Balance at 4,106,663, ,106,663,000

2 2. Preference Shares (No preference were issued by the Company) Stock code : Description : No. of preference Nominal value (State ) Registered share capital (State ) Balance at close of preceding Increase/(decrease) Balance at 3. Other Classes of Shares (No other classes of were issued by the Company) Stock code : Description : No. of other classes of Nominal value (State ) Registered share capital (State ) Balance at close of preceding Increase/(decrease) Balance at Total registered share capital at the end of the (RMB) : 13,258,663,400

3 II. Movements in Issued Share Capital No. of ordinary (1) A Shares (2) H Shares No of preference No. of other classes of Balance at close of preceding 9,152,000,400 4,106,663,000 N/A N/A Increase/ (decrease) Nil Nil N/A N/A Balance at 9,152,000,400 4,106,663,000 N/A N/A III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) (No share options were issued by the Company) Particulars of share option scheme including EGM issuer issued during the issuer which may be issued approval date Movement as at and class of issuable Granted Exercised Cancelled Lapsed Total A. (Ordinary ) (Preference ) (Other class) Total funds raised from exercise of options (State )

4 Warrants to Issue Shares of the Issuer which are to be Listed (No warrants were issued by the Company) Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at issuer issued issuer which may be issued as at issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) (No convertibles were issued by the Company) issuer issued Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at issuer which may be issued as at 2. issuable ) 3. issuable 4. issuable issuable Total C. (Ordinary ) (Preference ) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) (No other agreements or arrangements to issue were entered into by the Company) Full particulars including, if applicable, and class of issuable: 1. issuer issued during the issuer which may be issued as at Total D. (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital (No other movements in Issued Share Capital of the Company) issuer issued Type of Issue issuer which may be issued as at 1. Rights issue At price : State issuable date : 2. Open offer At price : State issuable date : 3. Placing At price : State issuable date : 4. Bonus issue issuable date : 5. Scrip dividend At price : State issuable

8 Type of Issue issuer issued issuer which may be issued as at date : 6. Repurchase of repurchased Cancellation date : 7. Redemption of redeemed Redemption date : 8. Consideration issue At price : State issuable date : 9. Capital reorganisation issuable date :

9 Type of Issue issuer issued issuer which may be issued as at 10. Other (Please specify) At price : State issuable date : Total E. (Ordinary ) Nil (Preference ) N/A (Other class) N/A Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) Nil (2) Total increase / (decrease) in preference (i.e. Total of A to E): N/A Total increase / (decrease) in other classes of (i.e. Total of A to E): N/A (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: Zhou Dongzhou Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet