(1) Stock code : 0170 Description : Ordinary Shares. No. of ordinary shares. No. of ordinary shares
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1 For Main Board and GEM listed issuers Monthly Return of Equity Issuer on Movements in Securities For the ended : 31 January 2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer China Assets (Holdings) Limited Date Submitted 2 February 2017 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 0170 Description : Ordinary Shares No. of ordinary Par value (US$) Authorised share capital (US$) Balance at close of preceding 160,000,000 N.A. 16,000,000 Increase/(decrease) Balance at 160,000,000 N.A 16,000,000 (2) Stock code : Description : No. of ordinary Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at
2 2. Preference Shares For Main Board and GEM listed issuers Stock code : Description : Balance at close of preceding No. of preference Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at Total authorised share capital at the end of the (US$) : 16,000,000
3 II. Movements in Issued Share Capital For Main Board and GEM listed issuers No. of ordinary (1) (2) No of preference No. of other classes Balance at close of preceding 107,461,424 Increase/ (decrease) during the Balance at 107,461,424 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement during the class of issuable Granted Exercised Cancelled Lapsed 1. of issuer issued during the thereto of issuer which may be issued thereto as at Total A. (Ordinary ) (Preference ) (Other class) Total funds raised during the from exercise of options (HK$)
4 Warrants to Issue Shares of the Issuer which are to be Listed (Not Applicable) Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the For Main Board and GEM listed issuers Nominal value at of issuer issued during the thereto of issuer which may be issued thereto as at issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary ) (Preference ) (Other class)
5 For Main Board and GEM listed issuers Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) (Not Applicable) of issuer issued during the thereto Class and description 1. Currency of amount outstanding Amount at close of preceding Converted during the Amount at of issuer which may be issued thereto as at 2. issuable ) 3. issuable 4. issuable issuable Total C. (Ordinary ) (Preference ) (Other class)
6 For Main Board and GEM listed issuers Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) (Not Applicable) Full particulars including, if applicable, and class of issuable: 1. of issuer issued during the thereto of issuer which may be issued thereto as at Total D. (Ordinary ) (Preference ) (Other class)
7 For Main Board and GEM listed issuers Other Movements in Issued Share Capital Type of Issue of issuer issued during the thereto of issuer which may be issued thereto as at issuable 1. Rights issue At price : State date : issuable 2. Open offer At price : State date : issuable 3. Placing At price : State date : issuable 4. Bonus issue date :
8 Type of Issue For Main Board and GEM listed issuers of of issuer issued issuer which during the may be issued thereto thereto as at issuable 5. Scrip dividend At price : State date : repurchased 6. Repurchase of Cancellation date : redeemed 7. Redemption of Redemption date : issuable 8. Consideration issue At price : State date :
9 Type of Issue For Main Board and GEM listed issuers of of issuer issued issuer which during the may be issued thereto thereto as at issuable 9. Capital reorganisation date : 10. Other (Please specify) At price : State issuable date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary during the (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference during the (i.e. Total of A to E): Total increase / (decrease) in other classes of during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)
10 For Main Board and GEM listed issuers Remarks (if any): Submitted by: Cheng Sai Wai Title: Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. State the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.
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