China Merchants Bank Co., Ltd. Date Submitted 03/10/2017. No. of ordinary shares. No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/09/2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer China Merchants Bank Co., Ltd. Date Submitted 03/10/2017 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : Description : H Shares No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding 4,590,901, ,590,901,172 Increase/(decrease) 0 0 Balance at 4,590,901, ,590,901,172 (2) Stock code : Description : A Shares (Shanghai) No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding 20,628,944, ,628,944,429 Increase/(decrease) 0 0 Balance at 20,628,944, ,628,944,429

2 2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at Total authorised share capital at the end of the ( ) : 25,219,845,601

3 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance at close of preceding 4,590,901,172 20,628,944,429 Increase/ (decrease) 0 0 Balance at close of the 4,590,901,172 20,628,944,429 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of issuable Granted Exercised Cancelled Lapsed 1. of issuer during the of issuer which may be as at close of the (Note 1) 2. (Note 1) 3. (Note 1) Total funds raised from exercise of options ( ) Total A. (Ordinary ) (Preference ) (Other class)

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at of issuer of issuer which may be as at Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at of issuer of issuer which may be as at 2. ) Total C. (Ordinary ) (Preference ) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer Full particulars including, if applicable, and class of issuable: 1. of issuer which may be as at close of the 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue of issuer of issuer which may be as at 1. Rights issue At price : date : 2. Open offer At price : date : 3. Placing At price : date : 4. Bonus issue date :

8 Type of Issue of issuer of issuer which may be as at 5. Scrip dividend At price : date : repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At price : date : 9. Capital reorganisation date :

9 Type of Issue of issuer of issuer which may be as at 10. Other (Please specify) At price : date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: Wang Liang Title: Joint Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.