No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/11/2016 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 06/12/2016 Guodian Technology & Environment Group Corporation Limited I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : Description : H Shares No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding 1,309,770, ,309,770,000 Increase/(decrease) Balance at 1,309,770, ,309,770,000 (2) Stock code : Description : Domestic Shares No. of ordinary Par value (RMB) Authorised share capital (RMB) Balance at close of preceding 4,754,000, ,754,000,000 Increase/(decrease) Balance at 4,754,000, ,754,000,000

2 2. Preference Shares Stock code : Description : No. of preference Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : No. of other classes of Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at Total authorised share capital at the end of the ( ) : 6,063,770,000 (RMB)

3 II. Movements in Issued Share Capital Balance at close of preceding (as at 31/10/2016) Increase/ (decrease) No. of ordinary (1) (2) H Shares 1,309,770,000 H Shares 0 No of preference No. of other classes of Domestic Shares 4,754,000,000 Domestic Shares 0 Balance at (as at 30/11/2016) H Shares 1,309,770,000 Domestic Shares 4,754,000,000 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement class of issuable Granted Exercised Cancelled Lapsed 1. of issuer issued during the of issuer which may be issued as at Total A. (Ordinary ) (Preference ) (Other class) Total funds raised from exercise of options ( )

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at of issuer issued of issuer which may be issued as at Class of issuable 2. Class of issuable 3. Class of issuable 4. Class of issuable Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at of issuer issued of issuer which may be issued as at Class of issuable ) 2. Class of issuable 3. Class of issuable 4. Class of issuable Total C. (Ordinary ) (Preference ) (Other class) Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other

6 than under Share Option Schemes) Full particulars including, if applicable, and class of issuable: 1. of issuer issued during the of issuer which may be issued as at Total D. (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue of issuer issued of issuer which may be issued as at Class of issuable 1. Rights issue At price : : Class of issuable 2. Open offer At price : : Class of issuable 3. Placing At price : : Class of issuable 4. Bonus issue :

8 Type of Issue of issuer issued of issuer which may be issued as at Class of issuable 5. Scrip dividend At price : : Class of repurchased 6. Repurchase of Cancellation date : : Class of redeemed 7. Redemption of Redemption date : : Class of issuable 8. Consideration issue At price : :

9 Type of Issue of issuer issued of issuer which may be issued as at Class of issuable 9. Capital reorganisation : 10. Other (Please specify) At price : Class of issuable : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) Total increase / (decrease) in preference (i.e. Total of A to E): (2) Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: Yang Guang Title: Director (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.