Zhuzhou CRRC Times Electric Co., Ltd.

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the month ended : 31/ 08/ 2018 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Date Submitted 03/ 09/ 2018 I. Movements in Authorised Share Capital 1. Ordinary Shares Zhuzhou CRRC Times Electric Co., Ltd. (1) Stock code : 3898 Description : H Shares Par value Authorised share No. of ordinary ( capital shares ) ( ) Balance at close of preceding month 547,329,400 RMB 1.00 RMB 547,329,400 Increase/(decrease) Nil Nil Balance at close of the month 547,329,400 RMB 1.00 RMB 547,329,400 (2) Stock code : Description : Domestic Shares Par value Authorised share No. of ordinary ( capital shares ) ( ) Balance at close of preceding month 628,147,237 RMB 1.00 RMB 628,147,237 Increase/(decrease) Nil Nil Balance at close of the month 628,147,237 RMB 1.00 RMB 628,147,237

2 2. Preference Shares () Stock code : Description : Balance at close of preceding month No. of preference shares Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the month 3. Other Classes of Shares () Stock code : Description : Balance at close of preceding month No. of other classes of shares Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the month Total authorised share capital at the end of the month ( ) : RMB 1,175,476,637

3 II. Movements in Issued Share Capital Balance at close of preceding month No. of ordinary shares (1) (2) 628,147, ,329,400 (Domestic (H Shares) Shares) No of preference No. of other classes shares of shares Increase/ (decrease) during the month Balance at close of the month Nil Nil 628,147, ,329,400 (Domestic (H Shares) Shares) III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) () Particulars of share option scheme including EGM approval date and class of shares issuable 1. Movement during the month Granted Exercised Cancelled Lapsed No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month shares 2. shares 3. shares Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the month from exercise of options ( )

4 Warrants to Issue Shares of the Issuer which are to be Listed () No. of new shares No. of new of issuer issued shares of during the month issuer which pursuant thereto may be issued pursuant Nominal value thereto as at at close of Exercised Nominal close of the Description of warrants Currency of preceding during the value at close month (Date of expiry - dd/mm/yyyy) nominal value month month of the month 1. issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary shares) (Preference shares) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) () No. of new No. of new shares of shares of issuer issued issuer which during the may be issued month pursuant Amount at pursuant thereto as at Currency of close of Converted Amount at thereto close of the amount preceding during the close of the month Class and description outstanding month month month ) Total C. (Ordinary shares) (Preference shares) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) () No. of new shares of issuer issued during the month pursuant thereto Full particulars including, if applicable, and class of shares issuable: 1. No. of new shares of issuer which may be issued pursuant thereto as at close of the month 2. shares 3. shares Total D. shares (Ordinary shares) (Preference shares) (Other class)

7 Other Movements in Issued Share Capital () Type of Issue No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month 1. Rights issue At price : date : 2. Open offer At price : date : 3. Placing At price : date : 4. Bonus issue date :

8 No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month Type of Issue 5. Scrip dividend At price : date : repurchased 6. Repurchase of shares Cancellation date : redeemed 7. Redemption of shares Redemption date : 8. Consideration At price : issue date :

9 No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month Type of Issue 9. Capital reorganisation date : 10. Other (Please specify) At price : date : Total E. (Ordinary shares) (Preference shares) (Other class) Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) (2) Nil Nil Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: Tang Tuong Hock Title: Joint Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of shares (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.