No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/12/2016 To : Hong Kong Exchanges and Clearing Limited Name of Issuer CHINA ZHESHANG BANK CO., LTD. (the Bank ) Date Submitted 3/1/2017 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : Description : Domestic Shares No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding 14,164,696,778 RMB1.00 RMB14,164,696,778 Increase/(decrease) - - Balance at 14,164,696,778 RMB1.00 RMB14,164,696,778 (2) Stock code : Description : H Shares No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding 3,795,000,000 RMB1.00 RMB3,795,000,000 Increase/(decrease) - - Balance at 3,795,000,000 RMB1.00 RMB3,795,000,000

2 2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at Total authorised share capital at the end of the ( ) : RMB17,959,696,778

3 II. Movements in Issued Share Capital No. of ordinary Domestic Shares H Shares No of preference No. of other classes of Balance at close of preceding 14,164,696,778 3,795,000,000 Increase/ (decrease) - - Balance at close of the 14,164,696,778 3,795,000,000 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date Movement and class of issuable Granted Exercised Cancelled Lapsed 1. issuer during the issuer which may be as at close of the (Note 1) 2. (Note 1) 3. (Note 1) Total funds raised from exercise of options ( ) Total A. (Ordinary ) (Preference ) (Other class)

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at issuer issuer which may be as at Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at issuer issuer which may be as at Total C. (Ordinary ) (Preference ) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer Full particulars including, if applicable, and class of issuable: 1. issuer which may be as at close of the 2. (Note 1) 3. (Note 1) (Note 1) Total D. (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue issuer issuer which may be as at 1. Rights issue At price : date : 2. Open offer At price : date : 3. Placing At price : date : 4. Bonus issue date :

8 Type of Issue issuer issuer which may be as at 5. Scrip dividend At price : date : repurchased (Note 1) 6. Repurchase of Cancellation date : redeemed (Note 1) 7. Redemption of Redemption date : 8. Consideration issue At price : date :

9 Type of Issue issuer issuer which may be as at 9. Capital reorganisation date : 10. Other (issue of H and conversion from Domestic to H At price : to the full exercise of over-allotment option) date : 11. Other (Conversion from Domestic to H At price : to the full exercise of over-allotment option) date : Total E. (Ordinary ) (Preference ) (Other class) Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) Total increase / (decrease) in preference (i.e. Total of A to E): Total increase / (decrease) in other classes of (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).) (2)

10 Remarks (if any): Remark 1: As the Bank is incorporated in the PRC, the concept of authorized share capital is not applicable. The information contained in section I refers to the share capital of the Bank. Submitted by: Liu Long Title: Joint Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.