No. of ordinary shares. Increase/(decrease) Nil Nil. No. of ordinary shares. Balance at close of preceding month N/A N/A N/A

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30 November 2018 To: Hong Kong Exchanges and Clearing Limited Name of Issuer United Company RUSAL Plc Date Submitted 3 December 2018 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 486 Description : Ordinary Shares No. of ordinary shares Par value (State ) Authorised share capital (State ) Balance at close of preceding 20,000,000,000 US$0.01 US$200,000,000 Increase/(decrease) Nil Nil Balance at 20,000,000,000 US$0.01 US$200,000,000 (2) Stock code : Description : No. of ordinary shares Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at

2 2. Preference Shares Stock code : Description : No. of preference shares Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at 3. Other Classes of Shares Stock code : Description : No. of other classes of shares Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at Total authorised share capital at the end of the (State ) : US$200,000,000

3 II. Movements in Issued Share Capital No. of ordinary shares (1) (2) No of Convertible preference shares No. of other classes of shares Balance as at close of preceding 15,193,014,862 Increase/ (decrease) during the Balance at 15,193,014,862 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement during the class of shares issuable Granted Exercised Cancelled Lapsed 1. shares of issuer issued during the thereto shares of issuer which may be issued thereto as at Total A. (Ordinary shares) (Preference shares) (Other class) Total funds raised during the from exercise of options (State )

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at shares of issuer issued during the thereto shares of issuer which may be issued thereto as at issuable issuable issuable 4. issuable Total B. (Ordinary shares) (Preference shares) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted during the Amount at shares of issuer issued during the thereto shares of issuer which may be issued thereto as at 2. issuable ) 3. issuable 4. issuable issuable Total C. (Ordinary shares) (Preference shares) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) shares of shares of issuer issued during issuer which may be the issued thereto Full particulars including, thereto as at if applicable, and class of shares issuable: shares shares shares Total D. (Ordinary shares) Nil (Preference shares) (Other class)

7 Other Movements in Issued Share Capital Type of Issue shares of issuer issued during the thereto shares of issuer which may be issued thereto as at issuable 1. Rights issue At price : State date : issuable 2. Open offer At price : State date : issuable 3. Placing At price : State date : issuable 4. Bonus issue date :

8 Type of Issue shares of issuer shares of issued during issuer which the may be thereto issued thereto as at issuable 5. Scrip dividend At price : State date : repurchased 6. Repurchase of shares Cancellation date : redeemed 7. Redemption of shares Redemption date : issuable 8. Consideration issue At price : State date :

9 Type of Issue shares of issuer shares of issued during issuer which the may be thereto issued thereto as at issuable 9. Capital reorganisation date : 10. Other At price : State issuable date : Total E. (Ordinary shares) (Preference shares) (Other class) Total increase in ordinary shares during the (i.e. Total of A to E): (1) (2) Total increase / (decrease) in preference shares during the (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: Aby Wong Title: Authorized representative Notes : 1. State the class of shares (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.