REVISED. Monthly Return of Equity Issuer on Movements in Securities. For the month ended (dd/mm/yyyy) : 31/10/2010

Transcription

1 REVISED Monthly Return of Equity Issuer on Movements in Securities For the ended : 31/10/2010 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Standard Chartered PLC Date Submitted 5 November 2010 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : Description : No. of ordinary shares Par value (State ) Authorised share capital (State ) Balance at close of preceding Increase/(decrease) Balance at close of the (2) Stock code : Description : Balance at close of preceding No. of ordinary shares Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at close of the

2 2. Preference Shares Stock code : Description : Balance at close of preceding No. of preference shares Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : Description : Balance at close of preceding No. of other classes of shares Par value (State ) Authorised share capital (State ) Increase/(decrease) Balance at close of the Total authorised share capital at the end of the (State ) :

3 II. Movements in Issued Share Capital No. of ordinary shares (1) (2) No of preference shares No. of other classes of shares Balance at close of preceding 2,074,355, ,285,000 US$ ,500 Increase/ (decrease) during the 9,942,403 Balance at close of the 2,084,298, ,285, ,500

4 III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and class of shares issuable /2006 Restricted Share Schemes Movement during the Granted Exercised Cancelled Lapsed Adjustment in options due to rights issue issuer issued during the thereto issuer which may be issued thereto as at close of the Ordinary shares Nil 136,199 Nil 103, , ,199 24,921, Executive Share Option Scheme Ordinary shares Nil 55,466 Nil Nil 58,484 55,466 1,498, Performance Share Plan Ordinary shares Nil 56,448 Nil 13, ,003 56,448 9,749, /2004 International Sharesave Schemes Ordinary shares 3,303,817 4,193 Nil 43, ,222 4,193 16,428, /2004 UK Sharesave Schemes Ordinary shares 191,200 1,539 Nil 7,555 46,534 1,539 1,281,214 Total A. (Ordinary shares) 253,845 (Preference shares) (Other class) Total funds raised during the from exercise of options (State ) 479,907.74

5 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised during the Nominal value at close of the issuer issued during the thereto issuer which may be issued thereto as at close of the issuable 2. issuable 3. issuable 4. issuable Total B. (Ordinary shares) (Preference shares) (Other class)

6 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted during the Amount at close of the issuer issued during the thereto issuer which may be issued thereto as at close of the issuable ) 2. issuable 3. issuable 4. issuable Total C. (Ordinary shares) (Preference shares) (Other class)

7 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) Full particulars including, if applicable, and class of shares issuable: 1. issuer issued during the thereto issuer which may be issued thereto as at close of the 2. shares 3. shares shares Total D. (Ordinary shares) (Preference shares) (Other class)

8 Other Movements in Issued Share Capital Type of Issue issuer issued during the thereto issuer which may be issued thereto as at close of the issuable 1. Rights issue At price : State date : issuable 2. Open offer At price : State date : issuable 3. Placing At price : State date : 4. Bonus issue issuable date :

9 Type of Issue issuer issued during the issuer thereto which may be issued thereto as at close of the issuable Ordinary 5. Scrip dividend At price : State USD date : (04/10/2010) AGM approval date: ( ) 9,688,558 Nil repurchased 6. Repurchase of shares Cancellation date : redeemed 7. Redemption of shares Redemption date : issuable 8. Consideration issue At price : State date :

10 Type of Issue issuer issued during the issuer thereto which may be issued thereto as at close of the issuable 9. Capital reorganisation date : 10. Other (Please specify) At price : State issuable date : Total E. (Ordinary shares) 9,688,558 (Preference shares) (Other class) Total increase / (decrease) in ordinary shares during the (i.e. Total of A to E): (1) 9,942,403 (2) Total increase / (decrease) in preference shares during the (i.e. Total of A to E): Total increase / (decrease) in other classes of shares during the (i.e. Total of A to E): (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

11 Remarks (if any): Submitted by: Wang Wei Min Title: Assistant Company Secretary (Director, Secretary or other duly authorised officer) Notes : 1. State the class of shares (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.