No. of ordinary shares

Transcription

1 Monthly Return of Equity Issuer on Movements in Securities For the ended : 30/11/2017 To : Hong Kong Exchanges and Clearing Limited Name of Issuer Vertical International Holdings Limited Date Submitted 5/12/2017 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code : 8375 Description : VERTICAL INT L No. of ordinary Par value ( ) Authorised share capital ( ) Balance beginning at 13/11/2017 (Date of Listing) 5,000,000,000 HK$0.01 HK$50,000, Increase/(decrease) Nil Nil Balance at close of the 5,000,000,000 HK$0.01 HK$50,000, (2) Stock code : - - Description : - - No. of ordinary Par value ( ) Authorised share capital ( ) Balance at close of preceding Increase/(decrease) Balance at close of the

2 2. Preference Shares Stock code : - - Description : - - Balance at close of preceding No. of preference Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the 3. Other Classes of Shares Stock code : - - Description : - - Balance at close of preceding No. of other classes of Par value ( ) Authorised share capital ( ) Increase/(decrease) Balance at close of the Total authorised share capital at the end of the ( ) : HK$50,000,000.00

3 II. Movements in Issued Share Capital No. of ordinary (1) (2) No of preference No. of other classes of Balance beginning at 13/11/ ,000, Increase/ (decrease) Nil Balance at close of the 800,000, III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM approval date and Movement class of issuable Granted Exercised Cancelled Lapsed 1.Share Option Scheme adopted on 24 October 2017 of issuer during the of issuer which may be as at close of the Ordinary Nil Nil Nil Nil Nil Nil (Note 1) 2. N/A Ordinary (Note 1) 3. N/A Ordinary (Note 1) Total funds raised from exercise of options ( ) Total A. (Ordinary ) Nil (Preference ) - - (Other class) - - Nil

4 Warrants to Issue Shares of the Issuer which are to be Listed Description of warrants (Date of expiry - dd/mm/yyyy) 1. Currency of nominal value Nominal value at close of preceding Exercised Nominal value at close of the of issuer of issuer which may be as at close of the Class of 2. Class of 3. Class of 4. Class of Total B. (Ordinary ) (Preference ) (Other class)

5 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) Class and description 1. Currency of amount outstanding Amount at close of preceding Converted Amount at close of the of issuer of issuer which may be as at close of the 2. Class of AGM approval date ) 3. Class of AGM approval date 4. Class of Class of Total C. (Ordinary ) (Preference ) (Other class)

6 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) of issuer Full particulars including, if applicable, and class of issuable: 1. of issuer which may be as at close of the 2. (Note 1) 3. (Note 1) Total D. (Note 1) (Ordinary ) (Preference ) (Other class)

7 Other Movements in Issued Share Capital Type of Issue 1. Rights issue Class of of issuer of issuer which may be as at close of the date : : Class of 2. Open offer date : : Class of 3. Placing date : : 4. Bonus issue Class of date : :

8 Type of Issue 5. Scrip dividend Class of of issuer of issuer which may be as at close of the date : : Class of repurchased (Note 1) 6. Repurchase of Cancellation date : : Class of redeemed (Note 1) 7. Redemption of Redemption date : : Class of 8. Consideration issue date : :

9 Type of Issue 9. Capital reorganisation Class of date : : of issuer of issuer which may be as at close of the Class of 10. Other (Please specify) date : : Total E. (Ordinary ) Nil (Preference ) - - (Other class) - - Total increase / (decrease) in ordinary (i.e. Total of A to E): (1) Nil (2) - - Total increase / (decrease) in preference (i.e. Total of A to E): - - Total increase / (decrease) in other classes of (i.e. Total of A to E): - - (These figures should be the same as the relevant figures under II above ( Movements in Issued Share Capital ).)

10 Remarks (if any): Submitted by: Tricor Investor Services Limited Title: Branch share registrar (Director, Secretary or other duly authorised officer) Notes : 1. the class of (e.g. ordinary, preference or other). 2. If there is insufficient space, please append the prescribed continuation sheet.