FORM G-37. Name of Regulated Entity: Goldman Sachs & Co. LLC. Report Period: Fourth Quarter of 2018
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1 Name of Regulated Entity: Goldman Sachs & Co. LLC Report Period: Fourth Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business OH NJ PA PA IN CT City of Columbus, Ohio, General Obligation Bonds (Tax Exempt and Federally Taxable) (Unlimited Tax and Limited Tax Four Issues) Various Purpose Bonds Series 2018 A, B, C, D, Columbus New Jersey Transportation Trust Fund Authority, Transportation System Bonds, 2018 Series A Pennsylvania Higher Educational Facilities Authority, The Trustees of the University of Pennsylvania, Revenue Bonds Series A of 2018 of California Department of Water Resources, Central Valley Project Water System Revenue Bonds, Series AZ Pennsylvania Turnpike Commission Variable Rate Turnpike Revenue Bonds, Series B of 2018 Indiana Finance Authority, Revolving Fund Program Bonds, Series 2018 A of Connecticut, Special Tax Obligation Bonds Transportation Infrastructure Purposes, 2018 Series B & Refunding Bonds C Long Island Power Authority Electric System General Revenue Bonds Series 2018, Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent)
4 A. Municipal Securities Business UT ME AZ TN DC NE IL Long Island New York City Transitional Finance Authority, Building Aid Revenue Bonds 2019 Series S-3 Sub S-3A S-3B, New York City City of Sacramento, 2018 TOT Revenue Bonds Senior Series A, B, C Convention Center Complex), Sacramento Salt Lake City, Utah Airport Revenue Bonds Series 2018 A & B, Salt Lake City International Airport, Salt Lake City Maine Health & Higher Educational Facilities Authority, Bowdoin College, Revenue Bonds Series 2018 Pinal Co Industrial Dev Authority Environmental Facs Rev Bonds Series 2018 West Tennessee Healthcare, The City of Jackson, Tennessee, Hospital Revenue Bonds Series 2018 A & B (Jackson-Madison County General Hospital), Jackson District of Columbia, (The Catholic University of America Issue) Revenue & Refunding Bonds Series 2018 Department of Water & Power of the City of Los Angeles, Water System Revenue Bonds 2018 Series B, Los Angeles Central Plains Energy Project, Gas Project Revenue Bonds Series 2018 A (Project No. 4) Board of Education of the City of Chicago, Dedicated Capital Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent)
5 A. Municipal Securities Business OH IL MI MI Improvement Tax Bonds Series 2018, Chicago City of Santa Clara, California; Electric Revenue Refunding Bonds Series 2018 A, Santa Clara of Ohio, General Obligation Highway Capital Improvements Bonds Series V (Full Faith and Credit/Highway User Receipts) Board pf Education of the City of Chicago, Unlimited Tax General Obligation & Refunding Bonds Series 2018 C & D, Chicago The City of New York, General Obligation Bonds, Fiscal 2008 Series J, Subseries J-3 & J-11, New York City The City of New York, General Obligation Bonds, Fiscal 2018 Series D, Subseries Tax Exempt D-1, Taxable Bonds D-2 & D-3, New York City Bay Area Toll Authority (BATA), San Francisco Bay Area Toll Bridge Revenue Bonds 2018 Series A, B, C City of Detroit, County of Wayne, of Michigan, Unlimited Tax General Obligations Bonds, Series 2018, Detroit Michigan Finance Authority, Local Government Loan Program Revenue Bonds (City of Detroit Distributable of Aid Fifth Lien and LTGO Financial Recovery Refunding Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent)
6 A. Municipal Securities Business IL NE GA TX Local Project Bonds) Series 2018 D Northern California Energy Authority (NCEA), Commodity Supply Revenue Bonds Series 2018 The Illinois Toll Highway Authority, Toll Highway Senior Revenue Bonds, 2018 Series A (Refunding) Nebraska Public Power District General Revenue Bonds 2019 Series A Dormitory Authority of the of New York, Personal Income Tax Revenue Bonds Series 2018 A & B Municipal Electric Authority of Georgia (MEAG), General & Power Revenue Bonds 2018 Series HH & A Port of Port Arthur Navigation District of Jefferson County, Texas, Emerald Renewable Diesel LLC Facilities Revenue Bonds Series 2018, Jefferson Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services))
7 C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
8 Signature: electronic Date: Jan 28, 2019 Name (must be officer of regulated entity): KIEU FRISBY Address: 200 West Street, New York, Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
FORM G-37. Name of Regulated Entity: Goldman Sachs & Co. LLC. Report Period: First Quarter of 2018
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