FORM G-37. Name of Regulated Entity: Goldman Sachs & Co. LLC. Report Period: Fourth Quarter of 2018

Size: px
Start display at page:

Download "FORM G-37. Name of Regulated Entity: Goldman Sachs & Co. LLC. Report Period: Fourth Quarter of 2018"

Transcription

1 Name of Regulated Entity: Goldman Sachs & Co. LLC Report Period: Fourth Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business OH NJ PA PA IN CT City of Columbus, Ohio, General Obligation Bonds (Tax Exempt and Federally Taxable) (Unlimited Tax and Limited Tax Four Issues) Various Purpose Bonds Series 2018 A, B, C, D, Columbus New Jersey Transportation Trust Fund Authority, Transportation System Bonds, 2018 Series A Pennsylvania Higher Educational Facilities Authority, The Trustees of the University of Pennsylvania, Revenue Bonds Series A of 2018 of California Department of Water Resources, Central Valley Project Water System Revenue Bonds, Series AZ Pennsylvania Turnpike Commission Variable Rate Turnpike Revenue Bonds, Series B of 2018 Indiana Finance Authority, Revolving Fund Program Bonds, Series 2018 A of Connecticut, Special Tax Obligation Bonds Transportation Infrastructure Purposes, 2018 Series B & Refunding Bonds C Long Island Power Authority Electric System General Revenue Bonds Series 2018, Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent)

4 A. Municipal Securities Business UT ME AZ TN DC NE IL Long Island New York City Transitional Finance Authority, Building Aid Revenue Bonds 2019 Series S-3 Sub S-3A S-3B, New York City City of Sacramento, 2018 TOT Revenue Bonds Senior Series A, B, C Convention Center Complex), Sacramento Salt Lake City, Utah Airport Revenue Bonds Series 2018 A & B, Salt Lake City International Airport, Salt Lake City Maine Health & Higher Educational Facilities Authority, Bowdoin College, Revenue Bonds Series 2018 Pinal Co Industrial Dev Authority Environmental Facs Rev Bonds Series 2018 West Tennessee Healthcare, The City of Jackson, Tennessee, Hospital Revenue Bonds Series 2018 A & B (Jackson-Madison County General Hospital), Jackson District of Columbia, (The Catholic University of America Issue) Revenue & Refunding Bonds Series 2018 Department of Water & Power of the City of Los Angeles, Water System Revenue Bonds 2018 Series B, Los Angeles Central Plains Energy Project, Gas Project Revenue Bonds Series 2018 A (Project No. 4) Board of Education of the City of Chicago, Dedicated Capital Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent)

5 A. Municipal Securities Business OH IL MI MI Improvement Tax Bonds Series 2018, Chicago City of Santa Clara, California; Electric Revenue Refunding Bonds Series 2018 A, Santa Clara of Ohio, General Obligation Highway Capital Improvements Bonds Series V (Full Faith and Credit/Highway User Receipts) Board pf Education of the City of Chicago, Unlimited Tax General Obligation & Refunding Bonds Series 2018 C & D, Chicago The City of New York, General Obligation Bonds, Fiscal 2008 Series J, Subseries J-3 & J-11, New York City The City of New York, General Obligation Bonds, Fiscal 2018 Series D, Subseries Tax Exempt D-1, Taxable Bonds D-2 & D-3, New York City Bay Area Toll Authority (BATA), San Francisco Bay Area Toll Bridge Revenue Bonds 2018 Series A, B, C City of Detroit, County of Wayne, of Michigan, Unlimited Tax General Obligations Bonds, Series 2018, Detroit Michigan Finance Authority, Local Government Loan Program Revenue Bonds (City of Detroit Distributable of Aid Fifth Lien and LTGO Financial Recovery Refunding Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent)

6 A. Municipal Securities Business IL NE GA TX Local Project Bonds) Series 2018 D Northern California Energy Authority (NCEA), Commodity Supply Revenue Bonds Series 2018 The Illinois Toll Highway Authority, Toll Highway Senior Revenue Bonds, 2018 Series A (Refunding) Nebraska Public Power District General Revenue Bonds 2019 Series A Dormitory Authority of the of New York, Personal Income Tax Revenue Bonds Series 2018 A & B Municipal Electric Authority of Georgia (MEAG), General & Power Revenue Bonds 2018 Series HH & A Port of Port Arthur Navigation District of Jefferson County, Texas, Emerald Renewable Diesel LLC Facilities Revenue Bonds Series 2018, Jefferson Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services))

7 C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection

8 Signature: electronic Date: Jan 28, 2019 Name (must be officer of regulated entity): KIEU FRISBY Address: 200 West Street, New York, Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)

FORM G-37. Name of Regulated Entity: Goldman Sachs & Co. LLC. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: Goldman Sachs & Co. LLC. Report Period: First Quarter of 2018 Name of Regulated Entity: Goldman Sachs & Co. LLC Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: J.P. Morgan Securities LLC. Report Period: Fourth Quarter of 2016

FORM G-37. Name of Regulated Entity: J.P. Morgan Securities LLC. Report Period: Fourth Quarter of 2016 Name of Regulated Entity: J.P. Morgan Securities LLC Report Period: Fourth Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Loop Capital Markets, L.L.C. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: Loop Capital Markets, L.L.C. Report Period: First Quarter of 2018 Name of Regulated Entity: Loop Capital Markets, L.L.C. Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: First Quarter of 2018 Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: Second Quarter of 2018

FORM G-37. Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: Second Quarter of 2018 Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: Second Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: Loop Capital Markets, L.L.C. Report Period: Third Quarter of 2017

FORM G-37. Name of Regulated Entity: Loop Capital Markets, L.L.C. Report Period: Third Quarter of 2017 Name of Regulated Entity: Loop Capital Markets, L.L.C. Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: Jefferies LLC. Report Period: Third Quarter of 2018

FORM G-37. Name of Regulated Entity: Jefferies LLC. Report Period: Third Quarter of 2018 Name of Regulated Entity: Jefferies LLC Report Period: Third Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: J.P. Morgan Securities LLC. Report Period: Second Quarter of 2017

FORM G-37. Name of Regulated Entity: J.P. Morgan Securities LLC. Report Period: Second Quarter of 2017 Name of Regulated Entity: J.P. Morgan Securities LLC Report Period: Second Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Jefferies LLC. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: Jefferies LLC. Report Period: First Quarter of 2018 Name of Regulated Entity: Jefferies LLC Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: Fourth Quarter of 2017

FORM G-37. Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: Fourth Quarter of 2017 FORM G-37 Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: Fourth Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including

More information

FORM G-37. Name of Regulated Entity: Ascensus Broker Dealer Services, LLC. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: Ascensus Broker Dealer Services, LLC. Report Period: First Quarter of 2018 Name of Regulated Entity: Ascensus Broker Dealer Services, LLC Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) RI Complete name, title (including

More information

FORM G-37. Name of Regulated Entity: The Williams Capital Group, L.P. Report Period: Second Quarter of 2017

FORM G-37. Name of Regulated Entity: The Williams Capital Group, L.P. Report Period: Second Quarter of 2017 Name of Regulated Entity: The Williams Capital Group, L.P. Report Period: Second Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including

More information

FORM G-37. Name of Regulated Entity: DiPerna & Company, LLC. Report Period: Third Quarter of 2018

FORM G-37. Name of Regulated Entity: DiPerna & Company, LLC. Report Period: Third Quarter of 2018 Name of Regulated Entity: DiPerna & Company, LLC. Report Period: Third Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Winters & Co. Advisors, LLC. Report Period: Third Quarter of 2018

FORM G-37. Name of Regulated Entity: Winters & Co. Advisors, LLC. Report Period: Third Quarter of 2018 Name of Regulated Entity: Winters & Co. Advisors, LLC Report Period: Third Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: George K Baum & Company. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: George K Baum & Company. Report Period: First Quarter of 2018 FORM G-37 Name of Regulated Entity: George K Baum & Company Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) State None Complete name, title

More information

I. CONTRIBUTIONS made to issuer officials (listed by state)

I. CONTRIBUTIONS made to issuer officials (listed by state) FORM G-37 Name of dealer: Loop Capital Markets, L.L.C. Report Period: Second Quarter of 2014 I. CONTRIBUTIONS made to issuer officials (listed by state) State Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Rice Securities, LLC. Report Period: Fourth Quarter of 2016

FORM G-37. Name of Regulated Entity: Rice Securities, LLC. Report Period: Fourth Quarter of 2016 Name of Regulated Entity: Rice Securities, LLC Report Period: Fourth Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Porter, White & Company, Inc. Report Period: Fourth Quarter of 2017

FORM G-37. Name of Regulated Entity: Porter, White & Company, Inc. Report Period: Fourth Quarter of 2017 Name of Regulated Entity: Porter, White & Company, Inc. Report Period: Fourth Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: Kaufman, Hall & Associates, LLC. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: Kaufman, Hall & Associates, LLC. Report Period: First Quarter of 2018 Name of Regulated Entity: Kaufman, Hall & Associates, LLC Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: The GMS Group, LLC. Report Period: Third Quarter of 2018

FORM G-37. Name of Regulated Entity: The GMS Group, LLC. Report Period: Third Quarter of 2018 Name of Regulated Entity: The GMS Group, LLC Report Period: Third Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Sycamore Advisors, LLC. Report Period: Second Quarter of 2018

FORM G-37. Name of Regulated Entity: Sycamore Advisors, LLC. Report Period: Second Quarter of 2018 Name of Regulated Entity: Sycamore Advisors, LLC Report Period: Second Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Frasca & Associates, LLC. Report Period: First Quarter of 2017

FORM G-37. Name of Regulated Entity: Frasca & Associates, LLC. Report Period: First Quarter of 2017 Name of Regulated Entity: Frasca & Associates, LLC Report Period: First Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Cooperative Strategies, LLC. Report Period: Third Quarter of 2016

FORM G-37. Name of Regulated Entity: Cooperative Strategies, LLC. Report Period: Third Quarter of 2016 Name of Regulated Entity: Cooperative Strategies, LLC Report Period: Third Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (listed by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: Rice Securities, LLC. Report Period: Third Quarter of 2017

FORM G-37. Name of Regulated Entity: Rice Securities, LLC. Report Period: Third Quarter of 2017 FORM G-37 Name of Regulated Entity: Rice Securities, LLC Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: JJB Hilliard, WL Lyons, LLC. Report Period: Second Quarter of 2017

FORM G-37. Name of Regulated Entity: JJB Hilliard, WL Lyons, LLC. Report Period: Second Quarter of 2017 Name of Regulated Entity: JJB Hilliard, WL Lyons, LLC Report Period: Second Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: Compass Municipal Advisors, LLC. Report Period: Fourth Quarter of 2018

FORM G-37. Name of Regulated Entity: Compass Municipal Advisors, LLC. Report Period: Fourth Quarter of 2018 Name of Regulated Entity: Compass Municipal Advisors, LLC Report Period: Fourth Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including

More information

FORM G-37. Name of Regulated Entity: Pension Consulting Alliance, LLC. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: Pension Consulting Alliance, LLC. Report Period: First Quarter of 2018 Name of Regulated Entity: Pension Consulting Alliance, LLC Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including

More information

FORM G-37. Name of Regulated Entity: FTN Financial Capital Markets. Report Period: Third Quarter of 2017

FORM G-37. Name of Regulated Entity: FTN Financial Capital Markets. Report Period: Third Quarter of 2017 Name of Regulated Entity: FTN Financial Capital Markets Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: MBS Capital Markets, LLC. Report Period: Fourth Quarter of 2017

FORM G-37. Name of Regulated Entity: MBS Capital Markets, LLC. Report Period: Fourth Quarter of 2017 Name of Regulated Entity: MBS Capital Markets, LLC Report Period: Fourth Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: Cain Brothers & Co. Report Period: Fourth Quarter of 2017

FORM G-37. Name of Regulated Entity: Cain Brothers & Co. Report Period: Fourth Quarter of 2017 Name of Regulated Entity: Cain Brothers & Co. Report Period: Fourth Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

FORM G-37. Name of Regulated Entity: SAMCO CAPITAL MARKETS, INC. Report Period: Fourth Quarter of 2016

FORM G-37. Name of Regulated Entity: SAMCO CAPITAL MARKETS, INC. Report Period: Fourth Quarter of 2016 Name of Regulated Entity: SAMCO CAPITAL MARKETS, INC. Report Period: Fourth Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: Wulff, Hansen & Company. Report Period: Fourth Quarter of 2018

FORM G-37. Name of Regulated Entity: Wulff, Hansen & Company. Report Period: Fourth Quarter of 2018 Name of Regulated Entity: Wulff, Hansen & Company Report Period: Fourth Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

SIFMA FACT SHEET. Build America Bonds. Statistics 3Q 09

SIFMA FACT SHEET. Build America Bonds. Statistics 3Q 09 SIFMA FACT SHEET Build America Bonds Build America Bonds (BABs) are taxable municipal bonds that were authorized under the American Recovery and Reinvestment Act of 2009 (ARRA) that President Obama signed

More information

FORM G-37. Name of Regulated Entity: SAMCO CAPITAL MARKETS, INC. Report Period: Third Quarter of 2016

FORM G-37. Name of Regulated Entity: SAMCO CAPITAL MARKETS, INC. Report Period: Third Quarter of 2016 Name of Regulated Entity: SAMCO CAPITAL MARKETS, INC. Report Period: Third Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (listed by state) Complete name, title (including any

More information

FORM G-37. Name of Regulated Entity: Kings Financial Consulting Incorporated. Report Period: Fourth Quarter of 2018

FORM G-37. Name of Regulated Entity: Kings Financial Consulting Incorporated. Report Period: Fourth Quarter of 2018 Name of Regulated Entity: Kings Financial Consulting Incorporated Report Period: Fourth Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including

More information

FORM G-37. Name of Regulated Entity: Cooperative Strategies, LLC. Report Period: Second Quarter of 2017

FORM G-37. Name of Regulated Entity: Cooperative Strategies, LLC. Report Period: Second Quarter of 2017 Name of Regulated Entity: Cooperative Strategies, LLC Report Period: Second Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

MINIMUM WAGE INCREASE GUIDE

MINIMUM WAGE INCREASE GUIDE 2017-2018 MINIMUM WAGE INCREASE GUIDE The Federal minimum wage has been $7.25 since 2009, but many states and localities have passed their own minimum wage laws. Employers must pay non-exempt employees

More information

MINIMUM WAGE INCREASE GUIDE

MINIMUM WAGE INCREASE GUIDE 2017-2018 MINIMUM WAGE INCREASE GUIDE The Federal minimum wage has been $7.25 since 2009, but many states and localities have passed their own minimum wage laws. Employers must pay non-exempt employees

More information

FORM G-37. Name of Regulated Entity: Capital Markets Advisors LLC. Report Period: First Quarter of 2017

FORM G-37. Name of Regulated Entity: Capital Markets Advisors LLC. Report Period: First Quarter of 2017 Name of Regulated Entity: Capital Markets Advisors LLC Report Period: First Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

Quarterly Report June 30, 2018 MFS. Alabama Municipal Bond Fund

Quarterly Report June 30, 2018 MFS. Alabama Municipal Bond Fund Quarterly Report June 30, 2018 MFS Alabama Municipal Bond Fund PORTFOLIO OF INVESTMENTS 6/30/18 (unaudited) The Portfolio of Investments is a complete list of all securities owned by your fund. It is categorized

More information

FORM G-37. Name of Regulated Entity: Ameritas Investment Corp. Report Period: Third Quarter of 2017

FORM G-37. Name of Regulated Entity: Ameritas Investment Corp. Report Period: Third Quarter of 2017 FORM G-37 Name of Regulated Entity: Ameritas Investment Corp. Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including

More information

STATE MOTOR FUEL TAX INCREASES:

STATE MOTOR FUEL TAX INCREASES: STATE MOTOR FUEL TAX INCREASES: 2013-2018 Since 2013, 27 states have increased or adjusted taxes on motor fuel to support needed transportation investments. Twenty-four of those states increased their

More information

FORM G-37. Name of Regulated Entity: Crews & Associates, Inc. Report Period: Third Quarter of 2017

FORM G-37. Name of Regulated Entity: Crews & Associates, Inc. Report Period: Third Quarter of 2017 Name of Regulated Entity: Crews & Associates, Inc. Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state

More information

IMPORTANT TAX INFORMATION

IMPORTANT TAX INFORMATION IMPORTANT TAX INFORMATION To set up and maintain your account with WestconGroup, we require you to provide us valid Resale Certificates for all states that you are located in, as well as for any other

More information

STATE MOTOR FUEL TAX INCREASES:

STATE MOTOR FUEL TAX INCREASES: Since 2013, 26 states have increased or adjusted taxes on motor fuel to support needed transportation investments. Twenty-three of those states increased their state gas tax, while three states Kentucky,

More information

FORM G-37. Name of Regulated Entity: BNY Mellon Capital Markets, LLC. Report Period: Fourth Quarter of 2016

FORM G-37. Name of Regulated Entity: BNY Mellon Capital Markets, LLC. Report Period: Fourth Quarter of 2016 FORM G-37 Name of Regulated Entity: BNY Mellon Capital Markets, LLC Report Period: Fourth Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including

More information

FORM G-37. Name of Regulated Entity: Compass Municipal Advisors, LLC. Report Period: Third Quarter of 2017

FORM G-37. Name of Regulated Entity: Compass Municipal Advisors, LLC. Report Period: Third Quarter of 2017 Name of Regulated Entity: Compass Municipal Advisors, LLC Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any

More information

ACORD Forms Updated in AMS R1

ACORD Forms Updated in AMS R1 ACORD Forms Updated in AMS360 2017 R1 The following forms will use the ACORD form viewer, also new in this release. Forms with an indicate they were added because of requests in the Product Enhancement

More information

RBC Capital Markets strength in the municipal bond market

RBC Capital Markets strength in the municipal bond market Page 1 of 5 RBC Capital Markets strength in the municipal bond market A leader in U.S. municipal finance Headquartered in New York, RBC Capital Markets (RBC CM) is a leader in U.S. Municipal Finance. Drawing

More information

STATE TAX WITHHOLDING GUIDELINES

STATE TAX WITHHOLDING GUIDELINES STATE TAX WITHHOLDING GUIDELINES ( Guardian Insurance & Annuity Company, Inc. and Guardian Life Insurance Company of America (hereafter collectively referred to as Company )) (Last Updated 11/2/215) state

More information

Syncora Guarantee Inc. Syncora Capital Assurance Inc. 1st QUARTER 2013 OPERATING SUPPLEMENT

Syncora Guarantee Inc. Syncora Capital Assurance Inc. 1st QUARTER 2013 OPERATING SUPPLEMENT 1st QUARTER 2013 OPERATING SUPPLEMENT Index Page Number Certain Definitions 2 Syncora Legal Entity Structure 3 Assets, Liabilities, Surplus/(Deficit) and Other Funds 4 Statement of Income 5 Claims Paying

More information

THE GLENMEDE PORTFOLIOS. Muni Intermediate Portfolio SCHEDULE OF PORTFOLIO INVESTMENTS January 31, 2017 (Unaudited)

THE GLENMEDE PORTFOLIOS. Muni Intermediate Portfolio SCHEDULE OF PORTFOLIO INVESTMENTS January 31, 2017 (Unaudited) SCHEDULE OF PORTFOLIO INVESTMENTS MUNICIPAL BONDS* 97.1% Alabama 1.1% $ 3,000,000 Black Belt Energy Gas District, AL, Gas Supply Revenue, Revenue Bonds, Series A, 4.000% due 7/1/46... $ 3,212,460 Alaska

More information

THE GLENMEDE PORTFOLIOS. Muni Intermediate Portfolio SCHEDULE OF PORTFOLIO INVESTMENTS July 31, (Unaudited)

THE GLENMEDE PORTFOLIOS. Muni Intermediate Portfolio SCHEDULE OF PORTFOLIO INVESTMENTS July 31, (Unaudited) SCHEDULE OF PORTFOLIO INVESTMENTS MUNICIPAL BONDS* 94.2% Alabama 1.0% $3,000,000 Black Belt Energy Gas District, AL, Gas Supply Revenue, Revenue Bonds, Series A, 4.000% due 7/1/46... $ 3,128,850 Alaska

More information

MFS TENNESSEE MUNICIPAL BOND FUND

MFS TENNESSEE MUNICIPAL BOND FUND QUARTERLY REPORT December 31, 2017 MFS TENNESSEE MUNICIPAL BOND FUND PORTFOLIO OF INVESTMENTS 12/31/17 (unaudited) The Portfolio of Investments is a complete list of all securities owned by your fund.

More information

36 Million Without Health Insurance in 2014; Decreases in Uninsurance Between 2013 and 2014 Varied by State

36 Million Without Health Insurance in 2014; Decreases in Uninsurance Between 2013 and 2014 Varied by State 36 Million Without Health Insurance in 2014; Decreases in Uninsurance Between 2013 and 2014 Varied by State An estimated 36 million people in the United States had no health insurance in 2014, approximately

More information

American Jobs Act - Preventing Teacher Layoffs Estimated Jobs Impact by State

American Jobs Act - Preventing Teacher Layoffs Estimated Jobs Impact by State American Jobs Act - Preventing Teacher Layoffs Estimated Jobs Impact by Funds Allocated Estimate of Jobs Supported for 1 School Year Alabama $ 451,477,775 7,000 Alaska $ 70,483,533 900 Arizona $ 625,502,087

More information

FORM G-37. Name of Regulated Entity: Northland Securities, Inc. Report Period: Third Quarter of 2016

FORM G-37. Name of Regulated Entity: Northland Securities, Inc. Report Period: Third Quarter of 2016 Name of Regulated Entity: Northland Securities, Inc. Report Period: Third Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (listed by state) Complete name, title (including any

More information

State Minimum Wage Chart (See below for Local/City Minimum Wage Chart)

State Minimum Wage Chart (See below for Local/City Minimum Wage Chart) State Current Minimum Wage State Minimum Wage Chart (See below for Local/City Minimum Wage Chart) Maximum Tip Credit Allowed for Tipped Employees Federal $7.25 $5.12 $2.13 Minimum Cash Wage for Tipped

More information

Minimum Wage per State

Minimum Wage per State per State Future and Notes ALABAMA NONE Federal minimum applies. BIRMINGHAM: July 2016 $ 8.50; July 2017: $10.10 ALASKA $8.75 ARIZONA $8.05 ARKANSAS $7.50 Nov. 4 2014 ballot measure approved to raise minimum

More information

Non-Financial Change Form

Non-Financial Change Form Non-Financial Change Form Please Print All Information Below Section 1. Contract Owner s Information Administrative Offices: PO BOX 19097 Greenville, SC 29602-9097 Phone number (800) 449-0523 Overnight

More information

THE GLENMEDE PORTFOLIOS. Muni Intermediate Portfolio SCHEDULE OF PORTFOLIO INVESTMENTS July 31, (Unaudited)

THE GLENMEDE PORTFOLIOS. Muni Intermediate Portfolio SCHEDULE OF PORTFOLIO INVESTMENTS July 31, (Unaudited) SCHEDULE OF PORTFOLIO INVESTMENTS MUNICIPAL BONDS* 97.2% Alabama 1.1% $ 3,000,000 Black Belt Energy Gas District, AL, Gas Supply Revenue, Revenue Bonds, Series A, 4.000% due 7/1/46 1... $ 3,253,800 Alaska

More information

First Quarter 2015 Operating Supplement

First Quarter 2015 Operating Supplement First Quarter 2015 Operating Supplement Table of Contents Consolidated Balance Sheets 2 Consolidated Statements of Operations 3 Net Income (Loss) Reconciliation to Operating Income (Loss) 4 Net Premiums

More information

Installment Loans CHARTS. No cap other than unconscionability:

Installment Loans CHARTS. No cap other than unconscionability: NCLC NATIONAL CONSUMER LAW CENTER Installment Loans WILL STATES PROTECT BORROWERS FROM A NEW WAVE OF PREDATORY LENDING? Copyright 2015, National Consumer Law Center, Inc. CHARTS CHART 1 Full APRs Allowed

More information

Required Minimum Distribution Election Form for IRA s, 403(b)/TSA and other Qualified Plans

Required Minimum Distribution Election Form for IRA s, 403(b)/TSA and other Qualified Plans Required Minimum Distribution Election Form for IRA s, 403(b)/TSA and other Qualified Plans For Policyholders who have not annuitized their deferred annuity contracts Zurich American Life Insurance Company

More information

Household Income for States: 2010 and 2011

Household Income for States: 2010 and 2011 Household Income for States: 2010 and 2011 American Community Survey Briefs By Amanda Noss Issued September 2012 ACSBR/11-02 INTRODUCTION Estimates from the 2010 American Community Survey (ACS) and the

More information

Age of Insured Discount

Age of Insured Discount A discount may apply based on the age of the insured. The age of each insured shall be calculated as the policyholder s age as of the last day of the calendar year. The age of the named insured in the

More information

Financial Transaction Form for IRA and Non-Qualified Contracts Only

Financial Transaction Form for IRA and Non-Qualified Contracts Only Financial Transaction Form for IRA and Non-Qualified Contracts Only (Note: See Form ZA-8642 dealing with Financial Transactions for 403(b)/TSA s) Please Print All Information Below Zurich American Life

More information

ACORD Forms in ebixasp (03/2004)

ACORD Forms in ebixasp (03/2004) ACORD Forms in ebixasp (03/2004) Form number Form Name Edition Date 1 Property Loss Notice 2002/1 2 Automobile Loss Notice 2002/1 3 General Liability Notice of Occurrence/Claim 2002/1 4 Workers Compensation

More information

Fourth Quarter 2016 Operating Supplement

Fourth Quarter 2016 Operating Supplement Fourth Quarter 2016 Operating Supplement Table of Contents Consolidated Balance Sheets 2 Consolidated Statements of Operations 3 Net Income (Loss) Reconciliation to Operating Income (Loss) 4 Net Premiums

More information

Protecting Bonds to Save Infrastructure and Jobs 2013

Protecting Bonds to Save Infrastructure and Jobs 2013 February 2013 Protecting Bonds to Save Infrastructure and Jobs 2013 REPORT BY: The National Association of Counties The National League of Cities The United States Conference of Mayors WITH ASSISTANCE

More information

American Memorial Contract

American Memorial Contract American Memorial Contract Please complete all pages of the contract and send it back to Stephens- Matthews with a copy of each state license you choose to appoint in. You are required to submit with the

More information

medicaid a n d t h e How will the Medicaid Expansion for Adults Impact Eligibility and Coverage? Key Findings in Brief

medicaid a n d t h e How will the Medicaid Expansion for Adults Impact Eligibility and Coverage? Key Findings in Brief on medicaid a n d t h e uninsured July 2012 How will the Medicaid Expansion for Adults Impact Eligibility and Coverage? Key Findings in Brief Effective January 2014, the ACA establishes a new minimum Medicaid

More information

MFS MARYLAND MUNICIPAL BOND FUND

MFS MARYLAND MUNICIPAL BOND FUND QUARTERLY REPORT December 31, 2017 MFS MARYLAND MUNICIPAL BOND FUND PORTFOLIO OF INVESTMENTS 12/31/17 (unaudited) The Portfolio of Investments is a complete list of all securities owned by your fund. It

More information

Insufficient and Negative Equity

Insufficient and Negative Equity Insufficient and Negative Equity Lack Of Equity Impedes The Real Estate Market Mark Fleming Chief Economist December, 2011 70% 60% 50% 40% 30% Negative Equity Highly Concentrated Negative Equity Share,

More information

NCSL Midwest States Fiscal Leaders Forum. March 10, 2017

NCSL Midwest States Fiscal Leaders Forum. March 10, 2017 NCSL Midwest States Fiscal Leaders Forum March 10, 2017 Public Pensions: 50-State Overview David Draine, Senior Officer Public Sector Retirement Systems Project The Pew Charitable Trusts More than 40 active,

More information

State Postal Abbreviation Codes

State Postal Abbreviation Codes State Postal Areviation Codes State Areviation State Areviation Alaama AL Montana MT Alaska AK Neraska NE Arizona AZ Nevada NV Arkansas AR New Hampshire NH California CA New Jersey NJ Colorado CO New Mexico

More information

Legislative Trends: Upcoming Increases to Minimum Wage Round-Up 2019

Legislative Trends: Upcoming Increases to Minimum Wage Round-Up 2019 Legislative Trends: Upcoming Increases to Minimum Wage Round-Up 2019 The following chart shows the current minimum wage for non-tipped and tipped employees and the next scheduled increase (if any) for

More information

Systematic Distribution Form

Systematic Distribution Form Systematic Distribution Form (To be used for all Qualified Plans, IRA s and Non-Qualified Plans) (This form is not applicable to a Required Minimum Distribution ( RMD ). If you are older than 70 ½, refer

More information

Instructions for Forms G-37, G-37x and G-38t

Instructions for Forms G-37, G-37x and G-38t The Official Source for Municipal Disclosures and Market Data Instructions for Forms G-37, G-37x and G-38t Version 3.0, February 2018 emma.msrb.org Revision History Version Date Description of Changes

More information

Highlights. Percent of States with a Decrease in MH Expenditures from Prior Year: FY2001 to 2010

Highlights. Percent of States with a Decrease in MH Expenditures from Prior Year: FY2001 to 2010 FY 2010 State Mental Health Revenues and Expenditures Information from the National Association of State Mental Health Program Directors Research Institute, Inc (NRI) Sept 2012 Highlights SMHA Funding

More information

NASRA Issue Brief: Employee Contributions to Public Pension Plans

NASRA Issue Brief: Employee Contributions to Public Pension Plans NASRA Issue Brief: Employee Contributions to Public Pension Plans September 2017 Unlike in the private sector, nearly all employees of state and local government are required to share in the cost of their

More information

2017 WORKBOOK. Mandatory LTC Training

2017 WORKBOOK. Mandatory LTC Training 2017 WORKBOOK Mandatory LTC Training ABOUT THE AUTHOR EDUCATION CREDIT AND YOUR CERTIFICATE OF COMPLETION LTC Connection specializes exclusively in LTC insurance training and education and has been working

More information

U.S. Minimum Wage Chart

U.S. Minimum Wage Chart Alabama No provision. Alaska $9.75 Arizona $8.05 - Flagstaff Increasing to $9.80 on January 1, 2017. Indexed to inflation or $1 more than the federal minimum wage, whichever is higher. Increasing to $10.00

More information

Mutual Fund Tax Information

Mutual Fund Tax Information Mutual Fund Tax Information We have provided this information as a service to our shareholders. Thornburg Investment Management cannot and does not give tax or accounting advice. If you have further questions

More information

Fundamentals and Best Practices for Handling Multistate Taxation Presented Thursday, April 16, 2015

Fundamentals and Best Practices for Handling Multistate Taxation Presented Thursday, April 16, 2015 1 Fundamentals and Best Practices for Handling Multistate Taxation Presented Thursday, April 16, 2015 2 Housekeeping 3 Credit Questions Today s topic Speaker To earn RCH credit you must 4 Stay on the webinar,

More information

TA X FACTS NORTHERN FUNDS 2O17

TA X FACTS NORTHERN FUNDS 2O17 TA X FACTS 2O17 Northern Funds Tax Facts provides specific information about your Northern Funds investment income and capital gain distributions for 2017. If you have any questions about how to apply

More information

State, Local and Net Tuition Revenue Supporting General Operating Expenses of Higher Education, U.S., Fiscal Year 2010, Current (unadjusted) Dollars

State, Local and Net Tuition Revenue Supporting General Operating Expenses of Higher Education, U.S., Fiscal Year 2010, Current (unadjusted) Dollars State, Local and Net Tuition Revenue Supporting General Operating Expenses of Higher Education, U.S., Fiscal Year 2010, Current (unadjusted) Dollars Net Tuition $51.3 Billion 37% All State Support $73.7

More information

FISCAL YEAR 2016 AT A GLANCE Number of Authorized Firms

FISCAL YEAR 2016 AT A GLANCE Number of Authorized Firms FISCAL YEAR 2016 AT A GLANCE Number of Authorized Firms 300,000 275,000 250,000 225,000 200,000 175,000 150,000 125,000 100,000 246,565 252,962 261,150 258,632 260,115 FY 2012 FY 2013 FY 2014 FY 2015 FY

More information

DC Contributions to the DC College Savings Plan of up to $4,000 per year by an individual, and up to $8,000 per year by married taxpayers who each mak

DC Contributions to the DC College Savings Plan of up to $4,000 per year by an individual, and up to $8,000 per year by married taxpayers who each mak AK AL AR Summary of State Tax Implications for 529 Plans Current as of 04/25/2018 This information has been compiled for informational purposes only from sources believed to be reliable, however LPL makes

More information

Housing Tax Expenditures and the Economy

Housing Tax Expenditures and the Economy Housing Tax Expenditures and the Economy The GSEs, Housing, and the Economy January 24, 2011 Todd Sinai, The Wharton School Housing tax expenditures cost a lot Tax expenditure Mortgage interest deduction

More information

LIFE AND ACCIDENT AND HEALTH

LIFE AND ACCIDENT AND HEALTH 201 FOR THE YEAR ENDED DECEMBER 1, 201 LIFE AND ACCIDENT AND HEALTH 201 Schedule A - Part 1 - Real Estate Owned Schedule A - Part 2 - Real Estate Acquired and Additions Made Schedule A - Part - Real Estate

More information

Tax Information for Calendar Year 2017 (January 24, 2018)

Tax Information for Calendar Year 2017 (January 24, 2018) Tax Information for Calendar Year 2017 (January 24, 2018) U.S. INCOME TAX INFORMATION: Please be advised that a percentage of the income distributions paid by the Goldman Sachs Dynamic Municipal Income

More information

NASRA Issue Brief: Public Pension Plan Investment Return Assumptions

NASRA Issue Brief: Public Pension Plan Investment Return Assumptions NASRA Issue Brief: Public Pension Plan Investment Return Assumptions Updated February 2017 As of September 30, 2016, state and local government retirement systems held assets of $3.82 trillion. 1 These

More information

Transmission of material in this release is embargoed until 8:30 a.m. (EDT) Wednesday, October 31, 2012

Transmission of material in this release is embargoed until 8:30 a.m. (EDT) Wednesday, October 31, 2012 Transmission of material in this release is embargoed until 8:30 a.m. (EDT) Wednesday, October 31, USDL-12-2162 Technical information: Media contact: (202) 691-6199 NCSinfo@bls.gov www.bls.gov/ect (202)

More information

SURVEY OF STATE FUNDING FOR PUBLIC TRANSPORTATION

SURVEY OF STATE FUNDING FOR PUBLIC TRANSPORTATION SURVEY OF STATE FUNDING FOR PUBLIC TRANSPORTATION SURVEY OF STATE FUNDING FOR PUBLIC TRANSPORTATION Characteristics of State Funding for Public Transportation The following report provides a summary of

More information

Mutual Fund Tax Information

Mutual Fund Tax Information 2008 Mutual Fund Tax Information We have provided this information as a service to our shareholders. Thornburg Investment Management cannot and does not give tax or accounting advice. If you have further

More information

Employee Benefits Alert

Employee Benefits Alert Legal & Research Group Benefits Alert Issue No. 24 October 2004 Benefits Brokerage & Consulting Services Rx Purchasing Coalition HR Consulting Data Analysis Benefits Administration Retirement Services

More information

50-State Property Tax Comparison Study: For Taxes Paid in Executive Summary

50-State Property Tax Comparison Study: For Taxes Paid in Executive Summary 50-State Property Tax Comparison Study: For Taxes Paid in 2017 Executive Summary By Lincoln Institute of Land Policy and Minnesota Center for Fiscal Excellence April 2018 As the largest source of revenue

More information

Final Paycheck Laws by State

Final Paycheck Laws by State ALABAMA AL No Provision No Provision ALASKA AK 23.05.140(b) ARIZONA AZ Ariz. Rev. Stat. 23-350, 23-353 ARKANSAS AR Ark. Code Ann. 11-4-405 CALIFORNIA CA Cal. Lab. Code 201 to 202, 227.3 COLORADO CO Colo.

More information

2019 U.S. Minimum Wage Chart

2019 U.S. Minimum Wage Chart Alabama No provision. Alaska $9.89 Arizona $11.00 - Flagstaff $12.00 Indexed to inflation or $1 more than the federal minimum wage, whichever is higher. Increasing to $12.00 on and after January 1, 2020.

More information