FORM G-37. Name of Regulated Entity: Crews & Associates, Inc. Report Period: Third Quarter of 2017
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1 Name of Regulated Entity: Crews & Associates, Inc. Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party WV Amy Goodwin - Mayor - City of Charleston WV WV "Friends of the Park" - Putnam County WV WV J. B. Akers - Mayor - City of Charleston WV Ross Noland - Rep District #33 - Pulaski County Payments by each contributor $ payment by Municipal finance professional $ payment by Municipal finance professional $ payment by Municipal finance professional $ payment by Municipal finance professional
2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) Mountain Pine S D, Mountain Pine S D, Mountain Pine S D 07/03/2017 Cutter-Morning Star S D, Cutter-Morning Star S D, Cutter-Morning Star S D 07/03/2017
3 Two Rivers S D, Two Rivers S D, Two Rivers S D 07/05/2017 DeQueen School District, DeQueen School District, DeQueen School District 07/10/2017
4 Mammoth Spring School District, Mammoth Spring School District, Mammoth Spring School District 07/21/2017 Marked Tree School District, Marked Tree School District, Marked Tree School District 07/25/2017
5 Lead Hill School District, Lead Hill School District, Lead Hill School District 08/08/2017 Trumann School District, Trumann School District, Trumann School District 08/09/2017
6 Valley Springs School District, Valley Springs School District, Valley Springs School District 08/16/2017
7 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited ( business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the business or municipal advisory business. Full Name of Municipal Entity Prescott School District No. 14 of Nevada County Full Issue Description Refunding and Construction Bonds Reportable Date of Selection 07/01/2017
8 Signature: electronic Date: Oct 27, 2017 Name (must be officer of regulated entity): CTER MALONE Address: PO Box 1696, Little Rock, Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
9 IV. ISSUERS with which dealer has engaged in business (list by state) Complete name of issuer and city/county Type of business (negotiated underwriting, agency offering, financial advisor, or remarketing agent) Arkansas Development Finance Authority Negotiated Underwriting Charter School Lease Revenue Bonds Series 2017 Prescott School District No. 14 of Nevada County Financial Advisor Refunding & Construction Bonds Waldron School District Financial Advisor Lease Purchase Agreement Harrisburg School District Financial Advisor Lease Purchase Agreement Bryant School District No. 25 Of Saline County Financial Advisor Refunding & Construction Bonds, Series A Mountainburg School District No. 16 of Crawford County Financial Advisor Construction Bonds Blytheville School District No. 5 of Mississippi County Financial Advisor Construction Bonds, Series A Elkins School District No. 10 of Washington County Financial Advisor Construction Bonds City of Marion, Arkansas Negotiated Underwriting Sales and Use Tax Bonds, Series 2017 City of Hot Springs Financial Advisor Revenue Refunding Bonds Board of Trustees of Henderson University Negotiated Underwriting Auxiliary Enterprises Revenue Secured Refunding Bonds, Series 2017A Board of Trustees of Henderson University Negotiated Underwriting Auxiliary Enterprises Revenue Secured Refunding Bonds, Series 2017B Deer/Mt Judea School District Financial Advisor Lease Purchase Agreement University of Central Arkansas Negotiated Underwriting Revenue Refunding and Improvement Bonds Series 2017A University of Central Arkansas Negotiated Underwriting Revenue Refunding and Improvement Bonds Series 2017B
10 Complete name of issuer and city/county Type of business (negotiated underwriting, agency offering, financial advisor, or remarketing agent) Board of Trustees of the University of Arkansas Negotiated Underwriting Student Fee Revenue Bonds (UA Little Rock Campus), Series 2017 KS City of Wichita Negotiated Underwriting Sales Tax Special Obligation Revenue Bonds (K-96 Greenwich ST Bond Project) Series 2017 LA Louisiana Local Government Environmental Fac and Community Development Authority Negotiated Underwriting Revenue Bonds (Livingston Parish Recreation District No. 2 Project) Series 2017 OK Mayes County Public Facilities Authority Negotiated Underwriting Revenue Bonds, Series 2017 TX Dallas County Schools Private Placement Tax and Revenue Anticipation Note 2017 VA City of Petersburg Negotiated Underwriting General Obligation and Refunding Bonds Series 2017 A VA City of Petersburg Negotiated Underwriting General Obligation and Refunding Bonds Series 2017 B WI Public Finance Authority Negotiated Underwriting Senior LRA Revenue Bonds (GT), Series 2017A (Pre-2029) WV The County Commission of Putnam County Negotiated Underwriting Tax Increment Revenue Bonds, Series 2017 A WV The County Commission of Putnam County Negotiated Underwriting Tax Increment Revenue Bonds, Series 2017 B WV Glenville College Board of Governors Negotiated Underwriting Improvement and Refunding Revenue Bonds, Series 2017
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