FORM G-37. Name of Regulated Entity: Ameritas Investment Corp. Report Period: Third Quarter of 2017
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1 FORM G-37 Name of Regulated Entity: Ameritas Investment Corp. Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
2 FORM G-37 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
3 FORM G-37 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
4 FORM G-37 Signature: electronic Date: Oct 30, 2017 Name (must be officer of regulated entity): LINDA BROERS Address: P.O. Box 5507, Lincoln, NE Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
5 Ameritas Investment Corp. NE City of Mitchell, NE General Obligation Nursing Home Refunding Bonds Negotiated NE KBR Rural Public Power District (NE) Electric System Revenue Refunding Negotiated Bonds, NE Lancaster County School District 0001 (Lincoln Public Schools) General Municipal Obligation Refunding Bonds Advisory NE Village of McCool Junction, NE Highway Allocation Fund Pledge Bonds Negotiated B NE Cass Co School District 0022 (Weeping Water, NE Public Schools) General Negotiated Obligation Refunding Bonds, NE The of NE Certificates of Participation Negotiated B NE Douglas Co, NE SID 555 Warrants 07/13/17 Negotiated NE Sarpy Co, NE SID 297 (Southern Pines) General Obligation Bonds Negotiated NE City of Neligh, NE Street Improvement Bond Anticipation Notes Negotiated NE Village of Stuart, NE Combined Facilities Revenue Bonds Negotiated NE Sarpy Co, NE SID 186 (Oakhurst/Oakridge East) General Obligation Refunding Negotiated Bonds, NE City of Bennington, NE Sewer Utility Bond Anticipation Notes Negotiated NE City of Cambridge, NE General Obligation Water Refunding Bonds Negotiated NE Douglas Co, NE SID 497 Warrants Negotiated NE Sarpy Co, NE SID 302 Warrants Negotiated MO City of Independence, Mid-Continent Public Library District Municipal Advisory NE City of Cambridge, NE Combined Utilities Revenue Refunding Bonds Negotiated NE City of Dakota City, NE Sewer Utility Bond Anticipation Notes Negotiated NE City of South Sioux City, NE Highway Allocation Fund Pledge Bonds Negotiated NE Douglas Co, NE SID 563 Warrants Negotiated NE Douglas Co, NE SID 563 Warrants Negotiated
6 NE Douglas Co, NE SID 570 Warrants Negotiated NE Village of Hildreth Rural Fire District, Fire Equipment Bonds (Limited Obligation) Private Placement NE Douglas Co, NE SID 471 (Quail Run) General Obligation Refunding Bonds Negotiated NE City of Blue Hill, NE General Obligation Various Purpose Refunding Bonds Negotiated NE City of Fremont, NE General Obligation Swimming Pool Refunding Bonds Negotiated NE Sarpy Co, NE SID 313 Warrants Negotiated NE Sarpy Co, NE SID 313 Warrants Negotiated NE Sarpy Co, NE SID 314 Warrants Negotiated MO City of Springfield, MO Special Obligation Refunding Bonds Negotiated (College Station Garage Project), D MO City of Springfield, MO Special Obligation Refunding Bonds Negotiated (Heers Garage Project), E NE Sarpy Co, NE SID 320 Warrants Negotiated NE Buffalo Co School District 0105 (Pleasanton, NE Public Schools) General Negotiated Obligation Refunding Bonds, NE McCook, NE Public Power District Electric System Revenue Refunding Bonds Negotiated NE Otoe Co School District 0501 (Palmyra, NE District OR-1) Certificates of Negotiated Participation, NE City of Dakota City, NE General Obligation Water Bonds Negotiated NE Douglas Co, NE SID 473 Warrants Negotiated NE Sarpy Co, NE SID 251 (Standing Stone) General Obligation Bonds Negotiated NE Douglas Co, NE SID 466 (Cattail Creek) General Obligation Refunding Bonds Negotiated NE Douglas Co, NE 405 (Deer Creek) General Obligation Refunding Bonds Negotiated NE Trumbull, NE Rural Fire District Fire Safety Bonds Negotiated NE Douglas Co, NE 438 (The Grove) General Obligation Refunding Bonds Negotiated NE Sarpy Co, NE 278 (Tiburon Ridge) General Obligation Bonds Negotiated
7 NE Douglas Co, NE 473 (Pine Creek) General Obligation Bonds Negotiated NE City of Plattsmouth, NE Combined Utilities Revenue Bonds Negotiated NE City of Falls City, NE Combined Utilities Revenue Bonds Negotiated NE Sarpy Co, NE SID 238 Warrants Negotiated NE Dawson, NE Public Power District Electric System Revenue Bonds Negotiated A NE Douglas Co, NE SID 579 Warrants Negotiated NE Sarpy Co, NE SID 301 Warrants Negotiated NE Sarpy Co, NE SID 295 Warrants Negotiated NE Douglas Co, NE SID 563 Warrants Negotiated KS Shawnee Co, KS Unified School District No. 345 (Seaman) General Negotiated Obligation Refunding Bonds, NE Butler Public Power District (NE) Electric System Revenue Refunding Bonds Negotiated NE Thayer Co, NE School District 0070 (Thayer Central Community Schools) Negotiated Promissory Notes, NE Village of Douglas, General Obligation Water Refunding Private Placement NE Thayer Co, NE General Obligation Hospital Refunding Bonds Negotiated NE Douglas Co NE Warrants SID Negotiated NE Henderson Rural Fire Protection District Fire Station and Equipment Bonds Negotiated NE Douglas Co NE SID 582 Warrants Negotiated NE Douglas Co NE SID 582 Warrants Negotiated NE Cass Co, NE School District 97 (Elmwood-Murdock) Negotiated NE Douglas Co, NE SID 527 (Shadowbrook) General Obligation and Refunding Negotiated Bonds, NE Douglas Co, NE SID 530 (Glenmoor) General Obligation Bonds Negotiated NE Sarpy Co, NE SID 202 (Lincoln Place) General Obligation Refunding Bonds Negotiated NE Douglas Co, NE SID 501 (Castle Creek) General Obligation Refunding Bonds Negotiated
8 NE Douglas Co, NE SID 490 (Deerwood-Avalon) General Obligation Refunding Negotiated Bonds, NE City of Plattsmouth Airport Authority Limited Obligation Bonds Negotiated NE City of Plattsmouth Promissory Notes (Taxable) Negotiated NE Douglas Co, NE SID 469 (The Woodlands) General Obligation Refunding Negotiated Bonds, NE Village of Giltner, NE Street Improvement District Bond Anticipation Notes Negotiated NE Village of Giltner NE General Obligation Water Bonds Negotiated NE Sarpy Co, NE SID 258 (Covington) General Obligation Refunding Bonds Negotiated NE Village of Pender NE General Obligation Various Purpose Bonds Negotiated NE City of Stanton, NE General Obligation Paving Bonds Negotiated B NE Sarpy Co, NE District 264 (Shadow Lake) Negotiated KS of Kansas Public Wholesale Water Supply District No. 23 Water Refunding Negotiated Revenue Bonds, NE Johnson Co, NE General Obligation Refunding Bonds Negotiated NE City of Chappell NE General Obligation Water Refunding Bonds Negotiated NE City of Ogallala, NE GO Various Purpose Bonds Negotiated NE Nebraska Investment Finance Authority Single Family Housing Revenue Negotiated Bonds, 2017 Series A-C NE Sarpy Co, NE SID 320 Warrants Negotiated NE County of Dundy, NE GO Hospital Refunding Bonds Negotiated NE City of Lincoln, Sanitary Sewer Revenue Refunding Municipal Advisory NE Sarpy Co, NE SID 314 Warrants Negotiated NE Sarpy Co, NE SID 314 Warrants Negotiated
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