FORM G-37. Name of Regulated Entity: J.P. Morgan Securities LLC. Report Period: Fourth Quarter of 2016

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1 Name of Regulated Entity: J.P. Morgan Securities LLC Report Period: Fourth Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection

4 Signature: electronic Date: Jan 23, 2017 Name (must be officer of regulated entity): MAUREEN GERAGHTY Address: 383 Madison Avenue, New York, NY Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)

5 J.P. Morgan Securities LLC - Public Finance Q G-37 Submission Issuer Name Type AK Municipality Of Anchorage Negotiated Underwriting AL Tuscaloosa County Industrial Development Authority Remarketing Agent AR University Of Arkansas Negotiated Underwriting AZ THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF MARICOPA Negotiated Underwriting AZ City of Phoenix Civic Improvement Corporation Negotiated Underwriting AZ Salt River Project Agricultural Improvement & Power District Negotiated Underwriting AZ University Of Arizona Negotiated Underwriting CA California Department of Water Resources - Central Valley Project Negotiated Underwriting CA Of California Dealer Manager CA Los Angeles County Metropolitan Transportation Authority Negotiated Underwriting CA City & County Of San Francisco Public Utilities Commission Negotiated Underwriting CO Adams 12 Five Start Schools Negotiated Underwriting CT Of Connecticut Negotiated Underwriting CT Connecticut Housing Finance Authority Negotiated Underwriting FL Hillsborough County Negotiated Underwriting FL University of North Florida - Housing Project 2016 Negotiated Underwriting FL City of Tampa Negotiated Underwriting GA Georgia Housing & Finance Authority Negotiated Underwriting IL Chicago Board Of Education Negotiated Underwriting IL Field Museum Of Natural History Remarketing Agent IL Northwestern Memorial Healthcare Dealer Manager IL of Illinois Remarketing Agent IL Illinois Finance Authority Negotiated Underwriting IN City of Indianapolis Negotiated Underwriting IN Indiana Finance Authority Negotiated Underwriting IN Indiana Finance Authority Remarketing Agent KY Lexington Fayette Urban County Airport Negotiated Underwriting KY Kentucky Economic Development Finance Authority Remarketing Agent MA Massachusetts Development Finance Agency Remarketing Agent MA Massachusetts Development Finance Agency Negotiated Underwriting MA Massachusetts Housing Finance Agency Negotiated Underwriting MA Massachusetts School Building Authority Negotiated Underwriting MD THE JOHNS HOPKINS HEALTH SYSTEM Negotiated Underwriting MD Maryland Department of Housing and Community Development Negotiated Underwriting ME Maine Housing Authority Negotiated Underwriting MI GREAT LAKES WATER AUTHORITY Negotiated Underwriting MI Michigan Finance Authority Negotiated Underwriting MT MONTANA FACILITY FINANCE AUTHORITY Negotiated Underwriting NC THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY Negotiated Underwriting NC North Carolina Capital Facilities Finance Agency Negotiated Underwriting NC City Of Raleigh Negotiated Underwriting NE Omaha Public Power District Dealer Manager NE Nebraska Investment Finance Authority Negotiated Underwriting NJ NEW JERSEY HEALTH CARE FACILITIES FINANCING AUTHORITY Negotiated Underwriting NJ New Jersey Economic Development Authority Negotiated Underwriting NJ New Jersey Educational Facilities Authority Negotiated Underwriting NJ New Jersey Transportation Trust Fund Negotiated Underwriting NM Albuquerque Municipal School District No. 12 Negotiated Underwriting NM New Mexico Mortgage Finance Authority Negotiated Underwriting NY Dormitory Authority Of The Of NY Negotiated Underwriting NY Metropolitan Transportation Authority Negotiated Underwriting NY City Of New York Negotiated Underwriting NY New York City Housing Development Corporation Negotiated Underwriting NY New York City Municipal Water Finance Authority Negotiated Underwriting NY New York Housing Finance Agency Negotiated Underwriting NY Of New York Mortgage Agency Negotiated Underwriting NY Suffolk County Negotiated Underwriting

6 J.P. Morgan Securities LLC - Public Finance Q G-37 Submission Issuer Name Type OH of Ohio Negotiated Underwriting OH COUNTY OF FRANKLIN, OHIO Negotiated Underwriting OH Ohio Housing Finance Agency Negotiated Underwriting OH of Ohio Remarketing Agent OK Oklahoma City Water Utilities Trust Negotiated Underwriting OK University Of Oklahoma Negotiated Underwriting OR Of Oregon Dept Of Veterans Affairs Negotiated Underwriting OR Of Oregon Negotiated Underwriting PA Commonwealth Financing Authority Negotiated Underwriting PA City Of Philadelphia Negotiated Underwriting PA School District Of Philadelphia Negotiated Underwriting PA STATE PUBLIC SCHOOL BUILDING AUTHORITY Negotiated Underwriting RI RHODE ISLAND COMMERCE CORPORATION Negotiated Underwriting SC SOUTH CAROLINA JOBS-ECONOMIC DEVELOPMENT AUTHORITY Negotiated Underwriting SD South Dakota Housing Development Authority Negotiated Underwriting TN THE HEALTH, EDUCATIONAL AND HOUSING FACILITY BOARD OF THE COUNTY OF KNOX Negotiated Underwriting TN Tennessee Housing Development Agency Negotiated Underwriting TN The Health and Educational Facilities Board of The Metropolitan Government of Nashville and Davidson County Negotiated Underwriting TX Dickinson Independent School District Negotiated Underwriting TX Love Field Airport Modernization Corporation Negotiated Underwriting TX Frisco Independent School District Negotiated Underwriting TX City Of Houston Airport System Dealer Manager TX Katy Independent School District Negotiated Underwriting TX Round Rock Independent School District Negotiated Underwriting TX TEXAS TRANSPORTATION COMMISION Negotiated Underwriting TX West Harris County Regional Water Authority Water System Revenue Negotiated Underwriting WA Central Puget Sound Washington Regional Transportation Authority Negotiated Underwriting WI Wisconsin Housing And Economic Development Authority Negotiated Underwriting