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1 O O in Government ct of 1978 Rev FOR CENDR YER 2007 (5 U.S.C. app ) Report Required by the Ethics 1. Person Reporting (last name, first, middle initial) Court or Org anization Date of Report Walker, ohn M United States Court of ppeals : Second Circuit 08/l itle (rticle III judges indicate active or senior status; magistrate judges indicate full or parttime) Senior udge Sa. Report ype (check appropriate type) D Nomination, D Initial [l Sb. mended Report D Date nnual D Final 6. Reporting Period 01/01/2007 to 12/31/ Chambers or Office ddress 157 Church Street New Haven, C On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date IMPORN NOES: he instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable i11formati01 Sign on last page. I. POSIIONS. (Reporting individual only; see pp. 913 of filing instructions.) D NONE (No reportable positions.) POSIION NME OF ORGNIZION/ENIY 1. Director Dwight D. Opperman Institute of udicial dministration (formerly known as Institute of udicial dministration) Past President Federal udges ssociation Director U.S. ssociation of Constitutional aw 4. Director he CEEI Institute 5. Director merican Society of International aw, udictal1dviso%:oard (/) 6. Director II. GREEMENS. (Reporting individual only; see pp of filing instructions.) [Z NONE (No reportable agreements.) Fo undation for dvancement of an lndepende udicial l!hd the Rf faw (. ),) (/:...,., " (=. 5 ::; ',. w rri " : c j: 1 '' > rr q C (} Ill ('.).c PRIES ND ERMS I.

2 Name of Person Reporting Date of Report Page 2of7 Walker, ohn M 08/11/2008 II, N 0 NNVES MEN IN CO ME. (Reporting individual and spouse; see pp of filing instructions.). Filer's NonInvestment Income D NONE (No reportable noninvestment income.) SOURCE ND YPE INCOME (yours, not spouse's) I. FebMay Income as Visiting ecturer, Yale aw School $ B. Spouse's NonInvestment Income If you were married during any portion of the reporting year, complete this section. (Dollar amount not required except for honoraria.) [Z NONE (No reportable noninvestment income.) SOURCE ND YPE I. 4. IV, REIMBURSEMENS transportation, lodging, food, entertainment. (Includes those to spouse and dependent children; see pp of filing instructions.) D NONE (No reportable reimbursements.) SOURCE DES OCION PUROSE IEMS PID OR PROVIDED I. merican Society Of an 2324 Washington, DC International aw udicial dvisory Board ransportation Federal udges May 5May Pentagon City, V ssociation 7 Meeting ransportation and meals CEEI Institute une 4 Prague, Czech une 9 Republic Board Meeting ransportation, lodging and meals 4. B Rule of aw uly 14 bilisi, Georgia Initiative uly 23 Rule of aw Program ransportation, lodging and meals 5. B Rule of aw uly 2327 Yerevan rmenia Initiative Rule of aw Program odging and meals

3 Name of Person Reporting Date of Report Page 3of7 Walker, ohn M 08/11/ CEEI Institute Sep 30 Prague, Czech udicial Integrity ransportation Oct O Republic Round!

4 Name of Person Reporting Date of Report Page 4of7 Walker, ohn M 08/11/2008 V. GIFS. (Includes those to spouse and dependent children; see pp of filing instructions.) [l NONE (No reportable gifts.) SOURCE DESCRIPION VUE V. BES. (Includes those of spouse and dependent children; see pp of filing instructions.) [l NONE (No reportable liabilities.) CREDIOR DESCRIPION VUE CODE

5 For: Walker, r., ohn M. VII. Investments and rusts I} >.t..,,.c;:...,.. ;. " ;:... <. 13,.;; ; i ;':;. c. ;.: ;;;;;:.....,... ;....'.. I.\\ ';::,.:;.>:.>" \\D.>......; Income during Gross Value at end reporting period of reporting period ransactions during reporting period.. "... "''. y. V If not exempt from disclosure (1) (2) (1) (2) (2) (5) (1) (3) (4) Identity of Description of ssets mount ype Value Value ype Date: Value Gain buyer/seller Code Code Method Month/day Code Code if private trans f COMMON SOC ES CORP 7118 MERICN OWER CORP 7118 RCHER DNIES MIDND CO 4/18 SE 519 UO ZONE SE 11/5 D BED BH & BEYOND INC 5/15 I BERSHIRE HHWY INC C B BRIGH HORIZON FMIY SOUIONS INC CH ROBINSON 11 /1 CPI ONE FINNCI 7118 CRDIN HE H INC COM SE 719 D CR MX 9/25 CHEVRON CORP B CINS CORP. SE 3/21 CISCO SYS. INC 6122 CER CHNNE OUDOOR 7118 CER MEDI D. 817 DIGENE CORP. SE 7/12 F FNNIE ME FREDDIE MC 12/12 GENER EECRIC CO. GDSONE COMM CORP 8/3 GOOGE INC Partial Sale /8 M E. HMS HODINGS CORP....

6 For: Walker, r., ohn M. VII. Investments and rusts ;, ;; '.. :: ':. {;:..';:,: ;,> :;,,,..:, : \. '..,',., :..... " 1 (:; C { > Income during Gross Value at end reporting period of reporting period (1) (2) (1) (2) Description of ssets mount ype Value Value Code Code Method 1.:; '.' ) > (1) ype. ' < ',.. : :. : ' ' D>: > + /,;}; :, ransactions during reporting period If not exempt from disclosure (2) Date Month/day (3) (4) Value Gain Code Code (5) Identity of buyer/seller if private trans INFOSYS ECHNOOGIES 4/24 SE 11/21 INERNION BUSINESS MCHINES CORP B M 6/29 ' INVIROGEN CORP. SE 11/9 M F MR DVERISING INC 818 Partial Sale 9/19 OWES CO. INC. Partial Sale 11/30 12/31 UOI SE 5/31 c MGI PHRM INC. MRE CORPORION MEDRONIC INC SE 10/16 MICROS SYSEMS INC MICROSOF CORP. MIICOM INERNION 7120 MORGN SNEY D W SE 11/5 D NEW INCOME FD RUS UNI 10/25 NUC02 INC 7118 ODYSSEY HEHCRE 9125 Partial Sale 10/30 ORCE CORPORION M 4/16 PEPSICO INC. B M PIONEER NUR 7118 POO CORP QUIY SYSEMS INC. 6/1 SE 11 /21 RED H INC. COMPNY SE 3/30 c

7 For: Walker, r., ohn M.. VII. Investments and rusts..... I i: '. c;;;;; t;;...,.,.t;)'.; : ;> t' i:h;c.;. : ;.. : ;:); '"':;";;,\,;;) ;\'; ';;,i\'.,.:.<p,. > ',1\, <}r;c.,<:.. ' ; Income during Gross Value at end reporting period of reporting period ransactions during reporting period If not exempt from disclosure (1) (2) (1) (2) (1) (2) (3) Identity of Description of ssets mount ype Value Value ype Date: Value Gain buyer/seller Code Code Method Month/day Code Code if private trans ROBER HF INERNION INC SE 11/6 (4) (5) ROCHE HODINGS D SE 10/31 SIRIUS SEIE RDIO SMUCER M & CO SUPER MICRO COMPUER INC 5/17 UNIED BNSHRES INC 11/9 UNIED SURGIC PRNERS SE 4120 E UNIED ECHNOOGIES CORP 10/17 UNIEDHE H GROUP INC Partial Sale 5/18 c UNIVERS DISPY CORP 7118 URSD BIDDE PP VERO ENERGY CORP VRIN MEDIC SYSEMS WR BEREY 8130 W MR SORES INC B M WGREEN CO. M 7110!! Partial Sale 1215 WHOE FOODS M INC B 5/11 CSH & EQUIVENS PERSHING GOVERNMEN CCOUN M! PRIME MNGEMEN OBIGIONS CP. D INERES M FIDEIY CSH B INERES FIDEIY US RESURY MM INERES 7118 CORPOR E BONDS.... HOUSEHOD FINNCE B INERES SE 1/30! FHB 5.00% due B INERES 2/21

8 For: Walker, r., ohn M. VII. Investments and rusts h (< N t ;.c ) ; < j q::};j;;.:;,.,, '.. ".) (.. ::<.<<.. c.,f,:. ;::;<.. i :ii: :...: :.: '. \ BN OF MERIC :,.. Description of ssets BN CCOUNS Income during Gross Value at end (1) (2) (2) (1) (2) (1) <<: D.>. ::. reporting period of reporting period ransactions during reporting period ',<;,;/;,,,,;,. If not exempt from disclosure (3) (4) (5) Identity of mount ype Value Value ype Date: Value Gain buyer/seller Code Code Method Month/day Code Code if private trans INERES CIIBN INERES PEOPES BN INERES OHER INVESMENS RESIDENI REN, EW BECH NY E REN SE 6/15 0 G

9 Name of Person Reporting Date of Report Page 6of7 Walker, ohn M 08/11/2008 VIII. DDIION INFORMION OR EXPNIONS. (lndicate parta/repart.)

10 Name of Person Reporting Date of Report Page 7of7 Walker, ohn M 08/ IX. CERIFICION. I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting nondisclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udicial Conference regulations. Signature NOE: NY INDIVIDU WHO NOWINGY ND WIFUY FSIFIES OR FIS O FIE HIS REPOR MY BE SUBEC O CIVI ND CRIMIN SNCIONS (5 U.S.C. app. 104) FIING INSRUCIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure dministrative Office of the United States Courts Suite 2301 One Columbus Circle, N.E. Washington, D.C

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