NDA GROUP. NDA Securities Ltd. NDA Commodity Brokers (P) Ltd. NDA Share Brokers Ltd. Member: NSE, BSE & OTCEI

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2 NDA GROUP The Group comprises of the following companies: - NDA Securities Ltd Member: NSE, BSE & OTCEI NDA Commodity Brokers (P) Ltd Member: NCDEX & MCX NDA Share Brokers Ltd Member: DSE

FINANCIAL INFORMATION NDA Securities Ltd, the flag ship company, has a net worth of st Rs.842.56 lakh as on 31 March, 2008. The promoters hold 71.47% of its paid up capital.

3 FINANCIAL INFORMATION NDA Securities Ltd, the flag ship company, has a net worth of st Rs lakh as on 31 March, The promoters hold 71.47% of its paid up capital. For the Financial Year , it achieved at turnover of Rs.14, crore and earned Gross Brokerage of Rs lakh. The other group company - NDA Commodity Brokers (P) Ltd is a wholly owned subsidiary of NDA Securities Ltd. The registered and corporate office located in Connaught Place, the heart of New Delhi and Mumbai Office located in Fort area are owned by NDA Securities Ltd. Besides, it along with NDA Share Brokers Ltd, has made investments in Real Estate.

INTRODUCTION NDA Securities Ltd is the flagship company of NDA Group. It was established in the year 1992 by Mr. N.D. Agarwal and Mr. Sanjay Agarwal with an object to provide Stock Broking services.

4 INTRODUCTION NDA Securities Ltd is the flagship company of NDA Group. It was established in the year 1992 by Mr. N.D. Agarwal and Mr. Sanjay Agarwal with an object to provide Stock Broking services. We are a leading Stock Broking Company from Northern India. We became member of National Stock Exchange as soon as it came into existence in the year 1994, and held Category-1 Merchant Banking license till We had the privilege to handle as many as 60 Public Issues as Managers/Advisors to Issue. In the year 1994, we came out with a public issue, which was a grand success. We are among the first broking houses of Northern India to go public. Our share is presently listed at Bombay Stock Exchange.

5 MANAGEMENT Mr. N.D. Agarwal Founder Director Mr. N.D. Agarwal is the founder and the force behind the Group. He, qualified as B.A., L.L.B., CAIIB, has more than 25 years experience in the stock broking business. He obtained membership of Delhi Stock Exchange in April 1990 and started the business under the name of N.D. Agarwal & Co. Within a short span of 4 years he transformed this firm into a prominent professionally managed stockbroking corporate outfit. It was one of the few members of Delhi Stock Exchange empaneled with all the leading domestic Financial Institutions. It enjoyed high degree of credibility among its clients due to integrity, professional approach and high quality of services.

6 Mr. Sanjay Agarwal Managing Director An MBA from Case Western Reserve University, USA, Mr. Sanjay Agarwal is the co-founder of the Group. He was instrumental in diversifying Group's activities into st Primary Market. Under his dynamic leadership, we were ranked 1 in Northern India th and 9 on all India basis among all the stockbrokers in in terms of procurement in all the Public Issues, which entered the capital market during that period, as per Prime report. He also established Merchant Banking Division (Category 1) with a view to provide investment banking services to several up coming and expanding corporate entities. In a short span, we successfully managed 60 Public Issues as Managers/Advisors to Issues. Due to his consistent efforts and foresightedness, we acquired the membership of National Commodity and Derivatives Exchanges, NCDEX and MCX under NDA Commodity Brokers Pvt. Ltd (a wholly owned subsidiary of flagship NDA Securities Ltd.) thereby entering into emerging, sun rise business of commodity and derivatives broking.

7 Mrs. Deepti Agarwal Whole time Director An inspiring leader, with a great vision and never-say-die spirit, Mrs. Deepti Agarwal is responsible for the Business Development and Institutional Broking in the Group. As a result, we have been rapidly expanding our branch network and adding new Institutional Clients. Mr. U.S. Gupta Independent Director Mr. U.S. Gupta is a practicing Chartered Accountant. He also has more than 13 years experience in the activities related to stock market. Mr. Lalit Gupta Independent Director An Investment Consultant and Mutual Fund Advisor by profession, qualified as B.Com (Hons.), CAIIB (I), Mr. Lalit Gupta has more than 20 years experience in the distribution of financial products viz. IPO, Mutual Funds, Bonds, Fixed Deposits etc. He is associated with the stock market for more than 20 years.

SERVICES We are empaneled with a number of Financial Institutions, Banks and Mutual Funds. We have large client base of corporate bodies and High Networth Individuals (HNIs).

8 SERVICES We are empaneled with a number of Financial Institutions, Banks and Mutual Funds. We have large client base of corporate bodies and High Networth Individuals (HNIs). Besides, we also have a vast network of branches to serve a huge base of retail investors. We have state of the art networking and communication links with all our branches viz. VSAT, leased lines, ISDN, LAN, WAN and VPN etc.

11 FRONT OFFICE OPERATIONS We provide Multiple trading options to our clients and branches: Direct V-SAT connectivity VPN through: Internet Trading based on: V-SAT Internet Broadband Internet Dial-up LAN Internet browser User can log-in from any computer Software Application The software is installed on User s Computer

Demat Transfer Status/Report Holding Statement Account Balance etc.

12 BACK-OFFICE OPERATIONS We provide on-line access to account information viz.:- Transaction Status/Confirmation Margin Status/Report Mark - to - market Report Demat Transfer Status/Report Holding Statement Account Balance etc. The information is available client-wise/group-wise/branch wise. The account information can be ed on request.

INFRASTRUCTURE SUPPORT RESEARCH We are having a technological savvy research wing equipped with experience and professionally qualified team who use the latest technical tools to give right advice at

13 INFRASTRUCTURE SUPPORT RESEARCH We are having a technological savvy research wing equipped with experience and professionally qualified team who use the latest technical tools to give right advice at the right time to its clients. It gives equal weight age to both fundamental and technical analysis as per clients' needs. SKILLED MANPOWER We give utmost importance to training and skill updating. As a result, our employees are well versed with their respective area of operations related to equity, derivatives and commodity markets, as also with depository services and with mutual funds and IPO distribution. They are well trained to provide high quality services to the client. Similarly, we provide necessary training to our associates, enhance their technical skills and make them aware of the latest developments of the markets. We hold regular conferences and seminars to educate clients on various financial products and enable them to make superior returns on their investments.

14 INTERNAL CONTROLS We have an efficient, effective and workable Internal Control Procedures commensurate with the size of the Group and the nature of our businesses. For this purpose, working of the Group has been divided into 12 departments : Client Registration Finance & Accounts Operations Mutual Funds & IPO Distribution Funds Control Demat Delivery & Depository Services Commodity Trading Research & Advisory Services Business Development Systems & Communication Inspection, Compliance & Internal Controls Legal & Secretarial We have dedicated teams to handle institutional, corporate and HNI clients. All the departments are headed by well qualified professionals who continuously monitor and manage the activities to ensure efficient and high quality services to our clients.

order/trade Client-wise, User-Id wise, Branchwise and Scrip-wise.

15 RISK MANAGEMENT We have an effective, sophisticated, dedicated and real-time based risk management system. The program works continuously on real time basis and calculates Margins, Markto- Market profit/loss, Debit/Credit on every order/trade Client-wise, User-Id wise, Branchwise and Scrip-wise. It allows setting limits of every client or user according to his margin deposits/credit in his account. A dedicated team headed by the Surveillance Manger at HO has been assigned the job of risk management.

16 BRANCH NETWORK

NDA GROUP We Make Investment Easier

NDA GROUP We Make Investment Easier NDA GROUP NDA GROUP The Group comprises of the following companies: - NDA Securities Ltd Member: NSE, BSE & OTCEI NDA Commodity Brokers (P) Ltd Member: NCDEX & MCX NDA Share Brokers Ltd Member: DSE FINANCIAL