Bare Trustee Agreements

Transcription

1 Bare Trustee Agreements Approved Fund Managers as of June 30, 2018 Fund Manager Region Type of Products Asset Management L.P. (Dynamic Funds) s / s / LSF's Includes Deposit accounts 2 3IQ CORP. 3IQ Corp. 3 Aberdeen Global Services S.A. Overseas Aberdeen Global Funds Aberdeen Global II Funds 4 Acker Finley Asset Management Inc. QSATM Funds 5 ACM Advisors Ltd. Mortgage Investment Fund ACM Commercial Mortgage Fund 6 Acorn Global Investments Inc. Acorn Global Investments Inc. 7 Addenda Capital Inc. Addenda s 8 AGF Investments Inc. / AGF Pooled funds AGF Elements family of mutual funds Harmony family of mutual funds Acuity family of mutual funds AGF family of mutual funds Acuity Pooled funds 9 AHF Capital Partners Inc. // AHF Credit Opportunities Fund - Series A, F and I 10 AIP Asset Management AIP Global Marco Fund LP 11 Alberta Treasury Branches 12 Aldergrove Credit Union 13 Algonquin Capital Corporation 14 Alignvest Capital Management Inc. 15 Alignvest Investment Management Corporation Page 1 of 21

2 16 Alitis Investment Counsel Inc. REIT Alitis Mortgage Plus Pool Alitis Private REIT 17 AlphaNorth Asset Management 18 Altema Asset Management Inc. Altema Diversified Equity Market Neutral Fund 19 Altervest Ltd. 20 Antares Investment Management, Inc. 21 AR3 Capital Management Inc. 22 Arrow Capital Management Inc. 23 Artemis Investment Management Limited / Robson Alpha Scout Fund Alpha Scout Fund and RSP Fund 24 ATB Investment Management Inc. 25 Aurion Capital Management Inc. 26 Auspice Capital Advisors Ltd. Trust Auspice Diversified Trust 27 Aventine Management Group Inc. Aventine Canadian Equity Fund BTH Tactical Growth Fund 28 AYAL Capital Advisors Liited Trust AYAL Capital Advisors Trust Fund 29 B.E.S.T Investment Counsel Limited B.E.S.T. Active 365 Fund LP B.E.S.T. Total Return Fund Inc. The Business, Engineering, Science & Technology Discoveries Fund Inc. 30 B2B Bank / Investment Savings Accounts 31 Baker Gilmore & Associates Inc. Baker Gilmore & Associates s 32 Bank of America, National Association ( Branch) 33 Bank of Other 34 Bank of Montreal Investment Savings Account / 35 Bank of Montreal Mortgage Corp. 36 Bank of Nova Scotia Bank of Nova Scotia National Trust Company / Victoria&Grey MortgageCorp. Page 2 of 21

3 Montreal Trust Company of Scotia Mortgage Corporation 37 Barometer Capital Management Inc. / 38 Barrage Capital Inc. / / 39 Bellwether Investment Management Inc. Bellwether family of funds. 40 Beutel Goodman & Company Ltd //Seg Fund 41 BirchLeaf Investments Inc. BirchLeaf Growth Fund 42 Black Swan Dexteritas Inc. BSD Global Tech LP 43 BlackBridge Capital Management Corp. 44 BlackRock (Luxembourg) SA Overseas BlackRock Global Funds 45 BlackRock Asset Management Limited BlackRock Asset Management Limited 46 BloombergSen Inc. BloombergSen Partners RSP Fund 47 BMG Management Services Inc. 48 BMO Investments Inc. / BMO Investissements Inc. BMO s 49 BMO Life Assurance Company Segregated Fund BMO Guaranteed Investment Funds 50 BMO Nesbitt Burns Inc. / Linked Notes 51 BMO Private Investment Counsel Inc. 52 BMO Trust Company / Investment Savings Accounts 53 BNP Paribas () Linked Notes 54 BNY Mellon Global Management Ltd. Overseas Universal Liquidity Funds PLC BNY Mellon Global Management Ltd. family of funds 55 Brandes Investment Partners & Co. 56 Brandywine Global Investment Management (), ULC 57 Bridgewater Bank 58 BridgingFinance Inc. 59 Bristol Gate Capital Partners Inc. / Page 3 of 21

4 Bristol Gate U.S. Equity Fund LP 60 Brompton Funds Limited 61 Brookfield Investment Management () Inc. 62 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool 63 BT Global Growth Inc. BT Global Growth Fund L.P. 64 Bull Capital Management Inc. Global Equity Class Shares EFG Private Portfolio Series ING Canadian Equity Class Shares Balanced Class Shares 65 Burgundy Asset Management Ltd. 66 CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class 67 Caldwell Investment Management Ltd. 68 Life Assurance Company (The) Segregated Fund 69 Canadian Tire Bank Canadian Tire Bank 70 Canadian Western Bank 71 Canadian Western Trust / 72 Canoe Financial LP Enervest Natural Resources Fund Enervest Oil Sand Total Return Trust Enervest Diversified Income Trust 73 Canso Fund Management Ltd. 74 Capital International Asset Management Inc. () Inc. 75 Capstone Asset Management Inc. 76 Celernus Investment Partners Inc. Celernus Absolute Growth Fund Celernus Mortgage and Income Trust Fund 77 Centurion Asset Management Inc. REIT 78 CGOV Asset Management 79 Chou Associates Management Inc. Page 4 of 21

5 80 CI Investments Inc. / Segregated Fund 81 CIBC / / Linked Notes 82 CIBC Asset Management Inc. / Segregated Fund 83 CIBC Investor Network CIBC Mortgages Inc. CIBC Mortgages Inc. (FLT) CIBC Services Hypothecaires CIBC Inc. CIBC Trust Corporation 84 Cidel Asset Management Inc. 85 Coast Capital Savings Credit Union Surrey Metro Savings Union 86 Coastal Community Credit Union 87 Community Trust Company Ltd. 88 Concentra Bank 89 Connor, Clark & Lunn Funds Inc. CC&L fund family 90 Connor, Clark & Lunn Private Capital Ltd. 91 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 92 Cortland Credit Group Inc. Cortland Credit Strategies L.P. 93 Cote 100 Inc. 94 Counsel Portfolio Services Inc. 95 Covington Capital Corporation Labor Sponsored Fund Covington Funds 96 Covista Capital Corp. Unit Trust Covista Value Fund Trust 97 Cowan Asset Management Limited Cowan Absolute Return Fund 98 CQI Capital Management L.P. CQI Income Opportunities Fund CQI Equity Opportunities Fund I CQI Equity Opportunities Fund II Genesis Partners Fund LP 99 Credit Suisse AG Overseas Linked Notes 100 Crystal Wealth Management System Ltd. Page 5 of 21

6 101 Crystalline Mgt Inc. / Gestion Cristallin Inc. 102 CWB Wealth Management Ltd. CWB Onyx Portfolio Series 103 Cygnus Investment Partners L.P. Cygnus/KKR Multi-Strat Fund LP 104 Cypress Capital Management Ltd. 105 DaVinci Capital Partners Inc. DaVinci Alterntive Income Fund 106 Davis-Rea Ltd. / Davis-Rea Ltee. / 107 Deans Knight Capital Management Ltd. / Segregated Funds Deans Knight Income Fund Deans Knight Equity Growth Fund II Deans Knight Equity Growth Fund Deans Knight Capital Pool Funds 108 Delbrook Capital Advisors Inc. Delbrook Resource Opportunities Fund 109 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 110 Desjardins Financial Security Life Assurance Co. Segregated Funds / / Other 111 Desjardins Global Asset Management Inc. / Segregated Fund / 112 Desjardins Société de placement inc. 113 Desjardins Trust Inc. Maestral Funds 114 Difference Capital Management Inc. 115 Dimensional Fund Advisors ULC. 116 Discovery Capital Management Corp. 117 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund 118 Donville Kent Asset Management Inc. Donville Kent Asset Management 119 Duncan Ross Associates Ltd. 120 East Coast Fund Management Inc. 121 East West Investment Management Corporation East West Fund LP 122 EdgeHill Partners EdgeHill family of funds. Page 6 of 21

7 123 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 124 Educators Financial Group Inc. 125 Effort Trust Company (The) 126 Empire Life Insurance Company Segregated Fund Segregated Funds Interest investment options provided within an insurance contract 127 Empire Life Investments Inc. Empire Life 128 EnTrust Focus Partners LP Unit Trust EnTrust 49 Focus Fund 129 Epic Capital Management Inc. 130 equate Asset Management Inc. 131 Equilibrium Capital Management Inc. 132 Equitable Bank / Investment Savings Accounts 133 Equiton Capital Inc. Equiton Residential Income Fund Trust 134 Equity Financial Trust Company 135 Equium Capital Management Inc. 136 ETF Capital Management Quintessence Wealth Group of Funds 137 Ewing Morris & Co. Investment Partners Ltd. Ewing Morris Flexible Income Fund LP 138 Excalibur Capital Management Inc. / Excalibur Small Cap Opportunities LP Excalibur 139 Excel Funds Management Inc. 140 Faircourt Asset Management Inc. / Faircourt Dividend Fund () Faircourt Pooled Monthly Income Fund () 141 Federated Investors ULC Federated Strategic Value U.S. Equity Dividend Fund 142 Fidelity Investments ULC 143 Fiducie Desjardins Inc. 144 Fieldhouse Capital Management Inc. Fieldhouse Pro Funds Inc. 145 Fiera Capital Corporation // Page 7 of 21

8 146 FIL Limited Overseas 147 Financière des professionnels - Fonds d investissement inc. 148 First Asset Investment Management Inc. 149 First Ontario Credit Union 150 First Reliance Asset Management REIT First Reliance Real Estate Investment Trust 151 First West Credit Union Ltd. 152 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Natio 153 Foresters Financial Investment Managent Company of I 154 Forge First Asset Management Inc. / s Forge First Long Short Trust Forge First Multi-Strategy Trust 155 Formula Growth Limited / Formula Growth s Class F Formula Growth Fund Formula Growth s Class A 156 Fort LP U.S. / 157 Foyston, Gordon & Payne Inc. Family of s FGP Funds 158 Franklin Templeton Investments Corp. //Seg Fund Bissett s Franklin Templeton s 159 FrontFour Capital Corp. FrontFour Opportunity Fund 160 FT Portfolios Co. 161 Fulcra Asset Management Inc. Fulcra Focused Yield Fund 162 Gabelli Funds (The) U.S. 163 Galibier Capital Management Ltd. Galibier Canadian Global Equity Pool Galibier U.S. Equity Pool Galibier Opportunities Fund 164 Galileo Global Equity Advisors Inc. 165 Galliant Advisors LP Investment Funds Galliant Equity Long/Short Fund LP Page 8 of 21

9 166 General Bank of 167 Genus Capital Management 168 Gestion Ferique 169 GFI Investment Counsel Ltd. Good Opportunities Fund 170 Global Growth Assets Inc. 171 Globevest Capital Ltee. / 172 Goodman & Company, Investment Counsel, Inc. 173 Goodwood Inc. Goodwood Funds 174 Government of Quebec (for Placements Quebec) Other 175 Grafton Asset Management Inc. Unit Trust Global Energy Growth Fund 176 Gravitas Securities Inc. 177 Greenchip Financial Corp. 178 Greystone Managed Investments Inc. Greystone Trusts 179 Groundlayer Capital Inc. Venture Capital Fund. 180 Growth Works Capital Ltd. Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. 181 Guardian Capital LP Vector Funds Vega Funds Guardian Funds 182 Hamilton Capital Partners Inc. 183 Harvest Portfolios Group Inc. 184 Haventree Bank 185 Hemisphere Capital Management Inc. 186 HGC Investment Management Inc. HGC Arbitrage Fund LP 187 Highstreet Asset Management Inc. 188 Hillsdale Investment Management Inc. Page 9 of 21

10 189 Hollis Canadian Bank / Investment Savings Accounts 190 Home Bank 191 Home Trust Company / Investment Savings Accounts 192 HomEquity Bank 193 Horizons ETFs Management () Inc. Unit Trust 194 HSBC Bank Structured Alternative Investment Return Securities 195 HSBC Investment Funds () Inc. 196 Hymas Investment Management Inc. / Malachite Aggressive Preferred Fund 197 I.A. Michael Investment Counsel Ltd. ABC Funds 198 I.G. Investment Management Ltd. 199 IA Clarington Investments Inc. 200 ICICI Bank / Investment Savings Accounts 201 ICM Asset Management Inc. ICM (1X) Real Estate Trust 202 Industrial Alliance Pacific Insurance and Financial Services Inc. Segregated Fund 203 Industrial Alliance Trust Inc. 204 Industrial and Commercial Bank of China () 205 Industrielle Alliance, Assurance et services financiers inc. Segregated Fund 206 Inflection Management Inc. Unit Trust Inflection Strategic Opportunity Fund 207 Innovation Credit Union 208 Invesco Ltd. Investment Funds IncomeTrusts Segregated funds LP's Investment funds Investment Savings Accounts Linked notes The following investment products are covered: 209 Investec Asset Management Limited Overseas Page 10 of 21

11 210 Invico Capital Corporation 211 Ivari / Segregated Fund 212 J. Zechner Associates Inc. 213 J.C. Clark Ltd. 214 Jarislowsky, Fraser Limited / 215 JDM Investments Partners Ltd. Investment Partners Fund 216 Jemekk Capital Management (2017) Inc. / 217 JM Fund Management Inc. JM Catalyst Fund 218 K J Harrison & Partners Inc. 219 K2 & Associates Investment Management Inc. Trust The K2 Principal Trust 220 KAI Asset Management Inc. KAI Core Equity Pool 221 Kawartha Asset Management Inc. // Kawartha High Conviction Resource Fund Kawartha Energy Opportunities Fund Inc. 222 KEB Hana Bank 223 Kensington Capital Advisors Inc. 224 Kingwest & Company / 225 Landry Investment Management Inc. 226 Laurentian Bank of Includes B2B Trust term deposits 227 Laurentian Trust of Inc. 228 Laurus Investment Counsel 229 Lawrence Park Asset Management Ltd. 230 LBC Trust 231 LDIC Inc. / Includes LDIC Closed-End Funds 232 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) Page 11 of 21

12 233 Legg Mason Global Funds PLC Overseas 234 Leith Wheeler Investment Funds 235 Lester Asset Management Inc. 236 Lightwater Partners Ltd. Lightwater Long/Short Funds 237 Lincluden Investment Management Limited / 238 LionGuard Capital Management Inc. 239 Logiq Asset Management Ltd. 240 Longbow Capital Inc. 241 Lorne Steinberg Wealth Management Inc. Steinberg Global Value Equity Fund Steinberg High Yield Fund 242 Lumen Asset Management Inc. Lumen Long Short Equity Fund LP 243 Lynwood Capital Management Inc. Lynwood family of funds 244 Lysander Funds Limited 245 Mackenzie Financial Corp. / Segregated Fund 246 Mackie Research Capital Corporation The Absolute Resource Company L.P. Grafton Energy Growth Fund 247 MacNicol & Associates Asset Management Inc. The Global Opportunities Fund (LP) 360 Degree U.S. Reality Income Fund The Conservative Income Fund (LP) The Absolute Return Fund (LP) The Emergence Fund (LP) 248 Majestic Asset Management LLC / 249 Manufacturers Life Insurance Co. (The) / Segregated Fund Deferred Annuities 250 Manulife Asset Management Limited //Seg Fund Manulife Financial Corp family of funds Manulife Canadian Real Estate Investment Fund -, Limited Partn 251 Manulife Bank of / Investment Savings Accounts 252 Manulife Trust Company / Investment Savings Accounts 253 Marquest Asset Management Inc. //Ltd. Partnership Page 12 of 21

13 254 Marret Asset Management Inc. Marret 255 Matco Financial Inc. MFI series of funds 256 Mawer Investment Management Ltd. 257 Maxam Capital Management Ltd. 258 MCAN Mortgage Corporation 259 McElvaine Investment Management Ltd. The McElvaine Investment Trust 260 McLean Asset Management Ltd. ROMC Trust 261 MD Financial Management Inc. 262 Meckelborg Financial Group Ltd. Trust MFG Diversified Strategy Fund 263 Merrill Lynch Inc. Linked Notes 264 Metric Asset Management / s 265 MFS Investment Management Limited 266 Middlefield Limited 267 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 268 Morgan Meighen & Associates Limited Smedley Fund Family 269 Natcan Trust Company / 270 National Bank Investments Inc. s / / Inv. Savings Acct Includes PPN's 271 National Bank of National Bank Trust National Bank of Natcan Trust 272 National Bank Trust Inc. / 273 National Trust Company Family of Funds Tourism & Entertainment Growth Fund Inc. 274 NewGen Asset Management Limited Unit Trust 275 Newport Private Wealth Inc. Page 13 of 21

14 276 Next Edge Capital Corp. 277 NGAM LP 278 Niagara Capital Partners Ltd. Niagara Access Alpha Fund 279 Nicola Wealth Management Ltd. / NWM family of funds SPIRE LP's 280 Ninepoint Partners LP //Ltd. Partnership 281 Norrep Capital Management Ltd. //Ltd. Partnership 282 North Growth Management Ltd. 283 Northern Savings Credit Union Terrace & District Credit Union 284 NorthStream Capital Inc. NorthStream Credit Strategies Fund LP 285 Northwest & Ethical Investments L.P. 286 Ocean Rock Investments Inc. 287 Omista Credit Union Limited 288 Onex Credit Partners, LLC Onex Credit Partners LLC OCP Debt Opportunity Class 289 Optimum Asset Management Inc. / / 290 PACE Securities Corp. 291 Palette Investment Management Inc. First Canadian Securities Palisade Capital Management Ltd. //Ltd. Partnership 293 Palos Management Inc. //Ltd. Partnership Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds 294 Pathfinder Asset Management Ltd. 295 Pavilion Advisory Group Ltd. 296 Peace Hill Trust Company 297 Pembroke Private Wealth Management Ltd. / 298 PenderFund Capital Management Ltd. Labor Spons. Fund / Ven. Cap. Fund Page 14 of 21

15 299 Peoples Trust Company 300 Perennial Asset Management Corp. Perennial Fixed Income Portfolio Perennial Equity Portfolio 301 Performance Capital Ltd. 302 Periscope Capital Inc. / 303 Perron & Partners Wealth Management Corp. Kipling Private Investment Portfolios 304 PFM Venture Capital Operations Inc. Labor Sponsored Fund SaskWorks Venture Fund Inc. 305 Picton Mahoney Asset Management / 306 Pier 21 Asset Management Inc. Pier PIMCO Corp. / 308 PIMCO Global Advisors (Ireland) Limited Overseas PIMCO Funds - Global Investor Services 309 Polar Asset Management Partners Inc. Polar Fund Management II Inc. Altairis 310 Portland Investment Counsel Inc. Investment Funds / 311 President's Choice Bank 312 Primevest Capital Corp. 313 Prospera Credit Union / Other 314 Provisus Wealth Management Limited 315 Purpose Investments Inc. 316 Pursuit Financial Management Corp. 317 Putnam Investment Inc. 318 Quadrant Asset Management QAM Tracking Pools 319 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund 320 QV Investors Inc. QV s 321 Qwest Investment Fund Management Ltd. / Page 15 of 21

16 322 R.E.G.A.R. Gestion Privée Inc. 323 R.N. Croft Financial Group Inc. 324 Radin Capital Partners Inc. Radin Capital Partners 325 Raintree Wealth Management Inc. Unit Trust Raintree Tactical Fund Class A Raintree Absolute Fund Class A 326 Ravenstone Capital Management Inc. Ravenstone family of funds 327 Rayne Capital Management Inc. Rayne Capital LP Rayne Capital Opportunities Trust Rayne Capital Opportunities Fund LP 328 RBC Dominion Securities Inc. Linked Notes 329 RBC Global Asset Management Inc. // 330 RBC Life Insurance Company Segregated Fund 331 RCM Valule Opportunities Trust/RCM Partners Inc. RCM Partners Inc. 332 Redwood Asset Management Inc. / Ark Fund Management family of funds Redwood Asset Management family of funds 333 Resmor Trust Company 334 Resolute Funds Ltd. 335 Return on Innovation Advisors Ltd. / Labor Sponsored Fund s 336 Roadmap Capital Inc. 337 Robson Capital Management Inc. 338 Ross Smith Asset Management ULC / Ross Smith Opportunity Fund Ross Smith Capital Investment Fund Ross Smith Cryptocurrency Investment Fund LP 339 Roundtable Capital Partners Inc. Roundtable Growth Fund Roundtable Dividend & Income Fund Roundtable Everkey Global Fund Roundtable Focus Equity Fund 340 Royal & Sun Alliance Life Insurance Co. () Segregated Fund Page 16 of 21

17 341 Royal Bank of / Investment Savings Accounts Royal Trust Corp. Royal Trust Company (The) Royal Bank Mortgage Corp. Merchant Private Trust Connor Clark Private Royal Bank of 342 Royal Trust Company (The) Classified Investment Trusts T.A.L. Investment s T.A.L. Private Management s The Protected American Fund RT Capital Inc. First Trust Funds The First American Fund 343 RP Investment Advisors LP / 344 Russell Investments Limited Russel Group mutual funds Soverign mutual funds Life Points mutual funds 345 Sanford C. Bernstein & Co. LLC U.S. 346 Scotia Capital Inc. Scotia Capital family of funds Pinnacle family of funds - May 7-07 Cassels Blaikie Canadian Fund (U.S.) The Bank of Nova Scotia Structured Deposit Notes - Apr Scotia Securities Inc. 348 Seamark Asset Management Ltd. / 349 SEI Investment Company 350 Sentry Investments Inc. / 351 Seymour Investment Management Ltd. Family of funds managed by Seymour Investment Management Ltd Sherpa Asset Management Inc. 353 SIA Wealth Management Inc. SIA Wealth Management Private Investment Pools 354 Silvercove Fund Management Ltd. 355 Silvercreek Management Inc. Silvercreek family of funds 356 Societe Generale () Principal Protected Note CI Protected Coverage Notes, Series 1 Page 17 of 21

18 357 Spartan Fund Management Inc. // Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 358 Standard Life Assurance Company of (The) / Segregated Fund Guaranteed Interest Rate Contracts Ideal Segregated Funds 359 Standard Life s Ltd. 360 Standard Life Trust Company 361 Stanton Asset Management Inc. 362 State Bank of India () 363 Steadyhand Investment Management Ltd. Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Small Cap Equity Fund Steadyhand Savings Fund Steadyhand Global Equity Fund 364 Steinbach Credit Union Limited GICs 365 Stephenson & Company Capital Management Inc. Stephenson & Company North American Opportunity Fund LP 366 Stone Asset Management Limited 367 Strathbridge Asset Management Inc. 368 Stratigis Capital Advisors Inc. Goforth Technical Fund LP Uber Strategies LP 369 Street Capital Bank of 370 Successful Investor Wealth Management Inc. 371 Sun Life Assurance Co. () Segregated Fund Individual Variable Insurance Contracts 372 Sun Life Financial Trust Inc. 373 Sun Life Global Investments () Inc./Placements mondiau Investment Funds 374 Sunshine Coast Credit Union 375 Tactex Asset Management Investment Funds Mylo Fixed Income ETF Funds Mylo Equity ETF Funds Mylo Money Market Funds 376 Tangerine Bank / Investment Savings Accounts Page 18 of 21

19 377 Taylor Asset Management Inc. Taylor Partners Fund 378 TD Asset Management Inc. / Inv. Savings Account 379 TD Bank Financial Group / Linked Notes The Trust Compay - TD Pacific Mortgage Corp. - TD Mortgage Corp. - TD Bank - & Linked Notes 380 TD Securities Inc. Linked Notes 381 Tempered Investment Management Ltd. Tempered Global Value Fund 382 Terra Fund Management Ltd. / 383 Tetrem Capital Management Ltd. 384 Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust 385 Thornmark Asset Management Inc. Thornmark Investment Funds 386 Timbercreek Investment Management Inc. / 387 Timelo Investment Management Inc. Timelo Strategic Opportunities Fund 388 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units 389 Tonus Capital Inc. Tonus Partners Fund 390 Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds 391 Tradex Management Inc. 392 Trapeze Asset Management Inc. 393 Trez Capital Corporation Income Trust 394 Tri Delta Investment Counsel Inc. 395 Triumph Asset Management Inc. Triumph Capital Appreciation Fund LP 396 Trivest Wealth Counsel Ltd. 397 Turtle Creek Asset Management Inc. Turtle Creek Investment Fund Turtle Creek Equity Fund 398 UBS Global Asset Management () Co. Page 19 of 21

20 UBS () Balanced Fund A 399 Value Partners Investment Inc. 400 Value-Contrarian Asset Management Inc. 401 Vancouver City Savings Credit Union 402 Vanguard Investment Inc. / 403 Vantage Asset Management Inc. Vantage Protected Performance Fund 404 Vantage Point Investment Management Inc. The Vantage Point Funds 405 Venator Capital Management Ltd. Venator family of mutual funds 406 Veritas Asset Management Inc. Veritas Long Short Fund VAM Signature Fund VAM V List Plus Fund 407 VersaBank / Other 408 Vertex One Asset Management Inc. 409 Vision Capital Corporation 410 VL Advisors Inc. / Labor Sponsored Fund 411 W.A. Robinson & Associates Ltd. Mortgage Investment Fund Mortgage Investment Corporation of Eastern Ontario (MICEO) Frontenac Mortgage Investment Corp. 412 WARATAH Capital Advisors Ltd. / Waratah fund family 413 Wave Cycle s Ltd. Business Cycle Funds 414 Wealhouse Capital / Panorama Private Client Fund Panorama Fund 415 WealthCo Asset Management Inc. WealthCo s WealthCo Asset Management Inc. 416 Wells Asset Management System Inc. 417 West Face Capital Inc. WFC Opportunities Trust 418 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 419 Westminster Savings Credit Union / Segregated Fund / Page 20 of 21

21 420 Fund Manager Region Type of Products Windsor Family Credit Union 421 Yorkville Asset Management Inc. Heritage Yorkville s Southbridge Health Care Fund 422 YTM Capital Asset Management Ltd. 423 Zag Bank / Investment Savings Accounts Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with. Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement. * The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership Page 21 of 21

22 Bare Trustee Agreements Additions to List Since January 1, 2018 Fund Manager Region Type of Products Date Approved Fort LP U.S. / 1/9/2018 BMG Management Services Inc. 1/23/2018 Equiton Capital Inc. 2/28/2018 Equiton Residential Income Fund Trust Bridgewater Bank 3/8/2018 East Coast Fund Management Inc. 3/26/2018 CWB Wealth Management Ltd. 4/17/2018 CWB Onyx Portfolio Series First Ontario Credit Union 4/17/2018 Kawartha Asset Management Inc. // 4/18/2018 Kawartha Energy Opportunities Fund Inc. Kawartha High Conviction Resource Fund Prospera Credit Union / Other 5/15/2018 Lynwood Capital Management Inc. 5/28/2018 Lynwood family of funds Ravenstone Capital Management Inc. 6/5/2018 Ravenstone family of funds Haventree Bank 6/11/2018 Listing of Additions to List Page 1 of 1

23 Bare Trustee Agreements Deletions from List since January 1, 2018 Fund Manager Region Type of Products Date Removed Reason of Removal Logiq Capital /23/2018 Taken over by Kawartha Asset Management Inc. Listing of Deletions from List Page 1 of 1

24 Bare Trustee Agreements Name Changes and Mergers since January 1, 2018 Fund Manager Region Type of Product Date Comments Bullion Management Services Inc. 1/23/2018 Name changed to BMG Management Services Inc. Listing of Name Changes and Mergers Page 1 of 1