Fonds commun de placement QSATM Funds 3. Fonds d investissements hypothécaires ACM Commercial Mortgage Fund 4

Transcription

1 Conventions de garde Gestionnaires de fonds approuvés au Juillet 31, 2011 Gestionnaires de fonds Pays Type de Produits 1 Abria Alternative Investments Inc. Abria Diversified Arbitrage Fund Ltd. 2 Acker Finley Asset Management Inc. QSATM Funds 3 ACM Advisors Ltd. Fonds d investissements hypothécaires ACM Commercial Mortgage Fund 4 Acorn Global Investments Inc. Acorn Global Investments Inc. 5 Acuity Investment Management Inc. 6 Adaly Investment Management Corp. Strategic Retirement Fund 7 AEGON Fund Management Inc. 8 AGF Investments Inc. AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds 9 AGF Trust Company 10 AIM Funds Management Inc. Fonds comm. de place. / Fonds distinct 11 Aldergrove Credit Union 12 AlphaNorth Asset Management 13 AMI Partners Inc. 14 Antares Investment Management, Inc. Fiducie de unite Antares Balanced Pool Antares Conservative Growth Pool 15 Arrow Hedge Partners Inc. 16 Artemis Investment Management Limited Société à responsabilité limitée Alpha Scout Fund and RSP Fund Robson Alpha Scout Fund 17 Artio Global Management LLC É.-U. Artio International Equity II () Fund 18 Aston Hill Asset Management Inc. Fonds comm. de place./fonds de couver / LSF's Page 1 de 20

2 19 ATB Investment Management Inc. 20 Aurion Capital Management Inc. 21 Auspice Capital Advisors Ltd. Fiducie de Auspice Diversified Trust 22 B.E.S.T Investment Counsel Limited The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Total Return Fund Inc. 23 B2B Trust Guaranteed Investment Certificates High Interest Investment Accounts 24 Bank of America, National Association ( Branch) 25 Bank of Autre 26 Bank of Montreal 27 Bank of Montreal Mortgage Corp. 28 Bank of Nova Scotia Scotia Mortgage Corporation Montreal Trust Company of National Trust Company / Victoria&Grey MortgageCorp. Bank of Nova Scotia 29 Barclays International Funds Group Limited 30 Barlow Capital Management Inc. Fiducie de revenu ouverte Barlow Partners Income & Growth Portfolio Barlow Partners Growth Portfolio 31 Barometer Capital Management Inc. Fonds comm. de place. / Fonds distinct Rockwater Asset Management Inc. family of funds Barometer Capital Management Inc. family of funds 32 Bartlett & Co. É.-U. 33 Bellwether Investment Management Inc. Bellwether Canadian Performance Fund Bellwether Canadian Stock Fund Bellwether US Stock Fund 34 Beutel Goodman Managed Funds Inc. 35 BirchLeaf Investments Inc. 36 BISYS Funds Services (Ireland) Ltd. Janus World Funds PLC 37 Blackheath Fund Management Inc. Blackheath Page 2 de 20

3 38 BlackRock (Channel Islands) Limited BlackRock International Gold and General Fund 39 BlackRock (Luxembourg) SA BlackRock Global Funds 40 Blumont Capital Corp. Fonds comm. de place//fonds Exemplar Portfolios Ltd. Northern Rivers Capital Mgmt. family of funds Blumont family of funds 41 BMO Investments Inc. BMO Mutual Funds BMO Guardian Funds 42 BMO Nesbitt Burns Inc. Fonds comm. de place. / Billets liés BMO Nesbitt Burns Group of Funds 43 BMO Trust Company Advisor's Advantage Trust 44 BNP Paribas () Billets liés 45 BNP Paribas Investment Partners Ltd. 46 BNY Mellon Global Management Ltd. BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC 47 Bonavista Asset Management Ltd. 48 Brandes Investment Partners & Co. 49 Brickburn Asset Management Inc. Brickburn family of mutual funds Dominion Equity Resource Growth Fund 50 Brigata Capital Management Inc. Brigata Canadian Balanced Fund Brigata Canadian Equity Fund 51 British Columbia Discovery Fund (VCC) Inc. Fonds de capital de risque 52 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool 53 Brookshire Raw Materials Group Inc. Brokkshire Raw Materials () Fund 54 Bull Capital Management Inc. EFG Private Portfolio Series ING Global Equity Class Shares Balanced Class Shares Canadian Equity Class Shares 55 Bullion Management Services Inc. 56 Burgundy Asset Management Ltd. 57 C.F.G. Heward Investment Management Ltd. Page 3 de 20

4 58 C.I. Investments Inc. Fonds comm. de place. / Fonds distinct Optima Strategy Pools KBSH Capital Management Inc. family of funds United Financial Management Ltd. family of funds Lakeview Asset Management family of funds Includes Synergy Asset Management Castlerock Investments Corp. family of funds Artisan Portfolios 59 Caldwell Investment Management Ltd. 60 Life Assurance Company (The) Fonds distinct 61 Canadian Tire Bank Canadian Tire Bank 62 Canadian Western Bank 63 Canadian Western Trust Fonds comm. de place. / CPG 64 Canoe Financial LP Enervest Diversified Income Trust Enervest Oil Sand Total Return Trust Enervest Natural Resources Fund 65 Canso Fund Management Ltd. 66 Capital International Asset Management Inc. () Inc. 67 Centurion Apartment REIT Management Inc. REIT 68 CGOV Asset Management 69 CGS Asset Management Ltd. CGS Resource Fund Ltd. 70 Chou Associates Management Inc. 71 CIBC Fonds comm. de place. / CPG / Bilets lies 72 CIBC Asset Management Inc. Fonds comm. de place. / Fonds distinct 73 CIBC Investor Network CIBC Mortgages Inc. CIBC Trust Corporation Services Hypothecaires CIBC Inc. CIBC Mortgages Inc. (FLT) CIBC 74 Coast Capital Savings Credit Union Surrey Metro Savings Union 75 Coastal Community Credit Union Page 4 de 20

5 76 Community Trust Company Ltd. 77 Concentra Financial Services Association 78 Connor Clark & Lunn Investment Management Funds 79 Connor Clark & Lunn Managed Portfolios Inc. 80 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 81 Counsel Wealth Management 82 Covington Entrepreneur Fund Limited Partnership Inc. Fonds de travailleurs 83 Credit Suisse AG Billets liés 84 Credit Suisse Inc. GAF International Fund 85 Creststreet Asset Management Ltd. Fonds comm. de place./société à resp./fonds de 86 Crown Hill Asset Management Inc. / Billets a capital protégé 87 Crystal Wealth Management System Ltd. 88 Crystalline Mgt Inc. / Gestion Cristallin Inc. 89 Cypress Capital Management Ltd. 90 Davis-Rea Ltd. / Davis-Rea Ltee. Davis-Rea Ltd. 91 Dean Knight Bond Fund 92 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 93 Desjardins Credit Union Inc. 94 Desjardins Financial Security Life Assurance Co. Fonds distinct / CPG / Autre 95 Desjardins Global Asset Management Inc. Fonds comm. de place./fonds distinct/cpg 96 Desjardins Trust Inc. Maestral Funds 97 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund 98 Dimensional Fund Advisors ULC. 99 Dixon Mitchell Investment Counsel Inc. Page 5 de 20

6 Dixon Mitchell Small Cap Fund 100 Doherty & Associates Ltd. 101 Donville Kent Asset Management Inc. Société à responsabilité limitée Donville Kent Asset Management 102 Duncan Ross Associates Ltd. 103 Dundee Bank of Compte d'epargne-placement / CPG 104 Eaton Vance Distributors É.-U. 105 EcoRock Asset Management Inc. EcoRock Opportunities Fund 106 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 107 Educators Financial Group Inc. 108 Effort Trust Company (The) 109 Elliot & Page Ltd. 110 Elysium Wealth Management Inc. CEO Funds 111 Empire Life Insurance Company Fonds distinct Segregated Funds Interest investment options provided within an insurance contract 112 Epic Capital Management Inc. Epic Tabacon North American Diversified Fund LP Epic Limited Partnership II Epic RSP Trust Epic Limited Partnership 113 Equilibrium Capital Management Inc. 114 Equitable Trust Company (The) 115 Equity Financial Trust Company Guaranteed Investment Certificates 116 ETF Capital Management Société à responsabilité limitée Global Portfolio Solution Fund L.P. 117 Ethical Funds Inc. 118 Excalibur Capital Management Inc. / Société à respon. Limitée Excalibur Small Cap Opportunities LP Excalibur Limited Partnership 119 Excel Funds Management Inc. 120 Faircourt Asset Management Inc. Fonds comm. de place. / Faircourt Pooled Monthly Income Fund (Pooled Fund) Page 6 de 20

7 Faircourt Dividend Fund (Mutual Fund) 121 Fidelity International Limited 122 Fidelity Investments Ltd. 123 Fiducie Desjardins Inc. 124 Fiera Sceptre Inc. Fonds comm. de place. / 125 Financière des professionnels - Fonds d investissement inc. 126 First Asset Investment Management Inc. TDK Resource Fund Inc. The Criterion family of funds 127 First Defined Portfolio Management Co. RBC Investments Focus List Trust TD Canadian Quantitative Research Portfolio ScotiaMcLeod Canadian Core Portfolio 128 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 129 Fonds Cote Fonds Desjardins (Fiducie Desjardins) 131 Fonds D'investment REA Inc. 132 Fonds Ferique 133 Formula Growth Limited Fonds comm. de place. / Formula Growth Hedge Funds Class F Formula Growth Fund Formula Growth Hedge Funds Class A 134 Foyston, Gordon & Payne Inc. Family of Pooled Funds FGP Funds 135 Franklin Templeton Investments Corp. Fonds comm. de place//fonds disti Bissett Mutual Funds Franklin Templeton Mutual Funds 136 Franklin Templeton Investor Services É.-U. Franklin California, Tax Free Income Fund 137 Friedberg Mercantile Group 138 Front Street Capital Inc. Tuscarora Energy Growth Fund Inc. 139 Front Street Capital Mutual Funds Ltd. Front Street Diversified Income Fund Front Street Resource Fund Front Street Canadian Equity Fund Page 7 de 20

8 140 FrontierAlt Funds Management Limited FrontierAlt mutual funds Orbit mutual funds 141 Gabelli Funds (The) É.-U. 142 Galileo Funds Inc. 143 GBC Asset Management Inc. 144 General Bank of 145 Gentree Asset Management Inc. Gentree Market Risk Reduction Strategy Fund 146 Genuity Fund Management Inc. Genuity Fund Management Inc. 147 Genus Capital Management 148 GFI Investment Counsel Ltd. Good Funds 149 Global Asset Management (USA) Inc. É.-U. 150 Global Growth Assets Inc. 151 Globevest Capital Inc. 152 GMP Investment Management L.P. GMP Diversified Alpha Fund GMPIM Equities Opportunities Fund Canadian ABCP Fund LP Genesis Partners Fund LP 153 Gold Investment Management Ltd. FC Fund 154 Goodman and Company, Investment Counsel Ltd. Dynamic Mutual Funds notes deposit accounts, limited partnership/ppn's and structure notes Includes mutual funds, hedge funds,labored sponsored funds, GIC's, linked 155 Goodwood Inc. Goodwood Funds 156 Government of Quebec (for Placements Quebec) Autre 157 Greystone Capital Management Inc. 158 Groundlayer Capital Inc. Société à responsabilité limitée The Alpha II Fund 159 Growth Works Atlantic Ltd. Fonds de travailleurs GrowthWorks Atlantic Venture Fund Ltd. 160 Growth Works Capital Ltd. Fonds de travailleurs Working Opportunity Fund (EVCC) Ltd. Page 8 de 20

9 Matrix Funds Management family of mutual funds 161 Growth Works WV Management Ltd. Fonds de travailleurs GrowthWorks Canadien Fund Ltd. GrowthWorks Commercialization Fund Ltd. 162 Guardian Capital LP Guardian Funds Vector Funds Vega Funds 163 Hamilton Capital Partners Inc. Société à responsabilité limitée HCP Financials Long/Short Fund L.P. HCP Credit Quality Recovery Fund L.P. 164 Harrow Partners Ltd. 165 Harvest Portfolios Group Inc. Harvest Banks & Buildings Income Fund 166 Hemisphere Capital Corp. 167 Hesperian Capital Management Ltd. Norrep Group of Funds 168 Highstreet Asset Management Inc. 169 Highwater Capital Management Corp. Société à responsabilité limitée Highwater Diversified Opportunities Fund 170 Hillsdale Investment Management Inc. 171 Home Trust Company 172 HomEquity Bank 173 HR Strategies Inc. 174 HSBC Bank Structured Alternative Investment Return Securities 175 HSBC Investment Funds () Inc. 176 Hymas Investment Management Inc. Fonds comm. de place. / Malachite Aggressive Preferred Fund 177 I.A. Michael Investment Counsel Ltd. ABC Funds 178 IA Clarington Investments Inc. 179 ICICI Bank Compte d'epargne-placement / CPG 180 Industrial-Alliance Pacific Life Insurance Company Fonds distinct 181 ING Bank of Fonds comm. de place/cpg/compte d'ep-placmen 182 ING Investment Management Inc. Page 9 de 20

10 183 Integra Capital Management Corp. 184 Investec Asset Management Guernsey Ltd. 185 Investec Asset Management Limited 186 Investeco Financial Corp. Investeco Global Environmental Sectors Fund 187 Investor Group Investment Management Ltd. I.G. Investment Management Ltd. 188 Island Savings Credit Union 189 J. Zechner Associates Inc. Canadian Equity Pooled Fund Pooled Balanced Fund Special Equity Fund Pooled Bond Fund Pooled Income Fund 190 J.C. Clark Ltd. 191 J.C. Hood Investment Councel Inc. Hood Enhanced Income Fund (Class A & B) 192 Jarislowsky Fraser Co. Ltd. 193 JDM Investments Partners Ltd. Investment Partners Fund 194 Jones Heward Investment Management Inc. 195 JovFunds Management Inc. Fonds comm. de place. / Fonds de travailleurs Accumulus Management Inc. family of funds Impax Fund Management family of funds JovFunds Management Inc. family of funds 196 JovInvestment Management Inc. Galaxy Pooled Investment Funds 197 K J Harrison & Partners Inc. 198 K2 & Associates Investment Management Inc. Fiducie de The K2 Principal Trust 199 KCS Fund Strategies Inc. KCS Fund Strategies Inc. KCS Great White North Fund Absolute Core Return Fund 200 Kensington Capital Advisors Inc. Fonds de placement de capitaux privés Kensington Global Private Equity Fund 201 Kingwest and Company Hotei Fund 202 Kootenay Capital Management Corp. Société à responsabilité limitée Page 10 de 20

11 203 Korea Exchange Bank of 204 Landry Morin Inc. 205 Laurentian Bank of Includes B2B Trust term deposits 206 Laurentian Trust of Inc. 207 LBC Trust 208 Le Fonds de Slidarite des travailleurs du Quebec (F.T.Q.) 209 Legg Mason Inc. 210 Legg Mason Global Funds PLC 211 Legg Mason Select Funds PLC 212 Leith Wheeler Investment Funds 213 Leon Frazer & Associates Inc. 214 Leon Frazer & Associates Ltd. 215 Lincluden Management Ltd. 216 Lionridge Capital Management Inc. Fonds comm. de place. / 217 Lions Capital Corp. BC Advantage Funds (VCC) Ltd. 218 Lions Investment Management Ltd. Lions Diversified Strategies Fund 219 Longbow Capital Inc. 220 M.R.S. Trust Company Stock Indexed GIC Self-Directed RRSP Cash Account Money Maximizer Short Term Deposit Guaranteed Investment Certificate 221 Mackenzie Financial Corp. Fonds comm. de place. / Fonds distinct 222 Mackie Research Capital Corporation The Absolute Resource Company L.P. Grafton Energy Growth Fund 223 MacNicol & Associates Asset Management Inc. The Absolute Return Fund (LP) Page 11 de 20

12 The Emergence Fund (LP) The Conservative Income Fund (LP) The Global Opportunities Fund (LP) 360 Degree U.S. Reality Income Fund 224 Magenta Capital Corporation Fonds d investissements hypothécaires Magenta III Mortgage Investment Corp. 225 Man Investments AG 226 Man Investments Corp. 227 Mandate Management Corporation Fonds d investissements hypothécaires 228 Manufacturers Life Insurance Co. (The) CPG / Fonds distinct Deferred Annuities 229 Manulife Bank of CPG / Compte d'epargne-placement 230 Manulife Financial Corp. Fonds comm. de place. / Fonds distinct Includes AIC segregated funds and mutual funds Manulife Financial Corp. family of funds 231 Manulife Securities Investment Services Inc. 232 Manulife Trust Company CPG / Compte d'epargne-placement 233 Maple Securities Limited Maple Funds 234 Maple Trust Company 235 Marquest Asset Management Inc. Marquest Investment Fund Marquest Bridge Fund 236 Marret Asset Management Inc. Marret 237 Matco Financial Inc. MFI series of funds 238 Mawer Investment Management Ltd. 239 MCAN Mortgage Corporation 240 McElvaine Investment Management Ltd. The McElvaine Investment Trust 241 McLean Budden Limited (Royal Trust) 242 MD Management MD Group of Funds 243 MD Private Trust Company 244 Merrill Lynch Inc. Billets liés Page 12 de 20

13 245 Middlefield Limited 246 MineralFields Fund Management Inc. MineralFields 2007-IV Super Flow-Through Limited Partnership MineralFields/EnergyFields Multi Series Fund Inc.(Pathway Multi Series Fund Fonds comm. de place./socié. à respons. lim. 247 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 248 Mulvihill Fund Services Inc. 249 Natcan Investment Management Inc. Fonds comm. de place. / 250 Natcan Trust Company Natcan Trust 251 National Bank of / BCP National Bank Trust Natcan Trust 252 National Bank Securities Inc. First Marathon Inc. Altamira Mutual Funds National Bank Mutual Funds 253 National Bank Trust Inc. National Bank Trust 254 National Life Fonds distinct 255 National Trust Company Tourism & Entertainment Growth Fund Inc. Family of Funds 256 NBF Emissary Turnkey Solution LP 257 Newport Partners Inc. 258 NexGen Financial Limited Partnership 259 Nicola Wealth Management Ltd. NWM High Yield Bond Fund NWM Tactical High Income Fund - USD NWM Preferred Share Fund NWM Strategic Income Fund NWM Tactical High Income Fund - CAD NWM Balanced Mortgage Fund NWM Primary Mortgage Fund NWM Global Equity Fund SPIRE US Limited Partnership SPIRE Real Estate Limited Partnership NWM Precious Metals Fund NWM Global Bond Fund NWM Real Estate Fund NWM Alternative Strategies Fund 260 North Growth Management Ltd. Page 13 de 20

14 261 Northern Savings Credit Union Terrace & District Credit Union 262 Northwest Mutual Funds Inc. 263 O'Leary Funds Management LP 264 Omista Credit Union Limited 265 One Financial Corporation Fonds comm. de place./fonds de couver./cpg 266 Orientation Finance inc. 267 Pacific & Western Bank of CPG / Autre 268 Palisade Capital Limited Partnership Fonds de placement de capitaux privés 269 Palisade Capital Management Ltd. Fonds de placement de capitaux privés Palisade Capital Fund 270 Palos Management Inc. Fonds comm. de place.//société à Palos Family of funds Rendez-vous Global Equity Fund LP - $CDN and $US 271 Pan Asset Management Ltd. / Société à respon. Limitée Iron Fund LP 272 Peace Hill Trust Company 273 PenderFund Capital Management Ltd. Fonds de travailleurs/fonds de cap. de risque 274 Peoples Trust Company 275 Perennial Asset Management Corp. Perennial Canadian Equity Portfolio Perennial Fixed Income Portfolio 276 Performance Capital Ltd. 277 Periscope Capital Inc. / Société à responsabilité limitée 278 Phillips, Hager & North Ltd. 279 Picton Mahoney Asset Management 280 PIMCO Corp. 281 Polar Securities Inc. Polar Fund Management II Inc. Altairis 282 Portland India Select Business Portfolio Inc. Page 14 de 20

15 283 Portland Investment Counsel Inc. Fonds d investissement / Société à responsabilité 284 President's Choice Bank 285 Primevest Capital Corp. 286 Pro-Financial Asset Management Inc. /Billets liés/fonds commun 287 Provisus Fund Services Corporation 288 Pursuit Financial Services Corp. 289 Putnam Investment Inc. 290 Qtrade Fund Management Inc. Qtrade family of funds Meritas Financial Inc. family of funds 291 Quadrant Asset Management QAM Tracking Pools 292 Quadrexx Asset Management Inc. 293 QV Investors Inc. QV Pooled Funds 294 Qwest Investment Fund Management Ltd. Fonds comm. de place./socié. à respons. lim. 295 R.E.G.A.R. Gestion Privee Inc. 296 R.N. Croft Financial Group Inc. 297 Radiant Investment Management Ltd. Société à responsabilité limitée 298 RBC Asset Management Inc. Fonds comm. de place. / RBC Funds RBC Private Pools RBC DS Funds RBC ARC Funds 299 RBC Dominion Securities Inc. Billets liés 300 Redwood Asset Management Inc. Fonds comm. de place. / Redwood Asset Management family of funds Ark Fund Management family of funds 301 Resmor Trust Company 302 Resolute Funds Ltd. 303 Return On Innovation Management Ltd. Fonds de placement/fonds de trav./fonds de fond 304 Rival Capital Management Inc. Fonds comm. de place./socié. à respons. lim. Page 15 de 20

16 Rival North American Growth Fund L.P. Rival North American RRSP Growth Fund 305 River Plate House Capital Management Inc. Société à responsabilité limitée 306 Robson Capital Management Inc. Robson Van Eck Hard Assets Fund (Series A & F) 307 Roundtable Capital Partners Inc. Roundtable Dividend & Income Fund Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Everkey Global Fund 308 Royal & Sun Alliance Life Insurance Co. () Fonds distinct 309 Royal Bank of CPG / Compte d'epargne-placement Royal Bank of Connor Clark Private Merchant Private Trust Royal Bank Mortgage Corp. Royal Trust Company (The) Royal Trust Corp. 310 Royal Trust Company (The) RT Capital Inc. T.A.L. Private Management Pooled Funds The First American Fund Classified Investment Trusts The Protected American Fund T.A.L. Investment Pooled Funds First Trust Funds 311 RP Investment Advisors Société à responsabilité limitée RP Debt Opportunities Fund LP 312 Russell Investments Limited Life Points mutual funds Soverign mutual funds Russel Group mutual funds 313 Salida Capital LP Fonds comm. de place. / 314 Sanford C. Bernstein & Co. LLC É.-U. 315 Sarbit Asset Management Inc. 316 Saskworks Venture Fund Inc. Fonds de travailleurs 317 Scivest Offshore Alternative Strategies Inc. 318 Scotia Capital Inc. Pinnacle family of funds - May 7-07 Scotia Capital family of funds Cassels Blaikie Canadian Fund (U.S.) The Bank of Nova Scotia Structured Deposit Notes - Apr Scotia Securities Inc. Page 16 de 20

17 320 Scotiabank & Trust (Cayman) Ltd. 321 Seabank Capital Management Inc. Seabank Orca Total Return Fund 322 Seamark Asset Management Ltd. Fonds comm. de place. / 323 SEI Investment Company 324 Selective Asset Management Inc. Selective Asset Long Biased Equity Hedge Fund LP 325 Sentry Select Capital Inc. 326 Sentry Select Investments Inc. 327 Seymour Investment Management Ltd. Seymour Performance Fund Seymour Canadian Equity Fund 328 SFCS Capital () Corp. Société à responsabilité limitée 329 Shaunessy Investment Counsel Inc. Citadel Group of Funds 330 Sherpa Asset Management Inc. 331 Shoreline Capital Management Ltd. Shoreline Energy Fund 332 Silvercove Fund Management Ltd. 333 Silvercreek Management Inc. Société à responsabilité limitée Silvercreek family of funds 334 Societe Generale () Billets a capital protégé CI Protected Coverage Notes, Series Spartan Fund Management Inc. Spartan Fund Management Inc. family of funds Thales Fund Management Inc. family of funds 336 Sprott Asset Management L.P. Fonds comm. de place.//société à Sprott Hedge Funds Sprott Flow-Through Limited Partnerships Sprott Closed-End Funds Sprott Mutual Funds 337 Sprott Securities Inc. 338 Standard Life Assurance Company of (The) CPG / Fonds distinct Ideal Segregated Funds Guaranteed Interest Rate Contracts 339 Standard Life Mutual Funds Ltd. 340 Standard Life Trust Company Page 17 de 20

18 341 Stanton Asset Management Inc. 342 State Bank of India () 343 Steadyhand Investment Management Ltd. Steadyhand Global Equity Fund Steadyhand Income Fund Steadyhand Small Cap Equity Fund Steadyhand Savings Fund Steadyhand Equity Fund 344 Stella Maris Credit Union Ltd. 345 Stone & Co. Limited 346 Successful Investor Wealth Management Inc. 347 Sun Life Assurance Co. () Fonds distinct Individual Variable Insurance Contracts 348 Sun Life Financial Trust Inc. 349 Sun Life Global Investments () Inc./Placements mondiau Fonds d investissement 350 Sunshine Coast Credit Union 351 SW8 Asset Management Inc. 352 T.E. Investment Counsel Inc. Prosperity Mutual Funds 353 TD Asset Management Inc. 354 TD Bank Financial Group CPG / Autre TD Pacific Mortgage Corp. - GIC's TD Mortgage Corp. - GIC's The Trust Compay - GIC's TD Bank - GIC's & Linked Notes 355 TD Securities Inc. Billets liés 356 Templeton Global Advisors Ltd. 357 Terra Fund Management Ltd. Fonds comm. de place./socié. à respons. lim. 358 Tetrem Capital Management Ltd. 359 Thornmark Asset Management Inc. Thornmark Investment Funds 360 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units Page 18 de 20

19 361 Tower Asset Management Inc. AGII Performance Fund AGII Bond Fund 362 Tradex Management Inc. 363 Transamerica Life Insurance Co. () Fonds distinct 364 Trapeze Asset Management Inc. Trapeze Value Trust 365 Trez Capital Corporation Fiducie de revenu ouverte 366 Trimark Trust 367 Trivest Wealth Counsel Ltd. 368 Turtle Creek Asset Management Inc. Turtle Creek Equity Fund Turtle Creek Investment Fund 369 Tuscarora Capital Inc. Special Opportunities Fund Multiple Opportunities Fund 370 Twenty-First Century Investments Inc. 371 UBS Global Asset Management () Co. UBS () Balanced Fund A 372 Value Partners Investment Inc. 373 Value-Contrarian Asset Management Inc. 374 Van Arbor Asset Management Ltd. Van Arbor Euro Advantage Fund Van Arbor Cdn Advantage Fund Van Arbor Cdn Advantage Fund 375 Vancouver City Savings Credit Union 376 Venator Capital Management Ltd. Performance Group of Funds Venator family of mutual funds 377 VenGrowth Investment Fund Inc. 378 Vertex One Asset Management Inc. 379 VL Advisors Inc. Fonds comm. de place. / Fonds de travailleurs 380 Voyager Asset Management Ltd. Voyager US Treasury High Yield Fund Ltd. Voyageur Asset Management Ltd. 381 W.A. Robinson & Associates Ltd. Fonds d investissements hypothécaires Page 19 de 20

20 Gestionnaires de fonds Pays Type de Produits Mortgage Investment Corporation of Eastern Ontario (MICEO) Frontenac Mortgage Investment Corp. WARATAH Capital Advisors Ltd. Fonds comm. de place./socié. à respons. lim. Waratah fund family Wave Cycle Mutual Funds Ltd. Business Cycle Funds Wealhouse Partners Fonds comm. de place. / Panorama Private Client Fund Panorama Fund Webb Asset Management Inc. Fonds comm. de place. / 386 Wellington West Asset Management Inc. NxT Funds 387 West Face Capital Inc. WFC Opportunities Trust 388 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 389 Westminster Savings Credit Union Fonds comm. de place./fonds distinct/cpg 390 Wickham Investment Counsel Inc. 391 Windsor Family Credit Union 392 Wolverine Asset Management Ltd. Wolverine Opportunity Fund Fiducie de unite 393 Wright Investors' Service Distributions Inc. Catholic Values Investment Trust Wright Blue Chip Master Portfolio Trust Wright Managed Blue Chip SeriesTtrust Wright Managed Equity Trust Wright Managed Income Trust Wright EquiFund Equity Trust É.-U. Note: Pour que les produits de placement (y compris les fonds de placement, les fonds distincts, les certificats de placement garanti et d autres titres de dépôt) émis sous forme d'inscription en compte par une société ou son mandataire puissent être considérés comme un lieu agréé de dépôt de valeurs, la société ou son mandataire peut, entre autres, conclure une convention de garde avec OCRCVM, énonçant les modalités aux termes desquelles ces titres sont déposés et comprenant des clauses selon lesquelles aucun usage ni aucune disposition des titres ne sera effectué sans le consentement écrit préalable du membre et mentionnant que les titres pourront être livrés au membre sans délai sur demande. OCRCVM a signé ces conventions au nom des membres d'oar de façon à réduire la nécessité pour la société ou son mandataire de conclure des conventions individuelles avec chaque member avec lequel il fait affaire. Une autre façon pour la société ou son mandataire d'être considéré comme un lieu agréé de dépôt de valeurs est que le membre conclue une convention de garde, conforme aux règlements d'oar, avec la société ou le mandataire. Sauf indication contraire, une société d'organismes de placement collectif ou un gérant de fonds dont le nom figure sur la présente liste a signé une convention seulement pour son groupe de fonds. Lorsque la société d'organismes de placement collectif ou le gérant de fonds gère un organisme de placement collectif tiers, il doit signer une convention distincte. Dans un tel cas, la liste indiquera le ou les organismes de placement collectif tiers régis par la convention. * La convention demeure valide à des fins réglementaires durant la période où le dépositaire est sous séquestre. Page 20 de 20

21 1 Conventions de garde Changements de dénomination et fusions depuis le Janvier 1, 2011 Gestionnaires de fond Pays Type de Produits Hartford Investments Corp. Date Fonds commun de 2/14/2011 placement Commentaire Fusionne avec C.I. Investments Inc. 2 Research Capital Corp. Fonds commun de 3/4/2011 placement Nom changé pour Mackie Research Capital Corporation 3 Fonds des professionnels -- Fonds d investissement inc. Fonds commun de 4/6/2011 placement Nom changé pour Financière des professionnels - Fonds d investissement inc. 4 Navina Asset Management Inc. 7/31/2011 Nom changé pour Aston Hill Asset Management Inc. 5 Periscope Fund LP Société à 7/31/2011 responsabilité limitée Nom changé pour Periscope Capital Inc. 6 R.A. Floyd Capital Management Inc. Fonds commun de 7/31/2011 placement Nom changé pour BirchLeaf Investments Inc. Floyd Growth Fund Changements de dénomination et fusions Page 1 de 1

22 1 Conventions de garde Suppressions de la depuis le Janvier 1, 2011 Gestionnaires de fond Qwest Energy Capital Management Corp. Pays Type de Produits Date de suppression 1/21/2011 Raison du Suppressions Voir Qwest Investment Fund Management Ltd. 2 Qwest Energy Investment Management Corp. 1/21/2011 Voir Qwest Investment Fund Management Ltd. 3 4 Gluskin Sheff & Associates Inc. GS&A RRSP Fund 2/1/2011 Gestionnaire de fonds qui n est plus actif avec les sociétés membres de Centerfire Capital Management Inc. 2/14/2011 N existe plus 5 Laketon Investment Management 2/14/2011 N existe plus 6 Mavrix Fund Management Inc. 2/14/2011 N existe plus 7 8 Origin Capital Management Ltd. Fonds comm. de place./socié. à respons. lim. 2/14/2011 OCM Energy Total Return Fund OCM Energy Total Return Limited Partnersh Rhone Oil & Gas Strategic Limited Partners Pacific Capital Management Ltd. 2/14/2011 N existe plus A cessé ses activités et n est pas inscrit Pacific Special Equity Fund University Avenue Management Ltd. 2/14/2011 B.E.S.T. Discoveries Fund B.E.S.T. Capital Management Ltd. Fonds comm. de place. / Fonds de travailleurs 3/11/2011 Roynat Canadian Diversified Fund Inc. Sprott Asset Management Inc. Fonds comm. de 3/11/2011 place./socié. à respons. lim. N existe plus Voir B.E.S.T. Investment Counsel Limited Voir Sprott Asset Management L.P Secutor Capital Management Corporation 5/12/2011 N existe plus Secutor Founders Fund ASG Financial Corp. 7/31/2011 N est pas inscrit Suppressions de la liste Page 1 de 2

23 Gestionnaires de fond Pays Type de Produits Date de suppression Raison du Suppressions First Associates Asset Management 7/31/2011 N existe plus Discipline Leadership MultiFund Giraffe Capital Corp. 7/31/2011 N est pas inscrit Giraffe Capital Limited Partnerships Kingwest Managed Portfolios 7/31/2011 Voir Kingwest and Company 17 Lighthouse Private Client Corp. 7/31/2011 N existe plus 18 Lighthouse Fund Mountainview Asset Management Inc. 7/31/2011 N est pas inscrit 19 Pillar Financial Services Inc. Fonds d investissements 7/31/2011 hypothécaires N est pas inscrit Polar Fund Management II Inc. Société à responsabilité limitée 7/31/2011 Voir Polar Securities Inc. Altaris Investments Quorum Funding SME Corporation 7/31/2011 N est pas inscrit 22 Quorum P.I.P.E. Management Inc. SD Baker & Associates Inc. / Société à 7/31/2011 responsabilité limitée N est pas inscrit Sextant Capital Management Inc. 7/31/2011 N est pas inscrit Sextant Strategic Opportunities Hedge Fund Tricycle Asset Management Capital Corp. Billets liés 7/31/2011 N est pas inscrit Business Development Bank of Ma The Canadian Wheat Board Managed Futur Weiss, Peck & Greer LLC É.-U. 7/31/2011 N existe plus Suppressions de la liste Page 2 de 2

24 Conventions de garde Ajouts à la liste depuis le Janvier 1, Gestionnaires de fond Pays Type de Produits Date de l'approbation Laurentian Trust of Inc. 1/11/ Qwest Investment Fund Management Ltd. Fonds comm. de place./socié. à respons. 1/21/ Longbow Capital Inc. 1/25/ River Plate House Capital Management Inc. Société à responsabilité limitée 1/27/ Mackie Research Capital Corporation 3/4/2011 Grafton Energy Growth Fund The Absolute Resource Company L.P. B.E.S.T Investment Counsel Limited 3/11/2011 The Business, Engineering, Science & Technology Discoveri B.E.S.T. Total Return Fund Inc. LBC Trust 3/11/ Sprott Asset Management L.P. Fonds comm. de place.//s 3/11/2011 Sprott Flow-Through Limited Partnerships Sprott Mutual Funds Sprott Closed-End Funds Sprott Hedge Funds Financière des professionnels - Fonds d investissem 4/6/ Portland Investment Counsel Inc. Fonds d investissement / Société à respon 4/7/ Trivest Wealth Counsel Ltd. 4/11/ BlackRock (Channel Islands) Limited 4/14/2011 BlackRock International Gold and General Fund BlackRock (Luxembourg) SA 4/14/2011 BlackRock Global Funds Equity Financial Trust Company 4/14/2011 Guaranteed Investment Certificates Harrow Partners Ltd. 4/18/ HomEquity Bank 5/11/2011 Ajouts à la liste Page 1 de 2

25 Gestionnaires de fond Pays Type de Produits Date de l'approbation Dixon Mitchell Investment Counsel Inc. 5/17/2011 Dixon Mitchell Small Cap Fund Roundtable Capital Partners Inc. 5/27/2011 Roundtable Dividend & Income Fund Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Everkey Global Fund Magenta Capital Corporation Fonds d investissements hypothécaires 6/2/2011 Magenta III Mortgage Investment Corp. Trez Capital Corporation Fiducie de revenu ouverte 6/7/ Brigata Capital Management Inc. 6/13/2011 Brigata Canadian Equity Fund Brigata Canadian Balanced Fund Seymour Investment Management Ltd. 6/13/2011 Seymour Canadian Equity Fund Seymour Performance Fund Provisus Fund Services Corporation 6/27/ Kootenay Capital Management Corp. Société à responsabilité limitée 6/28/ Harvest Portfolios Group Inc. 7/14/2011 Harvest Banks & Buildings Income Fund Aston Hill Asset Management Inc. Fonds comm. de place./fonds de couver / 7/31/ BirchLeaf Investments Inc. 7/31/ Periscope Capital Inc. / Société à responsabilité l 7/31/2011 Ajouts à la liste Page 2 de 2