Bare Trustee Agreements

Transcription

1 Bare Trustee Agreements Approved Fund Managers as of December 31, 2016 Fund Manager Region Type of Products Asset Management L.P. (Dynamic Funds) s / s / LSF's Includes Deposit accounts 2 Aberdeen Global Services S.A. Overseas Aberdeen Global Funds Aberdeen Global II Funds 3 Acernis Capital Management Inc. Acernis Funds (Class A Units & Class F Units) 4 Acker Finley Asset Management Inc. QSATM Funds 5 ACM Advisors Ltd. Mortgage Investment Fund ACM Commercial Mortgage Fund 6 Acorn Global Investments Inc. Acorn Global Investments Inc. 7 Addenda Capital Inc. Addenda s 8 AGF Investments Inc. / Acuity family of mutual funds AGF Pooled funds AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds Acuity Pooled funds 9 AHF Capital Partners Inc. // AHF Credit Opportunities Fund - Series A, F and I 10 AIP Asset Management AIP Global Marco Fund LP 11 Aldergrove Credit Union 12 Algonquin Capital Corporation 13 Alignvest Capital Management Inc. Alignvest Opportunities Fund Trust Alignvest Income Fund Trust 14 Alignvest Investment Management Corporation 15 AlphaNorth Asset Management 16 Antares Investment Management, Inc. Page 1 of 22

2 17 Arrow Capital Management Inc. 18 Artemis Investment Management Limited / Robson Alpha Scout Fund Alpha Scout Fund and RSP Fund 19 Aston Hill Asset Management Inc. s / s / LSF's 20 ATB Investment Management Inc. 21 Aurion Capital Management Inc. 22 Auspice Capital Advisors Ltd. Trust Auspice Diversified Trust 23 Aventine Management Group Inc. Aventine Canadian Equity Fund BTH Tactical Growth Fund 24 B.E.S.T Investment Counsel Limited B.E.S.T. Active 365 Fund LP The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Total Return Fund Inc. 25 B2B Bank / Investment Savings Accounts 26 Bank of America, National Association ( Branch) 27 Bank of Other 28 Bank of Montreal Investment Savings Account / 29 Bank of Montreal Mortgage Corp. 30 Bank of Nova Scotia Scotia Mortgage Corporation Montreal Trust Company of Bank of Nova Scotia National Trust Company / Victoria&Grey MortgageCorp. 31 Barometer Capital Management Inc. / 32 Barrage Capital Inc. / / 33 Bellwether Investment Management Inc. Bellwether US Stock Fund Bellwether Canadian Performance Fund Bellwether Canadian Stock Fund 34 Beutel Goodman & Company Ltd //Seg Fund 35 BirchLeaf Investments Inc. BirchLeaf Growth Fund 36 Black Swan Dexteritas Inc. Page 2 of 22

3 BSD Global Tech LP 37 BlackBridge Capital Management Corp. 38 Blackheath Fund Management Inc. Blackheath 39 BlackRock (Luxembourg) SA Overseas BlackRock Global Funds 40 BlackRock Asset Management Limited BlackRock Asset Management Limited 41 BloombergSen Inc. BloombergSen Partners RSP Fund 42 Blumont Capital Corp. // Northern Rivers Capital Mgmt. family of funds Exemplar Portfolios Ltd. Blumont family of funds 43 BMO Investments Inc. / BMO Investissements Inc. BMO s 44 BMO Life Assurance Company Segregated Fund BMO Guaranteed Investment Funds 45 BMO Nesbitt Burns Inc. / Linked Notes 46 BMO Private Investment Counsel Inc. 47 BMO Trust Company / Investment Savings Accounts 48 BNP Paribas () Linked Notes 49 BNP Paribas Investment Partners Ltd. 50 BNY Mellon Global Management Ltd. Overseas BNY Mellon Global Management Ltd. family of funds Universal Liquidity Funds PLC 51 Brandes Investment Partners & Co. 52 Brandywine Global Investment Management (), ULC 53 Brickburn Asset Management Inc. Brickburn family of mutual funds Dominion Equity Resource Growth Fund 54 BridgingFinance Inc. 55 Bristol Gate Capital Partners Inc. / Bristol Gate U.S. Equity Fund LP 56 Broadview Capital Management Inc. Broadview Dark Horse LP 57 Brompton Funds Limited 58 Brookfield Investment Management () Inc. Page 3 of 22

4 59 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool 60 BT Global Growth Inc. BT Global Growth Fund L.P. 61 Bull Capital Management Inc. EFG Private Portfolio Series ING Global Equity Class Shares Canadian Equity Class Shares Balanced Class Shares 62 Bullion Management Services Inc. 63 Burgundy Asset Management Ltd. 64 C.I. Investments Inc. / Segregated Fund Lakeview Asset Management family of funds KBSH Capital Management Inc. family of funds Includes Synergy Asset Management Castlerock Investments Corp. family of funds Artisan Portfolios Optima Strategy Pools United Financial Management Ltd. family of funds 65 CADO Investment Fund Management Inc. Maple Leaf Resources Class Maple Leaf Income Class 66 Caldwell Investment Management Ltd. 67 Life Assurance Company (The) Segregated Fund 68 Canadian Tire Bank Canadian Tire Bank 69 Canadian Western Bank 70 Canadian Western Trust / 71 Canoe Financial LP Enervest Oil Sand Total Return Trust Enervest Natural Resources Fund Enervest Diversified Income Trust 72 Canso Fund Management Ltd. 73 Capital International Asset Management Inc. () Inc. 74 Celernus Investment Partners Inc. Celernus Mortgage and Income Trust Fund Celernus Absolute Growth Fund 75 Centurion Asset Management Inc. REIT 76 CGOV Asset Management Page 4 of 22

5 77 CGS Asset Management Ltd. CGS Resource Fund Ltd. 78 Chou Associates Management Inc. 79 CIBC / / Linked Notes 80 CIBC Asset Management Inc. / Segregated Fund 81 CIBC Investor Network Services Hypothecaires CIBC Inc. CIBC Mortgages Inc. (FLT) CIBC Trust Corporation CIBC Mortgages Inc. CIBC 82 Cidel Asset Management Inc. 83 Coast Capital Savings Credit Union Surrey Metro Savings Union 84 Coastal Community Credit Union 85 Community Trust Company Ltd. 86 Concentra Bank 87 Connor, Clark & Lunn Capital Markets Inc. 88 Connor, Clark & Lunn Funds Inc. CC&L fund family 89 Connor, Clark & Lunn Private Capital Ltd. 90 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 91 Cortland Credit Group Inc. Cortland Credit Strategies L.P. 92 Cote 100 Inc. 93 Counsel Portfolio Services Inc. 94 Covenant Capital Management Inc. 95 Covington Capital Corporation Labor Sponsored Fund Covington Funds 96 Covista Capital Corp. Unit Trust Covista Value Fund Trust 97 Cowan Asset Management Limited Cowan Absolute Return Fund 98 CQI Capital Management L.P. Page 5 of 22

6 CQI Equity Opportunities Fund II CQI Equity Opportunities Fund I CQI Income Opportunities Fund Genesis Partners Fund LP 99 Credit Suisse AG Overseas Linked Notes 100 Credit Suisse Inc. GAF International Fund 101 Crystal Wealth Management System Ltd. 102 Crystalline Mgt Inc. / Gestion Cristallin Inc. 103 Cygnus Investment Partners L.P. Cygnus/KKR Multi-Strat Fund LP 104 Cypress Capital Management Ltd. 105 Davis-Rea Ltd. / Davis-Rea Ltee. / 106 Deans Knight Capital Management Ltd. / Segregated Funds Deans Knight Equity Growth Fund II Deans Knight Income Fund Deans Knight Equity Growth Fund Deans Knight Capital Pool Funds 107 Delbrook Capital Advisors Inc. Delbrook Resource Opportunities Fund 108 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 109 Desjardins Financial Security Life Assurance Co. Segregated Funds / / Other 110 Desjardins Global Asset Management Inc. / Segregated Fund / 111 Desjardins Société de placement inc. 112 Desjardins Trust Inc. Maestral Funds 113 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund 114 Difference Capital Management Inc. 115 Dimensional Fund Advisors ULC. 116 Discovery Capital Management Corp. 117 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund 118 Donville Kent Asset Management Inc. Donville Kent Asset Management 119 Duncan Ross Associates Ltd. Page 6 of 22

7 120 East West Investment Management Corporation East West Fund LP 121 EdgeHill Partners EdgeHill family of funds. 122 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 123 Educators Financial Group Inc. 124 Effort Trust Company (The) 125 Empire Life Insurance Company Segregated Fund Interest investment options provided within an insurance contract Segregated Funds 126 Empire Life Investments Inc. Empire Life 127 EnTrust Focus Partners LP Unit Trust EnTrust 49 Focus Fund 128 Epic Capital Management Inc. 129 equate Asset Management Inc. 130 Equilibrium Capital Management Inc. 131 Equitable Bank / Investment Savings Accounts 132 Equity Financial Trust Company 133 Ewing Morris & Co. Investment Partners Ltd. Ewing Morris Flexible Income Fund LP 134 Excalibur Capital Management Inc. / Excalibur Small Cap Opportunities LP Excalibur 135 Excel Funds Management Inc. 136 Faircourt Asset Management Inc. / Faircourt Pooled Monthly Income Fund () Faircourt Dividend Fund () 137 Federated Investors ULC Federated Strategic Value U.S. Equity Dividend Fund 138 Fidelity Investments ULC 139 Fiducie Desjardins Inc. 140 Fieldhouse Capital Management Inc. Fieldhouse Pro Funds Inc. 141 Fiera Capital Corporation // Page 7 of 22

8 142 Fiera Quantum / s 143 FIL Limited Overseas 144 Financière des professionnels - Fonds d investissement inc. 145 First Asset Investment Management Inc. 146 First Reliance Asset Management REIT First Reliance Real Estate Investment Trust 147 First West Credit Union Ltd. 148 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 149 Foresters Financial Investment Managent Company of I 150 Forge First Asset Management Inc. / s Forge First Long Short Trust Forge First Multi-Strategy Trust 151 Formula Growth Limited / Formula Growth Fund Formula Growth s Class F Formula Growth s Class A 152 Foyston, Gordon & Payne Inc. FGP Funds Family of s 153 Franklin Templeton Investments Corp. //Seg Fund Bissett s Franklin Templeton s 154 Franklin Templeton Investor Services U.S. Franklin California, Tax Free Income Fund 155 Front Street Capital FrontFour Capital Corp. FrontFour Opportunity Fund 157 FT Portfolios Co. 158 Fulcra Asset Management Inc. Fulcra Focused Yield Fund 159 Gabelli Funds (The) U.S. 160 Galibier Capital Management Ltd. Galibier Canadian Equity Pool Galibier U.S. Equity Pool Galibier Opportunities Fund 161 Galileo Global Equity Advisors Inc. 162 Galliant Advisors LP Investment Funds Page 8 of 22

9 Galliant Equity Long/Short Fund LP 163 General Bank of 164 GenFund Management Inc. 165 Genus Capital Management 166 Gestion Ferique 167 GFI Investment Counsel Ltd. Good Funds 168 Global Growth Assets Inc. 169 Globevest Capital Ltee. / 170 Gold Investment Management Ltd. FC Fund 171 Goodman & Company, Investment Counsel, Inc. 172 Goodwood Inc. Goodwood Funds 173 Government of Quebec (for Placements Quebec) Other 174 Grafton Asset Management Inc. Unit Trust Global Energy Growth Fund 175 Gravitas Securities Inc. 176 Greenchip Financial Corp. 177 Greystone Managed Investments Inc. Greystone Trusts 178 Groundlayer Capital Inc Growth Works Capital Ltd. Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. 180 Guardian Capital LP Vega Funds Guardian Funds Vector Funds 181 Hamilton Capital Partners Inc. 182 Harvest Portfolios Group Inc. 183 Hemisphere Capital Management Inc. 184 Heward Investment Management Inc. 185 HGC Investment Management Inc. Page 9 of 22

10 HGC Arbitrage Fund LP 186 Highstreet Asset Management Inc. 187 Highwater Capital Management Corp. Highwater Diversified Opportunities Fund 188 Hillsdale Investment Management Inc. 189 Hollis Canadian Bank / Investment Savings Accounts 190 Home Bank 191 Home Trust Company / Investment Savings Accounts 192 HomEquity Bank 193 Horizons ETFs Management () Inc. Unit Trust 194 HR Strategies Inc. 195 HSBC Bank Structured Alternative Investment Return Securities 196 HSBC Investment Funds () Inc. 197 Hymas Investment Management Inc. / Malachite Aggressive Preferred Fund 198 I.A. Michael Investment Counsel Ltd. ABC Funds 199 I.G. Investment Management Ltd. 200 IA Clarington Investments Inc. 201 ICICI Bank / Investment Savings Accounts 202 Industrial Alliance Pacific Insurance and Financial Services Inc. Segregated Fund 203 Industrial Alliance Trust Inc. 204 Industrial and Commercial Bank of China () 205 Industrielle Alliance, Assurance et services financiers inc. Segregated Fund 206 Inflection Management Inc. Unit Trust Inflection Strategic Opportunity Fund 207 Integra Capital Management Corp. 208 Invesco Ltd. / Segregated Fund Page 10 of 22

11 209 Investec Asset Management Limited Overseas 210 Invico Capital Corporation 211 Island Savings Credit Union 212 Ivari / Segregated Fund 213 J. Zechner Associates Inc. 214 J.C. Clark Ltd. 215 Jarislowsky, Fraser Limited / 216 JDM Investments Partners Ltd. Investment Partners Fund 217 JM Fund Management Inc. JM Catalyst Fund 218 JovFinancial Solutions Inc. 219 K J Harrison & Partners Inc. 220 K2 & Associates Investment Management Inc. Trust The K2 Principal Trust 221 KAI Asset Management Inc. KAI Core Equity Pool 222 KCS Fund Strategies Inc. KCS Fund Strategies Inc. Absolute Core Return Fund KCS Great White North Fund 223 KEB Hana Bank 224 Kensington Capital Advisors Inc. 225 KFL Capital Management Ltd. KFL Partners' Fund LP 226 Kingwest & Company / 227 Kootenay Capital Management Corp. Kooteny Global Energy Absolute Return Fund Ltd. Partnership Kootney Energy RSP Fund 228 Landry Investment Management Inc. 229 Laurentian Bank of Includes B2B Trust term deposits 230 Laurentian Trust of Inc. 231 Laurus Investment Counsel Page 11 of 22

12 232 Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners 233 LBC Trust 234 LDIC Inc. / Includes LDIC Closed-End Funds 235 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 236 Legg Mason Global Funds PLC Overseas 237 Leith Wheeler Investment Funds 238 Leon Frazer & Associates Inc. 239 Lester Asset Management Inc. 240 Lightwater Partners Ltd. Lightwater Long/Short Funds 241 Lincluden Investment Management Limited / 242 LionGuard Capital Management Inc. 243 Longbow Capital Inc. 244 Lorne Steinberg Wealth Management Inc. Steinberg Global Value Equity Fund Steinberg High Yield Fund 245 Lysander Funds Limited 246 MacDougall Investment Counsel Inc. 247 Mackenzie Financial Corp. / Segregated Fund 248 Mackie Research Capital Corporation The Absolute Resource Company L.P. Grafton Energy Growth Fund 249 MacNicol & Associates Asset Management Inc. The Conservative Income Fund (LP) The Emergence Fund (LP) The Absolute Return Fund (LP) 360 Degree U.S. Reality Income Fund The Global Opportunities Fund (LP) 250 Majestic Asset Management LLC / Altervest Absolute Reit Fund - Series A, F and I Majestic Global Diversified Fund - Series A, F and I 251 Manufacturers Life Insurance Co. (The) / Segregated Fund Page 12 of 22

13 Deferred Annuities 252 Manulife Asset Management Limited //Seg Fund Manulife Financial Corp family of funds Manulife Canadian Real Estate Investment Fund -, Limited Partn 253 Manulife Bank of / Investment Savings Accounts 254 Manulife Trust Company / Investment Savings Accounts 255 Marquest Asset Management Inc. / Marquest Mining 2013-I Super Flow-Through Marquest Mining Quebec 2013-I Super Flow-Through Marquest Mining B.C I Super Flow-Through Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnershi Marquest-MineralFields 2012 Super Flow-Through MineralFields 2011-V Super Flow - Through Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership Marquest Bridge Fund Marquest s Inc. - Various Marquest Mining B C 2014-I Super Flow-Through LP Marquest Mining Quebec 2014-I Super Flow-Through LP Matrix Fund Management family of mutual funds MineralFields 2011 Super Flow - Through Marquest Mining 2014-I Super Flow_through LP Marquest Investment Fund Marquest Mining 2013-II Super Flow-Through Marquest-MineralFields 2012-II Super Flow-Through 256 Marret Asset Management Inc. Marret 257 Matco Financial Inc. MFI series of funds 258 Mawer Investment Management Ltd. 259 Maxam Capital Management Ltd. 260 MCAN Mortgage Corporation 261 McElvaine Investment Management Ltd. The McElvaine Investment Trust 262 McLean Asset Management Ltd. ROMC Trust 263 McLean Budden Limited (Royal Trust) 264 MD Financial Management Inc. 265 Meckelborg Financial Group Ltd. Trust MFG Diversified Strategy Fund 266 Merrill Lynch Inc. Linked Notes 267 Middlefield Limited Page 13 of 22

14 268 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 269 Morgan Meighen & Associates Limited Smedley Fund Family 270 Morguard Financial Corp. Unit Trust Morguard Real Estate Equity Fund 271 Natcan Investment Management Inc. / 272 Natcan Trust Company / 273 National Bank Investments Inc. s / / Inv. Savings Acct Includes PPN's 274 National Bank of National Bank of Natcan Trust National Bank Trust 275 National Bank Trust Inc. / 276 National Trust Company Family of Funds Tourism & Entertainment Growth Fund Inc. 277 NewGen Asset Management Limited Unit Trust 278 Newport Private Wealth Inc. 279 Next Edge Capital Corp. 280 NGAM LP 281 Niagara Capital Partners Ltd. Niagara Access Alpha Fund 282 Nicola Wealth Management Ltd. / SPIRE LP's NWM family of funds 283 Norrep Capital Management Ltd. //Ltd. Partnership 284 North Growth Management Ltd. 285 Northern Savings Credit Union Terrace & District Credit Union 286 NorthStream Capital Inc. NorthStream Credit Strategies Fund LP 287 Northwest & Ethical Investments L.P. 288 Ocean Rock Investments Inc. 289 O'Leary Funds Management LP Page 14 of 22

15 290 Omista Credit Union Limited 291 One Financial Corporation / / 292 Onex Credit Partners, LLC OCP Debt Opportunity Class Onex Credit Partners LLC 293 Optimum Asset Management Inc. / / 294 Orientation Finance inc. 295 Palisade Capital Management Ltd. //Ltd. Partnership 296 Palos Management Inc. //Ltd. Partnership Palos Family of funds Rendez-vous Global Equity Fund LP - $CDN and $US 297 Pan Asset Management Ltd. / Iron Fund LP 298 Pathfinder Asset Management Ltd. Partners' Fund 299 Pavilion Advisory Group Ltd. 300 Peace Hill Trust Company 301 Pembroke Private Wealth Management Ltd. / 302 Penbrooke Partners Investment Management Ltd. // Penbrooke Opportunities Fund LP 303 PenderFund Capital Management Ltd. Labor Spons. Fund / Ven. Cap. Fund 304 Peoples Trust Company 305 Perennial Asset Management Corp. Perennial Fixed Income Portfolio Perennial Equity Portfolio 306 Performance Capital Ltd. 307 Periscope Capital Inc. / 308 Perron & Partners Wealth Management Corp. Kipling Private Investment Portfolios 309 PFM Venture Capital Operations Inc. Labor Sponsored Fund SaskWorks Venture Fund Inc. 310 Picton Mahoney Asset Management / 311 PIMCO Corp. / Page 15 of 22

16 312 PIMCO Global Advisors (Ireland) Limited Overseas PIMCO Funds - Global Investor Services 313 Polar Asset Management Partners Inc. Altairis Polar Fund Management II Inc. 314 Portland Investment Counsel Inc. Investment Funds / 315 President's Choice Bank 316 Primevest Capital Corp. 317 Propel Capital Corporation Canadian Large CAP Enhanced Fund 318 Provisus Wealth Management Limited 319 Purpose Investments Inc. Purpose Funds Series A, F & I 320 Pursuit Financial Management Corp. 321 Putnam Investment Inc. 322 Quadrant Asset Management QAM Tracking Pools 323 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund 324 QV Investors Inc. QV s 325 Qwest Investment Fund Management Ltd. / 326 R.E.G.A.R. Gestion Privée Inc. 327 R.N. Croft Financial Group Inc. 328 Radiant Investment Management Ltd. / Radiant Performance Fund LP 329 Radin Capital Partners Inc. Radin Capital Partners 330 Rayne Capital Management Inc. Rayne Capital LP Rayne Capital Opportunities Fund LP Rayne Capital Opportunities Trust 331 RBC Dominion Securities Inc. Linked Notes 332 RBC Global Asset Management Inc. // 333 RBC Life Insurance Company Segregated Fund 334 RCM Valule Opportunities Trust/RCM Partners Inc. Page 16 of 22

17 RCM Partners Inc. 335 Redwood Asset Management Inc. / Redwood Asset Management family of funds Ark Fund Management family of funds 336 Resmor Trust Company 337 Resolute Funds Ltd. 338 Return on Innovation Advisors Ltd. / Labor Sponsored Fund s 339 Rival Capital Management Inc. / Rival North American Growth Fund L.P. Rival North American RRSP Growth Fund 340 River Plate House Capital Management Inc. 341 Roadmap Capital Inc. 342 Robson Capital Management Inc. 343 Ross Smith Asset Management Inc. Trust Ross Smith Opportunity Fund Ross Smith Capital Investment Fund 344 Roundtable Capital Partners Inc. Roundtable Dividend & Income Fund Roundtable Focus Equity Fund Roundtable Growth Fund Roundtable Everkey Global Fund 345 Royal & Sun Alliance Life Insurance Co. () Segregated Fund 346 Royal Bank of / Investment Savings Accounts Royal Trust Corp. Royal Trust Company (The) Royal Bank Mortgage Corp. Merchant Private Trust Connor Clark Private Royal Bank of 347 Royal Trust Company (The) Classified Investment Trusts First Trust Funds RT Capital Inc. The Protected American Fund T.A.L. Investment s T.A.L. Private Management s The First American Fund 348 RP Investment Advisors LP / 349 Russell Investments Limited Life Points mutual funds Russel Group mutual funds Soverign mutual funds Page 17 of 22

18 350 Sanford C. Bernstein & Co. LLC U.S. 351 Scotia Capital Inc. The Bank of Nova Scotia Structured Deposit Notes - Apr Cassels Blaikie Canadian Fund (U.S.) Pinnacle family of funds - May 7-07 Scotia Capital family of funds 352 Scotia Securities Inc. 353 Seamark Asset Management Ltd. / 354 SEI Investment Company 355 Sentry Investments Inc. / 356 Sentry Select Investments Inc. 357 Seymour Investment Management Ltd. Family of funds managed by Seymour Investment Management Ltd Sherpa Asset Management Inc. 359 SIA Wealth Management Inc. SIA Wealth Management Private Investment Pools 360 Silvercove Fund Management Ltd. 361 Silvercreek Management Inc. Silvercreek family of funds 362 Smart Investments Ltd. 363 Societe Generale () Principal Protected Note CI Protected Coverage Notes, Series Spartan Fund Management Inc. // Thales Fund Management Inc. family of funds Spartan Fund Management Inc. family of funds 365 Sprott Asset Management L.P. //Ltd. Partnership Sprott s Sprott Flow-Through s Sprott Closed-End Funds Sprott s 366 Standard Life Assurance Company of (The) / Segregated Fund Ideal Segregated Funds Guaranteed Interest Rate Contracts 367 Standard Life s Ltd. 368 Standard Life Trust Company 369 Stanton Asset Management Inc. Page 18 of 22

19 370 State Bank of India () 371 Steadyhand Investment Management Ltd. Steadyhand Income Fund Steadyhand Equity Fund Steadyhand Global Equity Fund Steadyhand Savings Fund Steadyhand Small Cap Equity Fund 372 Steinbach Credit Union Limited GICs 373 Stella Maris Credit Union Ltd. 374 Stephenson & Company Capital Management Inc. Stephenson & Company North American Opportunity Fund LP 375 Stone Asset Management Limited 376 Strathbridge Asset Management Inc. 377 Stratigis Capital Advisors Inc. Goforth Technical Fund LP Uber Strategies LP 378 Successful Investor Wealth Management Inc. 379 Sun Life Assurance Co. () Segregated Fund Individual Variable Insurance Contracts 380 Sun Life Financial Trust Inc. 381 Sun Life Global Investments () Inc./Placements mondiau Investment Funds 382 Sunshine Coast Credit Union 383 SW8 Asset Management Inc. 384 T.E. Investment Counsel Inc. Prosperity s 385 Tangerine Bank / Investment Savings Accounts 386 Taylor Asset Management Inc. Taylor Partners Fund 387 TD Asset Management Inc. / Inv. Savings Account 388 TD Bank Financial Group / Linked Notes TD Pacific Mortgage Corp. - TD Bank - & Linked Notes TD Mortgage Corp. - The Trust Compay TD Securities Inc. Linked Notes Page 19 of 22

20 390 Tempered Investment Management Ltd. Tempered Global Value Fund 391 Terra Fund Management Ltd. / 392 Tetrem Capital Management Ltd. 393 Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust 394 Thornmark Asset Management Inc. Thornmark Investment Funds 395 Timbercreek Asset Management Ltd. 396 Timelo Investment Management Inc. Timelo Strategic Opportunities Fund 397 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units 398 Tonus Capital Inc. Tonus Partners Fund 399 Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds 400 Tradex Management Inc. 401 Trapeze Asset Management Inc. Trapeze Value Trust 402 Trez Capital Corporation Income Trust 403 Tri Delta Investment Counsel Inc. 404 Triumph Asset Management Inc. Triumph Capital Appreciation Fund LP 405 Trivest Wealth Counsel Ltd. 406 Turtle Creek Asset Management Inc. Turtle Creek Investment Fund Turtle Creek Equity Fund 407 UBS Global Asset Management () Co. UBS () Balanced Fund A 408 Value Partners Investment Inc. 409 Value-Contrarian Asset Management Inc. 410 Vancouver City Savings Credit Union 411 Vantage Asset Management Inc. Vantage Protected Performance Fund 412 Vantage Point Investment Management Inc. The Vantage Point Funds Page 20 of 22

21 413 Venator Capital Management Ltd. Venator family of mutual funds 414 VersaBank / Other 415 Vertex One Asset Management Inc. 416 Vision Capital Corporation 417 VL Advisors Inc. / Labor Sponsored Fund 418 W.A. Robinson & Associates Ltd. Mortgage Investment Fund Mortgage Investment Corporation of Eastern Ontario (MICEO) Frontenac Mortgage Investment Corp. 419 WARATAH Capital Advisors Ltd. / Waratah fund family 420 Wave Cycle s Ltd. Business Cycle Funds 421 Wealhouse Capital / Panorama Fund Panorama Private Client Fund 422 WealthCo Asset Management Inc. WealthCo s WealthCo Asset Management Inc. 423 Wells Asset Management System Inc. 424 West Face Capital Inc. WFC Opportunities Trust 425 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 426 Westminster Savings Credit Union / Segregated Fund / 427 Windsor Family Credit Union 428 Yorkville Asset Management Inc. Southbridge Health Care Fund Heritage Yorkville s 429 YTM Capital Asset Management Ltd. 430 Zag Bank / Investment Savings Accounts Page 21 of 22

22 Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with. Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement. * The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership Page 22 of 22

23 Bare Trustee Agreements Deletions from List since January 1, 2016 Fund Manager Region Type of Products Date Removed Reason of Removal 1 Pro-Financial Asset Management Inc. /Linked 2/29/2016 Notes/ No longer active and not registered BlackRock (Channel Islands) Limited Overseas 3/31/2016 BlackRock International Gold and General Fund Growth Works Atlantic Ltd. GrowthWorks Atlantic Venture Fund Ltd. Labor Sponsored Fund 3/31/2016 Growth Works WV Management Ltd. Labor Sponsored Fund 3/31/2016 GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd. Investec Asset Management Guernsey Ltd. Overseas 3/31/2016 No longer active and not registered See Growth Works Capital Ltd. See Growth Works Capital Ltd. See Investec Asset Management Limited 6 Portland India Select Business Portfolio Inc. Overseas 3/31/2016 See Portland Investment Counsel Inc. 7 Scotiabank & Trust (Cayman) Ltd. Overseas 3/31/2016 See Scotia Securities Inc. 8 Templeton Global Advisors Ltd. Overseas 3/31/2016 See Franklin Templeton Advisors Investments Corp. Listing of Deletions from List Page 1 of 1

24 Bare Trustee Agreements Additions to List Since January 1, 2016 Fund Manager Region Type of Products Date Approved AIP Asset Management 1/26/2016 AIP Global Marco Fund LP Federated Investors ULC 1/26/2016 Federated Strategic Value U.S. Equity Dividend Fund National Bank Investments Inc. s / / Inv. Savings Acct 1/29/2016 Includes PPN's KAI Asset Management Inc. 3/2/2016 KAI Core Equity Pool Algonquin Capital Corporation 3/7/ Smart Investments Ltd. 3/17/ Hollis Canadian Bank / Investment Savings Accounts 3/23/ McLean Asset Management Ltd. 4/26/2016 ROMC Trust Cygnus Investment Partners L.P. 5/10/2016 Cygnus/KKR Multi-Strat Fund LP Foresters Financial Investment Managent Company 5/26/ KEB Hana Bank 6/21/ Tonus Capital Inc. 6/21/2016 Tonus Partners Fund Next Edge Capital Corp. 6/29/ Pathfinder Asset Management Ltd. 7/14/2016 Partners' Fund VersaBank / Other 7/15/ Tempered Investment Management Ltd. 7/29/2016 Tempered Global Value Fund Ewing Morris & Co. Investment Partners Ltd. 8/11/2016 Ewing Morris Flexible Income Fund LP Optimum Asset Management Inc. / / 8/11/2016 Listing of Additions to List Page 1 of 2

25 Date Approved 19 Cidel Asset Management Inc. 8/15/ Galibier Capital Management Ltd. 8/16/2016 Galibier Opportunities Fund Galibier Canadian Equity Pool Galibier U.S. Equity Pool 21 Home Bank 8/31/ Alignvest Investment Management Corporation 9/12/ Polar Asset Management Partners Inc. 9/19/2016 Polar Fund Management II Inc. Altairis 24 Wells Asset Management System Inc. 9/22/ Desjardins Société de placement inc. 9/30/ LionGuard Capital Management Inc. 10/31/ SIA Wealth Management Inc. 11/16/2016 SIA Wealth Management Private Investment Pools BMO Private Investment Counsel Inc. 11/23/ NorthStream Capital Inc. 12/8/2016 NorthStream Credit Strategies Fund LP equate Asset Management Inc. 12/14/ Concentra Bank 12/23/2016 Listing of Additions to List Page 2 of 2

26 Bare Trustee Agreements Name Changes and Mergers since January 1, Fund Manager Region Type of Product Date National Bank Securities Inc. s / / 1/29/2016 Inv. Savings Acct National Bank s First Marathon Inc. Altamira s Includes PPN's Dundee Bank of / Investment 3/23/2016 Savings Accounts Comments Changed name to National Bank Investments Inc. Changed name to Hollis Canadian Bank AEGON Fund Management Inc. 5/26/2016 Trsf from CIPF May Name changed to Foresters Financial Investment Management Maple Trust Company 6/15/2016 Company acquired by Scotia Mortgage Corp. (see Bank of Nova Scotia) Korea Exchange Bank of 6/21/2016 Name changed to KEB Hana Bank 6 Man Investments Corp. 6/29/2016 Changed name to Next Edge Capital Corp. 7 Pacific & Western Bank of / Other 7/15/2016 Name changed to VersaBank 8 Toron Capital Markets Inc. 8/12/2016 Name changed to Cidel Asset Management Inc. 9 CFF Bank 9/13/2016 Name changed to Home Bank CFF Bank Polar Securities Inc. 9/19/2016 Name changed to Polar Asset Management Partners Polar Fund Management II Inc. Altairis Portfolio Strategies Securities Inc. 9/28/2016 Name changed to Gravitas Securities Inc. Foundation Yield Portfolio Listing of Name Changes and Mergers Page 1 of 2

27 12 Fund Manager Region Type of Product Date Foundation Equity Portfolio Foundation Tactical Conservative Portfolio Foundation Tactical Balanced Portfolio Foundation Tactical Growth Portfolio Fonds Desjardins (Fiducie 9/30/2016 Desjardins) Comments Name changed to Desjardins Société de placement inc. (Transferred from CIPF on May 9, 13 BMO Harris Investment Management Inc. 11/23/2016 Name changed to BMO Private Investment Counsel Inc. 14 Concentra Financial Services Association 12/23/2016 Name changed to Concentra Bank 15 RP Investment Advisors / Hedge 12/30/2016 Fund Name changed to RP Investment Advisors LP Listing of Name Changes and Mergers Page 2 of 2