Bare Trustee Agreements

Transcription

1 Bare Trustee Agreements Approved Fund Managers as of October 31, 2013 Fund Manager Region Type of Products 1 Aberdeen Global Services S.A. Overseas Aberdeen Global Funds Aberdeen Global II Funds 2 Acker Finley Asset Management Inc. QSATM Funds 3 ACM Advisors Ltd. Mortgage Investment Fund ACM Commercial Mortgage Fund 4 Acorn Global Investments Inc. Acorn Global Investments Inc. 5 AEGON Fund Management Inc. 6 AGF Investments Inc. / AGF Pooled funds Acuity family of mutual funds Acuity Pooled funds AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds 7 Aldergrove Credit Union 8 AlphaNorth Asset Management 9 AMI Partners Inc. 10 Antares Investment Management, Inc. 11 Arrow Capital Management Inc. 12 Artemis Investment Management Limited / Limited Partnership Alpha Scout Fund and RSP Fund Robson Alpha Scout Fund 13 Aston Hill Asset Management Inc. s / s / LSF's 14 ATB Investment Management Inc. 15 Aurion Capital Management Inc. 16 Auspice Capital Advisors Ltd. Trust Auspice Diversified Trust Page 1 of 20

2 17 Aventine Management Group Inc. Income Trust 18 B.E.S.T Investment Counsel Limited B.E.S.T. Total Return Fund Inc. The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Active 365 Fund LP 19 B2B Bank / Investment Savings Accounts 20 Bank of America, National Association ( Branch) 21 Bank of Other 22 Bank of Montreal 23 Bank of Montreal Mortgage Corp. 24 Bank of Nova Scotia Montreal Trust Company of Bank of Nova Scotia Scotia Mortgage Corporation National Trust Company / Victoria&Grey MortgageCorp. 25 Barometer Capital Management Inc. / Segregated Fund Rockwater Asset Management Inc. family of funds Barometer Capital Management Inc. family of funds 26 Bellwether Investment Management Inc. Bellwether US Stock Fund Bellwether Canadian Stock Fund Bellwether Canadian Performance Fund 27 Beutel Goodman & Company Ltd //Seg Fund 28 BirchLeaf Investments Inc. BirchLeaf Growth Fund 29 BlackBridge Capital Management Corp. 30 Blackheath Fund Management Inc. Blackheath 31 BlackRock (Channel Islands) Limited Overseas BlackRock International Gold and General Fund 32 BlackRock (Luxembourg) SA Overseas BlackRock Global Funds 33 BlackRock Asset Management Limited BlackRock Asset Management Limited 34 Blumont Capital Corp. // Exemplar Portfolios Ltd. Blumont family of funds Northern Rivers Capital Mgmt. family of funds 35 BMO Harris Investment Management Inc. Page 2 of 20

3 36 BMO Investments Inc. / BMO Investissements Inc. / BMO Guardian Funds BMO s BMO China A-Share Fund 37 BMO Nesbitt Burns Inc. / Linked Notes BMO Nesbitt Burns Group of Funds 38 BMO Trust Company Advisor's Advantage Trust 39 BNP Paribas () Linked Notes 40 BNP Paribas Investment Partners Ltd. 41 BNY Mellon Global Management Ltd. Overseas Universal Liquidity Funds PLC BNY Mellon Global Management Ltd. family of funds 42 Bonavista Asset Management Ltd. 43 Brandes Investment Partners & Co. 44 Brickburn Asset Management Inc. Brickburn family of mutual funds Dominion Equity Resource Growth Fund 45 BridgingFinance Inc. 46 Brigata Capital Management Inc. Brigata Canadian Equity Fund Brigata Canadian Balanced Fund 47 Brompton Funds Limited 48 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool 49 BT Global Growth Inc. BT Global Growth Fund L.P. 50 Bull Capital Management Inc. EFG Private Portfolio Series ING Canadian Equity Class Shares Global Equity Class Shares Balanced Class Shares 51 Bullion Management Services Inc. 52 Burgundy Asset Management Ltd. 53 C.I. Investments Inc. / Segregated Fund Optima Strategy Pools Lakeview Asset Management family of funds Includes Synergy Asset Management Artisan Portfolios United Financial Management Ltd. family of funds KBSH Capital Management Inc. family of funds Page 3 of 20

4 Castlerock Investments Corp. family of funds 54 CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class 55 Caldwell Investment Management Ltd. 56 Life Assurance Company (The) Segregated Fund 57 Canadian Tire Bank Canadian Tire Bank 58 Canadian Western Bank 59 Canadian Western Trust / 60 Canoe Financial LP Enervest Natural Resources Fund Enervest Oil Sand Total Return Trust Enervest Diversified Income Trust 61 Canso Fund Management Ltd. 62 Capital International Asset Management Inc. () Inc. 63 Celernus Investment Partners Inc. Celernus Absolute Growth Fund 64 Centurion Apartment REIT Management Inc. REIT 65 CGOV Asset Management 66 CGS Asset Management Ltd. CGS Resource Fund Ltd. 67 Chou Associates Management Inc. 68 CIBC / / Linked Notes 69 CIBC Asset Management Inc. / Segregated Fund 70 CIBC Investor Network Services Hypothecaires CIBC Inc. CIBC Trust Corporation CIBC CIBC Mortgages Inc. (FLT) CIBC Mortgages Inc. 71 Coast Capital Savings Credit Union Surrey Metro Savings Union 72 Coastal Community Credit Union 73 Community Trust Company Ltd. Page 4 of 20

5 74 Concentra Financial Services Association 75 Connor, Clark & Lunn Capital Markets Inc. 76 Connor, Clark & Lunn Funds Inc. CC&L fund family 77 Connor, Clark & Lunn Private Capital Ltd. 78 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 79 Cortland Credit Group Inc. Limited Partnership Cortland Credit Strategies L.P. 80 Cote 100 Inc. 81 Counsel Portfolio Services Inc. 82 Covenant Capital Management Inc. 83 Covington Capital Corporation Labor Sponsored Fund Covington Funds 84 CQI Capital Management L.P. Genesis Partners Fund LP CQI Income Opportunities Fund CQI Equity Opportunities Fund II CQI Equity Opportunities Fund I 85 Credit Suisse AG Overseas Linked Notes 86 Credit Suisse Inc. GAF International Fund 87 Crystal Wealth Management System Ltd. 88 Crystalline Mgt Inc. / Gestion Cristallin Inc. 89 Cypress Capital Management Ltd. 90 Davis-Rea Ltd. / Davis-Rea Ltee. / 91 Deans Knight Capital Management Ltd. / Segregated Funds Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund Deans Knight Income Fund Deans Knight Equity Growth Fund II 92 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 93 Desjardins Financial Security Life Assurance Co. Segregated Funds / / Other 94 Desjardins Global Asset Management Inc. / Segregated Fund / Page 5 of 20

6 95 Desjardins Trust Inc. Maestral Funds 96 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund 97 Difference Capital Management Inc. 98 Dimensional Fund Advisors ULC. 99 Discovery Capital Management Corp. 100 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund 101 Donville Kent Asset Management Inc. Limited Partnership Donville Kent Asset Management 102 Duncan Ross Associates Ltd. 103 Dundee Bank of Investment Savings Account / 104 East West Investment Management Corporation Limited Partnership East West Fund LP 105 EdgeHill Partners EdgeHill Quantitative Proprietary Strategies Fund () 106 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 107 Educators Financial Group Inc. 108 Effort Trust Company (The) 109 Empire Life Insurance Company Segregated Fund Interest investment options provided within an insurance contract Segregated Funds 110 Empire Life Investments Inc. Empire Life 111 Epic Capital Management Inc. Epic Limited Partnership II Epic Closed-End Fund LP Epic RSP Trust Epic Limited Partnership Epic Tabacon North American Diversified Fund LP 112 Equilibrium Capital Management Inc. 113 Equitable Bank 114 Equity Financial Trust Company 115 Excalibur Capital Management Inc. / Limited Partnership Excalibur Small Cap Opportunities LP Excalibur Limited Partnership Page 6 of 20

7 116 Excel Funds Management Inc. 117 Faircourt Asset Management Inc. / Faircourt Dividend Fund () Faircourt Pooled Monthly Income Fund () 118 Fidelity International Limited Overseas 119 Fidelity Investments Ltd. 120 Fiducie Desjardins Inc. 121 Fiera Capital Corporation / 122 Fiera Quantum Limited Partnership / s 123 Financière des professionnels - Fonds d investissement inc. 124 First Asset Investment Management Inc. 125 First Reliance Asset Management REIT First Reliance Real Estate Investment Trust 126 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 127 Fonds Desjardins (Fiducie Desjardins) 128 Formula Growth Limited / Formula Growth s Class F Formula Growth s Class A Formula Growth Fund 129 Foyston, Gordon & Payne Inc. Family of s FGP Funds 130 Franklin Templeton Investments Corp. //Seg Fund Franklin Templeton s Bissett s 131 Franklin Templeton Investor Services U.S. Franklin California, Tax Free Income Fund 132 Front Street Capital FrontFour Capital Corp. FrontFour Opportunity Fund 134 FT Portfolios Co. 135 Fulcra Asset Management Inc. Fulcra Focused Yield Fund 136 Gabelli Funds (The) U.S. 137 Galileo Funds Inc. Page 7 of 20

8 138 Galliant Advisors LP Investment Funds Galliant Equity Long/Short Fund LP 139 GCIC Ltd. Dynamic s Includes mutual funds, hedge funds,labored sponsored funds,, Linked Notes Deposit Accounts,Limted Partnerships/PPN's, Structured Notes 140 General Bank of 141 GenFund Management Inc. 142 Genus Capital Management 143 Gestion Ferique 144 GFI Investment Counsel Ltd. Good Funds 145 Global Growth Assets Inc. 146 Globevest Capital Ltee. / 147 Gold Investment Management Ltd. FC Fund 148 Goodwood Inc. Goodwood Funds 149 Government of Quebec (for Placements Quebec) Other 150 Grafton Asset Management Inc. Unit Trust Global Energy Growth Fund 151 Greenchip Financial Corp. 152 Groundlayer Capital Inc. Limited Partnership The Alpha II Fund 153 Growth Works Atlantic Ltd. Labor Sponsored Fund GrowthWorks Atlantic Venture Fund Ltd. 154 Growth Works Capital Ltd. Labor Sponsored Fund Matrix Funds Management family of mutual funds Working Opportunity Fund (EVCC) Ltd. 155 Growth Works WV Management Ltd. Labor Sponsored Fund GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd. 156 Guardian Capital LP Vega Funds Vector Funds Guardian Funds 157 Hamilton Capital Partners Inc. Limited Partnership 158 Harvest Portfolios Group Inc. Page 8 of 20

9 Harvest Banks & Buildings Income Fund 159 Hemisphere Capital Management Inc. 160 Hesperian Capital Management Ltd. Norrep Group of Funds 161 Heward Investment Management Inc. 162 Highstreet Asset Management Inc. 163 Highwater Capital Management Corp. Limited Partnership Highwater Diversified Opportunities Fund 164 Hillsdale Investment Management Inc. 165 Home Trust Company / Investment Savings Accounts 166 HomEquity Bank 167 Horizons Investment Management Inc. Unit Trust Lioncrest Funds 168 HR Strategies Inc. 169 HSBC Bank Structured Alternative Investment Return Securities 170 HSBC Investment Funds () Inc. 171 Hymas Investment Management Inc. / Malachite Aggressive Preferred Fund 172 I.A. Michael Investment Counsel Ltd. ABC Funds 173 I.G. Investment Management Ltd. 174 IA Clarington Investments Inc. 175 ICICI Bank Investment Savings Account / 176 Industrial Alliance Pacific Insurance and Financial Services Inc. Segregated Fund 177 Industrial Alliance Trust Inc. 178 Industrielle Alliance, Assurance et services financiers inc. Segregated Fund 179 ING Bank of s / / Inv. Savings Acct 180 ING Investment Management Inc. 181 Integra Capital Management Corp. Page 9 of 20

10 182 Invesco Ltd. / Segregated Fund 183 Investec Asset Management Guernsey Ltd. Overseas 184 Investec Asset Management Limited Overseas 185 Invico Capital Corporation Limited Partnership 186 Island Savings Credit Union 187 J. Zechner Associates Inc. Pooled Income Fund Pooled Bond Fund Special Equity Fund Pooled Balanced Fund Canadian Equity 188 J.C. Clark Ltd. 189 Jarislowsky Fraser Co. Ltd. 190 JDM Investments Partners Ltd. Investment Partners Fund 191 JM Fund Management Inc. JM Catalyst Fund 192 JovFinancial Solutions Inc. 193 K J Harrison & Partners Inc. 194 K2 & Associates Investment Management Inc. Trust The K2 Principal Trust 195 KCS Fund Strategies Inc. KCS Great White North Fund KCS Fund Strategies Inc. Absolute Core Return Fund 196 Kensington Capital Advisors Inc. Private Equity Fund Kensington Global Private Equity Fund 197 Kingwest & Company / 198 Kootenay Capital Management Corp. Limited Partnership Kootney Energy RSP Fund Kooteny Global Energy Absolute Return Fund Ltd. Partnership 199 Korea Exchange Bank of 200 Landry Investment Management Inc. 201 Laurentian Bank of Includes B2B Trust term deposits 202 Laurentian Trust of Inc. Page 10 of 20

11 203 Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners 204 LBC Trust 205 LDIC Inc. LDIC North American Energy Infrastructure Fund 206 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 207 Legg Mason Inc. 208 Legg Mason Global Funds PLC Overseas 209 Leith Wheeler Investment Funds 210 Leon Frazer & Associates Inc. 211 Lester Asset Management Inc. 212 Lincluden Investment Management Limited / 213 Longbow Capital Inc. 214 Lysander Funds Limited 215 Mackenzie Financial Corp. / Segregated Fund 216 Mackie Research Capital Corporation Grafton Energy Growth Fund The Absolute Resource Company L.P. 217 MacNicol & Associates Asset Management Inc. The Global Opportunities Fund (LP) The Absolute Return Fund (LP) The Emergence Fund (LP) The Conservative Income Fund (LP) 360 Degree U.S. Reality Income Fund 218 Man Investments Corp. 219 Manufacturers Life Insurance Co. (The) / Segregated Fund Deferred Annuities 220 Manulife Asset Management Limited //Seg Fund Manulife Canadian Real Estate Investment Fund -, Limited Partn Manulife Financial Corp family of funds 221 Manulife Bank of / Investment Savings Accounts 222 Manulife Trust Company / Investment Savings Accounts Page 11 of 20

12 223 Maple Trust Company 224 Marquest Asset Management Inc. / MineralFields 2011 Super Flow - Through Limited Partnership Marquest Mining Quebec 2013-I Super Flow-Through Limited Partnership Marquest Mining B.C I Super Flow-Through Limited Partnership Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership Marquest Mining 2013-I Super Flow-Through Limited Partnership Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership Marquest s Inc. - Various Marquest Investment Fund MineralFields 2011-V Super Flow - Through Limited Partnership Marquest-MineralFields 2012 Super Flow-Through Limited Partnership Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnershi Marquest Bridge Fund Marquest Mining 2013-II Super Flow-Through Limited Partnership 225 Marret Asset Management Inc. Marret 226 Matco Financial Inc. MFI series of funds 227 Mawer Investment Management Ltd. 228 Maxam Capital Management Ltd. 229 MCAN Mortgage Corporation 230 McElvaine Investment Management Ltd. The McElvaine Investment Trust 231 McLean Budden Limited (Royal Trust) 232 MD Management MD Group of Funds 233 MD Private Trust Company 234 Meckelborg Financial Group Ltd. Trust MFG Diversified Strategy Fund 235 Merrill Lynch Inc. Linked Notes 236 Middlefield Limited 237 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 238 Morgan Meighen & Associates Limited Smedley Fund Family 239 Morguard Financial Corp. Unit Trust Morguard Real Estate Equity Fund 240 Natcan Investment Management Inc. / 241 Natcan Trust Company Page 12 of 20

13 Natcan Trust 242 National Bank of / Principal Protected Notes National Bank Trust Natcan Trust 243 National Bank Securities Inc. s / / Inv. Savings Acct Includes PPN's National Bank s First Marathon Inc. Altamira s 244 National Bank Trust Inc. National Bank Trust 245 National Trust Company Tourism & Entertainment Growth Fund Inc. Family of Funds 246 NewGen Asset Management Limited Unit Trust Wolverine Opportunity Fund 247 Newport Private Wealth Inc. 248 NexGen Financial Limited Partnership 249 Nicola Wealth Management Ltd. / Limited Partnership SPIRE US Limited Partnership NWM Real Estate Fund NWM Global Bond Fund NWM Global Equity Fund NWM High Yield Bond Fund NWM Precious Metals Fund NWM U.S. Tactical High Income Fund NWM Balanced Mortgage Fund SPIRE Real Estate Limited Partnership NWM U.S. Equity Income Fund NWM Alternative Strategies Fund NWM Primary Mortgage Fund NWM Strategic Income Fund NWM Bond Fund NWM Private Equity Limited Partnership NWM Core Portfolio Fund NWM Canadian Tactical High Income Fund NWM Preferred Share Fund 250 North Growth Management Ltd. 251 Northern Savings Credit Union Terrace & District Credit Union 252 Northwest & Ethical Investments L.P. 253 Ocean Rock Investments Inc. 254 O'Leary Funds Management LP 255 Omista Credit Union Limited Page 13 of 20

14 256 One Financial Corporation / / 257 Onex Credit Partners, LLC Onex Credit Partners LLC OCP Debt Opportunity Class 258 Orientation Finance inc. 259 Pacific & Western Bank of / Other 260 Palisade Capital Management Ltd. //Ltd. Partnership 261 Palos Management Inc. //Ltd. Partnership Palos Family of funds Rendez-vous Global Equity Fund LP - $CDN and $US 262 Pan Asset Management Ltd. / Limited Partnership Iron Fund LP 263 Pavilion Advisory Group Ltd. 264 Peace Hill Trust Company 265 Pembroke Private Wealth Management Ltd. / 266 Penbrooke Partners Investment Management Ltd. // Penbrooke Opportunities Fund LP 267 PenderFund Capital Management Ltd. Labor Spons. Fund / Ven. Cap. Fund 268 Peoples Trust Company 269 Perennial Asset Management Corp. Perennial Fixed Income Portfolio Perennial Canadian Equity Portfolio 270 Performance Capital Ltd. 271 Periscope Capital Inc. / Limited Partnership 272 PFM Venture Capital Operations Inc. Labor Sponsored Fund SaskWorks Venture Fund Inc. 273 Picton Mahoney Asset Management 274 PIMCO Corp. 275 PIMCO Global Advisors (Ireland) Limited Overseas PIMCO Funds - Global Investor Services 276 Polar Securities Inc. Altairis Polar Fund Management II Inc. 277 Portfolio Strategies Securities Inc. Page 14 of 20

15 Foundation Equity Portfolio Foundation Tactical Balanced Portfolio Foundation Tactical Growth Portfolio Foundation Yield Portfolio Foundation Tactical Conservative Portfolio 278 Portland India Select Business Portfolio Inc. Overseas 279 Portland Investment Counsel Inc. Investment Funds / Limited Partnership 280 President's Choice Bank 281 Primevest Capital Corp. 282 Pro-Financial Asset Management Inc. /Linked Notes/ 283 Propel Capital Corporation Limited Partnership Canadian Large CAP Enhanced Fund 284 Provisus Wealth Management Limited 285 Purpose Investments Inc. Purpose Funds Series A, F & I 286 Pursuit Financial Management Corp. 287 Putnam Investment Inc. 288 Quadrant Asset Management QAM Tracking Pools 289 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund 290 QV Investors Inc. QV s 291 Qwest Investment Fund Management Ltd. / Limited Partnership 292 R.E.G.A.R. Gestion Privee Inc. 293 R.N. Croft Financial Group Inc. 294 Radiant Investment Management Ltd. / Limited Partnership Radiant Performance Fund LP 295 Radin Capital Partners Inc. Radin Capital Partners 296 RBC Dominion Securities Inc. Linked Notes 297 RBC Global Asset Management Inc. // 298 RBC Life Insurance Company Segregated Fund 299 Redwood Asset Management Inc. / Page 15 of 20

16 Redwood Asset Management family of funds Ark Fund Management family of funds 300 Resmor Trust Company 301 Resolute Funds Ltd. 302 Return on Innovation Advisors Ltd. / Labor Sponsored Fund s 303 Rival Capital Management Inc. / Limited Partnership Rival North American RRSP Growth Fund Rival North American Growth Fund L.P. 304 River Plate House Capital Management Inc. 305 Robson Capital Management Inc. Robson Van Eck Hard Assets Fund (Series A & F) 306 Roundtable Capital Partners Inc. Roundtable Everkey Global Fund Roundtable Growth Fund Roundtable Focus Equity Fund Roundtable Dividend & Income Fund 307 Royal & Sun Alliance Life Insurance Co. () Segregated Fund 308 Royal Bank of / Investment Savings Accounts Connor Clark Private Merchant Private Trust Royal Bank Mortgage Corp. Royal Trust Company (The) Royal Trust Corp. Royal Bank of 309 Royal Trust Company (The) First Trust Funds The First American Fund The Protected American Fund T.A.L. Investment s RT Capital Inc. T.A.L. Private Management s Classified Investment Trusts 310 RP Investment Advisors / 311 Russell Investments Limited Russel Group mutual funds Soverign mutual funds Life Points mutual funds 312 Salida Capital LP / 313 Sanford C. Bernstein & Co. LLC U.S. 314 Scotia Capital Inc. Pinnacle family of funds - May 7-07 Cassels Blaikie Canadian Fund (U.S.) Page 16 of 20

17 The Bank of Nova Scotia Structured Deposit Notes - Apr Scotia Capital family of funds 315 Scotia Securities Inc. 316 Scotiabank & Trust (Cayman) Ltd. Overseas 317 Seamark Asset Management Ltd. / 318 SEI Investment Company 319 Sentry Select Capital Inc. 320 Sentry Select Investments Inc. 321 Seymour Investment Management Ltd. Seymour Performance Fund Seymour Canadian Equity Fund 322 Sherpa Asset Management Inc. 323 Silvercove Fund Management Ltd. 324 Silvercreek Management Inc. Limited Partnership Silvercreek family of funds 325 Societe Generale () Principal Protected Note CI Protected Coverage Notes, Series Spartan Fund Management Inc. Thales Fund Management Inc. family of funds Spartan Fund Management Inc. family of funds 327 Sprott Asset Management L.P. //Ltd. Partnership Sprott s Sprott s Sprott Closed-End Funds Sprott Flow-Through Limited Partnerships 328 Standard Life Assurance Company of (The) / Segregated Fund Ideal Segregated Funds Guaranteed Interest Rate Contracts 329 Standard Life s Ltd. 330 Standard Life Trust Company 331 Stanton Asset Management Inc. 332 State Bank of India () 333 Steadyhand Investment Management Ltd. Steadyhand Global Equity Fund Steadyhand Small Cap Equity Fund Steadyhand Savings Fund Steadyhand Income Fund Page 17 of 20

18 Steadyhand Equity Fund 334 Stella Maris Credit Union Ltd. 335 Stone Asset Management Limited 336 Strathbridge Asset Management Inc. 337 Stratigis Capital Advisors Inc. Limited Partnership Uber Strategies LP Goforth Technical Fund LP 338 Successful Investor Wealth Management Inc. 339 Sun Life Assurance Co. () Segregated Fund Individual Variable Insurance Contracts 340 Sun Life Financial Trust Inc. 341 Sun Life Global Investments () Inc./Placements mondiau Investment Funds 342 Sunshine Coast Credit Union 343 SW8 Asset Management Inc. 344 T.E. Investment Counsel Inc. Prosperity s 345 Taylor Asset Management Inc. Taylor Partners Fund 346 TD Asset Management Inc. / Inv. Savings Account 347 TD Bank Financial Group / Linked Notes TD Bank - & Linked Notes TD Pacific Mortgage Corp. - TD Mortgage Corp. - The Trust Compay TD Securities Inc. Linked Notes 349 Templeton Global Advisors Ltd. Overseas 350 Terra Fund Management Ltd. / Limited Partnership 351 Tetrem Capital Management Ltd. 352 Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust 353 Thornmark Asset Management Inc. Thornmark Investment Funds 354 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units 355 Toronto Trust Management Ltd. Page 18 of 20

19 Friedberg Mercantile Group family of funds 356 Tradex Management Inc. 357 Transamerica Life / Segregated Fund 358 Trapeze Asset Management Inc. Trapeze Value Trust 359 Trez Capital Corporation Income Trust 360 Tri Delta Investment Counsel Inc. TriDelta High Income Balanced Fund 361 Trimark Trust 362 Triumph Asset Management Inc. Limited Partnership Triumph Capital Appreciation Fund LP 363 Trivest Wealth Counsel Ltd. 364 Turtle Creek Asset Management Inc. Turtle Creek Equity Fund Turtle Creek Investment Fund 365 UBS Global Asset Management () Co. UBS () Balanced Fund A 366 Value Partners Investment Inc. 367 Value-Contrarian Asset Management Inc. 368 Vancouver City Savings Credit Union 369 Venator Capital Management Ltd. Venator family of mutual funds 370 Vertex One Asset Management Inc. 371 Vision Capital Corporation 372 VL Advisors Inc. / Labor Sponsored Fund 373 W.A. Robinson & Associates Ltd. Mortgage Investment Fund Frontenac Mortgage Investment Corp. Mortgage Investment Corporation of Eastern Ontario (MICEO) 374 WARATAH Capital Advisors Ltd. / Limited Partnership Waratah fund family 375 Wave Cycle s Ltd. Business Cycle Funds 376 Wealhouse Capital Limited Partnership / Panorama Private Client Fund Panorama Fund 377 West Face Capital Inc. WFC Opportunities Trust Page 19 of 20

20 378 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 379 Westminster Savings Credit Union / Segregated Fund / 380 Windsor Family Credit Union 381 Wolverine Asset Management Ltd. Wolverine Opportunity Fund 382 Wright Investors' Service Distributions Inc. Catholic Values Investment Trust Wright Managed Blue Chip SeriesTtrust Wright Managed Equity Trust Wright Managed Income Trust Wright Blue Chip Master Portfolio Trust Wright EquiFund Equity Trust U.S. 383 Yorkville Asset Management Inc. Southbridge Health Care Fund Heritage Yorkville s 384 YTM Capital Asset Management Ltd. Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with. Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement. * The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership Page 20 of 20

21 Bare Trustee Agreements Name Changes and Mergers since January 1, Fund Manager Region Type of Product Date Comments Desjardins Credit Union Inc. 5/31/2013 Amalgamated with Meridian Credit Union Limited 2 Fiera Sceptre Inc. / Hedge 5/31/2013 Fund Name changed to Fiera Capital Corporation 3 Beutel Goodman Managed Funds Inc. Name Changed to Beutel Goodman and Company Ltd. 4 C.F.G. Heward Investment Management Ltd. Changed name to Heward Investment Management Inc. 5 Friedberg Mercantile Group Assigned to Toronto Trust Management Ltd. 6 GMP Investment Management L.P. Name changed to CQI Capital Management L.P. 7 GMPIM Equities Opportunities Fund Canadian ABCP Fund LP Genesis Partners Fund LP GMP Diversified Alpha Fund Jones Heward Investment Management Inc. Changed name to BMO Harris Investment Management Inc. 8 Landry Morin Inc. Changed name to Landry Investment Management Inc. 9 Equitable Trust Company (The) 8/1/2013 Carried over from CIPF on May 9, AGF Trust Company 8/31/2013 Amalgamated with B2B Bank Listing of Name Changes and Mergers Page 1 of 1

22 Bare Trustee Agreements Deletions from List since January 1, 2013 Fund Manager Region Type of Products Date Removed Reason of Removal 1 2 MineralFields Fund Management Inc. / Limited Partnership 1/31/2013 MineralFields 2007-IV Super Flow-Through Limited P MineralFields/EnergyFields Multi Series Fund Inc.(Pa Creststreet Asset Management Ltd. / Ltd. Part. / 5/31/2013 See Marquest Asset Management Inc. 3 Elliot & Page Ltd. 5/31/2013 See Manulife Asset Management Limited 4 Elysium Wealth Management Inc. CEO Funds 5/31/ Quadrexx Asset Management Inc. / Hedge 5/31/2013 Funds Shoreline Capital Management Ltd. Shoreline Energy Fund 5/31/2013 Van Arbor Asset Management Ltd. 5/31/2013 Van Arbor Cdn Advantage Fund Van Arbor Cdn Advantage Fund Van Arbor Euro Advantage Fund VenGrowth Capital Management Inc. 5/31/ Wellington West Asset Management Inc. NxT Funds 5/31/2013 No longer in existence - see National Bank 10 Adaly Investment Management Corp. Strategic Retirement Fund See JC Clark Ltd. 11 Artio Global Management LLC U.S. Listing of Deletions from List Page 1 of 3

23 Fund Manager Region Type of Products Date Removed Reason of Removal Artio International Equity II () Fund 12 Bartlett & Co. U.S. 13 BISYS Funds Services (Ireland) Ltd. Janus World Funds PLC Overseas 14 Fonds D'investment REA Inc. 15 Global Asset Management (USA) Inc. U.S. 16 Legg Mason Select Funds PLC Overseas Manulife Financial Corp. / Segregated Fund Manulife Financial Corp. family of funds Includes AIC segregated funds and mutual funds Manulife Securities Investment Services Inc. See Manulife Asset Managemnet Limited See Manulife Asset Managemnet Limited 19 Maple Securities Limited Maple Funds 20 NBF Emissary Turnkey Solution LP 21 Scivest Offshore Alternative Strategies Inc. Overseas 22 Voyager Asset Management Ltd. Overseas Voyager US Treasury High Yield Fund Ltd. Voyageur Asset Management Ltd. 23 Webb Asset Management Inc. / Hedge Fund 24 Northwest s Inc. 7/3/2013 Assigned to Northwest & Ethical Investments L.P. 25 Pavilion Asset Management Ltd. 7/3/2013 Assigned to Pavilion Advisory Group Ltd. Listing of Deletions from List Page 2 of 3

24 Fund Manager Region Type of Products Date Removed Reason of Removal 26 Front Street Capital Inc. 7/10/2013 Assigned to Front Street Capital Tuscarora Energy Growth Fund Inc. Front Street Capital Mutual Funds Ltd. 7/10/2013 Front Street Diversified Income Fund Front Street Canadian Equity Fund Front Street Resource Fund Tuscarora Capital Inc. Special Opportunities Fund Multiple Opportunities Fund 7/10/2013 Assigned to Front Street Capital 2004 Assigned to Front Street Capital Barclays International Funds Group Limited Overseas 7/31/ Greystone Capital Management Inc. 7/31/ M.R.S. Trust Company 7/31/2013 Assigned to B2B Bank Stock Indexed GIC Self-Directed RRSP Cash Account Money Maximizer Guaranteed Investment Certificate Short Term Deposit 32 Man Investments AG Overseas 7/31/ Palisade Capital Fund Private Equity Fund 7/31/2013 Assigned to Palisade Capital Management Ltd. Palisade Capital Fund 34 Palisade Capital Limited Partnership Private Equity Fund 7/31/2013 Assigned to Palisade Capital Management Ltd. Listing of Deletions from List Page 3 of 3

25 Bare Trustee Agreements Additions to List Since January 1, 2013 Fund Manager Region Type of Products Date Approved Penbrooke Partners Investment Management Ltd. // 2/19/2013 Penbrooke Opportunities Fund LP BT Global Growth Inc. 2/28/2013 BT Global Growth Fund L.P. NewGen Asset Management Limited Unit Trust 3/13/2013 Wolverine Opportunity Fund Stratigis Capital Advisors Inc. Limited Partnership 4/11/2013 Uber Strategies LP Goforth Technical Fund LP LDIC Inc. 4/24/2013 LDIC North American Energy Infrastructure Fund Meckelborg Financial Group Ltd. Trust 5/22/2013 MFG Diversified Strategy Fund Taylor Asset Management Inc. 5/24/2013 Taylor Partners Fund Fiera Capital Corporation / 5/31/ EdgeHill Partners 6/4/2013 EdgeHill Quantitative Proprietary Strategies Fund () Fiera Quantum Limited Partnership / s 6/4/ GenFund Management Inc. 6/5/ Brompton Funds Limited 6/10/ Purpose Investments Inc. 6/10/2013 Purpose Funds Series A, F & I Third Eye Capital Management Inc. 6/10/2013 Third Eye Capital Alternative Credit Trust East West Investment Management Corporation Limited Partnership 6/13/2013 East West Fund LP Toronto Trust Management Ltd. 6/19/2013 Friedberg Mercantile Group family of funds CQI Capital Management L.P. 6/28/2013 CQI Equity Opportunities Fund I Listing of Additions to List Page 1 of 2

26 Genesis Partners Fund LP CQI Equity Opportunities Fund II CQI Income Opportunities Fund Date Approved 18 Beutel Goodman & Company Ltd //Seg Fund 19 BMO Harris Investment Management Inc. 20 Heward Investment Management Inc. 21 Landry Investment Management Inc. 22 Northwest & Ethical Investments L.P. 7/3/ Pavilion Advisory Group Ltd. 7/3/ Front Street Capital /10/ Galliant Advisors LP Investment Funds 7/15/2013 Galliant Equity Long/Short Fund LP Palisade Capital Management Ltd. //Ltd. Partnershi 7/31/ Equitable Bank 8/1/ Portfolio Strategies Securities Inc. 8/26/2013 Foundation Tactical Growth Portfolio Foundation Yield Portfolio Foundation Equity Portfolio Foundation Tactical Balanced Portfolio Foundation Tactical Conservative Portfolio Morguard Financial Corp. Unit Trust 9/4/2013 Morguard Real Estate Equity Fund Tri Delta Investment Counsel Inc. 9/4/2013 TriDelta High Income Balanced Fund BlackRock Asset Management Limited 9/9/2013 BlackRock Asset Management Limited Cortland Credit Group Inc. Limited Partnership 9/23/2013 Cortland Credit Strategies L.P. Horizons Investment Management Inc. Unit Trust 9/27/2013 Lioncrest Funds BridgingFinance Inc. 10/10/ First Reliance Asset Management REIT 10/22/2013 First Reliance Real Estate Investment Trust Listing of Additions to List Page 2 of 2