Bare Trustee Agreements

Transcription

1 Bare Trustee Agreements Approved Fund Managers as of December 31, Aberdeen Global Services S.A. Aberdeen Global Funds Aberdeen Global II Funds 2 Acernis Capital Management Inc. Unit Trust Acernis Funds (Class A Units & Class F Units) 3 Acker Finley Asset Management Inc. QSATM Funds 4 ACM Advisors Ltd. Mortgage Investment Fund ACM Commercial Mortgage Fund 5 Acorn Global Investments Inc. Acorn Global Investments Inc. 6 Addenda Capital Inc. Addenda s 7 AEGON Fund Management Inc. 8 AGF Investments Inc. / AGF Pooled funds Acuity family of mutual funds AGF Elements family of mutual funds Harmony family of mutual funds AGF family of mutual funds Acuity Pooled funds 9 AHF Capital Partners Inc. // AHF Credit Opportunities Fund - Series A, F and I 10 Aldergrove Credit Union 11 Alignvest Capital Management Inc. Alignvest Opportunities Fund Trust Alignvest Income Fund Trust 12 AlphaNorth Asset Management 13 AMI Partners Inc. 14 Antares Investment Management, Inc. 15 Arrow Capital Management Inc. 16 Artemis Investment Management Limited / Robson Alpha Scout Fund Page 1 of 21

2 Alpha Scout Fund and RSP Fund 17 Aston Hill Asset Management Inc. s / s / LSF's 18 ATB Investment Management Inc. 19 Aurion Capital Management Inc. 20 Auspice Capital Advisors Ltd. Trust Auspice Diversified Trust 21 Aventine Management Group Inc. Aventine Canadian Equity Fund BTH Tactical Growth Fund 22 B.E.S.T Investment Counsel Limited The Business, Engineering, Science & Technology Discoveries Fund Inc. B.E.S.T. Active 365 Fund LP B.E.S.T. Total Return Fund Inc. 23 B2B Bank / Investment Savings Accounts 24 Bank of America, National Association ( Branch) 25 Bank of Other 26 Bank of Montreal 27 Bank of Montreal Mortgage Corp. 28 Bank of Nova Scotia National Trust Company / Victoria&Grey MortgageCorp. Montreal Trust Company of Scotia Mortgage Corporation Bank of Nova Scotia 29 Barometer Capital Management Inc. / 30 Bellwether Investment Management Inc. Bellwether US Stock Fund Bellwether Canadian Performance Fund Bellwether Canadian Stock Fund 31 Beutel Goodman & Company Ltd //Seg Fund 32 BirchLeaf Investments Inc. BirchLeaf Growth Fund 33 BlackBridge Capital Management Corp. 34 Blackheath Fund Management Inc. Blackheath 35 BlackRock (Channel Islands) Limited BlackRock International Gold and General Fund 36 BlackRock (Luxembourg) SA Page 2 of 21

3 BlackRock Global Funds 37 BlackRock Asset Management Limited BlackRock Asset Management Limited 38 Blumont Capital Corp. // Northern Rivers Capital Mgmt. family of funds Blumont family of funds Exemplar Portfolios Ltd. 39 BMO Harris Investment Management Inc. 40 BMO Investments Inc. / BMO Investissements Inc. / BMO s BMO Guardian Funds BMO China A-Share Fund 41 BMO Life Assurance Company Segregated Fund BMO Guaranteed Investment Funds 42 BMO Nesbitt Burns Inc. / Linked Notes BMO Nesbitt Burns Group of Funds 43 BMO Trust Company Advisor's Advantage Trust 44 BNP Paribas () Linked Notes 45 BNP Paribas Investment Partners Ltd. 46 BNY Mellon Global Management Ltd. Universal Liquidity Funds PLC BNY Mellon Global Management Ltd. family of funds 47 Brandes Investment Partners & Co. 48 Brickburn Asset Management Inc. Dominion Equity Resource Growth Fund Brickburn family of mutual funds 49 BridgingFinance Inc. 50 Bristol Gate Capital Partners Inc. / Bristol Gate U.S. Equity Fund LP 51 Broadview Capital Management Inc. Broadview Dark Horse LP 52 Brompton Funds Limited 53 Brookfield Investment Management () Inc. 54 Brookfield Soundvest Capital Management Ltd. Soundvest North American Opportunity Pool 55 BT Global Growth Inc. BT Global Growth Fund L.P. 56 Bull Capital Management Inc. Balanced Class Shares EFG Private Portfolio Series ING Page 3 of 21

4 Global Equity Class Shares Canadian Equity Class Shares 57 Bullion Management Services Inc. 58 Burgundy Asset Management Ltd. 59 C.I. Investments Inc. / Segregated Fund Castlerock Investments Corp. family of funds Lakeview Asset Management family of funds KBSH Capital Management Inc. family of funds United Financial Management Ltd. family of funds Optima Strategy Pools Artisan Portfolios Includes Synergy Asset Management 60 CADO Investment Fund Management Inc. Maple Leaf Income Class Maple Leaf Resources Class 61 Caldwell Investment Management Ltd. 62 Life Assurance Company (The) Segregated Fund 63 Canadian Tire Bank Canadian Tire Bank 64 Canadian Western Bank 65 Canadian Western Trust / 66 Canoe Financial LP Enervest Oil Sand Total Return Trust Enervest Natural Resources Fund Enervest Diversified Income Trust 67 Canso Fund Management Ltd. 68 Capital International Asset Management Inc. () Inc. 69 Celernus Investment Partners Inc. Celernus Mortgage and Income Trust Fund Celernus Absolute Growth Fund 70 Centurion Apartment REIT Management Inc. REIT 71 CFF Bank 72 CGOV Asset Management 73 CGS Asset Management Ltd. CGS Resource Fund Ltd. 74 Chou Associates Management Inc. 75 CIBC / / Linked Notes Page 4 of 21

5 76 CIBC Asset Management Inc. / Segregated Fund 77 CIBC Investor Network CIBC Mortgages Inc. CIBC Trust Corporation CIBC Mortgages Inc. (FLT) Services Hypothecaires CIBC Inc. CIBC 78 Coast Capital Savings Credit Union Surrey Metro Savings Union 79 Coastal Community Credit Union 80 Community Trust Company Ltd. 81 Concentra Financial Services Association 82 Connor, Clark & Lunn Capital Markets Inc. 83 Connor, Clark & Lunn Funds Inc. CC&L fund family 84 Connor, Clark & Lunn Private Capital Ltd. 85 Cornerstone Investment Counsel Ltd. Blueprint Global Strategies Pool 86 Cortland Credit Group Inc. Cortland Credit Strategies L.P. 87 Cote 100 Inc. 88 Counsel Portfolio Services Inc. 89 Covenant Capital Management Inc. 90 Covington Capital Corporation Labor Sponsored Fund Covington Funds 91 CQI Capital Management L.P. Genesis Partners Fund LP CQI Income Opportunities Fund CQI Equity Opportunities Fund I CQI Equity Opportunities Fund II 92 Credit Suisse AG Linked Notes 93 Credit Suisse Inc. GAF International Fund 94 Crystal Wealth Management System Ltd. 95 Crystalline Mgt Inc. / Gestion Cristallin Inc. Page 5 of 21

6 96 Cypress Capital Management Ltd. 97 Davis-Rea Ltd. / Davis-Rea Ltee. / 98 Deans Knight Capital Management Ltd. / Segregated Funds Deans Knight Income Fund Deans Knight Equity Growth Fund Deans Knight Capital Pool Funds Deans Knight Equity Growth Fund II 99 Delbrook Capital Advisors Inc. Delbrook Resource Opportunities Fund 100 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec 101 Desjardins Financial Security Life Assurance Co. Segregated Funds / / Other 102 Desjardins Global Asset Management Inc. / Segregated Fund / 103 Desjardins Trust Inc. Maestral Funds 104 Di Tomasso Group Inc. The Di-Tomasso Equilibrium Fund 105 Difference Capital Management Inc. 106 Dimensional Fund Advisors ULC. 107 Discovery Capital Management Corp. 108 Dixon Mitchell Investment Counsel Inc. Dixon Mitchell Small Cap Fund 109 Donville Kent Asset Management Inc. Donville Kent Asset Management 110 Duncan Ross Associates Ltd. 111 Dundee Bank of Investment Savings Account / 112 East West Investment Management Corporation East West Fund LP 113 EdgeHill Partners EdgeHill Quantitative Proprietary Strategies Fund () 114 EdgePoint Wealth Management Inc. Edgepoint family of mutual funds 115 Educators Financial Group Inc. 116 Effort Trust Company (The) 117 Empire Life Insurance Company Segregated Fund Segregated Funds Interest investment options provided within an insurance contract Page 6 of 21

7 118 Empire Life Investments Inc. Empire Life 119 EnTrust Focus Partners LP Unit Trust EnTrust 49 Focus Fund 120 Epic Capital Management Inc. 121 Equilibrium Capital Management Inc. 122 Equitable Bank / Investment Savings Accounts 123 Equity Financial Trust Company 124 Excalibur Capital Management Inc. / Excalibur Small Cap Opportunities LP Excalibur 125 Excel Funds Management Inc. 126 Faircourt Asset Management Inc. / Faircourt Dividend Fund () Faircourt Pooled Monthly Income Fund () 127 Fidelity Investments ULC 128 Fiducie Desjardins Inc. 129 Fiera Capital Corporation / 130 Fiera Quantum / s 131 FIL Limited 132 Financière des professionnels - Fonds d investissement inc. 133 First Asset Investment Management Inc. 134 First Reliance Asset Management REIT First Reliance Real Estate Investment Trust 135 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati 136 Fonds Desjardins (Fiducie Desjardins) 137 Forge First Asset Management Inc. Unit Trust Forge First Multi-Strategy Trust Forge First Long Short Trust 138 Formula Growth Limited / Formula Growth s Class A Formula Growth s Class F Formula Growth Fund 139 Foyston, Gordon & Payne Inc. Page 7 of 21

8 FGP Funds Family of s 140 Franklin Templeton Investments Corp. //Seg Fund Bissett s Franklin Templeton s 141 Franklin Templeton Investor Services U.S. Franklin California, Tax Free Income Fund 142 Front Street Capital FrontFour Capital Corp. FrontFour Opportunity Fund 144 FT Portfolios Co. 145 Fulcra Asset Management Inc. Fulcra Focused Yield Fund 146 Gabelli Funds (The) U.S. 147 Galileo Global Equity Advisors Inc. 148 Galliant Advisors LP Investment Funds Galliant Equity Long/Short Fund LP 149 GCIC Ltd. Dynamic s Includes mutual funds, hedge funds,labored sponsored funds,, Linked Notes Deposit Accounts,Limted Partnerships/PPN's, Structured Notes 150 General Bank of 151 GenFund Management Inc. 152 Genus Capital Management 153 Gestion Ferique 154 GFI Investment Counsel Ltd. Good Funds 155 Global Growth Assets Inc. 156 Globevest Capital Ltee. / 157 Gold Investment Management Ltd. FC Fund 158 Goodman & Company, Investment Counsel, Inc. Goodman Bluespring Fund 159 Goodwood Inc. Goodwood Funds 160 Government of Quebec (for Placements Quebec) Other 161 Grafton Asset Management Inc. Unit Trust Page 8 of 21

9 Global Energy Growth Fund 162 Greenchip Financial Corp. 163 Groundlayer Capital Inc. The Alpha II Fund 164 Growth Works Atlantic Ltd. Labor Sponsored Fund GrowthWorks Atlantic Venture Fund Ltd. 165 Growth Works Capital Ltd. Labor Sponsored Fund Working Opportunity Fund (EVCC) Ltd. 166 Growth Works WV Management Ltd. Labor Sponsored Fund GrowthWorks Commercialization Fund Ltd. GrowthWorks Canadien Fund Ltd. 167 Guardian Capital LP Guardian Funds Vega Funds Vector Funds 168 Hamilton Capital Partners Inc. 169 Harvest Portfolios Group Inc. Harvest Banks & Buildings Income Fund 170 Hemisphere Capital Management Inc. 171 Hesperian Capital Management Ltd. Norrep Group of Funds 172 Heward Investment Management Inc. 173 HGC Investment Management Inc. HGC Arbitrage Fund LP 174 Highstreet Asset Management Inc. 175 Highwater Capital Management Corp. Highwater Diversified Opportunities Fund 176 Hillsdale Investment Management Inc. 177 Home Trust Company / Investment Savings Accounts 178 HomEquity Bank 179 Horizons ETFs Management () Inc. Unit Trust 180 HR Strategies Inc. 181 HSBC Bank Structured Alternative Investment Return Securities 182 HSBC Investment Funds () Inc. 183 Hymas Investment Management Inc. / Malachite Aggressive Preferred Fund Page 9 of 21

10 184 I.A. Michael Investment Counsel Ltd. ABC Funds 185 I.G. Investment Management Ltd. 186 IA Clarington Investments Inc. 187 ICICI Bank Investment Savings Account / 188 Industrial Alliance Pacific Insurance and Financial Services Inc. Segregated Fund 189 Industrial Alliance Trust Inc. 190 Industrielle Alliance, Assurance et services financiers inc. Segregated Fund 191 ING Investment Management Inc. 192 Integra Capital Management Corp. 193 Invesco Ltd. / Segregated Fund 194 Investec Asset Management Guernsey Ltd. 195 Investec Asset Management Limited 196 Invico Capital Corporation 197 Island Savings Credit Union 198 J. Zechner Associates Inc. Pooled Income Fund Pooled Bond Fund Canadian Equity Pooled Balanced Fund Special Equity Fund 199 J.C. Clark Ltd. 200 Jarislowsky Fraser Co. Ltd. 201 JDM Investments Partners Ltd. Investment Partners Fund 202 JM Fund Management Inc. JM Catalyst Fund 203 JovFinancial Solutions Inc. 204 K J Harrison & Partners Inc. 205 K2 & Associates Investment Management Inc. Trust The K2 Principal Trust Page 10 of 21

11 206 KCS Fund Strategies Inc. KCS Fund Strategies Inc. Absolute Core Return Fund KCS Great White North Fund 207 Kensington Capital Advisors Inc. Private Equity Fund 208 KFL Capital Management Ltd. KFL Partners' Fund LP 209 Kingwest & Company / 210 Kootenay Capital Management Corp. Kootney Energy RSP Fund Kooteny Global Energy Absolute Return Fund Ltd. Partnership 211 Korea Exchange Bank of 212 Landry Investment Management Inc. 213 Laurentian Bank of Includes B2B Trust term deposits 214 Laurentian Trust of Inc. 215 Laurus Investment Counsel 216 Lawrence Park Capital Partners Ltd. Lawrence Park Capital Partners 217 LBC Trust 218 LDIC Inc. LDIC North American Energy Infrastructure Fund 219 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.) 220 Legg Mason Inc. 221 Legg Mason Global Funds PLC 222 Leith Wheeler Investment Funds 223 Leon Frazer & Associates Inc. 224 Lester Asset Management Inc. 225 Lightwater Partners Ltd. Lightwater Long/Short Funds 226 Lincluden Investment Management Limited / 227 Longbow Capital Inc. Page 11 of 21

12 228 Lysander Funds Limited 229 Mackenzie Financial Corp. / Segregated Fund 230 Mackie Research Capital Corporation The Absolute Resource Company L.P. Grafton Energy Growth Fund 231 MacNicol & Associates Asset Management Inc. The Global Opportunities Fund (LP) The Absolute Return Fund (LP) The Emergence Fund (LP) The Conservative Income Fund (LP) 360 Degree U.S. Reality Income Fund 232 Majestic Asset Management LLC / Altervest Absolute Reit Fund - Series A, F and I Majestic Global Diversified Fund - Series A, F and I 233 Man Investments Corp. 234 Manufacturers Life Insurance Co. (The) / Segregated Fund Deferred Annuities 235 Manulife Asset Management Limited //Seg Fund Manulife Financial Corp family of funds Manulife Canadian Real Estate Investment Fund -, Limited Partn 236 Manulife Bank of / Investment Savings Accounts 237 Manulife Trust Company / Investment Savings Accounts 238 Maple Trust Company 239 Marquest Asset Management Inc. / Marquest Mining Quebec 2013-I Super Flow-Through Marquest Mining 2013-I Super Flow-Through Marquest Mining B.C I Super Flow-Through Marquest-MineralFields 2012-II Super Flow-Through Marquest Investment Fund Marquest Mining B C 2014-I Super Flow-Through LP Marquest Bridge Fund Marquest s Inc. - Various Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnershi Marquest-MineralFields 2012 Super Flow-Through Marquest Mining 2013-II Super Flow-Through Marquest Mining 2014-I Super Flow_through LP Marquest Mining Quebec 2014-I Super Flow-Through LP Matrix Fund Management family of mutual funds MineralFields 2011-V Super Flow - Through MineralFields 2011 Super Flow - Through Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership 240 Marret Asset Management Inc. Marret 241 Matco Financial Inc. Page 12 of 21

13 MFI series of funds 242 Mawer Investment Management Ltd. 243 Maxam Capital Management Ltd. 244 MCAN Mortgage Corporation 245 McElvaine Investment Management Ltd. The McElvaine Investment Trust 246 McLean Budden Limited (Royal Trust) 247 MD Management MD Group of Funds 248 MD Private Trust Company 249 Meckelborg Financial Group Ltd. Trust MFG Diversified Strategy Fund 250 Merrill Lynch Inc. Linked Notes 251 Middlefield Limited 252 Montrusco Bolton Investment Inc. Bolton Tremblay Funds inc. 253 Morgan Meighen & Associates Limited Smedley Fund Family 254 Morguard Financial Corp. Unit Trust Morguard Real Estate Equity Fund 255 Natcan Investment Management Inc. / 256 Natcan Trust Company Natcan Trust 257 National Bank of / Principal Protected Notes Natcan Trust National Bank Trust 258 National Bank Securities Inc. s / / Inv. Savings Acct Includes PPN's National Bank s First Marathon Inc. Altamira s 259 National Bank Trust Inc. National Bank Trust 260 National Trust Company Family of Funds Tourism & Entertainment Growth Fund Inc. 261 NewGen Asset Management Limited Unit Trust 262 Newport Private Wealth Inc. Page 13 of 21

14 263 NexGen Financial 264 Nicola Wealth Management Ltd. / NWM U.S. Equity Income Fund NWM High Yield Bond Fund NWM Global Bond Fund NWM Strategic Income Fund NWM Core Portfolio Fund NWM Alternative Strategies Fund NWM Private Equity SPIRE US NWM Canadian Tactical High Income Fund NWM Balanced Mortgage Fund SPIRE Real Estate NWM Real Estate Fund NWM Preferred Share Fund NWM Bond Fund NWM Precious Metals Fund NWM Global Equity Fund NWM Primary Mortgage Fund NWM U.S. Tactical High Income Fund 265 North Growth Management Ltd. 266 Northern Savings Credit Union Terrace & District Credit Union 267 Northwest & Ethical Investments L.P. 268 Ocean Rock Investments Inc. 269 O'Leary Funds Management LP 270 Omista Credit Union Limited 271 One Financial Corporation / / 272 Onex Credit Partners, LLC Onex Credit Partners LLC OCP Debt Opportunity Class 273 Orientation Finance inc. 274 Pacific & Western Bank of / Other 275 Palisade Capital Management Ltd. //Ltd. Partnership 276 Palos Management Inc. //Ltd. Partnership Rendez-vous Global Equity Fund LP - $CDN and $US Palos Family of funds 277 Pan Asset Management Ltd. / Iron Fund LP Page 14 of 21

15 278 Pavilion Advisory Group Ltd. 279 Peace Hill Trust Company 280 Pembroke Private Wealth Management Ltd. / 281 Penbrooke Partners Investment Management Ltd. // Penbrooke Opportunities Fund LP 282 PenderFund Capital Management Ltd. Labor Spons. Fund / Ven. Cap. Fund 283 Peoples Trust Company 284 Perennial Asset Management Corp. Perennial Canadian Equity Portfolio Perennial Fixed Income Portfolio 285 Performance Capital Ltd. 286 Periscope Capital Inc. / 287 PFM Venture Capital Operations Inc. Labor Sponsored Fund SaskWorks Venture Fund Inc. 288 Picton Mahoney Asset Management 289 PIMCO Corp. / 290 PIMCO Global Advisors (Ireland) Limited PIMCO Funds - Global Investor Services 291 Polar Securities Inc. Polar Fund Management II Inc. Altairis 292 Portfolio Strategies Securities Inc. Foundation Tactical Balanced Portfolio Foundation Equity Portfolio Foundation Yield Portfolio Foundation Tactical Growth Portfolio Foundation Tactical Conservative Portfolio 293 Portland India Select Business Portfolio Inc. 294 Portland Investment Counsel Inc. Investment Funds / 295 President's Choice Bank 296 Primevest Capital Corp. 297 Pro-Financial Asset Management Inc. /Linked Notes/ 298 Propel Capital Corporation Canadian Large CAP Enhanced Fund Page 15 of 21

16 299 Provisus Wealth Management Limited 300 Purpose Investments Inc. Purpose Funds Series A, F & I 301 Pursuit Financial Management Corp. 302 Putnam Investment Inc. 303 Quadrant Asset Management QAM Tracking Pools 304 Quantum Leap Asset Management Limited Quantum Leap Mortgage Investment Fund 305 QV Investors Inc. QV s 306 Qwest Investment Fund Management Ltd. / 307 R.E.G.A.R. Gestion Privee Inc. 308 R.N. Croft Financial Group Inc. 309 Radiant Investment Management Ltd. / Radiant Performance Fund LP 310 Radin Capital Partners Inc. Radin Capital Partners 311 Rayne Capital Management Inc. Rayne Capital Opportunities Trust Rayne Capital Opportunities Fund LP Rayne Capital LP 312 RBC Dominion Securities Inc. Linked Notes 313 RBC Global Asset Management Inc. // 314 RBC Life Insurance Company Segregated Fund 315 Redwood Asset Management Inc. / Ark Fund Management family of funds Redwood Asset Management family of funds 316 Resmor Trust Company 317 Resolute Funds Ltd. 318 Return on Innovation Advisors Ltd. / Labor Sponsored Fund s 319 Rival Capital Management Inc. / Rival North American RRSP Growth Fund Rival North American Growth Fund L.P. 320 River Plate House Capital Management Inc. Page 16 of 21

17 321 Roadmap Capital Inc. 322 Robson Capital Management Inc. 323 Ross Smith Asset Management Inc. Trust Ross Smith Capital Investment Fund Ross Smith Opportunity Fund 324 Roundtable Capital Partners Inc. Roundtable Focus Equity Fund Roundtable Everkey Global Fund Roundtable Dividend & Income Fund Roundtable Growth Fund 325 Royal & Sun Alliance Life Insurance Co. () Segregated Fund 326 Royal Bank of / Investment Savings Accounts Royal Trust Company (The) Merchant Private Trust Royal Trust Corp. Royal Bank Mortgage Corp. Connor Clark Private Royal Bank of 327 Royal Trust Company (The) Classified Investment Trusts RT Capital Inc. T.A.L. Investment s T.A.L. Private Management s The First American Fund The Protected American Fund First Trust Funds 328 RP Investment Advisors / 329 Russell Investments Limited Life Points mutual funds Soverign mutual funds Russel Group mutual funds 330 Sanford C. Bernstein & Co. LLC U.S. 331 Scotia Capital Inc. The Bank of Nova Scotia Structured Deposit Notes - Apr Cassels Blaikie Canadian Fund (U.S.) Scotia Capital family of funds Pinnacle family of funds - May Scotia Securities Inc. 333 Scotiabank & Trust (Cayman) Ltd. 334 Seamark Asset Management Ltd. / 335 SEI Investment Company Page 17 of 21

18 336 Sentry Select Capital Inc. 337 Sentry Select Investments Inc. 338 Seymour Investment Management Ltd. Seymour Canadian Equity Fund Seymour Performance Fund 339 Sherpa Asset Management Inc. 340 Silvercove Fund Management Ltd. 341 Silvercreek Management Inc. Silvercreek family of funds 342 Societe Generale () Principal Protected Note CI Protected Coverage Notes, Series Spartan Fund Management Inc. Thales Fund Management Inc. family of funds Spartan Fund Management Inc. family of funds 344 Sprott Asset Management L.P. //Ltd. Partnership Sprott s Sprott s Sprott Flow-Through s Sprott Closed-End Funds 345 Standard Life Assurance Company of (The) / Segregated Fund Guaranteed Interest Rate Contracts Ideal Segregated Funds 346 Standard Life s Ltd. 347 Standard Life Trust Company 348 Stanton Asset Management Inc. 349 State Bank of India () 350 Steadyhand Investment Management Ltd. Steadyhand Global Equity Fund Steadyhand Savings Fund Steadyhand Income Fund Steadyhand Small Cap Equity Fund Steadyhand Equity Fund 351 Steinbach Credit Union Limited GICs 352 Stella Maris Credit Union Ltd. 353 Stephenson & Company Capital Management Inc. Stephenson & Company North American Opportunity Fund LP 354 Stone Asset Management Limited Page 18 of 21

19 355 Strathbridge Asset Management Inc. 356 Stratigis Capital Advisors Inc. Uber Strategies LP Goforth Technical Fund LP 357 Successful Investor Wealth Management Inc. 358 Sun Life Assurance Co. () Segregated Fund Individual Variable Insurance Contracts 359 Sun Life Financial Trust Inc. 360 Sun Life Global Investments () Inc./Placements mondiau Investment Funds 361 Sunshine Coast Credit Union 362 SW8 Asset Management Inc. 363 T.E. Investment Counsel Inc. Prosperity s 364 Tangerine Bank / Investment Savings Accounts 365 Taylor Asset Management Inc. Taylor Partners Fund 366 TD Asset Management Inc. / Inv. Savings Account 367 TD Bank Financial Group / Linked Notes TD Pacific Mortgage Corp. - TD Bank - & Linked Notes The Trust Compay - TD Mortgage Corp TD Securities Inc. Linked Notes 369 Templeton Global Advisors Ltd. 370 Terra Fund Management Ltd. / 371 Tetrem Capital Management Ltd. 372 Third Eye Capital Management Inc. Third Eye Capital Alternative Credit Trust 373 Thornmark Asset Management Inc. Thornmark Investment Funds 374 Timelo Investment Management Inc. Timelo Strategic Opportunities Fund 375 TIS Preservation & Growth Fund/Accilent Capital Management. TIS Preservation & Growth Fund Class A and Class F Units 376 Toronto Trust Management Ltd. Friedberg Mercantile Group family of funds Page 19 of 21

20 377 Tradex Management Inc. 378 Transamerica Life / Segregated Fund 379 Trapeze Asset Management Inc. Trapeze Value Trust 380 Trez Capital Corporation Income Trust 381 Tri Delta Investment Counsel Inc. TriDelta High Income Balanced Fund 382 Trimark Trust 383 Triumph Asset Management Inc. Triumph Capital Appreciation Fund LP 384 Trivest Wealth Counsel Ltd. 385 Turtle Creek Asset Management Inc. Turtle Creek Investment Fund Turtle Creek Equity Fund 386 UBS Global Asset Management () Co. UBS () Balanced Fund A 387 Value Partners Investment Inc. 388 Value-Contrarian Asset Management Inc. 389 Vancouver City Savings Credit Union 390 Vantage Asset Management Inc. Vantage Protected Performance Fund 391 Vantage Point Investment Management Inc. The Vantage Point Funds 392 Venator Capital Management Ltd. Venator family of mutual funds 393 Vertex One Asset Management Inc. 394 Vision Capital Corporation 395 VL Advisors Inc. / Labor Sponsored Fund 396 W.A. Robinson & Associates Ltd. Mortgage Investment Fund Mortgage Investment Corporation of Eastern Ontario (MICEO) Frontenac Mortgage Investment Corp. 397 WARATAH Capital Advisors Ltd. / Waratah fund family 398 Wave Cycle s Ltd. Business Cycle Funds 399 Wealhouse Capital / Panorama Fund Page 20 of 21

21 Panorama Private Client Fund 400 WealthCo Asset Management Inc. WealthCo Asset Management Inc. WealthCo s 401 West Face Capital Inc. WFC Opportunities Trust 402 Westcap Mgt. Ltd. Golden Opportunities Fund Inc. 403 Westminster Savings Credit Union / Segregated Fund / 404 Windsor Family Credit Union 405 Wolverine Asset Management Ltd. Wolverine Opportunity Fund 406 Yorkville Asset Management Inc. Heritage Yorkville s Southbridge Health Care Fund 407 YTM Capital Asset Management Ltd. Note: One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with. Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which conforms to SRO by-laws directly with the company or Agent Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the third party mutual fund(s) covered by the agreement. * The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership Page 21 of 21

22 Bare Trustee Agreements Name Changes and Mergers since January 1, Fund Manager Region Type of Product Date ING Bank of s / / 6/30/2014 Inv. Savings Acct Comments Name changed to Tangerine Bank 2 Bonavista Asset Management Ltd. 7/31/2014 Amalgamated with RBC Global Asset Management Inc. 3 4 Brigata Capital Management Inc. 7/31/2014 Amalgamated with Counsel Portfolio Services Inc. Brigata Canadian Equity Fund Brigata Canadian Balanced Fund Galileo Funds Inc. 7/31/2014 Changed name to Galileo Global Advisors Inc. 5 Horizons Investment Management Inc. Unit Trust 7/31/2014 Changed name to Horizons ETFs Management () Inc. Lioncrest Funds Listing of Name Changes and Mergers Page 1 of 1

23 Bare Trustee Agreements Deletions from List since January 1, 2014 Fund Manager Region Type of Products Date Removed Reason of Removal 1 Salida Capital LP / Hedge 7/31/2014 Fund No longer active and not registered Listing of Deletions from List Page 1 of 1

24 Bare Trustee Agreements Additions to List Since January 1, 2014 Date Approved 1 CFF Bank 1/14/ WealthCo Asset Management Inc. 2/19/2014 WealthCo s WealthCo Asset Management Inc. 3 Alignvest Capital Management Inc. 2/24/2014 Alignvest Opportunities Fund Trust Alignvest Income Fund Trust AHF Capital Partners Inc. // 3/3/2014 AHF Credit Opportunities Fund - Series A, F and I BMO Life Assurance Company Segregated Fund 3/20/2014 BMO Guaranteed Investment Funds Goodman & Company, Investment Counsel, Inc. 3/20/2014 Goodman Bluespring Fund Majestic Asset Management LLC / 3/21/2014 Majestic Global Diversified Fund - Series A, F and I Altervest Absolute Reit Fund - Series A, F and I 8 9 Vantage Asset Management Inc. 4/28/2014 Vantage Protected Performance Fund Forge First Asset Management Inc. Unit Trust 5/1/2014 Forge First Long Short Trust Forge First Multi-Strategy Trust Timelo Investment Management Inc. 5/9/2014 Timelo Strategic Opportunities Fund Bristol Gate Capital Partners Inc. / 5/15/2014 Bristol Gate U.S. Equity Fund LP Lightwater Partners Ltd. 5/21/2014 Lightwater Long/Short Funds Addenda Capital Inc. 6/6/2014 Addenda s HGC Investment Management Inc. 6/16/2014 HGC Arbitrage Fund LP Delbrook Capital Advisors Inc. 6/24/2014 Delbrook Resource Opportunities Fund Broadview Capital Management Inc. 6/26/2014 Listing of Additions to List Page 1 of 2

25 Broadview Dark Horse LP Date Approved 17 Tangerine Bank / Investment Savings Accounts 6/26/ Galileo Global Equity Advisors Inc. 7/31/ Horizons ETFs Management () Inc. Unit Trust 7/31/ Steinbach Credit Union Limited 8/14/2014 GICs Vantage Point Investment Management Inc. 8/14/2014 The Vantage Point Funds Laurus Investment Counsel 8/15/ Brookfield Investment Management () Inc. 8/26/ Stephenson & Company Capital Management Inc. 8/26/2014 Stephenson & Company North American Opportunity Fund Acernis Capital Management Inc. Unit Trust 9/8/2014 Acernis Funds (Class A Units & Class F Units) Rayne Capital Management Inc. 10/6/2014 Rayne Capital LP Rayne Capital Opportunities Fund LP Rayne Capital Opportunities Trust EnTrust Focus Partners LP Unit Trust 11/5/2014 EnTrust 49 Focus Fund KFL Capital Management Ltd. 12/15/2014 KFL Partners' Fund LP Listing of Additions to List Page 2 of 2