Province of Newfoundland and Labrador Approved Locked-in Retirement Account Arrangements Under The Pension Benefits Act, 1997

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1 Province of Newfoundland and Labrador Approved Locked-in Retirement Account Arrangements Under The Pension Benefits Act, 1997 Allianz Life Insurance Company of North America Allianz Life Insurance Company of North America RSP Assumption Life Assumption Life RSP B2B Trustco AGF RSP B2B Bank Financial Services Inc. RSP B2B Bank Intermediary Services Inc. RSP B2B Bank RSP B2B Bank Securities Services Inc. RSP Counsel Portfolio Services Inc. RSP Harmony RSP Mackenzie Retirement Savings Plan RSP Primerica Concert RSP Quadrus RSP BMO Life Assurance Company BMO Guaranteed Investment Funds RSP BMO Trust Company Advisors Advantage Trust RSP BMO GRS Group Retirement Savings Plan (Advisor Offer) RSP BMO GRS Group RRSP BMO InvestorLine Group RSP BMO InvestorLine RSP BMO Mutual Funds Group RSP BMO Mutual Funds RSP BMO Nesbitt Burns Group RSP BMO Nesbitt Burns RSP BMO RSP Guardian Group of Funds Ltd. Self-Directed RSP PCG Product operations RSP The Trust Company of Bank of Montreal RSP Tuesday, June 26, 2018 Page 1 of 13

2 Canadian Imperial Bank of Commerce CIBC Basic/Depository LIRA Canadian Western Bank CWB Branch Guaranteed RSP CWB Deposit Broker Guaranteed RSP Canadian Western Trust ATB Securities Inc. Self-Directed RSP Canadian Western Trust Company (M) Group RSP Canadian Western Trust Guaranteed RSP Canadian Western Trust Self Directed RSP Canoe Financial General RSP Hayward Securities Inc. Self-Directed RSP Leede Jones Gable Inc. Self-Directed RSP OceanRock Investments Inc. RSP Odlum Brown Limited Self-Directed RSP Open Access Limited Group RSP Open Access Limited RSP Qtrade Asset Management Inc. Self-Directed RSP Qtrade Securities Inc. Self-Directed RSP Raymond James Ltd. Self-Directed RSP Worldsource Financial Management Inc. RSP CIBC Mellon Trust Company Christian Labour Association of Canada (CLAC) Group RSP CIBC Mellon General RSP Integra RSP Leith Wheeler Family of Funds RSP Lincluden RSP Manulife Financial Group Retirement Savings Share Ownership Plan RSP Manulife Financial Group RSP Portland Investment Counsel Inc. RSP Toron RSP Vertex One Asset Management Inc. RSP CIBC Trust Corporation CIBC Group Investment Services LIRA RSP CIBC Investor Services Inc. Self-Directed RSP Tuesday, June 26, 2018 Page 2 of 13

3 CIBC Trust Corporation CIBC Personal Portfolio Services RSP CIBC Securities Inc. Mutual Funds LIRA CIBC Trust Self-Directed LIRA RSP CIBC Wood Gundy Self-Directed LIRA RSP Renaissance Investments RSP RSP Simplii Financial RSP Computershare Trust Company of Canada BBS Securities Inc. Self-Directed RSP Caldwell Securities Limited RSP Canaccord Genuity Corp. RSP Computershare Trust Company Self-Directed RSP Credential Securities Inc. RSP Edward Jones RSP Fidelity Clearing Canada ULC Self-Directed RSP GMP Securities L.P. RSP Jones Gable and Company Ltd. Self-Directed RSP Keybase Financial Group RSP Open Access Limited RSP Questrade Inc. RSP Richardson Partners Financial Limited RSP Sprott Asset Management Inc. RSP Sprott Asset Management L.P. RSP Sterling Mutuals Inc. Self-Directed RSP Stone & Company Limited RSP Union Securities Ltd. RSP Wolverton Securities Ltd. Self-Directed RSP Concentra Bank Concentra RSP Concentra Trust Alterna Bank Retirement Savings Plan RSP Alterna Savings Retirement Savings Plan RSP Atlantic Baptist Foundation RSP Brook Street Credit Union Limited RSP Codroy Valley Credit Union Limited RSP Community Credit Union Limited RSP Concentra Self-Directed RSP Credential Asset Management Multiple Fund RSP Tuesday, June 26, 2018 Page 3 of 13

4 Concentra Trust Diamond North Credit Union Retirement Savings Plan RSP Eagle River Credit Union Ltd. Eagle River Credit Union RSP Eastern Edge Credit Union RSP GrowthWorks-Matrix, RSP Hamilton Sound Credit Union RSP Horizon Credit Union Limited RSP Humber Valley Credit Union Limited RSP Jovfunds Self-Directed RSP Labrador Savings and Credit Union RSP MWCN Self-Directed RSP Newfoundland and Labrador Credit Union Limited RSP Northwest and Ethical Investments L.P. RSP Public Service Credit Union Limited RSP Reddy Kilowatt Co-operative Credit Society Limited RSP SaskWorks Venture Fund Inc. RSP Tangerine Investment Funds Limited Self-Directed RSP Venture Credit Union Limited RSP Venture Credit Union Ltd. Co-operators Life Insurance Company RSP RSP RSP RSP RSP RSP RSP Versatile Portfolios Navigator RSP Versatile Portfolios RSP CUMIS Life Insurance Company CUMIS Life Insurance Group RSP Restricted Group RSP Desjardins Financial Security Life Assurance Co. Desjardins Financial Security Guaranteed Investment Funds - Helios RSP Desjardins Financial Security Life Assurance Co. Group RSP Millennia III LIRA RSP National Savings Contract RSP Tuesday, June 26, 2018 Page 4 of 13

5 Desjardins Financial Security Life Assurance Co. National Savings Contract RSP Term Investments Contract RSP Desjardins Trust Inc. Desjardins Financial Security Investments Inc. RSP Desjardins Funds and Guaranteed Investments RSP Letko Brosseau Inc. RSP North West Mutual Funds RSP SFL Investments Inc. RSP First Calgary Savings & Credit Union Limited First Calgary Savings & Credit Union Limited RSP HSBC Bank Canada HSBC Bank Canada RSP HSBC Trust Company (Canada) HSBC InvestDirect SDRSP HSBC Mutual Funds RSP HSBC Portfolio Advantage RSP HSBC Premier Wealth Planning Self-Directed RSP HSBC Trust Company (Canada) RSP HSBC Trust Company RSP Industrial Alliance Ins. & Financial Services Inc. Alternative Investment Strategies RSP Ecoflex RSP IA Clarington GIF RSP IAG Savings and Retirement Plan RSP Industrial Alliance Group RSP Industrial Alliance Trust Inc. FundEX Investments Inc. RSP IA Clarington Investments Inc. RSP Industrial Alliance Securities Inc. RSP Tuesday, June 26, 2018 Page 5 of 13

6 Industrial Alliance Trust Inc. Investia Financial Services Inc. RSP Investors Group Trust Company Limited Investors Group Trust Company Limited RSP London Life Trusteed Group RSP London Life Trusteed RSP (2) ivari AIC SEGREGATED FUNDS RSP BPI Legacy Funds Annuity Contract LIRA C.I. Guaranteed Investment Funds RSP Omnibux Annuity Contract TD Guaranteed Investment Funds II RSP Transamerica Investment Portfolio II (TIP II) RSP Transamerica Investment Portfolio RSP Transamerica Investment Portfolio RSP KNIGHTS OF COLUMBUS Knights of Columbus RSP La Capitale Insurance and Financial Services Inc. Savings Annuity (Pancanadian) RSP LBC Trust Banque Laurentienne RSP Manulife Conductor Notes RSP Return on Innovation Fund Inc. RSP League Savings and Mortgage Company League Savings and Mortgage RSP London Life Insurance Company Flexible Investment Group RSP Tuesday, June 26, 2018 Page 6 of 13

7 London Life Insurance Company London Drugs Personal Plus Retirement Program RSP London Life Broker Sponsored Group RSP London Life Group RSP London Life Guaranteed Interest RSP London Life Newfoundland LIRA London Life Preferred Series 2 Segregated Funds RSP London Life Segregated Funds RSP Performer Group RSP Manulife Trust Company Manulife Investments RSP Manulife Securities Incorporated Self-Directed RSP Manulife Securities Investment Services Inc. Self-Directed RSP Simplicite Self-Directed RSP Ubiquity Bank RSP Natcan Trust Company Altamira RSP Meritage RSP Natcan Trust Company Self-Directed RSP National Bank Direct Brokerage Self-directed RSP National Bank Securities Inc. Mutual Funds RSP The National Bank Financial Inc. Self-Directed RSP The National Bank Financial Ltd. Self-Directed RSP Olympia Trust Company Olympia Trust Company RSP Primerica Life Insurance Company Common Sense Funds Individual Variable Insurance Contract RSP RBC Life Insurance Company RBC Insurance Guaranteed Investment Funds RSP Richmond Savings Credit Union Tuesday, June 26, 2018 Page 7 of 13

8 Richmond Savings Credit Union Newfoundland LIRA for Richmond Savings Credit Union Self-Directed Retirement Savings Plan Royal Trust Corporation of Canada Royal Managed Portfolio RSP Royal Trust Personal Trust Services RSP SSQ, Life Insurance Company Inc. SSQ (GMWB) RSP SSQ RSP State Street Trust Company Canada Russell Investments RSP Sentry RSP Sun Life Assurance Company of Canada Nortel Networks Investment Plan RSP Nortel Networks Savings Plan RSP Sun Guaranteed Investment Fund Solutions RSP Sun Life AssetBuilder RSP Sun Life Group RSP Sun Life of Canada Specimen Group RSP Sun Life of Canada Specimen Group RSP Sun Life of Canada Specimen Group RSP Sun Life of Canada Specimen Group RSP Sun Life of Canada Specimen Group RSP Sun Lifetime Advantage Guaranteed Investment Fund RSP Sun Protect Guaranteed Investment Fund RSP Sun Wise Essential Series Segregated Funds RSP SunSpectrum Interest Account RSP SunWise Elite RSP SunWise Essential Series 2 Segregated Funds RSP (base contract) RSP SunWise Essential Series 2 Segregated Funds RSP (income class) RSP SunWise Individual Variable Annuity RSP Superflex Annuity RSP Sun Life Financial Trust Inc. Tuesday, June 26, 2018 Page 8 of 13

9 Sun Life Financial Trust Inc. SLF Investment Services (Canada) Inc. RSP Sun Life Financial Trust Inc. Group RSP Sun Life Securities Group RSP Superflex - Locked-In Retirement Account Policy 97-A9 Tangerine Bank Tangerine Bank RSP The Bank of Nova Scotia Trust Company 1832 Retirement Savings Plan RSP HollisWealth Advisory Services Inc. Self-Directed RSP HollisWealth Self-Directed RSP Scotia RSP Scotia Self-Directed RSP The Canada Life Assurance Company Canada Life "Flex" LIRA RSP Canada Life Generations RSP Canada Life Group Rewards RRSP RSP Canada Life Group Rewards RRSP RSP Canada Life Guaranteed Interest RSP Canada Life Preferred Series 2 Segregated Funds RSP Canada Life Securities RSP Canada Life Segregated Funds RSP Canada Life Universal Group RSP Canada Life VIP-RSP Policy RSP Canada Life VIP-RSP Policy RSP Prestige Plus Retirement Savings Plan RSP Private Collections RSP Retirement Savings Annuity Policy RSP Successor Group Savings Plan RSP The Canada Trust Company Assante Capital Management Ltd. Self-Directed RSP Assante Financial Management Limited Self-Directed RSP Canadian Shareowner Inc. Self-Driected RSP CI Investments Inc. RSP Fidelity Investments Canada ULC RSP Tuesday, June 26, 2018 Page 9 of 13

10 The Canada Trust Company First Energy Capital Corporation Self-Directed RSP Manulife Bank of Canada RSP PEAK Investment Services RSP PEAK Securities Self-Directed RSP TD Canada Trust RSP TD Canada Trust RSP TD Employee Future Builder Group RSP Plan TD Future Builder RSP TD Mutual Funds RSP TD Waterhouse Private Investment Counsel RSP TD Waterhouse Private Trust RSP TD Waterhouse Self-Directed RSP The Empire Life Insurance Company Class Plus 2 RSP Class Plus 2.1 RSP Elite Investment Program RSP Elite Investment Program RSP Empire Class Segregated Funds RSP Empire Life Guaranteed Investment Funds 100/100 RSP Empire Life Guaranteed Investment Funds 75/100 RSP Empire Life Guaranteed Investment Funds 75/75 RSP Guaranteed Interest Contract RSP The Equitable Life Insurance Company of Canada Equitable Life RSP Equitable Life RSP Equitable Life RSP Equitable Life RSP Equitable Life RSP Pivotal Solutions ll RSP Pivotal Solutions RSP The Great-West Life Assurance Company Flexible Accumulation Annuity RSP Great-West Life Guaranteed Interest RSP Great-West Life Preferred Series 2 Segregated Funds RSP Great-West Life Segregated Funds Investors Group Series RSP Great-West Life Segregated Funds RSP Tuesday, June 26, 2018 Page 10 of 13

11 The Manufacturers Life Insurance Company Elite Portfolio RSP GRO Commutable RRSP RSP GRO Non-Commutable RRSP RSP Manulife Financial Group RSP Manulife GIF Investment Account RSP Manulife GIF Investment Account RSP Manulife GIF Investment Portfolio RSP Manulife Guaranteed Investment Funds (GIF and GIF Encore) RSP Manulife Guaranteed Investment Funds (GIF) Select (original) RSP Manulife Guaranteed Investment Funds (GIF) Select RSP Manulife Ideal Signature Select RSP Manulife Investment Guaranteed Interest Contract RSP Manulife PensionBuilder RSP Manulife Private Investment Pools - MPIP Segregated Pools RSP Manulife RetirementPlus RSP Maritime Life Group Retirement Savings Plan RSP Synchrony Funds RSP Term Account RSP Zurich WealthGuard Segregated Funds RSP The Royal Trust Company AEGON Fund Management Inc.RSP Arrow Capital Management Inc. RSP Aston Hill Asset Management Inc. RSP Beutel Goodman Funds RSP Bull Capital Management Inc. RSP Bullion Management Services Inc. RSP Burgundy Asset Management RSP Canadian Medical Association RSP CC & L Private Capital RSP Duncan Ross RSP Fund RSP EdgePoint Wealth Management Inc. RSP Educators Financial Group Inc. RSP Empire Life Mutual Funds RSP Excel Funds Management Inc. RSP Fiera Capital Corporation RSP Franklin Templeton Management Limited RSP Front Street Capital 2004 RSP Galibier Capital Management Ltd. RSP Genus Capital Management Inc. RSP Global Growth Assets Inc. ("GGAI") RSP Global Wealth Builders Limited RSP Gluskin Sheff + Associates Inc. RSP Tuesday, June 26, 2018 Page 11 of 13

12 The Royal Trust Company Highstreet Asset Management RSP I.A. Michael Investment Counsel Ltd. RSP Invesco Canada Ltd. RSP Janssen Inc. RSP Jarislowsky Fraser RSP Jones Collombin RSP Letko Brosseau Inc. RSP Mackie Research Capital Corporation RSP Marquest Asset Management Inc. RSP Mawer Investment Management RSP McElvaine Investment Management Ltd. RSP MD Private Trust RSP MFD Private Client Services Inc. RSP Montrusco Bolton RSP Nexus RSP Northern Citadel Bancorp Inc. RSP Optimum Asset Management Inc. RSP Pembroke Private Wealth Management Ltd. RSP Perennial Asset Management RSP Phillips, Hagar & North RSP Placements Louisbourg Investments RSP QV Investors Inc. RSP RBC Asset Management Inc. RSP RBC Direct Investing Inc. RSP RBC Dominion Securities Self-Directed RSP RBC Investor Services Trust RSP RBC Phillips, Hager & North Investment Counsel Inc. RSP RBC Private Counsel (USA) Inc. RSP RBC Structured Notes RSP Royal Bank RSP Royal Trust Personal Trust Services RSP SEI Investments Canada Company RSP Stacey Muirhead Capital Management Ltd. RSP Stylus Asset Management RSP Sun Life Global Investments RSP Thornmark Asset Management Inc. RSP UBS Bank (Canada) Self-Directed RSP Value Partners Investments Inc. RSP Wave Cycle Mutual Funds Ltd. RSP Yorkville Asset Management Inc. RSP The Wawanesa Life Insurance Company The Wawanesa Life Insurance Company RSP Tuesday, June 26, 2018 Page 12 of 13

13 Toronto Mutual Life Insurance Company Individual Variable Annuity Contract C.I. Segregated Funds RSP Tuesday, June 26, 2018 Page 13 of 13

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