Province of Newfoundland and Labrador Approved Locked-in Retirement Account Arrangements Under The Pension Benefits Act, 1997

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1 Province of Newfoundland and Labrador Approved Locked-in Retirement Account Arrangements Under The Pension Benefits Act, 1997 AGF Trust Company AGF Trust Company RSP Harmony RSP Primerica Concert RSP Allianz Life Insurance Company of North America Allianz Life Insurance Company of North America RSP Assumption Life Assumption Life RSP AXA Assurances Inc. AXA Assurances Inc. RSP B2B Trustco B2B Bank Financial Services Inc. RSP B2B Bank Intermediary Services Inc. RSP B2B Bank RSP B2B Bank Securities Services Inc. RSP Counsel Portfolio Services Inc. RSP Mackenzie Retirement Savings Plan RSP Quadrus RSP BMO Trust Company Advisors Advantage Trust RSP BMO GRS Group Retirement Savings Plan (Advisor Offer) RSP BMO GRS Group RRSP BMO InvestorLine Group RSP BMO InvestorLine RSP BMO Mutual Funds Group RSP BMO Mutual Funds RSP BMO Nesbitt Burns Group RSP BMO Nesbitt Burns RSP BMO RSP Friday, May 31, 2013 Page 1 of 14

2 BMO Trust Company Guardian Group of Funds Ltd. Self-Directed RSP PCG Product operations RSP The Trust Company of Bank of Montreal RSP Canadian Imperial Bank of Commerce CIBC Basic/Depository LIRA Canadian Western Bank CWB Branch Guaranteed RSP CWB Deposit Broker Guaranteed RSP Canadian Western Trust ATB Securities Inc. Self-Directed RSP Canadian Western Trust Company (M) Group RSP Canadian Western Trust Guaranteed RSP Canadian Western Trust Self Directed RSP Hayward Securities Inc. Self-Directed RSP Leede Financial Markets Inc. Self-Directed RSP OceanRock Investments Inc. RSP Odlum Brown Limited Self-Directed RSP Qtrade Asset Management Inc. Self-Directed RSP Qtrade Investor Inc. Self-Directed RSP Raymond James Ltd. Self-Directed RSP CIBC Mellon Trust Company Canoe Financial General RSP CIBC Mellon General RSP Integra RSP Leith Wheeler Family of Funds RSP Lincluden RSP Manulife Financial Group Retirement Savings Share Ownership Plan RSP Manulife Financial Group RSP Toron RSP CIBC Trust Corporation CIBC Group Investment Services LIRA RSP CIBC Investor Services Inc. Self-Directed RSP Friday, May 31, 2013 Page 2 of 14

3 CIBC Trust Corporation CIBC Personal Portfolio Services RSP CIBC Securities Inc. Mutual Funds LIRA CIBC Trust Self-Directed LIRA RSP CIBC Wood Gundy Self-Directed LIRA RSP President's Choice Financial LIRA RSP Renaissance Investments RSP RSP Citi Trust Company Canada Empire Life Mutual Funds RSP Citizens Bank of Canada Citizens Bank of Canada RSP Clarica Trust Company Clarica Third Party Mutual Funds RSP Clarica Trust GIC Group RSP - RSP Computershare Trust Company of Canada Caldwell Securities Limited RSP Canaccord Genuity Corp. RSP Credential Securities Inc. RSP Edward Jones RSP GMP Securities L.P. RSP Jones Gable and Company Ltd. Self-Directed RSP Jory Capital Inc. RSP Keybase Financial Group RSP MacQuarie Private Wealth Inc. RSP Open Access Limited RSP Penson Financial Services Canada Inc. RSP Questrade Inc. RSP Richardson Partners Financial Limited RSP Sprott Asset Management Inc. RSP Sprott Asset Management L.P. RSP Stone & Company Limited RSP Union Securities Ltd. RSP Concentra Financial Services Association Friday, May 31, 2013 Page 3 of 14

4 Concentra Financial Services Association Concentra Financial RSP Concentra Trust Atlantic Baptist Foundation RSP Brook Street Credit Union Limited RSP Codroy Valley Credit Union Limited RSP Community Credit Union Limited RSP Concentra Financial Self-Directed RSP Credential Asset Management Multiple Fund RSP Credit Union Deposit Program RSP Diamond North Credit Union Retirement Savings Plan RSP Eagle River Credit Union Ltd. Eagle River Credit Union RSP Eastern Edge Credit Union RSP GrowthWorks-Matrix, RSP Hamilton Sound Credit Union RSP Horizon Credit Union Limited RSP Humber Valley Credit Union Limited RSP ING Direct Funds Limited Self-Directed RSP Jovfunds Self-Directed RSP Labrador Savings and Credit Union RSP Newfoundland and Labrador Credit Union Limited RSP Northwest and Ethical Investments L.P. RSP Public Service Credit Union Limited RSP Reddy Kilowatt Co-operative Credit Society Limited RSP SaskWorks Venture Fund Inc. RSP Sterling Mutuals Inc. Self-Directed Retirement Savings Plan RSP Venture Credit Union Limited RSP Venture Credit Union Ltd. Co-operators Life Insurance Company RSP RSP RSP RSP RSP RSP RSP Versatile Portfolios RSP Friday, May 31, 2013 Page 4 of 14

5 Desjardins Financial Security Life Assurance Co. Desjardins Financial Security Guaranteed Investment Funds - Helios RSP Desjardins Financial Security Life Assurance Co. Group RSP Millennia III LIRA RSP National Savings Contract RSP National Savings Contract RSP Desjardins Trust Inc. Desjardins Financial Security Investments Inc. RSP Letko Brosseau Inc. RSP North West Mutual Funds RSP SFL Investments Inc. RSP First Calgary Savings & Credit Union Limited First Calgary Savings & Credit Union Limited RSP HSBC Bank Canada HSBC Bank Canada RSP HSBC Trust Company (Canada) HSBC InvestDirect SDRSP HSBC Mutual Funds RSP HSBC Portfolio Advantage RSP HSBC Premier Wealth Planning Self-Directed RSP HSBC Trust Company (Canada) RSP HSBC Trust Company RSP Imperial Life Assurance Company of Canada Imperial Select Accumulator RSP Industrial Alliance Ins. & Financial Services Inc. Alternative Investment Strategies RSP Ecoflex RSP IA Clarington GIF RSP IAG Savings and Retirement Plan RSP Industrial Alliance Group RSP Friday, May 31, 2013 Page 5 of 14

6 Industrial Alliance Pacific Ins. & Financial Ser. IAG Savings and Retirement Plan RSP Industrial Alliance Pacific Life Insurance Company Alternative Investment Strategies RSP Ecoflex RSP Ecoflextra RSP Industrial Alliance Trust Inc. FundEX Investments Inc. RSP IA Clarington Investments Inc. RSP Industrial Alliance Securities Inc. RSP Investia Financial Services Inc. RSP ING Bank of Canada ING Direct RSP Investors Group Trust Company Limited Christian Labour Association of Canada RSP Envision Trust Group RSP Envision Trust Group RSP (2) Investors Group Trust Company Limited RSP KNIGHTS OF COLUMBUS Knights of Columbus RSP LBC Trust Banque Laurentienne RSP Manulife Conductor Notes RSP Return on Innovation Fund Inc. RSP League Savings and Mortgage Company League Savings and Mortgage RSP Friday, May 31, 2013 Page 6 of 14

7 London Life Insurance Company Agricore Co-operative Ltd. RSP Envision Broker Sponsored RSP Envision Group RSP Flexible Investment Broker Sponsored RSP Flexible Investment Group RSP Flexible Investment Group RSP London Drugs Personal Plus Retirement Program RSP London Life Newfoundland LIRA London Life Preferred Series 2 Segregated Funds RSP London Life Segregated Funds RSP Performer Group RSP Maple Trust Company IQON Financial Inc. Self-Directed RSP Maple Trust Company RSP Maple Trust Company RSP Trillenium Self-Directed RSP W.H. Stuart Mutuals Ltd. RSP Your Investment Shoppers RSP Natcan Trust Company Altamira RSP Meritage RSP National Bank Direct Brokerage Self-directed RSP National Bank Securities Inc. Mutual Funds RSP The National Bank Financial Inc. Self-Directed RSP The National Bank Financial Ltd. Self-Directed RSP Olympia Trust Company Olympia Trust Company RSP Primerica Life Insurance Company Primerica Common Sense Funds RSP RBC Life Insurance Company RBC Insurance Guaranteed Investment Funds RSP Friday, May 31, 2013 Page 7 of 14

8 Richmond Savings Credit Union Newfoundland LIRA for Richmond Savings Credit Union Self-Directed Retirement Savings Plan Royal Trust Corporation of Canada Royal Managed Portfolio RSP Royal Trust Personal Trust Services RSP SSQ, Life Insurance Company Inc. SSQ (GMWB) RSP SSQ RSP Standard Life Trust Company Standard Life Mutual Funds RSP State Street Trust Company Canada Russell Investments RSP Sentry Select RSP Sun Life Assurance Company of Canada Clarica Interest Accounts RSP Clarica Portfolio RSP Nortel Networks Investment Plan RSP Nortel Networks Savings Plan RSP Sun Life AssetBuilder RSP Sun Life Group RSP Sun Life of Canada Specimen Group RSP Sun Life of Canada Specimen Group RSP Sun Life of Canada Specimen Group RSP Sun Life of Canada Specimen Group RSP Sun Life of Canada Specimen Group RSP Sun Wise Essential Series Segregated Funds RSP SunSpectrum Interest Account RSP SunWise Elite RSP SunWise Essential Series 2 Segregated Funds RSP (base contract) RSP SunWise Essential Series 2 Segregated Funds RSP (income class) RSP SunWise Individual Variable Annuity RSP Superflex Annuity RSP Friday, May 31, 2013 Page 8 of 14

9 Sun Life Financial Trust Inc. Sun Life Financial Investment Services (Canada) Inc. RSP Sun Life Financial Trust Inc. Group RSP Sun Life Securities Group RSP Sun Life Securities Inc. Self Directed RSP Sun Life Securities Inc. Self-Directed Group RSP Superflex - Locked-In Retirement Account Policy 97-A9 The Bank of Nova Scotia Trust Company Dundee Private Investors Inc. Self-Directed RSP DWM Securities Inc. Self-Directed RSP Scotia RSP Scotia Self-Directed RSP The Canada Life Assurance Company Canada Life "Flex" LIRA RSP Canada Life "Generations" LIRA RSP Canada Life Group Rewards RRSP RSP Canada Life Group Rewards RRSP RSP Canada Life Preferred Series 2 Segregated Funds RSP Canada Life Securities RSP Canada Life Segregated Funds RSP Canada Life Universal Group RSP Canada Life VIP-RSP Policy RSP Canada Life VIP-RSP Policy RSP Prestige Plus Retirement Savings Plan RSP Private Collections RSP Retirement Savings Annuity Policy RSP Successor Group Savings Plan RSP The Canada Trust Company AIC Limited RSP Arrow Hedge Partners Inc. RSP Assante Capital Management Ltd. Self-Directed RSP Assante Financial Management Limited Self-Directed RSP Canadian Shareowner Inc. Self-Driected RSP CI Investments Inc. RSP CMG-Worldsource Self-Directed RSP Cougar Global Investments Limited Self-Directed RSP Dundee Private Investors Inc. Self Directed RSP Dundee Self-Directed RSP Friday, May 31, 2013 Page 9 of 14

10 The Canada Trust Company Dundee Structured Notes RSP Dynamic Mutual Funds RSP Fidelity Employees of Campbell Company of Canada Group RSP Fidelity Employees of PPG Canada Inc. Group RSP Fidelity Ford Motor Co. of Canada Ltd. Group RSP Fidelity Hourly Employees of G. M. of Canada Ltd. Group RSP Fidelity Investments Canada ULC RSP Fidelity Investments Life Insurance Co. Group General RSP Fidelity Next Step Personal Retirement Group Plan RSP Fidelity Retirement Services Company of Canada Ltd. Group General RSP Fidelity Retirement Services Company of Canada Ltd. Group RSP Fidelity Salaried Employees of G. M. of Canada Ltd. Group RSP First Energy Capital Corporation Self-Directed RSP Global Maxfin Investments Inc. RSP Harbour Capital RSP Insight Program RSP Integral Wealth Financial RSP Integral Wealth Securities RSP Man Investments Canada Corp. RSP Manulife Bank of Canada RSP Manulife Securities Inc. Self- Directed RSP Manulife Securities Investment Services Inc. Self- Directed RSP MGI Financial Self-Directed RSP PEAK Investment Services RSP PEAK Securities Self-Directed RSP TD Canada Trust RSP TD Canada Trust RSP TD Employee Future Builder Group RSP Plan TD Future Builder RSP TD Mutual Funds RSP TD Waterhouse Institutional Services Self-Directed RSP TD Waterhouse Private Investment Counsel RSP TD Waterhouse Private Trust RSP TD Waterhouse Self-Directed RSP Tradex RSP Tricycle Capital Management Corp. Self-Directed RSP TS Asset Management USA Managed RSP The Empire Life Insurance Company Class Plus 2 RSP Elite Investment Program RSP Elite Investment Program RSP Empire Class Segregated Funds RSP Friday, May 31, 2013 Page 10 of 14

11 The Equitable Life Insurance Company of Canada Equitable Life RSP Equitable Life RSP Equitable Life RSP Equitable Life RSP Equitable Life RSP Pivotal Solutions ll RSP Pivotal Solutions RSP The Great-West Life Assurance Company Flexible Accumulation Annuity RSP Great-West Life Preferred Series 2 Segregated Funds RSP Great-West Life Segregated Funds Investors Group Series RSP Great-West Life Segregated Funds RSP The Manufacturers Life Insurance Company Elite Portfolio RSP GRO Commutable RRSP RSP GRO Non-Commutable RRSP RSP Manulife Financial Group RSP Manulife GIF Investment Account RSP Manulife GIF Investment Account RSP Manulife GIF Investment Portfolio RSP Manulife Guaranteed Investment Funds (GIF and GIF Encore) RSP Manulife Guaranteed Investment Funds (GIF) Select (original) RSP Manulife Guaranteed Investment Funds (GIF) Select RSP Manulife Investment Guaranteed Interest Contract RSP Maritime Life Group Retirement Savings Plan RSP Synchrony Funds RSP Term Account RSP Zurich WealthGuard Segregated Funds RSP The National Life Assurance Company of Canada Alternative Investment Strategies ll RSP Alternative Investment Strategies RSP Locked-In Money - UltraFlex R - M Pension LIRA RSP Ultraflex II RSP Friday, May 31, 2013 Page 11 of 14

12 The Royal Trust Company Adroit Group Ltd. RSP AEGON Fund Management Inc.RSP Beutel Goodman Managed Funds Inc. RSP Brigata Capital Management Inc. RSP Bull Capital Management Inc. RSP Bullion Management Services Inc. RSP Burgundy Asset Management RSP Canadian Medical Association RSP CC & L Private Capital RSP Duncan Ross RSP Fund RSP EdgePoint Wealth Management Inc. RSP Educators Financial Group Inc. RSP Excel Funds Management Inc. RSP Fidelity Clearing Canada ULC RSP Fiera Capital Corporation RSP Franklin Templeton Management Limited RSP Front Street Capital 2004 RSP GBC Group of Funds RSP Genus Capital Management Inc. RSP Global Wealth Builders Limited RSP Gluskin Sheff + Associates Inc. RSP Highstreet Asset Management RSP I.A. Michael Investment Counsel Ltd. RSP Invesco Canada Ltd. RSP Janssen-Ortho Inc. RSP Jarislowsky Fraser RSP Jones Collombin RSP MacDougall, MacDougall & MacTier Self-Directed RSP Mackie Research Capital Corporation RSP Marquest Investment Counsel Ltd. RSP Mawer Investment Management RSP McElvaine Investment Management Ltd. RSP MD Private Trust RSP MFD Private Client Services Inc. RSP Montrusco Bolton RSP Navina Asset Management Ltd. RSP Nexus RSP Northern Citadel Bancorp Inc. RSP Optimun Asset Management Inc. RSP Perennial Asset Management RSP Phillips, Hagar & North RSP Placements Louisbourg Investments RSP QV Investors Inc. RSP RBC Asset Management Inc. RSP RBC Direct Investing Inc. RSP Friday, May 31, 2013 Page 12 of 14

13 The Royal Trust Company RBC Dominion Securities Self-Directed RSP RBC Investor Services Trust RSP RBC Phillips, Hager & North Investment Counsel Inc. RSP RBC Private Counsel (USA) Inc. RSP RBC Structured Notes RSP Royal Bank RSP Royal Trust Personal Trust Services RSP SEI Investments Canada Company RSP Stacey Muirhead Capital Management Ltd. RSP Stylus Asset Management RSP Sun Life Global Investments RSP Thornmark Asset Management Inc. RSP UBS Bank (Canada) Self-Directed RSP Value Partners Investments Inc. RSP Wave Cycle Mutual Funds Ltd. RSP The Standard Life Assurance Company of Canada Group RSP Group RSP Group RSP Group RSP Group RSP Group RSP Group RSP Group RSP Group RSP Ideal Segregated Fund RSP Ideal Solutions for Savings RSP Ideal Term Fund RSP The Wawanesa Life Insurance Company The Wawanesa Life Insurance Company RSP Toronto Mutual Life Insurance Company Individual Variable Annuity Contract C.I. Segregated Funds RSP Transamerica Life Canada AIC SEGREGATED FUNDS RSP Friday, May 31, 2013 Page 13 of 14

14 Transamerica Life Canada BPI Legacy Funds Annuity Contract LIRA C.I. Guaranteed Investment Funds RSP Omnibux Annuity Contract TD Guaranteed Investment Funds II RSP Transamerica Investment Portfolio II (TIP II) RSP Transamerica Investment Portfolio RSP Transamerica Investment Portfolio RSP Trimark Trust Trimark Group Non-Withdrawal Retirement Savings Plan Trimark RSP Trimark RSP Ubiquity Bank of Canada Ubiquity Bank RSP Friday, May 31, 2013 Page 14 of 14

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