Account Custody Statement

Transcription

1 Account Custody Statement ERIC HOSMER 6520 N NATIONAL DRIVE KANSAS CITY, MO Account Name: NATIONAL ADVISORS TRUST CO FSB CUSTODIAN FOR ERIC HOSMER TRADITIONAL IRA RETIREMENT ASSET STRATEGIES TH STREET, SUITE 300 DENVER, CO Portfolio Allocation Summary Total Market Value CASH & CASH EQUIVALENTS 1 4, EQUITIES 1 6, EQUITY FUNDS 5 1 5, FIXED INCOME FUNDS 3 2 1, Total 8 6 7, Account Activity Summary Income Summary This Period Year To Date This Period Year To Date Beginning Market Value 8 8 9, , Cash Deposits Income 7, , Sales 4 0, , Purchases 3, , Disbursements 4 0, , Fees 1, , Net Money Market Trades 3, , Change In Market Value 2 2, , Dividends 4, , Short Term Capital Gains Div 1, , Taxable Interest Long Term Cap Gains Dist 1, , Total Income 7, , Ending Market Value 8 6 7, ,

2 Account Custody Statement Page 2 Current Realized Gain Loss Activity Date Of Date Of Gain / Loss Security Description Shares Purchase / Cost Sales / Proceeds Amount Term 1, /07/ /17/2014 1, LONG RETURN BD FD 1 8, , SPDR SERIES TRUST S&P DIVID ETF /09/ /31/ SHORT 9, , VANGUARD INDEX FDS GROWTH ETF /09/ /31/ SHORT 9, , Total 3 6, , , Summary Distributions Realized Total SHORT TERM CAPITAL GAIN/LOSS 1, , , LONG TERM CAPITAL GAIN/LOSS 1, , , Realized Gain Loss Activitiy Capital Gains/losses Current Period 6, Year To Date 196, Portfolio Detail Description Price Gain/loss Accrued Inc Yield Cash & Cash Equivalents MM NATC CASH LIQUIDITY PROGRAM 14, , Total Cash & Cash Equivalents 14, , Description Ticker Shares Price Gain/loss Accrued Inc Yield Equities V7780T103 ROYAL CARIBBEAN CRUISES LTD SHS RCL , , , Total Equities 16, , ,

3 Account Custody Statement Page 3 Portfolio Detail ( Continued ) Description Ticker Shares Price Gain/loss Accrued Inc Yield Equity Funds ISHARES TR INDEX S&P SMALLCAP IJR , , INDEX FD , A104 POWERSHARES QQQ TRUST QQQ , , , X708 POWERSHARES ETF TRUST DYNM LRG PWV 2, , , , CP VL , X716 POWERSHARES ETF TRUST INTL DIV PID 1, , , ACHV X889 SPDR INDEX SHS FDS GWL , , , A763 SPDR SERIES TRUST S&P DIVID ETF SDY , , , , VANGUARD STAR FD TOTAL INTL VXUS , , , STOCK INDEX FUND , VANGUARD INDEX FDS GROWTH ETF VUG , , , W315 WISDOMTREE TRUST EMRG MKT HGHYD DEM , , , , Total Equity Funds 515, , , , Fixed Income Funds 25155T601 DEUTSCHE FUNDS GLOBAL HIGH SGHSX 5, , , , INCOME FUND CL S MWTRX 18, , , , RETURN BD FD , T103 OPPENHEIMER INTL BD FD CL A # OIBAX 14, , , , , Total Fixed Income Funds 321, , , , Total Assets 867, , , , , Total Accrued Inc 1, , Grand Total Assets 868, , , , ,

4 Account Custody Statement Page 4 Portfolio Detail ( Continued ) Description Ticker Shares Price Gain/loss Accrued Inc Yield *Market prices shown are obtained from sources that we believe to be reliable. Certain values may be obtained from third-party sources, including your RIA, general or managing partner, periodically updated independent appraisal, or other sources. We cannot guarantee their or that assets can be sold for these values* Activity Detail 10/01/14 Beginning Balance , /01/14 INTEREST ON 11, NATC CASH INCOME LIQUIDITY PROGRAM PAYABLE 09/30/14 EFFECTIVE 09/30/14 10/01/14 DIVIDEND ON METROPOLITAN WEST INCOME FDS TOTAL RETURN BD FD PAYABLE 09/30/14 EFFECTIVE 09/30/14 10/01/14 PURCHASED SHS PURCHASE RETURN BD FD ON 09/30/14 AT FOR 10/01/14 DIVIDEND ON OPPENHEIMER INTL BD INCOME FD CL A # 880 PAYABLE 09/30/14 EFFECTIVE 09/30/14 10/01/14 PURCHASED SHS OPPENHEIMER PURCHASE INTL BD FD CL A # 880 ON 09/30/14 AT 6.01 FOR 10/02/14 DIVIDEND ON 200 SHS ROYAL INCOME CARIBBEAN CRUISES LTD SHS AT 0.30 PER SHARE PAYABLE 10/02/14 EX DATE 09/18/14 10/20/14 SOLD 1, SHS METROPOLITAN SALE 20, , WEST FDS TOTAL RETURN BD FD ON 10/17/14 AT THRU STN-FIDELITY 10/20/14 DISTRIBUTION TO TINKER FEDERAL DISBURSEMENT 20, CREDIT UNION CHECKING ACCT LESS $ 2, FED TAX WITHHELD LESS $ STATE TAX WITHHELD FED W/H 14% ST W/H 1% 10/22/14 MONTHLY FEE TO NATIONAL ADVISORS FEE TRUST CO, FSB FOR THE PERIOD ENDING 10/15/14 10/31/14 DIVIDEND ON 821 SHS POWERSHARES INCOME QQQ TRUST AT.2378 PER SHARE PAYABLE 10/31/14 EX DATE 09/19/14 10/31/14 DIVIDEND ON DEUTSCHE FUNDS INCOME GLOBAL HIGH INCOME FUND CL S PAYABLE 10/27/14 EFFECTIVE 10/27/14 10/31/14 PURCHASED SHS DEUTSCHE PURCHASE FUNDS GLOBAL HIGH INCOME FUND CL S ON 10/27/14 AT 7.18 FOR

5 Account Custody Statement Page 5 Activity Detail ( Continued ) 11/03/14 INTEREST ON 11, NATC CASH INCOME LIQUIDITY PROGRAM PAYABLE 10/31/14 EFFECTIVE 10/31/14 11/03/14 DIVIDEND ON OPPENHEIMER INTL BD INCOME FD CL A # 880 PAYABLE 10/31/14 EFFECTIVE 10/31/14 11/03/14 PURCHASED SHS OPPENHEIMER PURCHASE INTL BD FD CL A # 880 ON 10/31/14 AT 6.02 FOR 11/04/14 DIVIDEND ON METROPOLITAN WEST INCOME FDS TOTAL RETURN BD FD PAYABLE 10/31/14 EFFECTIVE 10/31/14 11/04/14 PURCHASED SHS PURCHASE RETURN BD FD ON 10/31/14 AT FOR 11/05/14 SOLD 129 SHS SPDR SERIES TRUST SALE 10, , S&P DIVID ETF ON 10/31/14 AT THRU NATIONAL FINANCIAL SERVICES CORP COMMISSIONS PAID 7.95 EXPENSES PAID /05/14 SOLD 99 SHS VANGUARD INDEX FDS SALE 10, , GROWTH ETF ON 10/31/14 AT THRU NATIONAL FINANCIAL SERVICES CORP COMMISSIONS PAID 7.95 EXPENSES PAID /05/14 INVESTMENT MANAGEMENT FEE TO FEE 1, RETIREMENT INVESTMENT ADVISORS 11/05/14 DISTRIBUTION TO TINKER FEDERAL DISBURSEMENT 20, CREDIT UNION CHECKING ACCT LESS $ 2, FED TAX WITHHELD LESS $ STATE TAX WITHHELD FED W/H 14% OK STATE W/H 1% 11/24/14 MONTHLY FEE TO NATIONAL ADVISORS FEE TRUST CO, FSB FOR THE PERIOD ENDING 11/15/14 11/25/14 DIVIDEND ON DEUTSCHE FUNDS INCOME GLOBAL HIGH INCOME FUND CL S PAYABLE 11/21/14 EFFECTIVE 11/21/14 11/25/14 PURCHASED SHS DEUTSCHE PURCHASE FUNDS GLOBAL HIGH INCOME FUND CL S ON 11/21/14 AT 7.12 FOR 12/01/14 INTEREST ON 9, NATC CASH INCOME LIQUIDITY PROGRAM PAYABLE 11/28/14 EFFECTIVE 11/28/14 12/01/14 DIVIDEND ON METROPOLITAN WEST INCOME FDS TOTAL RETURN BD FD PAYABLE 11/28/14 EFFECTIVE 11/28/14 12/01/14 PURCHASED SHS PURCHASE RETURN BD FD ON 11/28/14 AT FOR 12/01/14 DIVIDEND ON OPPENHEIMER INTL BD INCOME FD CL A # 880 PAYABLE 11/28/14 EFFECTIVE 11/28/14 12/01/14 PURCHASED SHS OPPENHEIMER PURCHASE INTL BD FD CL A # 880 ON 11/28/14 AT 6.01 FOR

6 Account Custody Statement Page 6 Activity Detail ( Continued ) 12/11/14 SHORT TERM CAPITAL GAINS INCOME DIVIDEND ON 4, SHS DEUTSCHE FUNDS GLOBAL HIGH INCOME FUND CL S AT.1341 PER SHARE PAYABLE 12/10/14 EX DATE 12/09/14 EFFECTIVE 12/10/14 12/11/14 PURCHASED SHS DEUTSCHE PURCHASE FUNDS GLOBAL HIGH INCOME FUND CL S ON 12/10/14 AT 6.87 FOR 12/18/14 SHORT TERM CAPITAL GAINS INCOME DIVIDEND ON 18, SHS RETURN BD FD AT PER SHARE PAYABLE 12/17/14 EX DATE 12/17/14 EFFECTIVE 12/17/14 12/18/14 PURCHASED SHS PURCHASE RETURN BD FD ON 12/17/14 AT FOR 12/18/14 LONG TERM CAPITAL GAINS DIVIDEND INCOME ON 18, SHS METROPOLITAN WEST FDS TOTAL RETURN BD FD AT PER SHARE PAYABLE 12/17/14 EX DATE 12/17/14 EFFECTIVE 12/17/14 12/18/14 PURCHASED SHS PURCHASE RETURN BD FD ON 12/17/14 AT FOR 12/22/14 MONTHLY FEE TO NATIONAL ADVISORS FEE TRUST CO, FSB FOR THE PERIOD ENDING 12/15/14 12/26/14 DIVIDEND ON 867 SHS WISDOMTREE INCOME TRUST EMRG MKT HGHYD AT.4406 PER SHARE PAYABLE 12/26/14 EX DATE 12/19/14 12/29/14 DIVIDEND ON 982 SHS VANGUARD INCOME STAR FD TOTAL INTL STOCK INDEX FUND AT 0.40 PER SHARE PAYABLE 12/29/14 EX DATE 12/22/14 12/29/14 DIVIDEND ON 677 SHS VANGUARD INCOME INDEX FDS GROWTH ETF AT.406 PER SHARE PAYABLE 12/29/14 EX DATE 12/22/14 12/30/14 DIVIDEND ON 867 SHS SPDR SERIES INCOME TRUST S&P DIVID ETF AT PER SHARE PAYABLE 12/30/14 EX DATE 12/19/14 12/30/14 LONG TERM CAPITAL GAINS DIVIDEND INCOME ON 867 SHS SPDR SERIES TRUST S&P DIVID ETF AT PER SHARE PAYABLE 12/30/14 EX DATE 12/19/14 12/30/14 SHORT TERM CAPITAL GAINS INCOME DIVIDEND ON 867 SHS SPDR SERIES TRUST S&P DIVID ETF AT PER SHARE PAYABLE 12/30/14 EX DATE 12/19/14 12/31/14 DIVIDEND ON 821 SHS POWERSHARES INCOME QQQ TRUST AT PER SHARE PAYABLE 12/31/14 EX DATE 12/19/14

7 Account Custody Statement Page 7 Activity Detail ( Continued ) 12/31/14 DIVIDEND ON 2,531 SHS INCOME POWERSHARES ETF TRUST DYNM LRG CP VL AT PER SHARE PAYABLE 12/31/14 EX DATE 12/19/14 12/31/14 DIVIDEND ON 1,408 SHS INCOME POWERSHARES ETF TRUST INTL DIV ACHV AT PER SHARE PAYABLE 12/31/14 EX DATE 12/19/14 12/31/14 DIVIDEND ON 703 SHS ISHARES TR INCOME INDEX S&P SMALLCAP 600 INDEX FD AT PER SHARE PAYABLE 12/31/14 EX DATE 12/24/14 12/31/14 NET CASH MANAGEMENT NET MMKT TRADES 3, , /31/14 Ending Balance ,