Latest Innovations in the World of Exchange Traded Funds

Transcription

1 Latest Innovations in the World of Exchange Traded Funds Presented by: Doug Fabian President, Fabian Wealth Strategies 1

2 State of the ETF Industry Number of Products: 1,300+ Total ETF Assets: $1.2 trillion Number of new ETFs in 2012: 100+ Over 30 ETF providers 2

3 Categories of ETFs Index Based Domestic Sector Fixed Income Dividend Equity International Region Specific Single Country Leveraged Inverse Commodity Currency Multi-Asset 3

4 Asset Allocation Equal Weight Indexes New Innovations Fund of funds Actively Managed Low Volatility 4

5 Top 10 ETFs by Total Assets Ticker Top 10 ETFs by Assets Assets ($mils)* SPY SPDR S&P ,727 GLD SPDR GOLD 65,736 VWO Vanguard Emerging Markets 50,655 EFA ishares EAFE index 34,135 EEM ishares Emerging Markets Index 33,802 QQQ PowerShares QQQ 31,939 IVV ishares S&P 500 Index 29,823 TIP ishares Barclays TIPS Bond 23,036 LQD ishares Invest Grade Corporate Bond 22,680 VTI Vanguard Total Market ETF 21,470 5

6 Top 10 ETFs by 2012 Inflows Ticker Top 10 ETFs by 2012 Inflows 2012 Inflows (mils)* VWO Vanguard Emerging Markets 7,440 LQD ishares Invest Grade Corporate Bond 4,963 HYG ishares High Yield Corporate Bond 3,771 BND Vanguard Barclays Total Bond 2,625 VNQ Vanguard REIT Index 2,621 QQQ PowerShares QQQ 2,204 VOO Vanguard S&P 500 2,188 VXX ipath S&P 500 VIX Short Term 1,970 VIG Vanguard Dividend Appreciation 1,796 DEM WisdomTree Emerg Mkts Equity Inc 1,703 6

7 BOND Vital Signs Type of ETF Aggregate Bond (Active) Holdings Number of securities = 737 Expense Ratio 0.55% Average Daily Volume 235,000 shares Asset Allocation Mortgage 36% Government 21% Cash 25% Corporate 11% Municipal 5.5% Yield 2.02% Size of Fund $2.35 billion 7

8 PIMCO Total Return (BOND) 8

9 IYLD Vital Signs Type of ETF Asset Allocation Holdings Number of securities = 10 Expense Ratio 0.60% Average Daily Volume 34,000 shares Asset Allocation Fixed Income 50% US Equity 29% Intl Fixed Income 9% Real Estate 5% Intl Equity 5% Yield 5.28% Size of Fund $51 million 9

10 ishares Multi-Asset Income (IYLD) 10

11 AMLP Vital Signs Type of ETF Sector Energy MLP Holdings Number of securities = 26 Expense Ratio 0.85% Average Daily Volume 1.9 million shares Top 5 Holdings Enterprise Partners 9.5% Kinder Morgan 9.3% Magellan Midstream 7.18% Energy Trnsfr Partnrs 7.16% Plains All American 7.03% Yield 6.18% Size of Fund $3.78 billion 11

12 Alerian MLP ETF (AMLP) 12

13 CVY Vital Signs Type of ETF Asset Allocation Holdings Number of securities = 146 Expense Ratio 0.60% Average Daily Volume 172,000 shares Top 5 Holdings Penn West (PWE) GM Corporate Bond Baytex Energy Telefonica SA Pengrowth Energy Corp Yield 5.46% Size of Fund $747 million 13

14 Guggenheim Multi-Asset Income (CVY) 14

15 SPLV Vital Signs Type of ETF U.S. Large Cap Equity Holdings Number of securities = 98 Expense Ratio 0.25% Average Daily Volume 1 million shares Asset Allocation Electric 26.5% Food 13.36% Retail 11% Pharmaceuticals 9% Telecomunciations 5.11% Yield 2.95% Size of Fund $2.33 billion 15

16 PowerShares S&P 500 Low Vol (SPLV) 16

17 RJA Vital Signs Type of ETN Commodity Pool Holdings Number of securities = N/A Expense Ratio 0.75% Asset Allocation Corn 13% Wheat 13% Cotton 12% Soy Beans 9.6% Coffee 5.73% Average Daily Volume 388,000 shares Size of Fund $410 million 17

18 ELEMENTS Rogers Agriculture Tot Ret (RJA) 18

19 MOO Vital Signs Type of ETF Agriculture Stocks Holdings Number of securities = 48 Expense Ratio 0.53% Asset Allocation Chemicals 44% Agriculture 25% Machinery 15% Food 13% Average Daily Volume 532,000 shares Size of Fund $5.5 billion 19

20 MarketVectors Agribusiness (MOO) 20

21 IEZ Vital Signs Type of ETF Domestic Sector - Energy Holdings Number of securities = 45 Expense Ratio 0.47% Asset Allocation Slumberger 20.5% Halliburton 9.50% National Oilwell 9.36% Baker Hughes 6.68% Cameron Intl 4.57% Average Daily Volume 151,000 shares Size of Fund $399 million 21

22 ishares Oil & Equip Services (IEZ) 22

23 EWS Vital Signs Type of ETF Single Country Emerg Mkt Holdings Number of securities = 32 Expense Ratio 0.52% Asset Allocation Banks 31% Telecom 11.9% Real Estate 11.16% Holding Co s 8.77% Agriculture 4.48% Average Daily Volume 2.2 million shares Size of Fund $1.55 billion 23

24 ishares MSCI Singapore Index (EWS) 24

25 GDXJ Vital Signs Type of ETF Commodity Stock Index Holdings Number of securities = 84 Expense Ratio 0.54% Asset Allocation B2Gold Corp 3.6% Perseus Mining 3.3% Medusa Mining 2.89% Silvercorp Metals 2.68% Rubicon Minerals 2.56% Average Daily Volume 2.3 million shares Size of Fund $2.15 billion 25

26 Market Vectors Jr. Gold Miners (GDXJ) 26

27 Doug s Top 5 ETFs for Income WisdomTree Emerg Mkts Equity Income (DEM) PIMCO Total Return Fund (BOND) ishares Multi-Asset Income Fund (IYLD) Guggenheim Multi-Asset Income Fund (CVY) Powershares S&P Low Volatility (SPLV) 27

28 Doug s Top 5 ETFs for Growth Vanguard Emerging Market Equity (VWO) SPDR Gold Shares (GLD) PowerShares QQQ (QQQ) ishares DJ Oil & Gas (IEZ) MarketVectors Agribusiness ETF (MOO) 28

29 Complete List of ETFs Available at Fabianwealth.com 29

30 Trading Tips for ETF Investors Position Size Volume Price History Sell Orders 30

31 ETF Report The Ultimate Income Strategy Report Monday Morning Podcast Free at fabianwealth.com 31