Appraisal Report 08/01/18 IAM Demo Portfolio 3

Transcription

1 1 Appraisal Report 08/01/18 Quantity Unit Cost Total Cost Price % of Unrealized % Value Port. Gain/Loss G/L Estimated Income Est. Yield P/E Beta Money Funds Portfolio Cash 43, , , , , , , Exchange Traded Funds Ishares MidCap I , , , Ishares SmallCap , , , Vanguard FTSE , , , , , , , Mutual Funds Dodge & Cox St , , , Loomis Sayles Bo 1, , , Vanguard ST Trs 1, , , Vanguard Wellin , , , , , , , , Common Stocks Aflac , , , Community Bank , , , Exxon , , , Facebook , , , General Electric , , , Target , , , Walgreen Boots , , , , , , , Totals: 297, , , ,

2 1 Income / Dividend Received 08/01/18 Date Range - 01/01/2018 Thru 08/01/2018 Taxable Nontaxable Gain Distributions Other Interest Dividends Interest Dividends Short-Term Long-Term Income Total Exchange Traded Funds IJH Ishares MidCap Idx IJR Ishares SmallCap Idx VWO Vanguard FTSE Total Exchange Traded Fund 1, , Mutual Funds DODGX Dodge & Cox Stock LSBRX Loomis Sayles Bond VFISX Vanguard ST Trsy VWELX Vanguard Wellington Total Mutual Funds 1, , Common Stocks AFL Aflac CBU Community Bank XOM Exxon GE General Electric TGT Target WBA Walgreen Boots Total Common Stocks 1, , Totals 3, ,899.94

3 1 Income / Dividend Received Date Range - 01/01/2018 Thru 08/01/2018 By Monthly Totals 08/01/18 Taxable Nontaxable Gain Distributions Other Date/Security Interest Dividends Interest Dividends Short-Term Long-Term Income Total January /30/18 Loomis Sayles Bond /30/18 Vanguard ST Trsy Total January February /09/18 Exxon /14/18 Walgreen Boots /20/18 Target /27/18 Loomis Sayles Bond /27/18 Vanguard ST Trsy Total February March /14/18 Community Bank /14/18 General Electric /15/18 Vanguard Wellington /22/18 Ishares MidCap Idx /22/18 Ishares SmallCap Idx /26/18 Dodge & Cox Stock /28/18 Vanguard FTSE /28/18 Loomis Sayles Bond /28/18 Vanguard ST Trsy Total March , , April /29/18 Loomis Sayles Bond /29/18 Vanguard ST Trsy Total April May /15/18 Exxon /15/18 Target /15/18 Walgreen Boots /22/18 Aflac /29/18 Loomis Sayles Bond /29/18 Vanguard ST Trsy Total May June 2018

4 2 Income / Dividend Received Date Range - 01/01/2018 Thru 08/01/2018 By Monthly Totals 08/01/18 Taxable Nontaxable Gain Distributions Other Date/Security Interest Dividends Interest Dividends Short-Term Long-Term Income Total June /14/18 Community Bank /15/18 General Electric /15/18 Vanguard Wellington /22/18 Vanguard FTSE /26/18 Ishares MidCap Idx /26/18 Dodge & Cox Stock /28/18 Ishares SmallCap Idx /30/18 Loomis Sayles Bond /30/18 Vanguard ST Trsy Total June , , July /30/18 Loomis Sayles Bond /30/18 Vanguard ST Trsy Total July Totals 3, ,899.94

5 1 Sold Securities Date Range - 01/01/2018 Thru 08/01/ /01/18 Security Purchase Sale Years Unit Date Date Held Quantity Cost Total Cost Unit Price Sale Proceeds Realized % Gain/Loss G/L Annl. % GL Short Term Activity: Facebook 02/28/18 06/20/ , , Total Short Term Activity: 1,50 2, Long Term Activity: Aflac 11/17/08 01/02/ Aflac 02/13/09 01/02/ , , , Aflac 05/18/09 01/02/ Subtotal for 3 positions , , , General Electric 02/25/14 01/02/ , Total Long Term Activity: 1, , , Total Net Activity 2, , , Investment Account Manager 3 Individual. Registered to QUANT IX SOFTWARE, Inc. for Individual Use Only. Not for Professional or Commercial Purpo

6 1 Security Basis - Tax Lots 08/01/18 Symbol Acquisition Date Unit Total Unrealized % Annl. Quantity Cost Cost Price Value Gain/Loss G/L % G/L Years Held Money Funds Portfolio Cash MMF1 02/25/96 43, , , Total Money Funds 43, , Exchange Traded Funds Ishares MidCap Idx IJH 01/08/ , ,81 11, Ishares MidCap Idx IJH 06/20/ , , , Ishares MidCap Idx IJH 03/14/ , , , Ishares MidCap Idx IJH 02/25/ , ,81 6, Subtotal: 4 positions , ,43 27, Ishares SmallCap Idx IJR 01/12/ , , , Ishares SmallCap Idx IJR 06/20/ , , , Ishares SmallCap Idx IJR 03/14/ , , , Ishares SmallCap Idx IJR 02/25/ , , , Subtotal: 4 positions , , , Vanguard FTSE VWO 01/04/ , , , Vanguard FTSE VWO 02/25/ , ,94 2, Subtotal: 2 positions , , , Total Exchange Traded Funds 95, , , Mutual Funds 04/15/ , , , /05/ , , , /25/12* /26/14* /25/14* /22/14* /26/15* /25/15*

7 2 Security Basis - Tax Lots 08/01/18 Symbol Acquisition Date Unit Total Unrealized % Annl. Quantity Cost Cost Price Value Gain/Loss G/L % G/L Years Held Mutual Funds 12/21/15* , , /23/16* , /27/16* /20/16* , , /23/17* /27/17* /26/17* /19/17* , , /26/18* /26/18* Subtotal: 18 position , , , Loomis Sayles Bond LSBRX 04/14/ , , Loomis Sayles Bond LSBRX 03/14/ , , Subtotal: 2 positions 1, , , Vanguard ST Trsy VFISX 04/14/10 1, , , Vanguard Wellington VWELX 01/06/ , , , Vanguard Wellington VWELX 02/25/ , , , Vanguard Wellington VWELX 02/08/ , , Vanguard Wellington VWELX 06/23/17* Vanguard Wellington VWELX 09/28/17* Vanguard Wellington VWELX 12/27/17* Vanguard Wellington VWELX 03/15/18* Vanguard Wellington VWELX 06/15/18* Subtotal: 8 positions , , , Total Mutual Funds 87, , , Common Stocks 08/15/ , , , /15/06*

8 3 Security Basis - Tax Lots 08/01/18 Symbol Acquisition Date Unit Total Unrealized % Annl. Quantity Cost Cost Price Value Gain/Loss G/L % G/L Years Held Common Stocks 05/17/06* /23/06* /15/06* /14/07* /15/07* /14/07* /15/08* /19/08* /18/08* /18/ /17/09* /16/09* /11/10* /17/10* /16/10* /15/10* /11/11* /16/11* /15/11* /14/11* /13/12* /19/12* /13/12* /09/12* /13/13* /19/13* /18/13* /14/14* /19/14* /18/14* /17/14* /12/15*

9 4 Security Basis - Tax Lots 08/01/18 Symbol Acquisition Date Unit Total Unrealized % Annl. Quantity Cost Cost Price Value Gain/Loss G/L % G/L Years Held Common Stocks 05/18/15* /17/15* /16/15* /11/16* /16/16* /22/16* /14/16* /13/17* /22/17* /21/17* /14/17* /22/18* Subtotal: 46 position , , , Community Bank CBU 02/14/ , , , /09/ /09/04* /11/04* /11/04* /09/04* /08/05* /11/05* /10/05* /08/05* /08/06* /10/06* /10/06* /09/06* /07/07* /10/07* /09/07* /07/07*

10 5 Security Basis - Tax Lots 08/01/18 Symbol Acquisition Date Unit Total Unrealized % Annl. Quantity Cost Cost Price Value Gain/Loss G/L % G/L Years Held Common Stocks 02/07/08* /09/08* /11/08* /07/08* /06/09* /11/09* /11/09* /09/09* /08/10* /12/ , , , /11/10* /11/10* /09/10* /08/11* /11/11* /10/11* /08/11* /07/12* /09/12* /07/13* /09/13* /09/13* /07/13* /06/14* /09/14* /11/14* /06/15* /11/15* /11/15* /09/15* /09/16* /11/16*

11 6 Security Basis - Tax Lots 08/01/18 Symbol Acquisition Date Unit Total Unrealized % Annl. Quantity Cost Cost Price Value Gain/Loss G/L % G/L Years Held Common Stocks 08/10/16* /08/16* /08/17* /10/17* /10/17* /10/17* /09/18* /15/18* Subtotal: 57 position , , , Facebook FB 12/01/ , , , /19/ /18/09* /17/09* /23/09* /25/10* /16/10* /22/10* /24/11* /24/ , , , /15/11* /15/11* /22/11* /17/12* /21/12* /20/12* /20/12* /19/13* /12/13* /13/13* /20/14* /25/ , , ,

12 7 Security Basis - Tax Lots 08/01/18 Symbol Acquisition Date Unit Total Unrealized % Annl. Quantity Cost Cost Price Value Gain/Loss G/L % G/L Years Held Common Stocks 06/19/14* /18/14* /19/14* /19/15* /18/15* /17/15* /25/16* /16/16* /15/16* /22/16* /20/17* /13/17* /15/17* /14/17* /14/18* /15/18* Subtotal: 37 position , , , Target TGT 03/01/ , , , Walgreen Boots WBA 03/01/ , , , Total Common Stocks 70, , , Totals: 297, , ,

13 1 Estimated Income Report 08/01/18 Symbol Quantity Total Cost Value Unrealized Short Term Gain Unrealized Long Term Gain Estimated Income Est. Yield Money Funds Portfolio Cash MMF1 43, , , , Exchange Traded Funds 43, , , Ishares MidCap Idx IJH ,04 59,43 27, Ishares SmallCap Idx IJR , , , Vanguard FTSE VWO , , , Mutual Funds 95, , , , , , , Loomis Sayles Bond LSBRX 1, , , Vanguard ST Trsy VFISX 1, , , Vanguard Wellington VWELX , , , , Common Stocks 87, , , , , , , Community Bank CBU , , , , , , Facebook FB , , , , , , Target TGT ,26 24, , Walgreen Boots WBA ,90 20, , , , , , Totals: 297, , , ,

14 1 Portfolio Holdings 08/01/18 Unit Total % of Unrealized % Estimated Est. Quantity Cost Cost Price Value Port. Gain/Loss G/L Income Yield P/E Ishares SmallCap Id , , , Ishares MidCap Idx , , , Dodge & Cox Stock , , , Portfolio Cash 43, , , , Vanguard FTSE , , , Vanguard Wellingto , , , , Target , , , Walgreen Boots , , , Aflac , , , Loomis Sayles Bond 1, , , Community Bank , , , Exxon , , , Facebook , , , Vanguard ST Trsy 1, , , General Electric , , , Totals: 297, , , ,

15 2 Portfolio Holdings 08/01/18

16 1 Allocation Rebalancing Level 1 by Asset Class 08/01/18 Asset Class Cash Fixed Income U.S. Large Cap U.S. Mid Cap U.S. Small Cap Balanced/Hybrid International Stocks Sector/Specialty Current Allocation % Target Allocation % Rebalancing Allocation % Current Value Target Value Rebalancing Amount , , , , , , , , , , , , , , , , , , , , , , , Grand Total 426,944.05

17 1 Allocation Rebalancing Level 1 by Asset Class 08/01/18 Percent Current Target Rebalancing Asset Class Security Name Value Of Class Allocation % Allocation % Allocation % Cash Portfolio Cash , Totals for Cash 43, Fixed Income Loomis Sayles Bond , Vanguard ST Trsy , Totals for Fixed Income 26, U.S. Large Cap Aflac , Dodge & Cox Stock , Exxon , Facebook , General Electric , Target , Walgreen Boots , Totals for U.S. Large Cap 142, U.S. Mid Cap Community Bank , Ishares MidCap Idx , Totals for U.S. Mid Cap 75, U.S. Small Cap Ishares SmallCap Idx , Totals for U.S. Small Cap 68, Balanced/Hybrid Vanguard Wellington , Totals for Balanced/Hybrid 34, International Stocks Vanguard FTSE , Totals for International Stocks 35, Sector/Specialty No Securities Found 0 Totals for Sector/Specialty Grand Total 426,944.05

18 1 Allocation Rebalancing Level 2 by Stock Sector 08/01/18 Current Target Rebalancing Current Target Rebalancing Sector Allocation % Allocation % Allocation % Value Amount Consumer Discretionary , , , Consumer Staples , , , Energy , , , Financials , , , Healthcare , , , Industrials , , , Information Technology , , , Materials , , , Real Estate , , , Telecommunication Services , , , Utilities , , , Undefined/Other , , Total 343,161.45

19 1 Portfolio Summary IRR Period - 01/01/2018 Thru 08/01/ /01/18 Portfolio Beginning Value 408, Additions to Portfolio 10, Withdrawals from Portfolio -6, Realized Appreciation for Period Unrealized Appreciation for Period 13, Exercised / Assigned Options Portfolio Ending Value 426, Income Received Dividend Income Received Interest Income Received Other Income Received Capital Gain Distributions Short-Term Received Long-Term Received Appreciation for Period Short-Term Appreciation Long-Term Appreciation Return Of Capital Received Expenses/Service Charges 3, , Transfers Delivered Transfers Received Performance Dow Jones Ind. Ave S&P 500 NASDAQ IRR for Period Annualized IRR Account Performance

20 1 Performance Report 08/01/18 IRR Period - 01/01/2018 Thru 08/01/2018 Money Funds Unrealized Realized Beginning Additions/ Appreciation Appreciation Ending Income IRR Annualized Value Withdrawals for the period for the period Value Received For Period IRR Portfolio Cash 37, , , Subtotal Money Funds 37, , , Exchange Traded Funds Ishares MidCap Idx 56, , , Ishares SmallCap Idx 61, ,48 68, Vanguard FTSE 36, , , Subtotal Exchange Traded Funds 155,11 8, , , Mutual Funds Dodge & Cox Stock 44, , , Loomis Sayles Bond 16, , Vanguard ST Trsy 10, , Vanguard Wellington 34, , Subtotal Mutual Funds 105, , , , , Common Stocks Aflac 17, , , Community Bank 13, , , Exxon 14, , Facebook 13, , General Electric 10, , , Target 19, , , Walgreen Boots 21, ,50 20, Subtotal Common Stocks 110, , , , , Total for Portfolio(s) 408, , , , , Performance Comparison Dow Jones Ind. Ave 24, , S&P 500 2, , NASDAQ 6, , Portfolio(s) Performance 408, , , , ,

21 Performance Comparison Page 1 8/1/2018 Monthly: 08/01/2017 to 07/31/2018 Dow Jones Ind. Ave S&P 500 NASDAQ Portfolio Dow Jones S&P 500 NASDAQ N/A N/A N/A Period Ending Portfolio Return % Growth of $100 Ind. Ave 07/31/ /31/2017 (0.71) /30/ /31/2017 (0.28) /30/ /31/ /31/ /28/2018 (3.65) /31/2018 (1.28) /30/ /31/ /30/2018 (0.09) /31/ Dow Jones Ind. Ave S&P 500 NASDAQ Return for Period % Annual Rate of Return %