QUARTERLY STATEMENT OF THE. Bankers Life Insurance Company of New York TO THE. Insurance Department OF THE STATE OF

Transcription

1 QUARTERLY STATEMENT OF THE Bankers Life Insurance Company of New York TO THE Insurance Department OF THE STATE OF FOR THE QUARTER ENDED MARCH, 006 LIFE AND ACCIDENT AND HEALTH 006

2 LIFE ACCIDENT AND HEALTH COMPANIES - ASSOCIATION EDITION QUARTERLY STATEMENT AS OF MARCH, 006 OF THE CONDITION AND AFFAIRS OF THE Bankers Life Insurance Company of New York NAIC Group Code 5 5 NAIC Company Code 69 Employer's ID Number (Current) (Prior) Organized under the Laws of New York, State of Domicile or Port of Entry NY Country of Domicile United States of America Incorporated/Organized 04/7/958 Commenced Business /5/958 Statutory Home Office 65 Froehlich Farm Boulevard, Woodbury, NY (Street and Number) (City or Town, State and Zip Code) Main Administrative Office 65 Froehlich Farm Boulevard (Street and Number) Woodbury, NY , (City or Town, State and Zip Code) (Area Code) (Telephone Number) Mail Address P.O. Box 555, Mailstop H7, Des Moines, IA (Street and Number or P.O. Box) (City or Town, State and Zip Code) Primary Location of Books and Records 65 Froehlich Farm Boulevard (Street and Number) Woodbury, NY , (City or Town, State and Zip Code) (Area Code) (Telephone Number) Internet Website Address Statutory Statement Contact David Matthew Wingert, (Name) (Area Code) (Telephone Number) Dave.Wingert@Amerus.com, ( Address) (FAX Number) Policyowner Relations Contact 65 Froehlich Farm Boulevard (Street and Number) Woodbury, NY , (City or Town, State and Zip Code) (Area Code) (Telephone Number) OFFICERS President James Joseph Kerwin Treasurer Siva I Pathman Secretary James Andrew Smallenberger Vice President William Jeffrey Heng OTHER Ronald Kirk Bailey Vice President Kathy Jean Bauer Vice President Dorothy Dale Bonett Vice President Gregory Allen Brandner Vice President Richard Carlton Cohan Jr. Senior Vice President Christopher Kenneth Guttin Vice President William Ward Kenny # Senior Vice President Candace Kay Linville Senior Vice President Valerie Lynn Margolin Vice President Paul Kai Mariboe Vice President David Mills Martin Sr. Senior Vice President DIRECTORS OR TRUSTEES David Allen Arledge Thomas Francis Gaffney Thomas Charles Godlasky James Joseph Kerwin Paul Kai Mariboe Gary Ross McPhail Andrew Jackson Paine Jr. Jack Cloyd Pester Garrett Patrick Ryan Melinda Sue Urion State of County of New York Nassau SS: The officers of this reporting entity being duly sworn, each depose and say that they are the described officers of said reporting entity, and that on the reporting period stated above, all of the herein described assets were the absolute property of the said reporting entity, free and clear from any liens or claims thereon, except as herein stated, and that this statement, together with related exhibits, schedules and explanations therein contained, annexed or referred to, is a full and true statement of all the assets and liabilities and of the condition and affairs of the said reporting entity as of the reporting period stated above, and of its income and deductions therefrom for the period ended, and have been completed in accordance with the NAIC Annual Statement Instructions and Accounting Practices and Procedures manual except to the extent that: () state law may differ; or, () that state rules or regulations require differences in reporting not related to accounting practices and procedures, according to the best of their information, knowledge and belief, respectively. Furthermore, the scope of this attestation by the described officers also includes the related corresponding electronic filing with the NAIC, when required, that is an exact copy (except for formatting differences due to electronic filing) of the enclosed statement. The electronic filing may be requested by various regulators in lieu of or in addition to the enclosed statement. James Joseph Kerwin James Andrew Smallenberger Siva I Pathman President Secretary Treasurer a. Is this an original filing? Yes [ X ] No [ ] Subscribed and sworn to before me this b. If no, 5th day of May 006. State the amendment number. Date filed. Number of pages attached Carol A. Carrell Notary Public, State of New York My commission expires: April 6, 008

3 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York ASSETS Assets Current Statement Date 4 December Net Admitted Assets Prior Year Net Nonadmitted Assets (Cols. - ) Admitted Assets. Bonds. Stocks:. Preferred stocks. Common stocks. Mortgage loans on real estate:. First liens. Other than first liens 4. Real estate: 4. Properties occupied by the company (less $ encumbrances) 4. Properties held for the production of income (less $ encumbrances) 4. Properties held for sale (less $ encumbrances) 5. Cash ($ ), cash equivalents ($ ) and short-term investments ($ ) 6. Contract loans, (including $ premium notes) 7. Other invested assets 8. Receivables for securities 9. Aggregate write-ins for invested assets 0. Subtotals, cash and invested assets (Lines to 9). Title plants less $ charged off (for Title insurers only). Investment income due and accrued. Premiums and considerations:. Uncollected premiums and agents' balances in the course of collection. Deferred premiums, agents' balances and installments booked but deferred and not yet due (including $ earned but unbilled premiums). Accrued retrospective premiums 4. Reinsurance: 4. Amounts recoverable from reinsurers 4. Funds held by or deposited with reinsured companies 4. Other amounts receivable under reinsurance contracts 5. Amounts receivable relating to uninsured plans 6. Current federal and foreign income tax recoverable and interest thereon 6. Net deferred tax asset 7. Guaranty funds receivable or on deposit 8. Electronic data processing equipment and software 9. Furniture and equipment, including health care delivery assets ($ ) 0. Net adjustment in assets and liabilities due to foreign exchange rates. Receivables from parent, subsidiaries and affiliates. Health care ($ ) and other amounts receivable. Aggregate write-ins for other than invested assets 4. Total assets excluding Separate Accounts, Segregated Accounts and Protected Cell Accounts (Lines 0 to ) 5. From Separate Accounts, Segregated Accounts and Protected Cell Accounts 6. Total (Lines 4 and 5) DETAILS OF WRITE-INS Summary of remaining write-ins for Line 9 from overflow page Totals (Lines 090 through 090 plus 0998)(Line 9 above) Summary of remaining write-ins for Line from overflow page 99. Totals (Lines 0 through 0 plus 98)(Line above)

4 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York LIABILITIES, SURPLUS AND OTHER FUNDS Current December Prior Year Statement Date. Aggregate reserve for life contracts $ less $ included in Line 6. (including $ Modco Reserve). Aggregate reserve for accident and health contracts (including $ Modco Reserve). Liability for deposit-type contracts (including $ Modco Reserve) 4. Contract claims: 4. Life 4. Accident and health 5. Policyholders dividends $ and coupons $ due and unpaid 6. Provision for policyholders dividends and coupons payable in following calendar year - estimated amounts: 6. Dividends apportioned for payment (including $ Modco) 6. Dividends not yet apportioned (including $ Modco) 6. Coupons and similar benefits (including $ Modco) 7. Amount provisionally held for deferred dividend policies not included in Line 6 8. Premiums and annuity considerations for life and accident and health contracts received in advance less $ discount; including $ accident and health premiums 9. Contract liabilities not included elsewhere: 9. Surrender values on canceled contracts 9. Provision for experience rating refunds, including $ accident and health experience rating refunds 9. Other amounts payable on reinsurance, including $ assumed and $ ceded 9.4 Interest Maintenance Reserve 0. Commissions to agents due or accrued-life and annuity contracts $, accident and health $ and deposit-type contract funds $. Commissions and expense allowances payable on reinsurance assumed. General expenses due or accrued. Transfers to Separate Accounts due or accrued (net) (including $ accrued for expense allowances recognized in reserves, net of reinsured allowances) 4. Taxes, licenses and fees due or accrued, excluding federal income taxes 5. Current federal and foreign income taxes, including $ on realized capital gains (losses) 5. Net deferred tax liability 6. Unearned investment income 7. Amounts withheld or retained by company as agent or trustee 8. Amounts held for agents'account, including $ agents'credit balances 9. Remittances and items not allocated 0. Net adjustment in assets and liabilities due to foreign exchange rates. Liability for benefits for employees and agents if not included above. Borrowed money $ and interest thereon $. Dividends to stockholders declared and unpaid 4. Miscellaneous liabilities: 4. Asset valuation reserve 4. Reinsurance in unauthorized companies 4. Funds held under reinsurance treaties with unauthorized reinsurers 4.4 Payable to parent, subsidiaries and affiliates 4.5 Drafts outstanding 4.6 Liability for amounts held under uninsured plans 4.7 Funds held under coinsurance 4.8 Payable for securities 4.9 Capital notes $ and interest thereon $ 5. Aggregate write-ins for liabilities 6. Total liabilities excluding Separate Accounts business (Lines to 5) 7. From Separate Accounts Statement 8. Total liabilities (Lines 6 and 7) 9. Common capital stock 0. Preferred capital stock. Aggregate write-ins for other than special surplus funds. Surplus notes. Gross paid in and contributed surplus 4. Aggregate write-ins for special surplus funds 5. Unassigned funds (surplus) 6. Less treasury stock, at cost: 6. shares common (value included in Line 9 $ ) 6. shares preferred (value included in Line 0 $ ) 7. Surplus (Total Lines ) (including $ in Separate Accounts Statement) 8. Totals of Lines 9, 0 and 7 9. Totals of Lines 8 and 8 DETAILS OF WRITE-INS Summary of remaining write-ins for Line 5 from overflow page 599. Totals (Lines 50 through 50 plus 598)(Line 5 above) Summary of remaining write-ins for Line from overflow page 99. Totals (Lines 0 through 0 plus 98)(Line above) 40.!" Summary of remaining write-ins for Line 4 from overflow page 499. Totals (Lines 40 through 40 plus 498)(Line 4 above)

5 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SUMMARY OF OPERATIONS Current Year Prior Year To Date Prior Year Ended December To Date. Premiums and annuity considerations for life and accident and health contracts. Considerations for supplementary contracts with life contingencies. Net investment income 4. Amortization of Interest Maintenance Reserve (IMR) 5. Separate Accounts net gain from operations excluding unrealized gains or losses 6. Commissions and expense allowances on reinsurance ceded 7. Reserve adjustments on reinsurance ceded 8. Miscellaneous Income: 8. Income from fees associated with investment management, administration and contract guarantees from Separate Accounts 8. Charges and fees for deposit-type contracts 8. Aggregate write-ins for miscellaneous income 9. Totals (Lines to 8.) 0. Death benefits. Matured endowments (excluding guaranteed annual pure endowments). Annuity benefits. Disability benefits and benefits under accident and health contracts 4. Coupons, guaranteed annual pure endowments and similar benefits 5. Surrender benefits and withdrawals for life contracts 6. Group conversions 7. Interest and adjustments on contract or deposit-type contract funds 8. Payments on supplementary contracts with life contingencies 9. Increase in aggregate reserves for life and accident and health and contracts 0. Totals (Lines 0 to 9). Commissions on premiums, annuity considerations, and deposit-type contract funds (direct business only). Commissions and expense allowances on reinsurance assumed. General insurance expenses 4. Insurance taxes, licenses and fees, excluding federal income taxes 5. Increase in loading on deferred and uncollected premiums 6. Net transfers to or (from) Separate Accounts net of reinsurance 7. Aggregate write-ins for deductions 8. Totals (Lines 0 to 7) 9. Net gain from operations before dividends to policyholders and federal income taxes (Line 9 minus Line 8) 0. Dividends to policyholders. Net gain from operations after dividends to policyholders and before federal income taxes (Line 9 minus Line 0). Federal and foreign income taxes incurred (excluding tax on capital gains). Net gain from operations after dividends to policyholders and federal income taxes and before realized capital gains or (losses) (Line minus Line ) 4. Net realized capital gains (losses) (excluding gains (losses) transferred to the IMR) less capital gains tax of $ (excluding taxes of $ transferred to the IMR) 5. Net income (Line plus Line 4) CAPITAL AND SURPLUS ACCOUNT 6. Capital and surplus, December, prior year 7. Net income (Line 5) 8. Change in net unrealized capital gains (losses) 9. Change in net unrealized foreign exchange capital gain (loss) 40. Change in net deferred income tax 4. Change in non-admitted assets and related items 4. Change in liability for reinsurance in unauthorized companies 4. Change in reserve on account of change in valuation basis, (increase) or decrease 44. Change in asset valuation reserve 45. Change in treasury stock 46. Surplus (contributed to) withdrawn from Separate Accounts during period 47. Other changes in surplus in Separate Accounts Statement 48. Change in surplus notes 49. Cumulative effect of changes in accounting principles 50. Capital changes: 50. Paid in 50. Transferred from surplus (Stock Dividend) 50. Transferred to surplus 5. Surplus adjustment: 5. Paid in 5. Transferred to capital (Stock Dividend) 5. Transferred from capital 5.4 Change in surplus as a result of reinsurance 5. Dividends to stockholders 5. Aggregate write-ins for gains and losses in surplus 54. Net change in capital and surplus for the year (Lines 7 through 5) 55. Capital and surplus, as of statement date (Lines ) DETAILS OF WRITE-INS Summary of remaining write-ins for Line 8. from overflow page Totals (Lines 08.0 through 08.0 plus 08.98) (Line 8. above) Summary of remaining write-ins for Line 7 from overflow page 799. Totals (Lines 70 through 70 plus 798)(Line 7 above) 50.!"# Summary of remaining write-ins for Line 5 from overflow page 599. Totals (Lines 50 through 50 plus 598)(Line 5 above) 4

6 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York CASH FLOW Cash from Operations Current Year To Date Prior Year Ended December. Premiums collected net of reinsurance. Net investment income. Miscellaneous income 4. Total (Lines to ) 5. Benefit and loss related payments 6. Net transfers to Separate, Segregated Accounts and Protected Cell Accounts 7. Commissions, expenses paid and aggregate write-ins for deductions 8. Dividends paid to policyholders 9. Federal and foreign income taxes paid (recovered) $ net of tax on capital gains (losses) 0. Total (Lines 5 through 9). Net cash from operations (Line 4 minus Line 0) Cash from Investments. Proceeds from investments sold, matured or repaid:. Bonds. Stocks. Mortgage loans.4 Real estate.5 Other invested assets.6 Net gains or (losses) on cash, cash equivalents and short-term investments.7 Miscellaneous proceeds.8 Total investment proceeds (Lines. to.7). Cost of investments acquired (long-term only):. Bonds. Stocks. Mortgage loans.4 Real estate.5 Other invested assets.6 Miscellaneous applications.7 Total investments acquired (Lines. to.6) 4. Net increase (or decrease) in contract loans and premium notes 5. Net cash from investments (Line.8 minus Line.7 and Line 4) Cash from Financing and Miscellaneous Sources 6. Cash provided (applied): 6. Surplus notes, capital notes 6. Capital and paid in surplus, less treasury stock 6. Borrowed funds 6.4 Net deposits on deposit-type contracts and other insurance liabilities 6.5 Dividends to stockholders 6.6 Other cash provided (applied) 7. Net cash from financing and miscellaneous sources (Line 6. through Line 6.4 minus Line 6.5 plus Line 6.6) RECONCILIATION OF CASH, CASH EQUIVALENTS AND SHORT-TERM INVESTMENTS 8. Net change in cash, cash equivalents and short-term investments (Line, plus Lines 5 and 7) 9. Cash, cash equivalents and short-term investments: 9. Beginning of year 9. End of period (Line 8 plus Line 9.) Note: Supplemental disclosures of cash flow information for non-cash transactions: 5

7 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York EXHIBIT DIRECT PREMIUMS AND DEPOSIT-TYPE CONTRACTS Current Year To Date Prior Year To Date Prior Year Ended December. Industrial life. Ordinary life insurance. Ordinary individual annuities 4. Credit life (group and individual) 5. Group life insurance 6. Group annuities 7. A & H - group 8. A & H - credit (group and individual) 9. A & H - other 0. Aggregate of all other lines of business. Subtotal. Deposit-type contracts. Total DETAILS OF WRITE-INS Summary of remaining write-ins for Line 0 from overflow page 099. Totals (Lines 00 through 00 plus 098)(Line 0 above) 6

8 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York NOTES TO FINANCIAL STATEMENTS. Summary of Significant Accounting Policies. Accounting Changes and Corrections of Errors. Business Combinations and Goodwill 4. Discontinued Operations 5. Investments 6. Joint Ventures, Partnerships, and Limited Liability Companies 7. Investment Income 8. Derivative Instruments 9. Income Taxes 0. Information Concerning Parent, Subsidiaries, and Affiliates A. B. Effective January, 006, the Company paid cash of $49,0 and transferred the liability for the post-retirement benefit plan to Amerus Group Co. The payment was based on the December, 005 statutory carrying value of the liability with no gain or loss recognized. C. D. E. F.. Debt. Retirement Plans, Deferred Compensation, Post-Employment Benefits and Compensation Absences and Other Post Retirement Benefit Plans. Capital and Surplus, Shareholder's Dividend Restrictions and Quasi-Reorganizations 4. Contingencies 5. Leases 6. Information about Financial Instruments with Off-Balance Sheet Risk, Financial Instruments with Concentrations of Credit Risk and Disclosure about Fair Value of Financial Instruments 7. Sale, Transfer and Servicing of Financial Assets and Extinguishment of Liabilities: A. Transfers of Receivables Reported as Sales: The Company has had no transfers of receivables reported as sales during 006. B. Transfer and Servicing of Financial Assets: NONE 7

9 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York NOTES TO FINANCIAL STATEMENTS C. Wash Sales: The details by NAIC designation or below of securities sold during the first quarter of 006 and reacquired within 0 days of the sale date are: Cost of Rating # of Trans BV Sold Repurchased Gain/(Loss) NAIC 4 5,000 5, Gain or Loss to the Reporting Entity from Uninsured Plans and the Uninsured Portion of Partially Insured Plans 9. Direct Premium Written/Produced by Managing General Agents/Third Party Administrators 0. September, 00 Events. Other Items. Events Subsequent. Reinsurance 4. Retrospectively Rated Contracts 5. Change in Incurred Losses and Loss Adjustment Expenses 6. Intercompany Pooling Arrangements 7. Structured Settlements 8. Health Care Receivables 9. Participating Policies 0. Premium Deficiency Reserves. Reserves for Life Contract and Deposit-Type Contracts 7.

10 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York NOTES TO FINANCIAL STATEMENTS. Analysis of Annuity Reserves and Deposit Liabilities by Withdrawal Characteristics () () Amount % of Total Subject to Discretionary Withdrawal: () With market value adjustment $ % () At book value less surrender charge of 5% or more,9,709 8.% () At market value - - (4) Total with adjustment or at market value,9,709 0 (5) At Book value with adjustment (minimal or not charge or adjustment) 4,95, % Not subject to discretionary withdrawal,4,0 0.8% Total (gross) 75,9, % Reinsurance ceded - Total (net) $75,9,6. Reconciliation of total annuity actuarial reserves and deposit fund liabilites: Life and Accident & Health Annual Statement: () Exhibit 5, Section B Totals (net) $58,644,497 () Exhibit 5, Section C Totals (net) 585,89 () Exhibit of Deposit Type Contracts Line 4, Col 6,009,5 (4) Subtotal 75,9,6 Separate Accounts Statement: (5) Exhibit, Line , Column - (6) Exhibit, Line , Column - (7) Page, Line - (8) Subtotal - (9) Combined Total $75,9,6. Premium and Annuity Considerations Deferred and Uncollected () () Type Gross Net of Loading. Industrial $ - $ -. Ordinary New Business 0,559 47,50. Ordinary Renewal 6,80,98 5,594,88 4. Credit Life Group Life Group Annuity Totals $ 7,,487 $ 5,74, Separate Accounts 5. Loss/Claim Adjustment Expenses 7.

11 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York GENERAL INTERROGATORIES (Responses to these interrogatories should be based on changes that have occurred since the prior year end unless otherwise noted) PART - COMMON INTERROGATORIES GENERAL. Did the reporting entity experience any material transactions requiring the filing of Disclosure of Material Transactions with the State of Domicile, as required by the Model Act?. If yes, has the report been filed with the domiciliary state?. Has any change been made during the year of this statement in the charter, by-laws, articles of incorporation, or deed of settlement of the reporting entity?. If yes, date of change:. Have there been any substantial changes in the organizational chart since the prior quarter end? If yes, complete the Schedule Y - Part - organizational chart. 4. Has the reporting entity been a party to a merger or consolidation during the period covered by this statement? 4. If yes, provide the name of the entity, NAIC Company Code, and state of domicile (use two letter state abbreviation) for any entity that has ceased to exist as a result of the merger or consolidation. Name of Entity NAIC Company Code State of Domicile 5. If the reporting entity is subject to a management agreement, including third-party administrator(s), managing general agent(s), attorneyin-fact, or similar agreement, have there been any significant changes regarding the terms of the agreement or principals involved? If yes, attach an explanation. 6. State as of what date the latest financial examination of the reporting entity was made or is being made. 6. State the as of date that the latest financial examination report became available from either the state of domicile or the reporting entity. This date should be the date of the examined balance sheet and not the date the report was completed or released. 6. State as of what date the latest financial examination report became available to other states or the public from either the state of domicile or the reporting entity. This is the release date or completion date of the examination report and not the date of the examination (balance sheet date). 6.4 By what department or departments? New York 7. Has this reporting entity had any Certificates of Authority, licenses or registrations (including corporate registration, if applicable) suspended or revoked by any governmental entity during the reporting period? 7. If yes, give full information: 8. Is the company a subsidiary of a bank holding company regulated by the Federal Reserve Board? 8. If response to 8. is yes, please identify the name of the bank holding company. 8. Is the company affiliated with one or more banks, thrifts or securities firms? 8.4 If response to 8. is yes, please provide below the names and location (city and state of the main office) of any affiliates regulated by a federal regulatory services agency [i.e. the Federal Reserve Board (FRB), the Office of the Comptroller of the Currency (OCC), the Office of Thrift Supervision (OTS), the Federal Deposit Insurance Corporation (FDIC) and the Securities Exchange Commission (SEC)] and identify the affiliate's primary federal regulator.] Affiliate Name Location (City, State) FRB 4 OCC 5 OTS 6 FDIC 7 SEC 8

12 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York GENERAL INTERROGATORIES FINANCIAL 9. Does the reporting entity report any amounts due from parent, subsidiaries or affiliates on Page of this statement? 9. If yes, indicate any amounts receivable from parent included in the Page amount: $ INVESTMENT 0. Has there been any change in the reporting entity s own preferred or common stock? 0. If yes, explain:. Were any of the stocks, bonds, or other assets of the reporting entity loaned, placed under option agreement, or otherwise made available for use by another person? (Exclude securities under securities lending agreements.). If yes, give full and complete information relating thereto:. Amount of real estate and mortgages held in other invested assets in Schedule BA: $. Amount of real estate and mortgages held in short-term investments: $ 4. Does the reporting entity have any investments in parent, subsidiaries and affiliates? 4. If yes, please complete the following: Prior Year-End Book/Adjusted Carrying Value Current Quarter Statement Value 4. Bonds $ $ 4. Preferred Stock $ $ 4. Common Stock $ $ 4.4 Short-Term Investments $ $ 4.5 Mortgage Loans on Real Estate $ $ 4.6 All Other $ $ 4.7 Total Investment in Parent, Subsidiaries and Affiliates (Subtotal Lines 4. to 4.6) $ $ 4.8 Total Investment in Parent included in Lines 4. to 4.6 above $ $ 5. Has the reporting entity entered into any hedging transactions reported on Schedule DB? 5. If yes, has a comprehensive description of the hedging program been made available to the domiciliary state? If no, attach a description with this statement. 6. Excluding items in Schedule E, real estate, mortgage loans and investments held physically in the reporting entity s offices, vaults or safety deposit boxes, were all stocks, bonds and other securities, owned throughout the current year held pursuant to a custodial agreement with a qualified bank or trust company in accordance with Part - General, Section IV.H - Custodial or Safekeeping Agreements of the NAIC Financial Condition Examiners Handbook? 6. For all agreements that comply with the requirements of the NAIC Financial Condition Examiners Handbook, complete the following: Name of Custodian(s) Custodian Address 6. For all agreements that do not comply with the requirements of the NAIC Financial Condition Examiners Handbook, provide the name, location and a complete explanation: Name(s) Location(s) Complete Explanation(s) 6. Have there been any changes, including name changes, in the custodian(s) identified in 6. during the current quarter? 6.4 If yes, give full information relating thereto: Old Custodian New Custodian Date of Change 4 Reason 6.5 Identify all investment advisors, brokers/dealers or individuals acting on behalf of broker/dealers that have access to the investment accounts, handle securities and have authority to make investments on behalf of the reporting entity: Central Registration Depository Name(s) Address!"#$%& ' (#)*+ (,% $)- 7. Have all the filing requirements of the Purposes and Procedures Manual of the NAIC Securities Valuation Office been followed? 7. If no, list exceptions: 8.

13 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York GENERAL INTERROGATORIES PART - LIFE & HEALTH. Report the statement value of mortgage loans at the end of this reporting period for the following categories: Amount. Long-Term Mortgages In Good Standing. Farm Mortgages $. Residential Mortgages $. Commercial Mortgages $.4 Total Mortgages in Good Standing $. Long-Term Mortgages In Good Standing with Restructured Terms. Total Mortgages in Good Standing with Restructured Terms $. Long-Term Mortgage Loans Upon which Interest is Overdue more than Three Months. Farm Mortgages $. Residential Mortgages $. Commercial Mortgages $.4 Total Mortgages with Interest Overdue more than Three Months $.4 Long-Term Mortgage Loans in Process of Foreclosure.4 Farm Mortgages $.4 Residential Mortgages $.4 Commercial Mortgages $.44 Total Mortgages in Process of Foreclosure $.5 Total Mortgage Loans (Lines ) (Page, Column, Lines. +.) $.6 Long-Term Mortgages Foreclosed, Properties Transferred to Real Estate in Current Quarter.6 Farm Mortgages $.6 Residential Mortgages $.6 Commercial Mortgages $.64 Total Mortgages Foreclosed and Transferred to Real Estate $ 9

14 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE A - VERIFICATION Real Estate. Book/adjusted carrying value, December of prior year. Increase (decrease) by adjustment. Cost of acquired 4. Cost of additions to and permanent improvements NONE 5. Total profit (loss) on sales 6. Increase (decrease) by foreign exchange adjustment 7. Amount received on sales 8. Book/adjusted carrying value at end of current period 9. Total valuation allowance 0. Subtotal (Lines 8 plus 9). Total nonadmitted amounts. Statement value, current period (Page, real estate lines, Net Admitted Assets column) Year to Date Prior Year Ended December SCHEDULE B - VERIFICATION Mortgage Loans Prior Year Ended Year to Date December. Book value/recorded investment excluding accrued interest on mortgages owned, December of prior year. Amount loaned during period:.. Actual cost at time of acquisitions.. Additional investment made after acquisitions. Accrual of discount and mortgage interest points and commitment fees 4. Increase (decrease) by adjustment 5. Total profit (loss) on sale 6. Amounts paid on account or in full during the period 7. Amortization of premium 8. Increase (decrease) by foreign exchange adjustment 9. Book value/recorded investment excluding accrued interest on mortgages owned at end of current period 0. Total valuation allowance. Subtotal (Lines 9 plus 0). Total nonadmitted amounts. Statement value of mortgages owned at end of current period (Page, mortgage lines, Net Admitted Assets column) SCHEDULE BA - VERIFICATION Other Invested Assets. Book/adjusted carrying value of long-term invested assets owned, December of prior year. Cost of acquisitions during period:.. Actual cost at time of acquisitions.. Additional investment made after acquisitions NONE. Accrual of discount 4. Increase (decrease) by adjustment 5. Total profit (loss) on sale 6. Amounts paid on account or in full during the period 7. Amortization of premium 8. Increase (decrease) by foreign exchange adjustment 9. Book/adjusted carrying value of long-term invested assets at end of current period 0. Total valuation allowance. Subtotal (Lines 9 plus 0). Total nonadmitted amounts. Statement value of long-term invested assets at end of current period (Page, Line 7, Column ) Year to Date Prior Year Ended December SCHEDULE D - VERIFICATION Bonds and Stocks Prior Year Ended Year to Date December. Book/adjusted carrying value of bonds and stocks, December of prior year. Cost of bonds and stocks acquired. Accrual of discount 4. Increase (decrease) by adjustment 5. Increase (decrease) by foreign exchange adjustment 6. Total profit (loss) on disposal 7. Consideration for bonds and stocks disposed of 8. Amortization of premium 9. Book value/adjusted carrying value, current period 0. Total valuation allowance. Subtotal (Lines 9 plus 0). Total nonadmitted amounts. Statement value 0

15 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE D - PART B Showing the Acquisitions, Dispositions and Non-Trading Activity During the Current Quarter for all Bonds and Preferred Stock by Rating Class Book/Adjusted Carrying Value Beginning of Current Quarter Acquisitions During Current Quarter Dispositions During Current Quarter 4 Non-Trading Activity During Current Quarter 5 Book/Adjusted Carrying Value End of First Quarter 6 Book/Adjusted Carrying Value End of Second Quarter 7 Book/Adjusted Carrying Value End of Third Quarter 8 Book/Adjusted Carrying Value December Prior Year BONDS. Class. Class. Class 4. Class 4 5. Class 5 6. Class 6 7. Total Bonds PREFERRED STOCK 8. Class 9. Class 0. Class. Class 4. Class 5. Class 6 4. Total Preferred Stock 5. Total Bonds and Preferred Stock

16 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE DA - PART Short-Term Investments Owned End of Current Quarter Book/Adjusted Carrying Value Par Value Actual Cost 4 Interest Collected Year-to-Date Totals XXX 5 Paid for Accrued Interest Year-to-Date SCHEDULE DA - PART - Verification Short-Term Investments Owned Year to Date Prior Year Ended December. Book/adjusted carrying value, December of prior year. Cost of short-term investments acquired. Increase (decrease) by adjustment 4. Increase (decrease) by foreign exchange adjustment 5. Total profit (loss) on disposal of short-term investments 6. Consideration received on disposal of short-term investments 7. Book/adjusted carrying value, current period 8. Total valuation allowance 9. Subtotal (Lines 7 plus 8) 0. Total nonadmitted amounts. Statement value (Lines 9 minus 0). Income collected during period. Income earned during period

17 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York Schedule DB - Part F - Section N O N E Schedule DB - Part F - Section N O N E Schedule S - Ceded Reinsurance N O N E, 4, 5

18 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE T - PREMIUMS AND ANNUITY CONSIDERATIONS Current Year To Date - Allocated by States and Territories Direct Business Only Life Contracts Accident and Health Insurance Premiums, Including Life Insurance Annuity Policy, Membership Deposit-Type Premiums Considerations and Other Fees Contract Funds Is Insurer Licensed? (Yes or No) Other Considerations States, Etc.. Alabama AL. Alaska AK. Arizona AZ 4. Arkansas AR 5. California CA 6. Colorado CO 7. Connecticut CT 8. Delaware DE 9. District of Columbia DC 0. Florida FL. Georgia GA. Hawaii HI. Idaho ID 4. Illinois IL 5. Indiana IN 6. Iowa IA 7. Kansas KS 8. Kentucky KY 9. Louisiana LA 0. Maine ME. Maryland MD. Massachusetts MA. Michigan MI 4. Minnesota MN 5. Mississippi MS 6. Missouri MO 7. Montana MT 8. Nebraska NE 9. Nevada NV 0. New Hampshire NH. New Jersey NJ. New Mexico NM. New York NY 4. North Carolina NC 5. North Dakota ND 6. Ohio OH 7. Oklahoma OK 8. Oregon OR 9. Pennsylvania PA 40. Rhode Island RI 4. South Carolina SC 4. South Dakota SD 4. Tennessee TN 44. Texas TX 45. Utah UT 46. Vermont VT 47. Virginia VA 48. Washington WA 49. West Virginia WV 50. Wisconsin WI 5. Wyoming WY 5. American Samoa AS 5. Guam GU 54. Puerto Rico PR 55. U.S. Virgin Islands VI 56. Northern Mariana Islands MP 57. Canada CN 58. Aggregate Other Aliens OT XXX 59. Subtotal (a) 90. Reporting entity contributions for employee benefits plans XXX 9. Dividends or refunds applied to purchase paid-up additions and annuities XXX 9. Dividends or refunds applied to shorten endowment or premium paying period XXX 9. Premium or annuity considerations waived under disability or other contract provisions XXX 94. Aggregate or other amounts not allocable by State XXX 95. Totals (Direct Business) XXX 96. Plus Reinsurance Assumed XXX 97 Totals (All Business) XXX 98. Less Reinsurance Ceded XXX 99. Totals (All Business) less Reinsurance Ceded XXX DETAILS OF WRITE-INS 580. XXX 580. XXX 580. XXX Summary of remaining write-ins for Line 58 from overflow page XXX Totals (Lines 580 through 580 plus 5898)(Line 58 above) XXX 940. XXX 940. XXX 940. XXX Summary of remaining write-ins for Line 94 from overflow page XXX Totals (Lines 940 through 940 plus 9498)(Line 94 above) XXX (a) Insert the number of yes responses except for Canada and Other Alien. 6

19 ***(/ %*( :6+ (+! * *. * -( )+) )*! 0* (* ) *!%##'% ) *!%#"&&& ) **!"# &#!"#!$%%&' ( (!#' *+) *),, &! #% ))*!&&"%& ) ) ( /#!///!$%%# 7 -, )+ +, -+ +, /!'" &!$%/'/ + * ) /#!' '/ -, ** * )! "%& + *. ( '#!% /'".* ) *),, &!"/%"" +,*. (-, &!"# *.,* ** )*.),, &!'' "&.* )+ *),, &!%'%/!$%%/, - *., -, *),, &! ##/ + *. **) ( '#!% /'' - * )+ *),, -,! /#/ $'& /,

20 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SUPPLEMENTAL EXHIBITS AND SCHEDULES INTERROGATORIES The following supplemental reports are required to be filed as part of your statement filing. However, in the event that your company does not transact the type of business for which the special report must be filed, your response of NO to the specific interrogatory will be accepted in lieu of filing a NONE report and a bar code will be printed below. If the supplement is required of your company but is not being filed for whatever reason enter SEE EXPLANATION and provide an explanation following the interrogatory questions. Response. Will the Trusteed Surplus Statement be filed with the state of domicile and the NAIC with this statement? Explanation:. Not applicable.. Bar Code: Trusteed Surplus Statement [Document Identifier 490] 8

21 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York OVERFLOW PAGE FOR WRITE-INS Additional Write-ins for Assets Line Summary of remaining write-ins for Line from overflow page 9

22 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York Schedule A - Part N O N E Schedule A - Part N O N E E0

23 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE B - PART Showing All Mortgage Loans ACQUIRED During the Current Quarter Location Book Value/Recorded Increase (Decrease) Date of Last Loan Number City State Loan Type Actual Cost Date Acquired Rate of Interest Investment Excluding Accrued Interest Increase (Decrease) by Adjustment by Foreign Exchange Adjustment Value of Land and Buildings Appraisal or Valuation NONE Totals XXX XXX XXX E0 SCHEDULE B - PART Showing All Mortgage Loans SOLD, Transferred or Paid in Full During the Current Quarter Location Book Value/Recorded Book Value/Recorded Loan Number City State Loan Type Date Acquired Investment Excluding Accrued Interest Prior Year Increase (Decrease) by Adjustment Increase (Decrease) by Foreign Exchange Adjustment Investment Excluding Accrued Interest at Disposition Consideration Received Foreign Exchange Profit (Loss) on Sale Realized Profit (Loss) on Sale Total Profit (Loss) on Sale Mortgages closed by repayment Totals

24 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE BA - PART Showing Other Long-Term Invested Assets Acquired During the Current Quarter Location Book/ CUSIP Identification Name or Description City State Name of Vendor or General Partner NAIC Designation Date Originally Acquired Type and Strategy Actual Cost Amount of Encumbrances Adjusted Carrying Value Less Encumbrances Fair Value Increase (Decrease) by Adjustment Increase (Decrease) by Foreign Exchange Adjustment Commitment for Additional Investment Percentage of Ownership NONE Totals XXX E0 SCHEDULE BA - PART Showing Other Long-Term Invested Assets SOLD, Transferred or Paid in Full During the Current Quarter Location Book/Adjusted Increase Book/Adjusted CUSIP Identification Name or Description City State Name of Purchaser or Nature of Disposal Date Originally Acquired Carrying Value Less Encumbrances, Prior Year Increase (Decrease) by Adjustment (Decrease) by Foreign Exchange Adjustment Carrying Value Less Encumbrances on Disposal Consideration Received Foreign Exchange Gain (Loss) on Disposal Realized Gain (Loss) on Disposal Total Gain (Loss) on Disposal Investment Income Joint Venture Interests - Common Stock - Unaffiliated Any Other Class of Assets - Unaffiliated Total - Unaffiliated Total - Affiliated Totals

25 E04 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE D - PART Show All Long-Term Bonds and Stock Acquired by the Company During the Current Quarter Number of Shares of Stock Paid for Accrued Interest and Dividends CUSIP Identification Description Foreign Date Acquired Name of Vendor Actual Cost Par Value!! " " #$ % &' ( " " # )!! " " * ) )!! " " " ++,- )./0'/ " " # Bonds - U.S. Governments " " " XXX )) #4$ ) &' ( " " " # $*4 #$ /'! " " " # United States Total ") " " XXX Bonds - Special Revenues ") " " XXX $-, *- $'&/5 0 "" "" " #,, $0+'5/8 7 ' )" " # Bonds - Public Utilities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onds - Industrial and Miscellaneous "")) "" " XXX Total - Bonds - Part "" "" ") XXX Total - Bonds - Part 5 XXX XXX XXX XXX 0 NAIC Designation or Market Indicator (a)

26 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE D - PART Show All Long-Term Bonds and Stock Acquired by the Company During the Current Quarter Number of Shares of Stock Paid for Accrued Interest and Dividends CUSIP Identification Description Foreign Date Acquired Name of Vendor Actual Cost Par Value Total - Bonds XXX Total - Preferred Stocks - Part XXX XXX Total - Preferred Stocks - Part 5 XXX XXX XXX XXX Total - Preferred Stocks XXX XXX!" #$ # Common Stocks - Banks, Trust and Insurance Companies # XXX XXX Total - Common Stocks - Part # XXX XXX Total - Common Stocks - Part 5 XXX XXX XXX XXX Total - Common Stocks # XXX XXX Total - Preferred and Common Stocks # XXX XXX Totals XXX XXX (a) For all common stock bearing the NAIC market indicator "U" provide: the number of such issues 0 NAIC Designation or Market Indicator (a) E04.

27 E05 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE D - PART 4 Show All Long-Term Bonds and Stock Sold, Redeemed or Otherwise Disposed of by the Company During the Current Quarter Change In Book/Adjusted Carrying Value Current Year's Total Change in Book/ Total Foreign Exchange Book/ Bond NAIC Designation Prior Year Current Other Than Adjusted Change in Adjusted Foreign Interest/ or CUSIP Identification Description Foreign Disposal Date Name of Purchaser Number of Shares of Stock Consideration Par Value Actual Cost Book/ Adjusted Carrying Value Unrealized Valuation Increase/ (Decrease) Year's (Amortization)/ Accretion Temporary Impairment Recognized Carrying Value ( + - ) Book /Adjusted Carrying Value Carrying Value at Disposal Date Exchange Gain (Loss) on Disposal Realized Gain (Loss) on Disposal Total Gain (Loss) on Disposal Stock Dividends Received DuringYear Maturity Date Market Indicator (a)!! " # " " "!! $ " # " $ $ $$ $ "! "! $ "" " %&!! $ '( " $ $!! $ $ "% " $ $ "! "! $ " " "" $ $ $ $" $"!! $ $ -../0 "$ )* %+)+,* %) )# $" $"&, * )-*,- 4. *566. $ "$ "!! $! $! $ $"", * )-*,- )* "" 7450 $$! $$! "" $"##$, * )-*,- *)-+* 89:; $ $ " " " "! "! & Bonds - U.S. Governments $" "$ "$" " "! "! "!! XXX XXX (<= &> #$ $!! =, &> )* " 7450 $ $ $$ $$! $$! " & $)= & - )* $ 4. *566. " "! "! $ $ & &% & $ " $ & $ " $ $ $ $ $ $ $ " >'8 & $ $ " " " " $! $! " " $ " & "$ "$ "$ "$ $$ $$ "$ " **# & " $ $ $ $ $ $ $,#$ & " " $! $! "%, & $ $ $ $ $! $! $ " "$&? " " " $ $"!! ", & $ %$ & " " " $ " " " ( & " " $ $$! $$! Bonds - Special Revenues $ $ "" "" "! "! $ "! "! $" XXX XXX ""# %# )-+ *- )* $ ( 47 *.9 $ "!! $ & Bonds - Public Utilities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

28 E05. STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE D - PART 4 Show All Long-Term Bonds and Stock Sold, Redeemed or Otherwise Disposed of by the Company During the Current Quarter Change In Book/Adjusted Carrying Value Current Year's Total Change in Book/ Total Foreign Exchange Book/ Bond NAIC Designation Prior Year Current Other Than Adjusted Change in Adjusted Foreign Interest/ or CUSIP Identification Description Foreign Disposal Date Name of Purchaser Number of Shares of Stock Consideration Par Value Actual Cost Book/ Adjusted Carrying Value Unrealized Valuation Increase/ (Decrease) Year's (Amortization)/ Accretion Temporary Impairment Recognized Carrying Value ( + - ) Book /Adjusted Carrying Value Carrying Value at Disposal Date Exchange Gain (Loss) on Disposal Realized Gain (Loss) on Disposal Total Gain (Loss) on Disposal Stock Dividends Received DuringYear Maturity Date Market Indicator (a)!"#$%#& ' ' ' ' () () ' (') (') ' *+,--!.#./!"0 ' ' ' ' '!.#./!"0 ' ' ' ' () () ' ',4, - ##5667"/ ' ' ' ' ' ' ',8,4 ##5667"/ '' '' '' '' '' (') (') ' 9 -!7:$;" ' ' ' ' () () ' 9 <-$#0!"/ ' ' ' ' () () ' () (),!66 ' ' ' ' ' 9, $#0!"%!"67 ' ' ' ' ' ' *!66 ' ' ' ' ' ' =%&/!"> ' ' ' ' () () ' < --,9--, =%&/!"> ' ' ' ' ' ' ' < * !7:$;" ' ' ' ' () () '? -!7:$;" ' ' ' ' ' ' 9!.#./!"0 ' ' ' ' ' ',9!">$@ #5/! ' ' ' ' () () ' * - 5%50#$=A ' ' ' ' : A%5$",9-( ' ' ' ' ' -9 9!"#$%#& ' ' ' ' () () B!66 '' '' '' '' ' ' '' ' : A%5$" C 9- - ' ' ' ' ' +99 $#0!"%!"67 ' ' ' ' ' () () +4-, 5%50#$=A ' ' ' ' ' ' * +,D <-$#0!"/ '' '' '' '' (') (') '' (') (') ' : A%5$" C ' ' ' ' ' - 99!">$@ #5/! '' '' '' '' () () '' ' ' ' -!">$@ #5/! ' '' '' '' () () '' (') (') ' -9!"#$%#& ' ' ' ' ' ' ' -9 =%&/!"> ' ' ' ' ' ' ' Bonds - Industrial and Miscellaneous '' '' '' '' ' ' '' (') (') ' XXX XXX : A%5$" E -*-8' ' ' ' ' ' : A%5$" F -, ' ' ' ' ' Bonds - Credit Tenant Loans ' ' ' ' ' XXX XXX Total - Bonds - Part 4 '' '' '' '' ' ' '' (') (') ' XXX XXX Total - Bonds - Part 5 XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX Total - Bonds '' '' '' '' ' ' '' (') (') ' XXX XXX Total - Preferred Stocks - Part 4 XXX XXX XXX Total - Preferred Stocks - Part 5 XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX Total - Preferred Stocks XXX XXX XXX Total - Common Stocks - Part 4 XXX XXX XXX Total - Common Stocks - Part 5 XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX XXX Total - Common Stocks XXX XXX XXX Total - Preferred and Common Stocks XXX XXX XXX Totals '' XXX '' '' ' ' '' (') (') ' XXX XXX (a) For all common stock bearing the NAIC market indicator "U" provide: the number of such issues

29 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York Schedule DB - Part A - Section N O N E Schedule DB - Part B - Section N O N E Schedule DB - Part C - Section N O N E Schedule DB - Part D - Section N O N E E06, E07

30 STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE E - PART - CASH Month End Depository Balances 4 5 Book Balance at End of Each Month Rate of Interest Amount of Interest Received During Current Quarter Amount of Interest Accrued at Current Statement Date 6 During Current Quarter 7 Depository Code First Month Second Month Third Month *!"! #$%&& ' Deposits in... depositories that do not exceed the allowable limit in any one depository (See instructions) - Open Depositories XXX XXX XXX Totals - Open Depositories XXX XXX XXX Deposits in... depositories that do not exceed the allowable limit in any one depository (See instructions) - Suspended Depositories XXX XXX XXX Totals - Suspended Depositories XXX XXX XXX Total Cash on Deposit XXX XXX XXX Cash in Company's Office XXX XXX XXX XXX XXX Total - Cash XXX XXX XXX 8 9 E08

31 CUSIP Identification Description STATEMENT AS OF MARCH, 006 OF THE Bankers Life Insurance Company of New York SCHEDULE E - PART - CASH EQUIVALENTS Show Investments Owned End of Current Quarter 4 5 Code Date Acquired Rate of Interest 6 Maturity Date 7 Book/Adjusted Carrying Value 8 Amount of Interest Due and Accrued 9 Gross Investment Income E09 NONE Total Cash Equivalents