FORM G-37. Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: First Quarter of 2018
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1 Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
4 Signature: electronic Date: Apr 16, 2018 Name (must be officer of regulated entity): AARON MINER Address: 388 Greenwich Street, New York, NY Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
5 G-37 Municipal Offerings by From 01/01/18 To: 03/31/18 Total: 63 Page 1 of 2 Issuer Name Role AL Jefferson County Board Of Education Negotiated Underwriting AZ Arizona Board Of Regents Negotiated Underwriting CA City Of Redding Negotiated Underwriting CA Department Of Airports Of The City Of Los Angeles California Negotiated Underwriting CA Escondido Union School District Negotiated Underwriting CA Golden Tobacco Securitization Corporation Negotiated Underwriting CA Los Angeles Unified School District Negotiated Underwriting CA Municipal Improvement Corporation Of Los Angeles Negotiated Underwriting CA Northern California Power Agency Negotiated Underwriting CA Of California Negotiated Underwriting CA Upper Santa Clara Valley Joint Powers Authority Negotiated Underwriting CO School Dist No 1 In The City & County Of Denver & Of Co Negotiated Underwriting CT Connecticut Housing Finance Authority Negotiated Underwriting CT Of Connecticut Negotiated Underwriting DC District Of Columbia Housing Finance Agency Negotiated Underwriting DE Of Delaware Negotiated Underwriting FL County Of St Lucie-Fl Negotiated Underwriting FL School Board Of Palm Beach County Negotiated Underwriting FL Village Community Development District No 12 Negotiated Underwriting GA Colquitt County School District Agency Offering GA Floyd County School District Negotiated Underwriting HI Of Hawaii Negotiated Underwriting IL Morton Grove-Niles Water Commission Negotiated Underwriting LA Board Of Commissioners Of The Port Of New Orleans Negotiated Underwriting MA Massachusetts School Building Authority Negotiated Underwriting MD Maryland Stadium Authority Negotiated Underwriting ME Maine Turnpike Authority Negotiated Underwriting MI Michigan Housing Development Authority Negotiated Underwriting NC Board Of Governors Of The University Of North Carolina Negotiated Underwriting NH New Hampshire Health & Education Facilities Authority Negotiated Underwriting NJ New Jersey Economic Development Authority Negotiated Underwriting NJ Rutgers The University Of New Jersey Negotiated Underwriting NY Long Island Power Authority Negotiated Underwriting NY New York City Transitional Finance Authority Negotiated Underwriting NY Port Authority Of Ny And Nj Negotiated Underwriting
6 G-37 Municipal Offerings by From 01/01/18 To: 03/31/18 Total: 63 Page 2 of 2 Issuer Name Role NY Of New York Mortgage Agency Negotiated Underwriting NY The City Of New York Negotiated Underwriting NY Triborough Bridge & Tunnel Authority Remarketing Agent OH Ohio Turnpike And Infrastructure Commission Negotiated Underwriting OK Oklahoma Development Finance Authority Negotiated Underwriting OR Tri-County Metropolitan Transportation District Of Oregon Negotiated Underwriting PA Philadelphia School District Negotiated Underwriting PA The Commonwealth Financing Authority Negotiated Underwriting RI Rhode Island Commerce Corporation Negotiated Underwriting TN Tennessee Housing Development Agency Negotiated Underwriting TX Austin Community College District Public Facility Corp Negotiated Underwriting TX City Of Arlington-Tx Negotiated Underwriting TX City Of Houston Negotiated Underwriting TX Deer Park Independent School District Negotiated Underwriting TX Eagle Mountain-Saginaw Independent School District Negotiated Underwriting TX Harris County Toll Road Authority Negotiated Underwriting TX Houston Airport System Negotiated Underwriting TX Lake Travis Independent School District Negotiated Underwriting TX Midlothian Independent School District Negotiated Underwriting TX Pasadena Independent School District Negotiated Underwriting TX Prosper Independent School District Negotiated Underwriting TX Sherman Independent School District Negotiated Underwriting TX Socorro Independent School District Negotiated Underwriting TX Tomball Independent School District Negotiated Underwriting TX United Independent School District Negotiated Underwriting VT Vermont Municipal Bond Bank Negotiated Underwriting WA Energy Northwest (Formerly Washington Public Power Supply System) Negotiated Underwriting WA Washington Health Care Facilities Authority Negotiated Underwriting
FORM G-37. Name of Regulated Entity: Citigroup Global Markets Inc. Report Period: Second Quarter of 2018
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