FORM G-37. Name of Regulated Entity: SAMCO CAPITAL MARKETS, INC. Report Period: Third Quarter of 2016

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1 Name of Regulated Entity: SAMCO CAPITAL MARKETS, INC. Report Period: Third Quarter of 2016 I. CONTRIBUTIONS made to officials of a municipal entity (listed by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officers, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (listed by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 III. CONTRIBUTIONS made to bond ballot campaigns (listed by state) A. Contribution Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (listed by state) A. Municipal Securities Business and/or Municipal y Business Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, financial advisor, or remarketing agent) Municipal y Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) B. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection

4 Signature: electronic Date: Oct 24, 2016 Name: Lee Maverick Address: 6805 Capital of Texas Highway, Austin, TX Phone: Submit to the Municipal Securities Rulemaking Board completed forms quarterly by due date (specified by the MSRB)

5 SAMCO CAPITAL MARKETS, INC. - 3rd QUARTER 2016 ISSUERS WITH WHICH DEALER WAS ENGAGED IN MUNICIPAL SECURITIES (LIST BY STATE) Settlement Date Par Amount Issuer Role TX 7/7/2016 $ 710, Center Point ISD Maintenance Tax Notes TX 7/7/2016 $ 10,393, Denton Cnty Fresh Water #10, Ult Tax Rfd 2016 TX 7/7/2016 $ 3,978, Denton Cnty, TX Ult Tax Road Rfd 2016 TX 7/12/2016 $ 7,645, Fort Bend Cnty MUD #117 Ult Tax Rfd 2016 TX 7/13/2016 $ 37,360, New Braunfels, City of General Obligation and Refunding Bonds, Series 2016 TX 7/14/2016 $ 9,765, Harris Cnty, TX MUD #412 Ult Tax Rfd TX 7/14/2016 $ 27,540, Donna City of, TX Int Toll Bridge Comb Tax TX 7/19/2016 $ 7,145, Mongomery Cnty MUD #94, TX Ult Tax Rfd TX 7/20/2016 Wolfe City ISD TX 7/20/2016 $ 520, Elkhart ISD Maintenance Tax Note TX 7/21/2016 $ 101,740, Bexar County Flood Control Tax Rfdg Bonds, Series 2016 TX 7/21/2016 $ 248,415, Bexar County Limited Tax Rfdg Bonds, Series 2016 City of Saginaw, TX General Obligation Refunding Bonds, TX 7/21/2016 $ 5,910, Series 2016 TX 7/26/2016 Crystal Clear Special Utility District Melissa ISD Unlimited Tax School Building & Refunding TX 7/26/2016 $ 45,525, Bonds Anna ISD Unlimited Tax School Buliding & Refunding TX 7/28/2016 $ 29,465, Bonds Liberty Hill ISD Unlimited Tax Sch. Bldg. Bonds, Series TX 8/4/2016 $ 33,840, Southwest Independent School District Unlimited Tax TX 8/9/2016 $ 35,070, School Building and Refunding Bonds, Series 2016 Canyon Regional Water Authority Tax-Exempt Revenue Refunding Bonds (Wells Ranch Proj) Series TX 8/10/2016 $ 31,550, TX 8/11/2016 East Central Special Utility District TX 8/11/2016 $ 18,000, City of Manor Comb. Tax and C/Os, Series 2016 TX 8/11/2016 $ 13,860, Barbers Hill ISD Unlimited Tax School Building Bonds TX 8/11/2016 $ 25,570, Harris - Montgomery Cnts MUD 386, Ult Tax Rfd Co- Co- Offering Type

6 TX 8/16/2016 $ 4,860, Montgomery Cnty MUD 107, TX Ult Tax Rfd 2016A TX 8/18/2016 Seymour ISD TX 8/18/2016 $ 2,315, Wolfe City ISD Unlimited Tax School Building Bonds Wolfe City ISD Unlimited Tax School Building and TX 8/18/2016 $ 3,360, Refunding Bonds Lake Cities Municipal Utility Authority Revenue Notes, TX 8/18/2016 $ 1,500, Series 2016 Sweetwater, City of Combination Tax and Surplus TX 8/19/2016 $ 5,000, Revenue Certificates of Obligation, Series 2016 TX 8/25/2016 Clute, City of TX 8/25/2016 $ 91,675, Bexar County Comb. Tax & Revenue C.O.s, Series 2016 TX 8/25/2016 $ 5,780, Burnet County Tax Notes, Series 2016 TX 8/25/2016 $ 80,885, Corpus Christi, City of, TX Util Sys Jr Lien Rev Rfd 2016 TX 8/29/2016 Ennis, City of TX 8/30/2016 $ 4,500, Northwest Harris Cnty MUD #9, TX Ult Tax Rfd TX 8/30/2016 $ 14,505, Coppell, TX ISD Ult Tax Rfd 2016C TX 8/31/2016 $ 34,800, Canyon Regional Water Authority Tax-Exempt Revenue Refunding Bonds (Lake Dunlap/Mid-Cities Proj) Series 2016 TX 9/8/2016 $ 81,545, Boerne ISD U/Tax School Bldg Bonds, Series 2016 TX 9/8/2016 $ 2,930, Harris Cnty MUD #383 Ult Tax Rfd TX 9/13/2016 $ 4,475, Grand Lakes MUD #4, TX Ultd Tax Rfd TX 9/13/2016 $ 7,005, Ft Bend Cnty MUD #129, TX Ultd Tax Rfd Fredericksburg ISD U/Tax School Bldg Bonds, Series TX 9/14/2016 $ 9,000, East Central Special Utility District Utility System Revenue TX 9/14/2016 $ 1,345, Refunding Bonds, Series 2016 TX 9/15/2016 $ 1,500, Seymour ISD Unlimited Tax School Building Bonds Kennedale, City of General Obligation Refunding Bonds, TX 9/15/2016 $ 3,720, Series 2016 Judson ISD U/Tax School Bldg and Rfdg Bonds, Series TX 9/20/2016 $ 310,915, West Hardin County CISD Ltd Maint. Tax Notes, Series TX 9/21/2016 $ 1,105, TX 9/21/2016 $ 735, Ingleside, City of Tax Notes, Series 2016 TX 9/22/2016 $ 2,035, San Augustine ISD Unlimited Tax Refunding Bonds Co-

7 TX 9/26/2016 Schreiner University TX 9/27/2016 $ 4,935, Oakmont Pub Util Dist, TX Ult Tax Rfd