FORM G-37. Name of Regulated Entity: J.P. Morgan Securities LLC. Report Period: Second Quarter of 2017

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1 Name of Regulated Entity: J.P. Morgan Securities LLC Report Period: Second Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection

4 Signature: electronic Date: Jul 27, 2017 Name (must be officer of regulated entity): MAUREEN GERAGHTY Address: 383 Madison Avenue, New York, NY Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)

5 J.P. Morgan Securities LLC - Public Finance Q G-37 Submission Issuer Name Type AZ CITY OF GLENDALE Negotiated Underwriting AZ NV Energy, Inc. Negotiated Underwriting AZ Salt River Project Agricultural Improvement & Power District Commercial Paper Dealer CA California Department Of Water Resources Commercial Paper Dealer CA CALIFORNIA HOUSING FINANCE AGENCY Negotiated Underwriting CA CHULA VISTA MUNICIPAL FINANCING AUTHORITY Negotiated Underwriting CA County of Riverside Ca Negotiated Underwriting CA California Health Facilities Financng Authoriy (Kaiser Permanente) Negotiated Underwriting CA Los Angeles California Unified School District Negotiated Underwriting CA Metropolitan Water District of Southern California Negotiated Underwriting CA PORT OF OAKLAND, CALIFORNIA Negotiated Underwriting CA San Francisco Bay Area Rapid Transit System Negotiated Underwriting CA Of California Negotiated Underwriting CA THE REGENTS OF THE UNIVERSITY OF CALIFORNIA Negotiated Underwriting CO COLORADO HIGH PERFORMANCE TRANSPORTATION ENTERPRISE Negotiated Underwriting CT CONNECTICUT HOUSING FINANCE AUTHORITY Negotiated Underwriting CT STATE OF CONNECTICUT Negotiated Underwriting CT Connecticut Health & Educational Facilities Authority (Yale University) Negotiated Underwriting DC WASHINGTON METROPOLITAN AREA TRANSIT AUTHORITY Negotiated Underwriting FL CITY OF GAINESVILLE REGIONAL UTILITIES Remarketing Agent FL City of Pembroke Pines Negotiated Underwriting FL City Of Tallahassee (Energy System) Fl Negotiated Underwriting FL Florida Municipal Power Agency Negotiated Underwriting FL Miami-Dade County Health Facilities Authority (Nicklaus Children's Hospital) Negotiated Underwriting IA IOWA FINANCE AUTHORITY Negotiated Underwriting IL COMMUNITY COLLEGE DISTRICT NO. 530 COUNTIES OF WILLIAMSON, JACKSON, FRANKLIN, PERRY & RANDOLPH & STATE OF ILLINOIS Negotiated Underwriting IL Illinois Finance Authority (Ascension Health) Negotiated Underwriting IL ILLINOIS FINANCE AUTHORITY (LURIE CHILDRENS HOSPITAL) Negotiated Underwriting IN Indiana Health Facility Financing Authority (Ascension Health) Negotiated Underwriting IN Hospital Authority of Elkhart County Remarketing Agent IN Hospital Authority of St. Joseph County Remarketing Agent IN INDIANA HOUSING AND COMMUNITY DEVELOPMENT AUTHORITY Negotiated Underwriting KY County of Trimble, Kentucky (Louisville Gas & Electric Company) Negotiated Underwriting KY Louisville-Jefferson County Metropolitan Government (Louisville Gas & Electric Company) Negotiated Underwriting LA Louisville Public Facilities Authority (Franciscan Missionaries Of Our Lady Health System) Negotiated Underwriting LA LOUISIANA HOUSING CORPORATION Negotiated Underwriting LA LOUISIANA LOCAL GOVERNMENT ENVIRONMENTAL FACILITIES AND COMMUNITY DEVELOPMENT AUTHORITY (WOMAN'S HOSPITAL) Negotiated Underwriting MA Massachusetts Development Finance Agency (College Of The Holy Cross) Negotiated Underwriting MA MASSACHUSETTS CLEAN WATER TRUST Negotiated Underwriting MA Massachusetts Educational Financing Authority Negotiated Underwriting MA Massachusetts Housing Finance Agency Negotiated Underwriting MA MASSACHUSETTS WATER RESOURCES AUTHORITY Negotiated Underwriting MA Massachusetts Development Finance Agency (Williams College) Negotiated Underwriting MD COMMUNITY DEVELOPMENT ADMINISTRATION MARYLAND DEPARTMENT OF HOUSING AND COMMUNITY DEVELOPMENT Negotiated Underwriting MD HOUSING OPPORTUNITIES COMMISSION OF MONTGOMERY COUNTY Negotiated Underwriting MD Maryland Health & Higher Education Facilities Authority (Medstar Health Inc) Negotiated Underwriting ME Maine Housing Authority Negotiated Underwriting MI LANSE CREUSE PUBLIC SCHOOLS Negotiated Underwriting MI Michigan Housing Development Authority Negotiated Underwriting MI Michigan Hospital Finance Authority (Ascension Health) Negotiated Underwriting MO HEALTH AND EDUCATIONAL FACILITIES AUTHORITY OF THE STATE OF MISSOURI (Washington University) Negotiated Underwriting MO St. Louis Municipal Finance Corporation Negotiated Underwriting NC Carolinas Healthcare System Remarketing Agent NC City of Charlotte Negotiated Underwriting NJ New Jersey Healthcare Facilities Financing Authority (Hackensack Meridian Health, Inc.) Negotiated Underwriting

6 J.P. Morgan Securities LLC - Public Finance Q G-37 Submission Issuer Name Type NM New Mexico Finance Authority Negotiated Underwriting NM New Mexico Hospital Equipment Loan Council (Presbyterian Healthcare Services) Negotiated Underwriting NM New Mexico Hospital Equipment Loan Council (Presbyterian Healthcare Services) Remarketing Agent NM Regents of New Mexico University Negotiated Underwriting NM Santa Fe Public School District Negotiated Underwriting NV NV Energy, Inc. Negotiated Underwriting NY Dormitory Authority Of The Of NY Negotiated Underwriting NY Hudson Yards Infrastructure Corp. Negotiated Underwriting NY Metropolitan Transportation Authority (NY) Negotiated Underwriting NY Town of Hempstead Local Development Corporation (Molloy College) Negotiated Underwriting NY MONROE COUNTY INDUSTRIAL DEVELOPMENT CORPORATION (ROCHESTER GENERAL HEALTH SYSTEM) Negotiated Underwriting NY New York City Housing Development Corporation Negotiated Underwriting NY New York City Transitional Finance Authority Negotiated Underwriting NY NEW YORK STATE HOUSING FINANCE AGENCY Negotiated Underwriting NY Of New York Mortgage Agency Negotiated Underwriting OH COUNTY OF CUYAHOGA, OHIO (METROHEALTH SYSTEM) Negotiated Underwriting OH UNIVERSITY OF CINCINNATI Negotiated Underwriting OR Oregon Department Of Transportation Negotiated Underwriting OR Oregon Housing & Community Services Department Negotiated Underwriting OR STATE OF OREGON Negotiated Underwriting PA CITY OF PHILADELPHIA, PENNSYLVANIA Negotiated Underwriting PA GEISINGER AUTHORITY Negotiated Underwriting PA Northampton County General Purpose Authority (Lafayette College) Negotiated Underwriting PA PENNSYLVANIA HOUSING FINANCE AGENCY Negotiated Underwriting PA PHILADELPHIA AUTHORITY FOR INDUSTRIAL DEVELOPMENT (CHILDREN'S HOSPITAL) Negotiated Underwriting PA THE PENNSYLVANIA STATE UNIVERSITY Negotiated Underwriting RI RHODE ISLAND HEALTH & EDUCATIONAL BUILDING CORPORATION Negotiated Underwriting RI Rhode Island Housing Mortgage Finance Corporation Negotiated Underwriting RI Of Rhode Island & Providence Plantations Negotiated Underwriting SD South Dakota Housing Development Authority Negotiated Underwriting TN Tennessee Housing Development Agency Negotiated Underwriting TN THE HEALTH, EDUCATIONAL AND HOUSING FACILITY BOARD OF THE COUNTY OF SHELBY, TENNESSEE (Methodist LeBonheur Healthcare) Negotiated Underwriting TX Arlington Independent School District Negotiated Underwriting TX BOARD OF REGENTS OF TEXAS WOMANS UNIVERSITY Negotiated Underwriting TX Brazoria County Toll Road Authority Negotiated Underwriting TX CITY OF FORT WORTH, TEXAS Negotiated Underwriting TX Frisco Independent School District Negotiated Underwriting TX Gainesville Hospital District Negotiated Underwriting TX HOUSTON INDEPENDENT SCHOOL DISTRICT Negotiated Underwriting TX TRINITY RIVER AUTHORITY OF TEXAS Negotiated Underwriting TX United Independent School District Negotiated Underwriting TX Williamson County Negotiated Underwriting TX City of San Antonio (Trinity University) Negotiated Underwriting VA COUNTY OF HENRICO, VIRGINIA Negotiated Underwriting VA VIRGINIA RESOURCES AUTHORITY Negotiated Underwriting WA Energy Northwest Negotiated Underwriting WI of Wisconsin Negotiated Underwriting WI Wisconsin Housing And Economic Development Authority Negotiated Underwriting WI Public Finance Authority (American Dream at Meadowlands) Negotiated Underwriting