FORM G-37. Name of Regulated Entity: Loop Capital Markets, L.L.C. Report Period: First Quarter of 2018

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1 Name of Regulated Entity: Loop Capital Markets, L.L.C. Report Period: First Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

2 III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

3 IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business See Attachment Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection

4 Signature: electronic Date: Apr 24, 2018 Name (must be officer of regulated entity): ANGELA LEYESA Address: 111 WEST JACKSON BLVD, Chicago, IL Phone: Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)

5 Loop Capital Markets LLC 111 W. Jackson Boulevard, Suite 1901; Chicago, IL G37 1st Quarter Deals - January March 2018 Sale Date Amount ($ '000) Issuer Issue Description Role Dept. of Water & Power of the City of Los 27-Mar-18 $354, Angeles CA Power Syst. Revenue Bonds 2018A Co-Mgr 16-Mar-18 $240, County of Alameda CA General Obligation Bonds 2018A Co-Mgr 19-Jan-18 $85, Muni Improvement Corp. of Los Angeles CA Lease Revenue Bonds 2018A-B Co-Mgr 15-Mar-18 $141, Univ of Connecticut CT Special Obligation Student Fee Revenue Bonds 2018A Co-Mgr 27-Mar-18 $795, The George Washington Univ DC Taxable Bonds 2018 Co-Mgr 18-Jan-18 $150, Orlando Utilities Commission FL Utility Syst. Revenue Bonds 2018A Co-Mgr 28-Mar-18 $119, City of Chicago IL Chicago O'Hare International Airport Senior Special Facs Revenue Bonds 2018 Co-Mgr 07-Feb-18 $63, BOT of Illinois Univ IL Aux Facs Syst. Revenue Bonds 2018A-B Co-Mgr 25-Jan-18 $395, Massachusetts School Building Auth MA Sub Dedicated Sales Tax Bonds 2018A Co-Mgr Maryland Stadium Auth - Baltimore Public 24-Jan-18 $426, Schools MD Construction & Revitalization Program Revenue Bonds 2018A Co-Mgr 14-Feb-18 $122, Board of Governors of Wayne Univ MI General Revenue Bonds 2018A Co-Mgr 25-Jan-18 $43, City of Greensboro NC Taxable Limited Obligation Bonds 2018 Co-Mgr 05-Jan-18 $356, New Jersey Eco Dev Auth NJ Lease Revenue Bonds 2018A-C Co-Mgr 05-Jan-18 $19, New Jersey Eco Dev Auth NJ Lease Revenue Bonds 2018B Co-Mgr 16-Mar-18 $1,002, New York City Trans Finance Auth NY Building Aid Revenue Bonds 2018A3-S4 Co-Mgr School Facs Revenue Bonds 2018A (Syracuse City School 02-Mar-18 $67, City of Syracuse Industrial Dev Agency NY Dist.) Co-Mgr 28-Feb-18 $127, of New York Mortgage Agency NY Homeowner Mortgage Revenue Bonds /209 Co-Mgr 14-Feb-18 $1,487, Commonwealth Financing Auth NY Tobacco Master Settlement Payment Revenue Bonds 2018 Co-Mgr

6 Sale Date Amount ($ '000) Issuer Issue Description Role 24-Jan-18 $154, Port Auth of New York & New Jersey NY Consolidated Bonds Co-Mgr 24-Jan-18 $677, Port Auth of New York & New Jersey NY Consolidated Bonds Co-Mgr 01-Feb-18 $227, Cuyahoga Comm College Dist. OH Facilities Construction & Improvement Bonds 2018 Co-Mgr 31-Jan-18 $499, Ohio Turnpike Commision OH Turnpike Revenue Bonds 2018A & Turnpike Junior Lien Revenue Bonds 2018A 23-Mar-18 $254, School Dist. Of Philadelphia PA General Obligation Bonds 2018A-B Co-Mgr 28-Mar-18 $33, Gulf Coast Auth TX Bayport Area Sytst. Revenue Bonds 2018 Co-Mgr 08-Mar-18 $465, City of Arlington TX Senior Lien Special Tax Revenue Bonds 2018A-B-C Co-Mgr 07-Feb-18 $137, City of Houston TX Airport Syst. Special Facs Revenue Bonds 2018/2018C Co-Mgr 08-Mar-18 $2,181, of California CA Various Purpose General Obligation Bonds 2018 Co-Snr-Mgr 23-Feb-18 $164, Illinois Finance Auth IL Revenue Bonds 2018A-B (Univ of Chicago) Co-Snr-Mgr 23-Feb-18 $194, The City of New York NY General Obligation Bonds 2004A-6 / 2008J-4 / 2011F-3 Co-Snr-Mgr 23-Feb-18 $700, The City of New York NY General Obligation Bonds 2018E Co-Snr-Mgr 16-Feb-18 $7, School Dist. #1 of the City & County of Denver CO Certificates of Participation Manager 29-Mar-18 $526, of Connecticut CT General Obligation Bonds 2018A (Refunding) 2018B Manager 19-Jan-18 $101, The County of Cook IL General Obligation Refunding Bonds 2018 Manager 07-Feb-18 $118, Connecticut Housing Finance Auth CT Housong Mortgage Finance Program Bonds 2018A Selling Group 25-Jan-18 $800, of Connecticut CT Special Tax Obligation Bonds 2018A (Transportation Infrastructure Purposes) Selling Group 02-Mar-18 $596, New York Thruway Auth NY General Revenue Refunding Bonds 2018L Selling Group 14-Mar-18 $80, Oklahoma Water Resources Board OK Revolving Fund Revenue Bonds Drinking Water Program 2018 Selling Group Co-Mgr