SANTA CRUZ COUNTY HOMELESS ACTION PARTNERSHIP
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1 SANTA CRUZ COUNTY HOMELESS ACTION PARTNERSHIP Summary f 2016 HUD CC NOFA Backgrund The CC Prgram (24 CFR part 578) is designed t prmte a cmmunity-wide cmmitment t the gal f ending hmelessness; t prvide funding fr effrts by nnprfit prviders, States, and lcal gvernments t quickly re-huse hmeless individuals, families, persns fleeing dmestic vilence, and yuth while minimizing the trauma and dislcatin caused by hmelessness; t prmte access t and effective utilizatin f mainstream prgrams by hmeless; and t ptimize self-sufficiency amng thse experiencing hmelessness. Each year the U.S. Department f Husing and Urban Develpment (HUD) releases a Ntice f Funding Availability (NOFA), signifying the beginning f a funding cmpetitin amng apprximately 450 Cntinuums f Care (CC), the cmmunity stakehlder grups that guide lcal respnses t hmelessness. The 2016 CC NOFA was released n June 29, 2016, pening the cmpetitin making available apprximately $1.9 billin t serve hmeless peple natinally. The infrmatin in the NOFA sets frth the cmpetitin rules and prcesses fr This summary includes the highlights f the NOFA; additinal infrmatin will be shared as it is made available by HUD. Befre the applicatin is submitted t HUD, ur CC, the Hmeless Actin Partnership (HAP), is required t hld a lcal cmpetitin t determine which prjects will be included in the cnslidated applicatin, alng with their relative pririty. The results f the lcal cmpetitin dictate fr which prjects the CC will seek funding. Additinal infrmatin abut prject applicatin requirements and standards will be available at the upcming Applicant Technical Assistance Sessin. Additinal details abut anything in this summary can be fund in the NOFA, available at: Summary Available Funding fr the Santa Cruz Cunty CC HUD determines the maximum award fr which each CC is eligible, determined by a cmbinatin f factrs. This year, in ur CC, ur eligible applicatin amunts are as fllws: Estimated Annual Renewal Demand (ARD): $1,808,587 (Can be used t fund eligible renewal prjects, in whle r in part, r can be reallcated t new prjects. Mre infrmatin abut reallcated prjects is prvided belw.) Estimated Permanent Husing Bnus Funding: = $90,429 (5% f ARD) Estimated Planning Funding: = $54,257 (3% f ARD) Estimated Tier 1 Funding: = $1,681,986 (93% f ARD) Estimated Tier 2 Funding: = $217,030 (7% f ARD + 100% f Estimated PH Bnus Funding). 1
2 Highlights f the 2016 CC NOFA The CC applicatin is similar t last year s, fcusing heavily n HMIS and ther data, using system level perfrmance measures. Again, the NOFA and scring criteria are very fcused n HUD s plicy pririties, including making strng prgress n ending chrnic, veteran, yuth, and family hmelessness and implementing Husing First system-wide. This year the Permanent Husing Bnus is smaller (5% f ARD cmpared t 15% last year), but as with last year, is available t create multiple prjects and can be used fr either new: Permanent supprtive husing prjects that will serve 100% chrnically hmeless individuals and families, r Rapid re-husing prjects that will serve individuals and families cming directly frm the streets, emergency shelters, r are fleeing dmestic vilence r ther persns wh meet the criteria f paragraph 4 f the definitin f hmeless. As in past years, the funding that CCs can apply fr is divided int tiers, with prjects priritized in Tier 1 being mre likely t be funded than prjects f lwer pririty that fall int Tier 2. Tier 1 is bigger than last year (up frm 85% t 93% f ARD), s mre prjects can be prtected. As detailed further belw, prjects in Tier 2 will be selected based n a 100-pint scale: The verall CC scre (up t 50 pints), The prject s ranking rder (up t 35 pints), The prject type (up t 5 pints), and Husing First implementatin (up t 10 pints). But, the weighting f factrs has changed, with an increased emphasis n lcal ranking. CCs are expected t critically evaluate prjects fr ranking purpses. Tier 2 will be equal t 7% f annual renewal demand plus Permanent Husing Bnus amunt (last year it was equal t 15% f annual renewal demand plus Permanent Husing Bnus amunt). Bnus prjects will be ranked and reviewed in the same way as ther prjects. Key Changes Frm Last Year s NOFA While the 2015 CC NOFA and the 2016 CC NOFA are similar in frm and cntent, there are sme changes, highlighted in this sectin. The FY 2016 Apprpriatins Act requires that fr this NOFA: CCs cannt receive grants fr new prjects, ther than thrugh reallcatin, unless the CC cmpetitively ranks prjects based n hw they imprve system perfrmance. HUD must base an increasing share f the CC scre n perfrmance criteria. HUD must priritize funding fr CCs that have demnstrated the ability t reallcate resurces t higher perfrming prjects. 2
3 In accrdance with the Apprpriatins Act, the NOFA has a few changes in scring t the CC applicatin, with increased fcus n review and rank prcesses and tw new scring factrs: Reallcatin (4 pints), System Perfrmance Measure reprting (10 pints), and A few thers changed a bit. As nted abve, Tier 2 scring was recnfigured t put less weight n CC scre and prject type and mre weight n ranked rder within Tier 2. New this year, HUD will prvide a debriefing t a requesting applicant after awards are annunced. Details can be fund in the NOFA. New permanent husing prjects will be evaluated using the same criteria regardless f whether the CC has identified them as bnus r reallcatin prjects. HUD may reclassify permanent husing prjects if warranted. Prgram incme may be used as a surce f match. The NOFA included a nte that HUD encurages all applicants t ensure public decisin-making and meaningful participatin by residents f affected areas and cmmunities traditinally marginalized frm planning. Applicants shuld ensure cmpliance with all relevant laws related t disability r limited English prficiency. HUD s Hmeless Plicy & Prgram Pririties CCs and Prject Applicatins will be evaluated based n the extent t which they further HUD s plicy pririties. Aligned with Opening Drs: The Federal Strategic Plan t Prevent and End Hmelessness, the plicy pririties set frth in the NOFA are: 1. Creating a Systemic Respnse t Hmelessness by develping systemic supprts that assure hmeless assistance is well crdinated, well managed, inclusive, transparent, and achieves psitive utcmes, by: Measuring system perfrmance Creating an effective crdinated entry system Prmting participant chice Planning as a system Making the delivery f hmeless assistance mre pen, inclusive, and transparent. 2. Strategic Resurce Allcatin based n perfrmance evaluatin and data f all resurces, including: Cmprehensive review f prjects & reallcatin when it wuld reduce hmelessness Maximizing the use f mainstream resurces Leveraging resurces thrugh partnerships (PHAs, philanthrpy, etc.) Reviewing the efficacy f transitinal husing Administering prgrams in the mst integrated setting apprpriate fr individuals with disabilities (added since CC Registratin Ntice). 3
4 3. Ending Chrnic Hmelessness by: Targeting permanent supprtive husing beds t chrnically hmeless peple by priritizing fr entry within each prject s structure cnsistent with Ntice CPD Increasing units fr chrnically hmeless peple Imprving utreach. 4. Ending Family Hmelessness by: Ensuring access t husing resurces fr families, such as rapid rehusing, affrdable husing units, permanent supprtive husing. 5. Ending Yuth Hmelessness by: Understanding the unique needs f hmeless yuth and reaching ut t yuth-serving rganizatins t help them fully participate in the CC Meeting the needs f hmeless yuth, including Lesbian, Gay, Bisexual, Transgender, and Questining (LGBTQ) yuth and victims f trafficking When evaluating the perfrmance f yuth prgrams, taking int accunt the specific challenges faced by hmeless yuth. 6. Ending Veteran Hmelessness by: T the extent pssible, priritizing veterans and their families wh cannt be effectively assisted with Department f Veterans Affairs (VA) services fr CC-funded services Crdinating CC resurces with VA-funded husing/services (e.g., HUD-VASH, SSVF). 7. Using a Husing First Apprach thrugh: Using data t quickly and stably huse hmeless persns Engaging landlrds and prperty wners Remving barriers t entry, such as pr credit histry, lack f incme r emplyment, r sbriety Adpting client-centered service methds. HUD Deadlines & Timeline June 29, 2016: 2016 CC NOFA is released On r after July 6, 2016: applicatins will be made available in e-snaps On r after July 8, 2016: HUD will issue a Preliminary Annual Renewal Demand (ARD) Reprt that lists each CC s Preliminary Pr Rata Need (PPRN) and ARD amunts By July 22, 2016, 5:00 PM lcal time: All changes t the FY2016 Grants Inventry Wrksheet (GIW) after the final HUD apprval prcess must be submitted fr apprval by the lcal HUD CPD Field Office, in cnsultatin with HUD Headquarters By August 1, 2016: CCs must submit 2016 System Perfrmance data in HDX On r after August 5, 2016: HUD will issue a Final ARD Reprt that will include each CC s PPRN, ARD, CC Planning, and Permanent Husing Bnus amunts available By August 15, 2016 (30 days befre applicatin deadline): All prject applicatins must have 4
5 been submitted t CCs, in accrdance with their lcal timelines By August 30, 2016 (15 days befre applicatin deadline): CCs must ntify all prject applicants, in writing utside f e-snaps, regarding whether their prject applicatins wuld be accepted (and ranked n the CC Pririty Listing), rejected, r reduced. When a prject applicatin is rejected r reduced, the CC must indicate the reasn(s) By September 12, 2016: Fr full pints, each CC must pst the CC Cnslidated Applicatin (i.e., the CC Applicatin and CC Pririty Listing) n its website (r a partner website) and ntify cmmunity members that it is available, in a manner that is accessible fr persns with disabilities and persns with limited English prficiency By September 14, 2016, 7:59:59 p.m. eastern time: Deadline fr submissin t HUD. Ranking & Tiering CCs are required t rank all prjects submitted by prject applicants in e-snaps, except CC planning prjects. Ranked prjects must include renewal prjects, new prjects created thrugh reallcatin, and permanent husing bnus prjects. CCs shuld cnsider the plicy pririties established in the NOFA in cnjunctin with lcal pririties t determine the ranking f prjects. The Cllabrative Applicant will be required t certify that there is a demnstrated need fr all ranked permanent husing renewal prjects n the Renewal Prject Listing. The CC must place all accepted prjects int Tier 1 r Tier 2 as described belw. Tier 1 The amunt f funding available fr Tier 1 is equal t 93 percent f the CC s ARD. HUD will cnditinally award prjects frm the highest scring CC t the lwest scring CC. Prjects shuld be placed in pririty rder, as in the event that HUD is require t drastically reduce the ttal amunt f funds available, the Tier 1 amunt per CC will be reduced prprtinately amng all CCs, which culd result in sme Tier 1 prjects falling int Tier 2. Tier 2 The amunt f funding available fr Tier 2 is equal t the difference between Tier 1 and the CC s ARD plus any amunt available fr the permanent husing bnus. Funding will be determined by the pint value f each prject applicatin based n a 100-pint scale. All Tier 2 prjects will be funded in pint rder starting with the highest scring CCs. As summarized earlier, Tier 2 pints are awarded as fllws: CC Scre: Up t 50 pints in direct prprtin t the CC scre CC Ranking: Up t 35 pints fr the CC s ranking f the prject applicatin(s), with the 35 pints spread evenly acrss the Tier 2 funding amunt. Higher ranked prjects get mre pints, hwever the frmula used t award pints gives a disincentive t large prjects. Calculatin- Pints fr a given prjects= 35 * (1- (the cumulative funding requests fr all prjects r prtins f prjects ranked higher by the CC in Tier 2 plus ne half f the funding f the prject f interest/ Tier 2 amunt). Prject Type: Up t 5 pints will be based n type f prject and the ppulatin served. 5
6 5 pints fr renewal and new Permanent Husing, renewal Safe Haven, Hmeless Management Infrmatin System, Supprtive Services Only fr Crdinated Entry System, r Transitinal Husing that exclusively serves hmeless yuth 3 pints fr ther renewal Transitinal Husing 1 pint fr ther renewal Supprtive Services Only prject applicatins. Cmmitment t Plicy Pririties: Up t 10 pints fr Husing First cmmitment. Fr Permanent Husing: Will receive pints based n hw the prject cmmits t applying the Husing First mdel Hmeless Management Infrmatin System and Supprtive Services Only fr Crdinated Entry System prjects: Will autmatically receive 10 pints Transitinal Husing and ther Supprtive Services Only prjects: Will receive pints based n hw the prject demnstrates that it is lw-barrier, priritizes rapid placement and stabilizatin in permanent husing and des nt have service participatin requirements r precnditins t entry (such as sbriety r a minimum incme threshld). Prjects Straddling Tiers 1 & 2 Fr any prjects that straddle the tw tiers, the prcess fr funding them is the same as last year. The Tier 1 prtin will be funded in accrdance with Tier 1 prcesses and the Tier 2 prtin will be funded in accrdance with Tier 2 prcesses. HUD may award prject funds fr just the Tier 1 prtin, prvided the prject is still feasible with the reduced funding (e.g., is able t cntinue serving hmeless prgram participants effectively). Eligible New Prjects Eligible PH Bnus Prjects New permanent supprtive husing prjects that will serve 100 percent chrnically hmeless families and individuals New rapid re-husing prjects that will serve individuals and families wh cme directly frm the streets, emergency shelters, r are fleeing dmestic vilence r ther persns wh meet the criteria f paragraph (4) f the definitin f hmeless Eligible Reallcatin Prjects New permanent supprtive husing prjects where all beds will be dedicated fr use by chrnically hmeless individuals and families New rapid re-husing t serve hmeless individuals and families cming directly frm the streets r emergency shelters r persns fleeing dmestic vilence and persns meeting the criteria f paragraph (4) f the definitin f hmelessness New Supprtive Services Only (SSO) prject specifically fr a centralized r crdinated assessment system New dedicated Hmeless Management Infrmatin System (HMIS) prject. 6
7 Eligible Planning Prject As with last year, applicatins fr CC planning csts will be unranked. CCs may nly submit ne applicatin fr CC planning csts. Planning prjects that pass threshld review will be cnditinally selected frm the highest scring CC t the lwest scring CC. Selected Reminders & Hints fr Prject Applicants DUNS/SAM Registratin: Prject applicants are required t register with Dun and Bradstreet t btain a DATA Universal Numbering System (DUNS) number, if they have nt already dne s, and cmplete r renew their registratin in the System fr Award Management (SAM) Required Reading: Prject applicants shuld read the CC NOFA, CC Prgram Interim Rule, and the General NOFA. Up fr Renewal: All CC-funded prjects (1) that expire in Calendar Year 2017 r (2) that were riginally awarded in the FY 2010 Hmeless Assistance Prgrams Cmpetitin and, ntwithstanding the expiratin date, have nt renewed in a previus cmpetitin, shuld be n the GIW and be applying fr renewal funding this year. Match: Prgram incme may nw be used as a surce f match. Adjustments t Husing Line Items: As has ccurred in recent years, after submissin, HUD is required t adjust awards fr leasing, perating, and rental assistance budget line items based n changes t the Fair Market Rents (FMR). Cnslidatin: HUD encurages the cnslidatin f renewal grants when the grants are with the same recipient, have the same cmpnent and expire in the same year, hwever, prjects that have nt yet been cnslidated must submit separate prject applicatins. Cnslidatin can typically ccur at grant agreement executin. CC Technical Review: Again this year, HUD expects each CC t implement a thrugh review and versight prcess at the lcal level fr bth new and renewal prject applicatins. Specifically, HUD requires that each CC review all applicatins t ensure that: prgram participants and prpsed activities are eligible, each prject narrative is fully respnsive, the data in the applicatin is internally cnsistent, and all required attachments are accurate, cmplete and dated crrectly. Indirect Csts: Applicants may charge indirect csts t the award. Applicants with an apprved federally negtiated indirect cst rate must submit with their applicatin a cpy f their apprved Indirect Cst Rate Prpsal. Applicants withut an apprved indirect cst rate may charge a maximum rate f 10 percent f mdified ttal direct csts. Priritizatin: Renewal prjects that indicated they wuld priritize chrnically hmeless persns in beds that becme available thrugh turnver in nn-dedicated permanent supprtive husing prjects must cntinue t d s. Clarificatin abut Categry 4 Eligibility: Persns wh are fleeing r attempting t flee human trafficking, including sex trafficking, may qualify as hmeless under paragraph 4 f the hmeless definitin (fleeing dmestic vilence). 7
8 CC Scring Criteria Each CC will be scred n the fllwing factrs this year, cmpeting fr a ttal f 200 pints. CCs will need t gather infrmatin frm prject applicatins, APRs, prject mnitring reprts, HMIS, PIT Cunt, HIC, and lcal PHAs t respnd t the questins. 1. CC Crdinatin and Engagement (43 pints (49 pints in 2015)) Inclusive structure and participatin (5 pints) Crdinatin with the Cnslidated Plan, Emergency Slutins Grants (ESG), and ther rganizatins (4 pints) Addressing the needs f victims f dmestic vilence (3 pints) Public husing agencies (3 pints) Discharge planning (2 pints) Centralized r crdinated assessment system (3 pints) Husing First and Reducing barriers t husing (12 pints) Outreach (3 pints) Criminalizatin (2 pints) Change frm 2015 Increase in rapid re-husing n HIC (4 pints) Mainstream benefits and ther assistance (2 pints). 2. Prject Ranking, Review & Capacity (30 pints (26 pints in 2015)) The numbers dn t add up. Objective criteria and past perfrmance (18 pints) Attach written dcumentatin t applicatin shwing bjective criteria (10 pints) Cnsider past perfrmance (4 pints) Cnsider severity f needs (4 pints) Reallcating Prjects (since FY2013 cmpetitin) (4 pints) New factr Ranking and selectin prcess (3 pints) Recipient perfrmance mnitring (4 pints). 3. Hmeless Management Infrmatin System (18 pints, n changes since 2015) HMIS gvernance (2 pints) HMIS plicy and prcedures (3 pints) Husing Inventry Cunt (HIC) (1 pint) Bed cverage (4 pints) Data quality (4 pints) Required HMIS reprts (4 pints). 4. Pint-in-Time Cunt (9 pints, same pints in 2015) PIT Cunt and data submissin (3 pints) 8
9 Methdlgy fr sheltered PIT Cunt (2 pints). Methdlgy fr unsheltered PIT Cunt (2 pints). Cnducting an Effective Yuth Cunt in 2016 (2 pints). Change frm System Perfrmance (40 pints (38 pints in 2015)) The numbers dn t seem t add up. Reductin in the number f hmeless individuals and families (7 pints) Demnstrated decrease in sheltered cunt (2 pints) Demnstrated decrease in unsheltered cunt (5 pints) Reductin in the number f first time hmeless (2 pints) Length f time hmeless (7 pints) Successful permanent husing placement r retentin (7 pints) 80 percent f persns wh exit CC prgram-funded transitinal husing, supprtive services nly, and rapid re-husing prjects exit t a permanent husing destinatin 80 percent f peple in CC prgram-funded permanent supprtive husing remain fr at least 12 mnths. Returns t hmelessness (4 pints) Jbs and incme grwth (4 pints) Generate a System Perfrmance Measures reprt (10 pints). New Factr While HMIS is nly 18 pints, mst f the CC Applicatin pints rely n quality HMIS data. 6. Perfrmance and Strategic Planning (60 pints) Ending Chrnic Hmelessness (15 pints) Adpting the rder f pririty described in Ntice CPD (3 pints) Increased ttal number f PSH beds fr chrnically hmeless peple (10 pints) Reducing chrnic hmelessness (2 pints) Ending Hmelessness amng Husehlds with Children (15 pints) Priritizing husehlds with children based n need (3 pints) Having a lcal plan t rapidly re-huse husehlds with children within 30 days f thse families becming hmeless (3 pints) Implementing a rapid re-husing mdel that will reduce the number f hmeless husehlds with children and CCs that demnstrate an increase in the number f rapid re-husing units available t serve families (5 pints) Ensuring prjects within the CC d nt deny admissin t r separate family members when they enter shelter r husing (2 pints) Demnstrating the ttal number f hmeless husehlds with children and yuth has decreased (2 pints) Ending Yuth Hmelessness (15 pints) Having strategies that address the unique needs f unaccmpanied hmeless 9
10 yuth and fr the existence f a prven strategy that addresses hmeless yuth trafficking and ther frms f explitatin (5 pints) Demnstrating an increase, as recrded in HMIS, in the number f unaccmpanied hmeless yuth (up t age 24) served wh were residing n the streets r in places nt meant fr human habitatin prir t entering a hmeless prject (5 pints) Demnstrating a prpsed plan t increase funding fr unaccmpanied yuth hmeless prgrams in Calendar Year 2017 (3 pints) Specifically describing hw the CC cllabrates with lcal educatin authrities and schl districts in the gegraphic area (1 pint) Demnstrating the extent in which yuth service and educatin representatives and CC representatives have participated in each ther s meetings ver the past 12 mnth (1 pint) Ending Veteran Hmelessness (15 pints) Demnstrating the ttal number f hmeless veterans in the CC has decreased (8 pints) Resurce Infrmatin Demnstrating a 75 percent reductin in the ttal number f hmeless veterans and unsheltered hmeless veterans as reprted in the 2015 PIT cunt, cmpared t 2010 (4 pints) Demnstrating the CC identifies, assesses, and refers hmeless veterans wh are eligible fr Veterans Affairs services and husing t apprpriate resurces such as HUD-VASH and SSVF (3 pints) CC NOFA: CC Prgram Interim Rule (24 CFR part 578): Training Resurces: Applicatin Instructinal Guides Applicatin Detailed Instructins FAQs Bradcast Infrmatin: HUD Exchange e-snaps AAQ: T jin the HUD listserv: 10
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