Message Item XML Tag Occurrence Data Type / Code Message Item Definition T2S Mapping Use in T2S Business Rules SCOPE

Transcription

1 SecuritiesTransactio nstatusadvicev03 Document Document Last updated: 11/02/2014 SctiesSttlmTxSts Advc 1..1 SecuritiesTransacti onstatusadvicev03 SCOPE An account servicer sends a SecuritiesTransactionStatusAdvice to an account owner to advise the status of a securities settlement transaction instruction previously sent by the account owner or the status of a settlement transaction existing in the books of the servicer for the account of the owner. The status may be a processing, pending processing, internal matching, matching and/or settlement status. The status advice may be sent as a response to the request of the account owner or not. The securities settlement transaction status advice is sent by the T2S platform to a CSD or a directly connected T2S party to advise the status of a previously sent by the T2S Actoraccount. This message definition implements the coexistence rules. Some data types are restricted to ensure interoperability between ISO and users. The account servicer/owner relationship may be: - a central securities depository or another settlement market infrastructure acting on behalf of their participants - an agent (sub-custodian) acting on behalf of their global custodian customer, or - a custodian acting on behalf of an investment management institution or a broker/dealer. USAGE The message may also be used to: - re-send a message previously sent (the sub- Generated by GEFEG.FX Page: 1 / 23

2 function of the message is Duplicate) - provide a third party with a copy of a message for information (the sub-function of the message is Copy) - re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate). TransactionIdentification TxId 1..1 TransactionIdentifications22 Provides unambiguous transaction identification information. AccountOwnerTransactionIde ntification AccountServicerTransactionI dentification MarketInfrastructureTransacti onidentification ProcessorTransactionIdentific ation AcctOwnrTxId 1..1 RestrictedFINXMax16Text Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account). AcctSvcrTxId 0..1 RestrictedFINXMax16Text Unambiguous identification of the transaction as known by the account servicer. MktInfrstrctrTxId 0..1 RestrictedFINXMax16Text Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2- Securities. PrcrTxId 0..1 RestrictedFINXMax16Text Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market infrastructure. CommonIdentification CmonId 0..1 RestrictedFINXMax16Text Unique reference agreed upon by the two trade counterparties to identify the trade. Account Owner Reference: Account Servicer Reference: Technical Identifier: Third Party Reference: Common Reference: Reference assigned by the account owner if any, NONREF otherwhise. Reference assigned by the Account Servicer if any. Reference assigned by the Third Party if any Reference provided by the T2S Actor when the LCMM is already matched Generated by GEFEG.FX Page: 2 / 23

3 ProcessingStatus PrcgSts 0..1 ProcessingStatus25Choice Provides details on the processing status of the transaction. AcknowledgedAccepted AckdAccptd 1..1 AcknowledgedAcceptedStatus 20Choice has been acknowledged by the account servicer. NoSpecifiedReason NoSpcfdRsn 1..1 NoReasonCode Indicates that there is no reason available or to report. Reason Rsn 1..n AcknowledgementReason6 Specifies the reason of the AcknowledgedAcceptedStatus. Code Cd 1..1 AcknowledgementReason8Ch oice Code Cd 1..1 AcknowledgementReason5Co de ReasonInfor mation Reason provided for the status. Specifies additional information about the processed instruction. AddtlRsnInf 0..1 RestrictedFINXMax210Text Provides additional reason information that cannot be provided in a structured field. Status Type: Status History and Status Value: Status History 'NORE' ISO Reason Code: Error Type or in order to facilitate the matching within T2S. 'Status Type' = ' status' and 'Status Value' = "Unsettled". When present but once this represents an Acknowledged status.this status is sent when the instruction is valid within T2S, that is, it passes all business validations and does not fulfill any rejection rule set by the CSD. Within T2S when acknowledged no specific reason is necessary. OTHR reason code when the isntruction is accepted fulfilling a negative rejection restriction rule Rule ID of the negative rejection restriction rule Generated by GEFEG.FX Page: 3 / 23

4 Rejected Rjctd 1..1 RejectionStatus11Choice /Request has been rejected for further processing. NoSpecifiedReason NoSpcfdRsn 1..1 NoReasonCode Indicates that there is no reason available or to report. Reason Rsn 1..n RejectionReason15 Specifies the reason of the RejectionStatus. Code Cd 1..1 RejectionReason13Choice Specifies the reason why the instruction/request has a rejected or repair status. Code Cd 1..1 RejectionReason30Code Specifies the reason why the instruction/request has a repair or rejection status. ReasonInfor mation AddtlRsnInf 0..1 RestrictedFINXMax210Text Provides additional reason information that cannot be provided in a structured field. Cancelled Canc 1..1 CancellationStatus11Choice has been cancelled (only as an response to an SecuritiesTransactionStatusQuery). The status on the processing of a cancellation request must be provided using a SecuritiesTransactionCancellationRequestStatusA dvice. NoSpecifiedReason NoSpcfdRsn 1..1 NoReasonCode Indicates that there is no reason available or to report. ISO Reason Code: Error Type Class "Validation Error" Cancellation Status: This status is sent when the instruction is rejected by T2S, that is, it does not pass the business validations or it fulfils a rule set by the CSD with rejection type. ISO reason code corresponding to the T2S error. Text comprised of a combination of the associated business rule identification and the error information. This status is sent when the instruction is cancelled during its processing. Generated by GEFEG.FX Page: 4 / 23

5 Reason Rsn 1..n CancellationReason6 Specifies the reason of the CancellationStatus. Code Cd 1..1 CancellationReason13Choice Specifies the reason why the instruction is cancelled. Code Cd 1..1 CancelledStatusReason13Co de ReasonInfor mation Specifies the reason why the related instruction is cancelled, or the related cancellation request is executed. AddtlRsnInf 0..1 RestrictedFINXMax210Text Provides additional reason information that cannot be provided in a structured field. CancellationRequested CxlReqd 1..1 ProprietaryReason2 Cancellation request from your counterparty for this transaction is pending waiting for your cancellation request or consent. MatchingStatus MtchgSts 0..1 MatchingStatus18Choice Provides the matching status of the instruction. ISO Reason Code: Error Type Class "Validation Error" Cancellation Requested: ; Cancellation Status: Matched Mtchd 1..1 ProprietaryReason2 Status is matched. Match Status: Status SttlmSts 0..1 Status13Choice Provides the status of settlement of a transaction. Pending Pdg 1..1 PendingStatus31Choice is pending. at the instructed settlement date is still possible. Status Type: Status History ISO code derived from Cancellation status and from the party who instructed the cancellation request. Text comprised of a combination of the associated business rule identification and the error information. A cancellation has requested when within T2S the cancellation requested flag of the matched instruction is 'true' and the cancellation status is 'not cancelled'. This status is sent when the instruction is matched by T2S 'Status Type' = ' status' and 'Status Value' = Generated by GEFEG.FX Page: 5 / 23

6 NoSpecifiedReason NoSpcfdRsn 1..1 NoReasonCode Indicates that there is no reason available or to report. Reason Rsn 1..n PendingReason10 Specifies the reason of the PendingStatus. Code Cd 1..1 PendingReason18Choice Specifies the reason why the instruction has a pending status. Code Cd 1..1 PendingReason2Code Specifies the reason why the instruction has a pending status. ReasonInfor mation AddtlRsnInf 0..1 RestrictedFINXMax210Text Provides additional reason information that cannot be provided in a structured field. TransactionDetails TxDtls 0..1 TransactionDetails47 Identifies the details of the transaction. and Status Value: Status History ISO Reason Code: Error Type Class "Validation Error" "Unsettled". When multiple values are present this represents a Pending status. T2S sends this status when the has not been completely settled and the settlement is still possible. ISO reason codes of an unsuccessful settlement attempt Text comprised of a combination of the associated business rule identification and the error information. PoolIdentification PoolId 0..1 RestrictedFINXMax16Text Collective reference identifying a set of messages. Pool Identification: LCMM Pool AccountOwner AcctOwnr 0..1 PartyIdentification51Choice Party that legally owns the account. T2S party owning the Securities Account. Generated by GEFEG.FX Page: 6 / 23

7 AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". Party Mnemonic: Party Code Actual value for the party code, i.e. the primary BIC for the party. SafekeepingAccount SfkpgAcct 1..1 SecuritiesAccount17 Account to or from which a securities entry is made. Identification Id 1..1 RestrictedFINXMax35Text Unambiguous identification for the account between the account owner and the account servicer. FinancialInstrumentIdentifi cation FinInstrmId 1..1 SecurityIdentification15 Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. ISIN ISIN 0..1 ISINIdentifier International Securities Identification Number (ISIN). A numbering system designed by the United Nation's International Organisation for Standardisation (ISO). The ISIN is composed of a 2-character prefix representing the country of issue, followed by the national security number (if one exists), and a check digit. Each country has a national numbering agency that assigns ISIN numbers for securities in that country. Quantity SttlmQty 1..1 Quantity10Choice Total quantity of securities to be settled. Quantity Qty 1..1 FinancialInstrumentQuantity15 Choice Quantity of financial instrument in units, original face amount or current face amount. Securities Account Number: Securities Account Securities Mnemonic: Securities Code Unique securities account number. Unit Unit 1..1 RestrictedFINDecimalNumber Quantity expressed as a number, eg, a number of Original If the instruction is unmatched, Generated by GEFEG.FX Page: 7 / 23

8 FaceAmount FaceAmt 1..1 RestrictedFINImpliedCurrency AndAmount shares. Quantity expressed as an amount representing the face amount, ie, the principal, of a debt instrument. Amount SttlmAmt 0..1 AmountAndDirection12 Total amount of money to be paid or received in exchange for the securities. Amount Amt 1..1 RestrictedFINActiveCurrencyA ndamount Amount of money in the cash entry. Quantity: or Original Quantity: minus Settled Quantity: Original Quantity: or Original Quantity: minus Settled Quantity: Original Amount: Matched Amount: the quantity informed is the 'Original Quantity'. If the message is sent to inform about a pending status due to a partial settlement, the quantity informed is the quantity remaining to be settled, that is, the difference between 'Original Quantity' and 'Settled Quantity'. If the instruction is unmatched, the quantity informed is the 'Original Quantity'. If the message is sent to inform about a pending status due to a partial settlement, the quantity informed is the quantity remaining to be settled, that is, the difference between 'Original Quantity' and 'Settled Quantity'. The amount informed in the Unmatched Status, is the Original Amount. The amount informed in the Matched Status, is the matched amount. If the message is sent to inform about a pending status due to a partial settlement, the Generated by GEFEG.FX Page: 8 / 23

9 Currency Ccy required ActiveCurrencyCode Medium of exchange of value. Currency Code: Currency CreditDebitIndicator CdtDbtInd 1..1 CreditDebitCode Indicates whether an entry is a credit or a debit. Credit/Debit Code: Matching Object amount informed is the amount remaining to be settled, that is, the difference between 'Original Amount' and 'Settled Amount'. Date SttlmDt 1..1 Date6Choice Date and time at which the securities are to be delivered or received. Date Dt 1..1 DateAndDateTimeChoice_T2 S_01 Date in ISO format. ISODate Dt 1..1 ISODate A particular point in the progression of time in a calendar year expressed in the YYYY-MM-DD format. This representation is defined in "XML Schema Part 2: Datatypes Second Edition - W3C Recommendation 28 October 2004" which is aligned with ISO TradeDate TradDt 0..1 TradeDate2Choice Specifies the date/time on which the trade was executed. Date Dt 1..1 DateAndDateTimeChoice_T2 S_01 Date expressed as a ISO date. Intended Date: Date at which the instruction becomes eligible to be submitted to settlement. Generated by GEFEG.FX Page: 9 / 23

10 ISODate Dt 1..1 ISODate A particular point in the progression of time in a calendar year expressed in the YYYY-MM-DD format. This representation is defined in "XML Schema Part 2: Datatypes Second Edition - W3C Recommendation 28 October 2004" which is aligned with ISO SecuritiesMovementType SctiesMvmntTp 1..1 ReceiveDelivery1Code Specifies if the movement on a securities account results from a deliver or a receive instruction. Payment Pmt 1..1 DeliveryReceiptType2Code Specifies how the transaction is to be settled, for example, against payment. Parameters SttlmParams 1..1 Details53 Parameters applied to the settlement of a security transfer. HoldIndicator HldInd 0..1 HoldIndicator5 Specifies whether the transaction is on hold/ blocked/frozen. Indicator Ind 1..1 YesNoIndicator Specifies whether the transaction is on hold/ blocked/frozen. Trade Date: Securities Movement Type Code: Payment Type Code: Party Hold Status: or CSD Hold Status: or CSD Validation Hold Status: or CoSD Hold Status: Specifies whether the transaction is on hold. Generated by GEFEG.FX Page: 10 / 23

11 Reason Rsn 0..n RegistrationReason4 Specifies the reason of the registration staus. Code Cd 1..1 Registration8Choice Specifies the reaoson of the holding status. Code Cd 1..1 Registration2Code Registration information expressed as an ISO code. Information AddtlInf 0..1 RestrictedFINXMax210Text Provides additional reason information that cannot be provided in a structured field. TransactionCo ndition SttlmTxCond 0..n TransactionConditi on14choice Conditions under which the order/trade is to be settled. Party Hold Status: or CSD Hold Status: or CSD Validation Hold Status: or CoSD Hold Status: COSD Rule Technical Identifier: Hold/Release Specifies the type of hold. Provides the CoSD rule when on CoSD Hold. Maintenance CR T2S addition of securities transaction type for transformations The code TRAN (Transformation - The transaction is resulting from a transformation.) will be added in all the messages in the Parameters Message Component in message element Generated by GEFEG.FX Page: 11 / 23

12 Code Cd 1..1 TransactionConditi on8code SecuritiesTransactionTyp e SctiesTxTp 1..1 SecuritiesTransactionType16 Choice Code Cd 1..1 SecuritiesTransactionType7C ode PartialIndicator PrtlSttlmInd 0..1 TransactionConditi on5code conditions expressed as an ISO code. Identifies the type of securities transaction. Securities transaction type expressed as an ISO code. Specifies whether partial settlement is allowed. Opt-Out Transaction Condition Indicator: ISO Transaction Code: Partial Indicator: Threshold Type: Transaction Condition. Enables counterparties to opt-out from CA transaction management arrangements. NPAR and PART codes mapped to 'Partial Indicator' PARC and PARQ codes mapped to 'Threshold Type' ReceivingParties RcvgSttlmPties 0..1 Parties21 Identifies the chain of receiving settlement parties. For Delivery instructions, the Receiving Parties block is present to provide counterparty information for matching purposes. Depository Dpstry 0..1 PartyIdentification53 First party in the settlement chain. In a plain vanilla settlement, it is the Central Securities Depository where the counterparty requests to receive the financial instrument or from where the CSD where the T2S Receiving Party has a securities account. Generated by GEFEG.FX Page: 12 / 23

13 counterparty delivers the financial instruments. Identification Id 1..1 PartyIdentification58Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Unique and unambiguous way to identify an organisation. Party1 Pty PartyIdentificationAndAccount 75_T2S_01 Identification Id 1..1 PartyIdentification65Choice_T 2S_01 Party that, in a settlement chain interacts with the depository. Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". SafekeepingAccount SfkpgAcct 0..1 SecuritiesAccount17 Account to or from which a securities entry is made. Identification Id 1..1 RestrictedFINXMax35Text Unambiguous identification for the account between the account owner and the account servicer. ProcessingIdentification PrcgId 0..1 RestrictedFINXMax16Text Unambiguous identification of the transaction for the party identified. Party Mnemonic: Party Code Party Mnemonic: Party Code Securities Account Number: Securities Account Account Owner Reference: LCMM Actual value for the party code, i.e. the primary BIC for the party. Party that receives the securities in a. Unique securities account number. Optional matching field Specifies the reference meaningful to the T2S party that delivers the settlement quantity. Generated by GEFEG.FX Page: 13 / 23

14 Party2 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 1. Identification Id 1..1 PartyIdentification65Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Client of Receiving CSD Participant BIC: Client of Receiving CSD Participant Id: Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. Client of Receiving CSD Participant Issuer: SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. Client of Receiving CSD Participant Schema Name: NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Receiving CSD Participant's Client. Generated by GEFEG.FX Page: 14 / 23

15 Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Party3 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 2. Identification Id 1..1 PartyIdentification65Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Generated by GEFEG.FX Page: 15 / 23

16 Party4 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 3. Identification Id 1..1 PartyIdentification65Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Party5 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 4. Generated by GEFEG.FX Page: 16 / 23

17 Identification Id 1..1 PartyIdentification65Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. DeliveringParties DlvrgSttlmPties 0..1 Parties21 Identifies the chain of delivering settlement parties. For Receive instructions, the Delivering Parties block is present to provide counterparty information for matching purposes. Depository Dpstry 0..1 PartyIdentification53 First party in the settlement chain. In a plain The CSD where the T2S Generated by GEFEG.FX Page: 17 / 23

18 vanilla settlement, it is the Central Securities Depository where the counterparty requests to receive the financial instrument or from where the counterparty delivers the financial instruments. Identification Id 1..1 PartyIdentification58Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Unique and unambiguous way to identify an organisation. Party1 Pty PartyIdentificationAndAccount 75_T2S_01 Identification Id 1..1 PartyIdentification65Choice_T 2S_01 Party that, in a settlement chain interacts with the depository. Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". SafekeepingAccount SfkpgAcct 0..1 SecuritiesAccount17 Account to or from which a securities entry is made. Identification Id 1..1 RestrictedFINXMax35Text Unambiguous identification for the account between the account owner and the account servicer. ProcessingIdentification PrcgId 0..1 RestrictedFINXMax16Text Unambiguous identification of the transaction for the party identified. Party Mnemonic: Party Code Party Mnemonic: Party Code Securities Account Number: Securities Account Account Owner Reference: Delivering Party has the securities account Party that delivers the securities in a Unique securities account number. Optional matching field Specifies the reference meaningful to the T2S party Generated by GEFEG.FX Page: 18 / 23

19 Party2 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 1. Identification Id 1..1 PartyIdentification65Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. LCMM Client of Delivering CSD Participant BIC : Client of Delivering CSD Participant Id: Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. Client of Delivering CSD Participant Issuer: SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. Client of Delivering CSD Participant Schema Name: NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. that delivers the settlement quantity. Delivering CSD Participant's Client. Generated by GEFEG.FX Page: 19 / 23

20 Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Party3 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 2. Identification Id 1..1 PartyIdentification65Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name 1..1 RestrictedFINXMax140Text Name by which a party is known and which is Generated by GEFEG.FX Page: 20 / 23

21 Nm Party4 Pty PartyIdentificationAndAccount 75 usually used to identify that party. Party that, in a settlement chain interacts with the party 3. Identification Id 1..1 PartyIdentification65Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Generated by GEFEG.FX Page: 21 / 23

22 Party5 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 4. Identification Id 1..1 PartyIdentification65Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Code allocated to a financial or non-financial institution by the ISO 9362 Registration Authority, as described in ISO 9362 "Banking - Banking telecommunication messages - Business identifier code (BIC)". ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. SupplementaryData SplmtryData 0..n SupplementaryData1 information that cannot be captured in the structured elements and/or any other specific block. Generated by GEFEG.FX Page: 22 / 23

23 PlaceAndName PlcAndNm 1..1 Max350Text Unambiguous reference to the location where the supplementary data must be inserted in the message instance. In the case of XML, this is expressed by a valid XPath. Envelope Envlp 1..1 SupplementaryDataEnvelope1 Technical element wrapping the supplementary data. Contents xs:any 1..1 Technical element that specifies the supplementary data. Location where the supplementary data must be inserted for T2S: /Document/ SctiesSttlmTxStsAdvc/TxId T2S Use set to SupplementaryData is used to provide the common matching reference. Namespace of schema used to provide this information is as follows: Namespace="urn: eurosystem:xsd: DRAFT2supl " ProcessContents set to "strict"' Generated by GEFEG.FX Page: 23 / 23