Target2- Securities Graphical User Interface. Demo Version User Guide. Version 0.1

Transcription

1 Target2- Securities Graphical User Interface Demo Version User Guide Version 0.1

2 Table of Content 1. Introduction T2S Demo Screen Structure Menu Structure Demo Scope First Steps...5 Annex Screen s... 6 Securities Positions Search Criteria / List...8 Securities Position Details...11 Settlement Instruction Details...14 Hold/Release Instruction...24 New Immediate Liquidity Transfer...26 T2S Overall Liquidity Search Criteria / Overview List...28 T2S Overall Liquidity Detailed List...31 Parties Search Criteria / List...34 New Party...38 Edit Party...44 Party Details...51 Securities Search Criteria / List...58 New Security...62 Edit Security...68 Security Details...75 I

3 1. Introduction Aim and Scope of the project Officially started in July 2008 by the Governing Council of the European Central Bank, TARGET2-Securities (T2S) is a project of the Eurosystem intended to overcome the present fragmentation and to reduce inefficiencies in the European securities settlement market by fostering competition. Securities and cash accounts are placed on one single technical platform to provide integrated securities settlement not only in Euro, but also for several other currencies. T2S Features T2S settlement is conducted in real-time gross mode using central bank money on a harmonised delivery-versus-payment basis. Almost all securities traded in Europe can be settled in T2S. Highly sophisticated settlement algorithms and a number of state-ofthe-art functionalities such as auto-collateralisation raise the level of settlement efficiency and help to optimise liquidity management. Access to T2S Users can communicate with T2S inter alia via a Graphical User Interface (GUI) using a standard browser application. It is the basis for connecting to the platform in user-toapplication mode for displaying and updating online information. T2S GUI Principles The following principles ensure maximum usability: Clarity Task-orientation Comprehensibility Consistency Aim and Scope of the User Guide This Guide is intended to facilitate the use of the T2S GUI Demo Version (T2S Demo). Chapter 1 presents general information about the T2S project and the principles of the GUI for users with little previous knowledge about T2S. Chapter 2 describes the basic principles and the layout of the T2S Demo, while the annex explains the content of the screens implemented in the T2S Demo. Structure and Layout of the User Guide The structure and layout of the guide is subject to four general requirements, i.e. completeness, comprehensibility, clarity and ease of use. Considering those, the basic layout is predicated on a margin-based structure. The margin columns and the text columns run in a single stream adjacent to each other. The margin column is used for certain kinds of text templates, e.g. sub-headings and smaller images. To avoid complicated descriptions, the use of position numbers to refer to the corresponding components of the user interface is the most practicable method and implemented in this guide. of buttons, menus and fields are provided in table format for visual clarity and better understanding. 1

4 2. T2S Demo Principles of the T2S Demo The T2S Demo gives a first feeling of the handling, the scope and the possible functionality of the future T2S GUI. Consisting of a variety of selected screens with a limited number of corresponding actions, it is an extract of the current development process which has not been finalised yet. Differences to the T2S GUI going to live operation in 2014 are therefore likely. The T2S Demo provides the potential user an overview of the information available in the future system. Some basic principles have to be taken into account while using the T2S Demo: All screens are available in English language only. The T2S Demo is a standalone solution with hard-coded data. It does not react to specific entries or selections. The 4CB created examples which are as close as possible to the expected everyday business and make no claim to be complete. The T2S Demo provides a universal access to the screens which is not restricted. The T2S Demo is optimised for use with Mozilla Firefox. 2.1 Screen Structure T2S Demo Screen Structure In general the screens consist of a header and a content area. Most information - especially in the content area - are variable, but some elements are stable. In the following the detailed specification of the header and the content area will be described. Each area is assisted by essential features: Header of the Header Field 1 Home Button links always to the welcome screen. 2 Information Panel - displays the user s name, the Logout button as well as the Help link. Moreover it shows date and time of last data access, which are hard-coded and fictitious in the T2S Demo. 2

5 3 Menu Bar - presents five main menu items and allows navigation to the corresponding business actions. Content Area of the Content Area Field 1 Content Area shows information and allows interaction with T2S. 2 Print Button prints the content. File Button exports the content, which can then be saved by the user. Refresh Button reloads the screen. These buttons show functionalities of the future system, they are disabled in the T2S Demo. 3 Back Button leads to the previous screen 4 Error Message - wrong entry will be marked red and a frame shows the correct format definition. 3

6 2.2 Menu Structure T2S Demo Menu Structure The menu is currently structured in three levels. Level 1 breaks into five broad categories. Level 2 is opened by pointing to the relevant level 1 category with the mouse pointer and serves to further specify the desired type of action. Finally, on level 3 specific screens can be accessed. For reasons of completeness, the T2S Demo contains all level 3 menu items, although only some are accessible and provoke a reaction. Menu items without reaction are displayed in italic letters. Example of the Example Field 1 Menu Level 1 2 Menu Level 2 3 Menu Level 3 4

7 2.3 Demo Scope The following screens are available in the current T2S Demo: T2S Demo screens Menu level 1 Screen Securities Positions (Search Criteria/List & Details) Securities Settlement Instructions (Details) Hold/Release Instruction (New) Cash T2S Overall Liquidity (Search Criteria/Overview List & Detailed List) Immediate Liquidity Transfers (New) Static Data Parties (Search Criteria/List, New, Edit & Details) Securities (Search Criteria/List, New, Edit & Details) 2.4 First Steps Installation Extract the files into any directory and open the file index.html with Mozilla Firefox browser. On the Index screen neither login nor password is necessary, the screen is only a dummy screen for future functionality. Either click on one of the entry fields and press "Return" or click the button "Enter T2S U2A Demo" to continue. Other screens can be reached via the navigation. 5

8 Annex Screen s General Precise and detailed knowledge about the functionalities and screens of the T2S Demo is essential for its use and is presented in the annex. General features common to a number of screens are presented in the screenshot and table below, while in-depth information on each screen is provided in the following chapters. The screen description uses the approach that is envisaged for the T2S User Handbook. Every screen available in the T2S Demo is described in detail. For each screen an overview is presented explaining the purpose of the screen. Second, the logical way of access to this screen is presented. If there are several ways of access to a screen, all of them are listed. As the T2S Demo does not allow the use of all fields and functions of each screen, Demo restrictions are explained. For better illustration, screenshots are included. After the screenshot all entry fields, selection criteria and screen information are explained in a table. Screen Display Functions Field 1 Collapse frame 2 Select radio button; unique selection only. 3 Sort results in ascending or descending order. Select number of entries you want to view:

9 Show first page of entries. 6 Show previous page of entries. 7 Show next page of entries. 8 Show last page of entries. Action button. 9 Depending on the function of the screen there are one or several action buttons, provoking different actions in T2S. They usually lead to a new screen. 7

10 Securities Positions Search Criteria / List Overview Using the Securities Positions screen it is possible to search the data for one or several securities positions on one or more securities accounts according to the search criteria and show the result within a list. Access This screen is accessed via menu navigation: Securities >> Securities Account >> Securities Positions Securities >> Settlement >> Securities Positions Demo Restrictions Selection criteria Party BIC and CSD BIC are filled with fixed values. The List screen is shown directly with several predefined entries. The Details button always leads to the details for the same securities position (BMW). Screenshot Screen Buttons Action Button Details The whole securities positions of the selected row (each position according to the parameter securities account, ISIN, date) will be retrieved. Frame Search Criteria Securities Positions Party BIC Enter complete Party BIC. 8

11 CSD BIC Enter complete CSD BIC. Securities Account Enter securities account number. Securities (ISIN) Enter ISIN of security. Date Enter date of securities position. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select date from calendar. Restriction Type Select restriction type from drop-down menu. Country of Issuance Select country of issuance from drop-down menu. Action Button Search The input data are validated and when no error occurs the data access for securities position(s) is launched based on the data of the screen. According to the filled selection criteria the list of securities positions will be displayed. If the fields Securities Account and Securities (ISIN) are filled and correspond to a unique securities position, the displayed screen will be the Securities Position Details screen. Reset Reset all fields to the default value. 9

12 Frame Multiple Securities Positions (Multiple Securities Accounts / Multiple Securities) Securities Account Shows securities account number. ISIN Shows ISIN of securities position. Name Shows the name of the security. Date Shows the date of the securities position or closest previous date. RT Shows the restriction type of the securities position. U/F Shows the quantity type (U=Unit, F=Facial Amount). CUR Shows the currency related to the securities. This field is only filled if quantity type is F. Total Quantity Shows the total quantity of the securities position. Action Button 10

13 Securities Position Details Overview Using the Securities Positions screen it is possible to search the data for one or several securities positions according to the selection criteria. The Details screen shows details for one selected entry. Access This screen is accessed via screen navigation: Securities >> Securities Account >> Securities Positions Details >> Securities Position Details Securities >> Settlement >> Securities Positions Details >> Securities Position Details Demo Restrictions All search criteria are filled with fixed values. Details can be shown for top entry (BMW) and in Restriction Type grouping only. The Postings button is disabled. Screenshot Screen Buttons Action Button Postings The whole securities postings of the selected row (each position according to the parameter securities account, ISIN, date) will be retrieved. 11

14 Frame Identification of Securities Positions Securities Account Restriction Type Securities (ISIN) Date Securities Name Shows the data filled in previous screens belonging to the selected securities position is displayed for reference information. U/F Cur Total Quantity Action Button 12

15 Frame Securities Positions per Restriction Type Restriction Type Code Restriction Type Name Shows the code of restriction type of securities position. Shows the name of restriction type of securities position. Date Shows the date of the position or closest previous date. Quantity U/F Shows the quantity type related to the securities (U=Unit, F=Facial Amount). Quantity CUR Shows the currency related to the securities. Quantity Total Shows the total quantity of the securities position. Quantity To be preempted Shows the quantity to be pre-empted of the securities position. Action Button 13

16 Settlement Instruction Details Overview The Settlement Instruction Details screen displays the data for the settlement instruction retrieved by the query. The Settlement Instruction Details screen allows to amend, hold/release, cancel and to show the status history, audit trail, allegements or related messages of the displayed settlement instruction. Access This screen is accessed via menu navigation: Securities >> Settlement >> Settlement Instructions Demo Restrictions The Details screen is shown directly without the possibility of selection. The only action button that can be used is Hold/Release. 14

17 Screenshot Screen Buttons Action Button Amend Display the New Amendment Instruction screen to create an amendment instruction based on the instruction of the screen. 15

18 Hold/Release Cancel Status History Audit Trail Allegements Related Messages Display the Hold/Release Instruction screen to create a hold/release instruction based on the instruction of the screen. Display the New Cancellation Instruction screen to create a cancellation instruction based on the instruction of the screen. Display the status history of the settlement instruction displayed in the screen. Query to display the audit trail of the settlement instruction displayed in the screen. Query to display the allegements of the settlement instruction displayed in the screen. Query to display the related messages of the settlement instruction displayed in the screen. i All fields are fixed and filled according to the settlement instruction query that has been executed. Frame General Information T2S Actor Instruction Reference Shows the reference assigned by the T2S delivering / receiving party to the instruction. Market Infrastructure Identification Shows the instruction identification code assigned by T2S. 16

19 Instruction Type Shows the type of the underlying instruction. Entry Date/Time Externally Matched Sending Party Instructing Party Shows the date and time when the instruction has been created. Shows whether the instruction is already matched or not when it arrives to T2S. Shows the party to which belongs the sender of the message. Shows the BIC of the originator of the message if other than the sender. Frame Party Information Delivering Depository BIC Receiving Depository BIC T2S Delivering Party BIC T2S Receiving Party BIC Delivering Party Final Beneficiary Shows the BIC code of the delivering party that interacts with the depository in a settlement chain. Shows the BIC code of the receiving party that interacts with the depository in a settlement chain. Shows the BIC code of the T2S delivering party. Shows the BIC code of the T2S receiving party. Shows the delivering beneficiary party of the LCMM instruction. 17

20 Receiving Party Final Beneficiary Shows the receiving beneficiary party of the LCMM instruction. Frame Securities Information ISIN Code Shows the ISIN code of the security. Original Settlement Quantity Securities Movement Type Code Settled Settlement Quantity Securities Account Number Shows the quantity stated in the LCMM instruction. Shows if the movement on a securities account results from a deliver or a receive instruction. Shows the total quantity settled (so far). Shows the account to or from which a securities entry is made. Frame Payment Information 18

21 Payment Type Code Shows how the transaction is to be settled. Original Settlement Amount Debit/Credit Code Settled Settlement Amount T2S Dedicated Cash Account Number Shows the amount stated in the LCMM instruction. Shows the type of code of the payment / settlement instruction Shows the total amount settled (so far). Shows the cash account. Frame Appointed Date Intended Settlement Date Shows the date at which the instruction becomes eligible to be submitted to settlement. Trade Date Shows the date when the contract was made. Actual Settlement Date Shows the date and timestamp when the latest settlement occurred. 19

22 Frame Technical Information ISO Transaction Code Shows the ISO transaction codes set out under ISO Allowed Modification Flag Corporate Action Event Identification Opt-Out ISO Transaction Condition Indicator Shows whether a modification flag is set. Shows the identification assigned by the account servicer to unambiguously identify a corporate action event. Shows the Opt-out ISO transaction code chosen by the counterparties in a transaction to opt-out from any CAs transaction management arrangements. Repo Reference Shows the reference for Repo instructions. Partial Settlement Indicator BA Settlement Transaction Condition T2S Matching Reference Shows when the settlement instruction is allowed to be subject to partial settlement. Shows the ISO transaction condition identifying a bilateral agreement trade. Shows the reference provided by T2S when the instruction is matched. CUM/EX Indicator Shows whether the contract was traded cum or ex coupon. Threshold Type Shows whether threshold is given in cash value or in quantity. 20

23 Common Reference Shows the reference provided by the T2S Actor when the LCMM instruction is already matched or in order to facilitate the matching within T2S. Partial Flag Shows when the partial settlement is allowed by T2S. Priority Linkages Shows the level of priority assigned by T2S or by the T2S Actor. Shows the boolean indicator to indicate if the instruction has linkages. Frame Status Information Match Status Shows the matching status of the instruction. Party Hold Status Shows the hold status as set by the T2S Party. CSD Hold Status Shows the hold status as set by the CSD. Cancellation Status Shows the current cancellation status of the instruction. CSD Validation Hold Status Shows when the settlement instruction fulfils one market specific restriction. 21

24 Cancellation Requested CoSD Hold Status Shows when the first cancellation maintenance instruction is executed, and the cancellation of the counterpart or the administering party is needed. Shows the CoSD hold status as the result of instructions sent by the administering parties. Settlement Status Shows the current settlement status of the instruction. CoSD Flag Reason Code Reference Shows when the settlement instruction fulfils one CoSD rule (configured in the T2S static ata table). Shows the reason code for the cancellation of the settlement instruction, or an unsuccessful attempt of settlement. Frame Linkages Pool Identification Received Account Owner BIC Pool Instruction Counter Received LCMM T2S Actor Instruction Ref. Shows the collective reference identifying a set of messages. Shows the T2S Party that sends the instruction which this instruction is linked to. Shows maximum number of instructions included in the pool. Shows the T2S Actor instruction reference of the instruction which this instruction is linked to. 22

25 Link Processing Position Received LCMM T2S Instruction Ref. Additional Information Shows the link processing position. Shows the T2S technical identification of the instruction which this instruction is linked to. Shows information related to the incoming message. 23

26 Hold/Release Instruction Overview The Hold/Release Instruction screen allows entering the data to put on hold or releasing settlement instructions until their actual settlement or cancellation. Access This screen is accessed via menu and screen navigation: Securities >> Settlement >> Hold/Release Instruction Securities >> Settlement >> Settlement Instructions Hold/Release >> Hold/Release Instruction Demo Restrictions The submit button is disabled. Screenshot Screen Buttons Action Button Submit Input values are validated. When no error occurs, instruction is created. Reset All entry fields are set to default value. Frame Hold/Release Instruction Market Infrastructure Identification Enter settlement instruction ID. This field is text-locked when screen is entered via 24

27 hold/release option in Settlement Instruction Details screen. Enter T2S Actor reference. T2S Actor Reference This field is text-locked when screen is entered via the button Hold/Release in Settlement Instruction Details screen. Hold Indicator Select desired option. Hold / Release Status Type Select type of hold/release from drop-down menu. Action Button 25

28 New Immediate Liquidity Transfer Overview Using the New Immediate Liquidity Transfer screen it is possible to enter the data for one immediate liquidity transfer, which can be an internal liquidity transfer (between T2S dedicated cash accounts) or an outbound liquidity transfer (from T2S dedicated cash account to external RTGS account) The screen can be used in 4-eyes principle. Access This screen is accessed via menu navigation: Cash >> Liquidity >> Immediate Liquidity Transfers New >> Immediate Liquidity Transfer Demo Restrictions The search criterion BIC Account Owner is filled with fixed value. Screenshot Screen Buttons Action Button Submit Confirms the data to create an immediate liquidity transfer. Reset Sets default search criteria and blanks out all optional criteria. Frame Immediate Liquidity Transfer 26

29 Reference Enter the reference from the instructing T2S Party. Amount Enter the amount. RTGS Account Enter cash account number to be credited for outbound liquidity transfer. Account Number Select the account number from drop-down menu. Outbound Liquidity Transfer Internal Liquidity Transfer Select type of liquidity transfer by activating the corresponding radio button. BIC Account Owner Shows the BIC account owner that will be displayed according to the debit cash account number. The currency will change according to the account which will be debited. Action Buttons 27

30 T2S Overall Liquidity Search Criteria / Overview List Overview Using the T2S Overall Liquidity screen it is possible to receive an overview of the liquidity available for the respective party. Access This screen is accessed via menu navigation: Cash >> Liquidity >> T2S Overall Liquidity Demo Restrictions The overview list screen is shown directly with several predefined entries. Screenshot Screen Buttons Action Button Detailed List Detailed list will be displayed. Frame Search Criteria T2S Overall Liquidity Party BIC Select party BIC from drop-down menu. 28

31 Parent BIC Select parent BIC of party from drop-down menu. Action Buttons Search Reset The input values are validated and when no errors occur an overall liquidity query is processed based on the data of the screen. Sets default selection criteria and blanks out all optional data. Frame T2S Overall Liquidity Overview List Party Shows the party BIC, parent BIC and party short name. CUR Shows the currency. Auto-coll Limit Shows the auto-collateralisation limit set by NCB. 29

32 Limit Utilisation Shows the auto-collateralisation limit utilisation. Available Liquidity Shows the available liquidity. Sum of collateral value of eligible securities. Action Buttons 30

33 T2S Overall Liquidity Detailed List Overview Using the T2S Overall Liquidity screen it is possible to receive an overview of the liquidity available for the respective party. The Detailed List screen shows detailed information for the results of the search according to the search criteria chosen in the Search Criteria screen. Access This screen is accessed via screen navigation: Cash >> Liquidity >> T2S Overall Liquidity Detailed List >> T2S Overall Liquidity Demo Restrictions The detailed list screen is shown directly with several predefined entries. Screenshot Screen Buttons Action Button Overview List An overview list will be displayed. Frame Search Criteria T2S Overall Liquidity 31

34 Party BIC Select party BIC from drop-down menu. Parent BIC Select parent BIC of party from drop-down menu. Action Buttons Search Reset The input values are validated and when no errors occur an overall liquidity query is processed based on the data of the screen. Sets default selection criteria and blanks out all optional data. Frame T2S Overall Liquidity Detailed List Party Shows the party BIC, parent BIC and party short name. 32

35 CUR Shows the currency. Collateral Value Shows the collateral value of eligible securities on stock in T2S eligible for auto-collateralisation purposes. Available Cash Shows the sum of available cash balance. Blocked Cash Shows the sum of cash blocked. Reserved Cash Shows the sum of cash reserved. Action Buttons 33

36 Parties Search Criteria / List Overview The Party screen has the purpose to show to the user the list of the participants matching the entered search criteria. This screen gives also the possibility to display, edit and delete a selected party. Finally it is possible to create a new party. Access This screen is accessed via menu navigation: Static Data >> Parties >> Parties Demo Restrictions The screen is shown directly with several predefined entries. Entries to the search criteria do not cause changes to the predefined list. The Delete button is disabled. Screenshot Screen Buttons Action Button Details Enables the user to read the details of the selected party. New Creates a new party. Edit Updates the details of the selected party. Delete Deletes the selected party. 34

37 Frame Search Criteria - Parties Opening Date From Opening Date To Enter opening date of the party lower bound. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select date. Enter the opening date of the party upper bound. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select date. Closing Date From Closing Date To Enter the closing date of the party lower bound. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select date. Enter the closing date of the party upper bound. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select date. Parent BIC Enter the system entity code for the party. BIC Enter the code type for the party. Short Name Enter the short name of the party. Type Select the type of party from the drop down menu. It specifies a classification for the party. Country Code Select the country code from the drop down menu. Auto-Collateralisation - Rule Select the rule from the drop down menu. It specifies the type of collateralisation procedure application for the NCB. 35

38 Action Buttons Search Shows the party according the entered search criteria. Reset Reset all search criteria. Frame Party List Opening Date Shows the opening date of the party. Closing Date Shows the closing date of the party. Parent BIC Shows the system entity code for the party. BIC Shows the code type for the party. Type Shows the classification for the party. Short Name Shows the short name of the party. Country Shows the country code of the selected party. 36

39 Auto-Coll. Rule Shows the type of collateralisation procedure application for the NCB. Action Buttons 37

40 New Party Overview The New Party screen enables the user to create a new party. Access This screen is accessed via screen navigation: Static Data >> Parties >> Parties New >> New Party Demo Restrictions The action fields First, Previous, Next and Last are turned off. In addition the action fields Update Row, Delete Row and Add Row are disabled. The Submit and Reset buttons are turned off. Screenshot 38

41 Screen Buttons Action Button Submit Submit the entered data. Reset Sets default selection criteria and blanks out all optional criteria. Cancel Leaves the screen without saving any data. Frame Party Opening Date Closing Date Enter the opening date of the party. Use format yyyy-mmdd or click on date picker placed on the right side of the field to select date. Enter the closing date of the party. Use format yyyy-mmdd or click on date picker placed on the right side of the field to select date. BIC Enter the BIC of the party. Long Name Enter the long name of the party. Short Name Enter the short name of the party. Type Select type of the party from drop down menu. 39

42 Action Buttons Frame Address Street Enter the street name of the party. House Number Enter the house number of the party. Postal Code Enter the postal code of the party. City Enter the city of the party. State or Province Enter the state or province of the party. Country Code Select the country code of the party from drop down menu. Action Buttons 40

43 Frame Technical Addresses Technical Address Enter the technical address of the party. Network Service Specifies all possible network services. Network Service Shows all possible network services are specified. Technical Address Shows the technical address of the party. Action Buttons Update Row Update of an existing row. Delete Row Delete the selected row. Add Row Add a new row. Frame Auto-Collateralisation Rules Maximum Credit Percentage Fill in the maximum credit percentage for autocollateralisation. 41

44 Use of Maximum Credit Percentage Collateralisation Procedure Place a tick for using maximum credit percentage. Select from the drop down menu. It specifies the type of collateralisation for the NCB. Action Buttons Frame Restrictions Restriction Valid From Valid To Only one selection is possible. List of restrictions available in T2S. Enter the valid from- date of the restriction. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select date. Enter the valid to- date of the restriction. Use format yyyymm-dd or click on date picker placed on the right side of the field to select date. Type Shows the type of restriction. 42

45 Valid From Shows the valid from date of the restriction. Valid To Shows the valid to date of the restriction. Action Buttons Update Row Update of an existing row. Delete Row Delete the selected row. Add Row Add a new row. 43

46 Edit Party Overview The Edit Party screen enables the user to update an existing party. Access This screen is accessed via screen navigation: Static Data >> Parties >> Parties Edit >> Edit Party Demo Restrictions Several selection criteria are filled with fixed values. Accordingly the action fields First, Previous, Next and Last are turned off. In addition the action fields Update Row, Delete Row and Add Row are disabled. 44

47 Screenshot Screen Buttons Action Button Submit Submits changes done on the screen. 45

48 Reset Resets all fields to the default value. Cancel Leaves the screen without saving any data. Frame Party Opening Date Closing Date Valid From (Future Code) Enter the opening date of the party. Use format yyyy-mmdd or click on date picker placed on the right side of the field to select date. Enter the closing date of the party. Use format yyyy-mmdd or click on date picker placed on the right side of the field to select date. Enter the valid from- date of the future party. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select date. BIC (Actual Code) Enter the BIC of the actual party. BIC (Future Code) Enter the BIC of the future party. Long Name (Actual Name) Short Name (Actual Name) Valid From (Future Name) Long Name (Future Name) Short Name (Future Name) Enter the long name of the actual party. Enter the short name of the actual party. Enter the valid from date of the future party. Enter the long name of the future party. Enter the short name of the future party. 46

49 Type Select the type of the party from the drop down menu. Valid From (Actual Code) Valid From (Actual Name) Shows the valid from date of the party code. Shows the valid from date of party name. Action Buttons Frame Address Street Enter the street name of the party. House Number Enter the house number of the party. Postal Code Enter the postal code of the party. City Enter the city of the party. State or Province Enter the state or province of the party. Country Code Select the country code of the party from drop down menu. 47

50 Valid From Shows the valid from date of the actual address. Action Buttons Frame Technical Addresses Technical Address Enter the technical address of the party. Network Service Select the network service from the drop down menu. Network Service Shows the network service of the technical address. Technical Address Shows the technical address. Action Buttons Edit Row Update of a existing row. Delete Row Delete the selected row. Add Row Add a new row. 48

51 Frame Auto-Collateralisation Rules Maximum Credit Percentage Fill in the maximum credit percentage for autocollateralisation. Use of Maximum Credit Percentage Collateralisation Procedure Place a tick for using maximum credit percentage. Select a value from the drop down menu. It specifies the type of the collateralisation procedure application for the NCB. Action Buttons Action Buttons Update Row Update of a existing row. Delete Row Delete the selected row. Add Row Add a new row. 49

52 Frame Restrictions Valid From Enter the valid from- date of the restriction. Valid To Enter the valid to- date of the restriction. Restriction Select one restriction type. Type Shows the restriction types. Valid From Shows the valid from- date of the restriction types. Valid To Shows the valid to- date of the restriction types. Action Buttons Edit Row Update of a existing row. Delete Row Delete the selected row. Add Row Add a new row. 50

53 Party Details Overview The Party Details screen enables the user: to display the detailed information of a party to edit the displayed party to create a new party Access This screen is accessed via screen navigation: Static Data >> Parties >> Parties Details >> Details Demo Restrictions The screen is shown directly with several predefined entries. The Delete, Eligible Counterparty and Revision buttons are disabled. 51

54 Screenshot Screen Buttons Action Button Edit Update the details of the selected party. Delete Delete the selected party. Eligible Counterparty Access the Eligible Counterparty CSD screen related to the party. Revision Access the Display Revision List screen related to the party. 52

55 Frame Party Type Specifies a classification for the party. Opening Date Shows the opening date for the party. Closing Date Shows the closing date for the party. Valid from Shows the starting validity date for the party code. BIC Shows the code type for the party. Long Name Shows the full name of the party. Short Name Shows the short name of the party. Action Buttons 53

56 Frame Address Valid From Shows the starting validity date for the party address. Postal Code Shows the postal code for the address. Street Shows the name of the street for the address. City Shows the city of the address. House Number Shows the house number for the address. State or Province Shows the state or province for the address. Country Code Shows the country cde for the selected party. Action Buttons 54

57 Frame Technical Addresses Network Service Shows the network service of the technical address. Technical Address Shows the technical address. Action Buttons Frame Auto-Collateralisation Rules 55

58 Maximum Credit Percentage Use of Maximum Credit Percentage Collateralisation Procedure Shows the maximum credit percentage application for the NCB. Shows the use of maximum credit percentage application for the NCB. Shows the type of collateralisation procedure application for the NCB. Action Buttons Frame Restriction Type Shows the restriction type. Valid From Shows the starting validity date for the restriction type. Valid To Shows the ending validity date for the restriction type. 56

59 Action Buttons 57

60 Securities Search Criteria / List Overview The Securities Search Criteria screen enables the user to display a list of securities matching the entered criteria. This screen gives also the possibility to display, edit and delete a selected security. Finally it is possible to create a new security. Access This screen is accessed via menu navigation: Static Data >> Securities >> Securities Demo Restrictions The screen is shown directly with several predefined entries. The Delete button is disabled. Screenshot Screen Buttons Action Button Details View details of the selected securitiy. New Create a new security. Edit Update the details of the selected securitiy. Delete Delete the selected securitiy. 58

61 Frame Search Criteria - Securities ISIN Enter the ISIN code of the security. Short Name Enter the short name of the security. Issue CUR Select the issue currency from the drop down menu. CFI Select the list of security CFI code according to ISO Country of Issuance Select the country of issue from the drop down menu. Auto-Col. CUR Issue Date From Issue Date To Maturity Date From Maturity Date To Select the auto-collateral currency from the drop down menu. Enter issue date for lower bound of search. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select the date. Enter issue date for upper bound of search. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select the date. Enter maturity date for lower bound of search. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select the date. Enter maturity date for upper bound of search. Use format yyyy-mm-dd or click on date picker placed on the right side of the field to select the date. 59

62 Action Buttons Search Starts the query execution. Reset Resets all search criteria. Frame Securities ISIN Shows ISIN of the security. CFI Shows the security CFI code. Short Name Shows short name of the security. Issue Date Shows issue date of the security. Maturity Date Shows maturity date of the security. Issue CUR Shows issue currency of the security. Country of Issuance Shows country of issue of the security. 60

63 Auto-Coll. CUR Shows auto-collateralisation currency of the security. Action Buttons 61

64 New Security Overview The New Security screen enables the user to create a new security. Access This screen is accessed via screen navigation: Static Data >> Securities >> Securities New >> New Security Demo Restrictions The screen is shown directly with several predefined entries. The Submit, Reset, CSD Link, Security Valuation and Auto-Coll Eligibility Link buttons are disabled. Screenshot 62

65 Screen Buttons Action Button Submit Enables the user to create a security according to the information filled in the fields. Reset Resets all search criteria. Cancel Enables the user to cancel the creation of the security. CSD Link Links to CSD details related to the selected security. Security Valuation Links to security valuation details screen to display the valuation of the security selected. Auto-Coll Eligibility Link Links to auto-collateralization eligibility details linked to the security selected. Frame Security ISIN Enter the ISIN code of the security. CFI Code Enter the CFI code of the security according to ISO standard. Long Name Enter the long description of the security. Short Name Enter the short description of the security. Minimum Settlement Unit Enter the minimum settlement unit for a security. Settlement Multiple for Units Enter settlement multiple for units. 63

66 Issue CUR Select the issue currency from the drop down menu. Issue Date Select the issue date of the security. Use format yyyy-mmdd or click on date picker placed on the right side of the field to select the date. Country of Issuance Select the country of issuance. Maturity Date Select the maturity date of the security. Use format yyyymm-dd or click on date picker placed on the right side of the field to select the date. Settlement Type Select the settlement type of a security. Action Buttons Frame Deviating Settlement Units Deviating Settlement Unit Enter deviating settlement unit. 64

67 Deviating Settlement Unit Shows the deviating settlement unit for a security. Action Buttons Edit Row Edit an existing row. Delete Row Delete the selected row. Add Row Add a new row. Frame Market Specific Attributes Attribute Name Enter the name of the market-specific attribute. Attribute Value Enter the value of the market-specific attribute. Attribute Name Shows the name of the market-specific attribute. Attribute Value Shows the value of the market-specific attribute. 65

68 Action Buttons Edit Row Edit an existing row. Delete Row Delete the selected row. Add Row Add a new row. Frame Restrictions Restriction Select the restriction type from the drop-down menu. Valid-From Valid-To Select the valid-from date of the security. Use format yyyymm-dd or click on date picker placed on the right side of the field to select the date. Select the valid-to date of the security. Use format yyyymm-dd or click on date picker placed on the right side of the field to select the date. Action Buttons Edit Row Edit an existing row. 66

69 Delete Row Delete the selected row. Add Row Add a new row. 67

70 Edit Security Overview The Edit Security screen enables the user to edit an existing security. Access This screen is accessed via screen navigation: Static Data >> Securities >> Securities Edit >> Edit Security Demo Restrictions The screen is shown directly with several predefined entries. The Submit and the Reset, buttons are disabled. 68

71 Screenshot Screen Buttons Action Button Submit Enables the user to submit the changes of a security according to the information filled in the fields. Reset Resets all search criteria. 69

72 Cancel Enables the user to cancel the changes of the security. Frame Security ISIN Enter the ISIN code of the security. CFI Code Security Maintaining CSD Enter the CFI code of the security according to ISO standard. Enter the security maintaining CSD. Long Name Enter long name of the security. Short Name Enter short name of the security. Minimum Settlement Unit Settlement Multiple for units Enter minimum settlement unit for a security. Enter settlement multiple for units. ISIN Valid-from Maturity Date Select the valid-from date of the ISIN. Use format yyyymm-dd or click on date picker placed on the right side of the field to select the date. Select the maturity date of the security. Use format yyyymm-dd or click on date picker placed on the right side of the field to select the date. Issue CUR Select issue currency. Country of Issuance Select country of issuance. Valid From Select valid from date for the security name. 70

73 Settlement Type Select the settlement type of a security. ISIN Valid From Shows starting date of validity for the ISIN. Issue Date Shows date from which settlement is allowed for the security. Issuer CSD Shows the issuer CSD. Valid From Shows the date of the validity for the name of the security. Action Buttons Frame Deviating Settlement Units Deviating Settlement Unit Enter deviating settlement unit. Deviating Settlement Unit Shows the deviating settlement unit for a security. 71

74 Action Buttons Edit Row Edit an existing row. Delete Row Delete the selected row. Add Row Add a new row. Frame Market Specific Attributes Attribute Name Enter the name of the market-specific attribute. Attribute Value Enter the value of the market-specific attribute. Attribute Name Shows the name of the market-specific attribute. Attribute Value Shows the value of the market-specific attribute. Action Buttons Edit Row Edit an existing row. Delete Row Delete the selected row. 72

75 Add Row Add a new row. Frame Restrictions Restriction Select the restriction type from the drop-down menu. Valid-From Valid-To Select the valid-from date of the security. Use format yyyymm-dd or click on date picker placed on the right side of the field to select the date. Select the valid-to date of the security. Use format yyyymm-dd or click on date picker placed on the right side of the field to select the date. Type Shows the restriction type. Valid From Shows the valid-from date of the security. Valid To Shows the valid-to date of the security. Action Buttons Edit Row Edit an existing row. Delete Row Delete the selected row. 73

76 Add Row Add a new row. 74

77 Security Details Overview The Security Details screen enables the user to display detailed information of an existing security. Access This screen is accessed via screen navigation: Static Data >> Securities >> Securities Details >> Security Details Demo Restrictions The screen is shown directly with several predefined entries. The Delete, Revision, CSD Link, Security Valuation and Auto-Coll Eligibility Link buttons are disabled. Screenshot 75

78 Screen Buttons Action Button Edit Enables to access the New Security screen related to the security. Delete Enables to delete the selected security. Revision Enables to access the Display Revisions List screen related to the security. CSD Link Enables to access the CSD Link screen related to the security. Security Valuation Enables to access the Security Valuation screen related to the security. Auto-Coll Eligibility Link Enables to access the Auto-Coll Eligibility Link screen related to the security. Frame Security ISIN Valid From Shows the starting date of validity for the security code. CFI Code Shows the classification of the security according to ISO standard. ISIN Shows the actual value for the securities code. 76

79 Issue Date Shows the date from which the settlement is allowed for the security. Maturity Date Shows the final maturity or expiry date of the security. Issue CUR Shows the issue currency of a security in the system. Country of Issuance Shows the country in which the issuer assued the security. Security Maintaining CSD Shows the CSD assigned with the responsibility to maintaining the reference data for a security. Issuer CSD Shows the CSD issuer of the security. Valid From Shows the starting date of validity for the security name. Long Name Shows the long description of the security. Short Name Shows the short description of the security. Settlement Type Shows the settlement foreseen for the security. Minimum Settlement Unit Settlement Multiple for Units Shows the minimum settlement unit of the security. Shows the settlement multiple for units. Action Buttons Frame Deviating Settlement Units 77

80 Deviating Settlement Unit Shows the deviating settlement unit for a security. Action Buttons Frame Market Specific Attributes Attribute Name Shows the name of the market-specific attribute. Attribute Value Shows the value of the market-specific attribute. 78

81 Action Buttons Frame Restrictions Type Shows the reason type applied to the security. Valid From Valid To Shows the date and from which the security is restricted from settlement. Shows the date until which the security is restricted from settlement. Action Buttons 79