Message Item XML Tag Occurrence Data Type / Code Message Item Definition T2S Mapping Use in T2S Business Rules SCOPE

Size: px

Start display at page:

Download "Message Item XML Tag Occurrence Data Type / Code Message Item Definition T2S Mapping Use in T2S Business Rules SCOPE"

Stephen Eaton
5 years ago
Views:

1 SecuritiesTransactionCancellat ionrequeststatusadvicev02 Document Document Last updated: 30/09/2013 SctiesTxCxlReqS tsadvc 1..1 SecuritiesTransactionCancella tionrequeststatusadvicev03 SCOPE An account servicer sends an SecuritiesTransactionRequestStatusA dvice to an account owner to advise the status of a securities transaction cancellation request previously sent by the account owner. The account servicer/owner relationship may be: - a central securities depository or another settlement market infrastructure acting on behalf of their participants - an agent (sub-custodian) acting on behalf of their global custodian customer, or - a custodian acting on behalf of an investment management institution or a broker/dealer. The T2S platform sends out a SecuritiesTransactionCancella tionrequeststatusadvice to a CSD or directly connected T2S participant to provide information about the actual status of the cancellation instruction. This message definition implements the coexistence rules. Some data types are restricted to ensure interoperability between ISO and users. USAGE The message may also be used to: - re-send a message previously sent (the subfunction of the message is Duplicate) - provide a third party with a copy of a message for information (the sub-function of the message is Copy) - re-send to a third party a copy of a message for information (the sub-function of the message is Copy Duplicate). Generated by GEFEG.FX Page: 1 / 20

2 RequestReferenc e CxlReqRef 1..1 Identification4 Reference to the unambiguous identification of the cancellation request as per the account owner. Identification Id 1..1 RestrictedFINXMax16Text Unique identifier of a document, message or transaction. TransactionIdentification TxId 0..1 TransactionIdentifications23 Unambiguous identification of the transaction as known by the account servicer. AccountServicerTransactionI dentification MarketInfrastructureTransacti onidentification ProcessorTransactionIdentific ation AcctSvcrTxId 0..1 RestrictedFINXMax16Text Unambiguous identification of the transaction as known by the account servicer. MktInfrstrctrTxId 0..1 RestrictedFINXMax16Text Identification of a transaction assigned by a market infrastructure other than a central securities depository, for example, Target2- Securities. PrcrTxId 0..1 RestrictedFINXMax16Text Identification of the transaction assigned by the processor of the instruction other than the account owner the account servicer and the market Inbound LCMM Message Reference: LCMM Account Servicer Reference: Account Servicer Reference: Restriction Technical Identifier: or Restriction Technical Identifier: Restriction Third Party Reference: Reference assigned by the T2S Actor (either the Account Owner, the Account Servicer or a Third Party) to the instruction. Reference assigned by the Account Servicer if any. T2S Technical identifier for the instruction to be cancelled, either referring to a or a Restriction on securities. Reference assigned by the Third Party for the instruction to be cancelled, either Generated by GEFEG.FX Page: 2 / 20

3 AccountOwnerTransactionI dentification SecuritiesTra nsactionidentification infrastructure. AcctOwnrTxId 1..1 References30Choice Unambiguous identification of the transaction as known by the account owner (or the instructing party managing the account). SctiesSttlmTxId 1..1 TypeAndIdentificati on7 Unambiguous identification of the securities settlement transaction. TransactionIdentification TxId 1..1 RestrictedFINXMax16Text Provides unambiguous transaction identification information. SecuritiesMovementTyp e SctiesMvmntTp 1..1 ReceiveDelivery1Code Specifies if the movement on a securities account results from a deliver or a receive instruction. Payment Pmt 1..1 DeliveryReceiptType2Code Specifies how the transaction is to be settled, for example, against payment. IntraPositionMovementIde ntification Third Party Reference: Restriction Account Owner Reference: Securities Movement Type Code: Payment Type Code: IntraPosMvmntId 1..1 RestrictedFINXMax16Text Reference to the intra-position movement Account Owner transaction requested to be cancelled as known by Reference: the account owner (or instructing party acting on its behalf). Restriction ProcessingStatus PrcgSts 1..1 ProcessingStatus26Choice Provides details on the processing status of the request. referring to a or a Restriction on securities. Reference assigned by the Account Owner if any, otherwise NONREF. Reference assigned by the account owner if any. Generated by GEFEG.FX Page: 3 / 20

4 Pending PdgCxl 1..1 PendingStatus22Choice The cancellation is pending processing. Requested: ; Status: NoSpecifiedReason NoSpcfdRsn 1..1 NoReasonCode Indicates that there is no reason available or to report. Reason Rsn 1..n PendingReason12 Specifies the reason of the PendingStatus. Code Cd 1..1 PendingReason20Choice Specifies the reason why a cancellation request sent for the related instruction is pending. Code Cd 1..1 PendingReason9Code Specifies the reason why the cancellation request is pending. Rejected Rjctd 1..1 RejectionOrRepairStatus24Ch oice /Request has been rejected for further processing. Reason Code Reference: T2S sends a pending status to the T2S Actor who instructed the to inform that the cancellation request is pending until its counterparty sends the corresponding. is pending cancellation when within T2S the cancellation requested flag is 'true' and the cancellation status is 'not cancelled'. ISO code for the non execution of the This status is sent when the instruction is rejected by T2S, that is, it does not pass the business validations. Since the instruction is not accepted, there is no record in the ' ' entity that only stores valid instructions. Generated by GEFEG.FX Page: 4 / 20

5 NoSpecifiedReason NoSpcfdRsn 1..1 NoReasonCode Indicates that there is no reason available or to report. Reason Rsn 1..n RejectionOrRepairReason19 Specifies the reason for the status. Code Cd 1..1 RejectionAndRepairReason19 Choice Specifies the reason why the instruction/request has a rejected or repair status. Code Cd 1..1 RejectionReason32Code Specifies the reason why the instruction/request has a repair or rejection status. ReasonInfor mation AddtlRsnInf 0..1 RestrictedFINXMax210Text Provides additional reason information that cannot be provided in a structured field. AcknowledgedAccepted AckdAccptd 1..1 AcknowledgedAcceptedStatus 18Choice has been acknowledged by the account servicer. NoSpecifiedReason NoSpcfdRsn 1..1 NoReasonCode Indicates that there is no reason available or to report. ISO Reason Code: Error Type ISO Reason Code: Error Type Execution status: ; status: Denied Dnd 1..1 DeniedStatus9Choice /Request will not be executed. status: 'NORE' ISO reason code corresponding to the T2S error. Text comprised of a combination of the associated business rule identification and the error information. This status is sent when the instruction is valid within T2S, that is, it passes all business validations. When accepted, the instruction is in Execution status=nexd and status = NDEN Within T2S when acknowledged no specific reason is necessary. T2S sends this status when the cancellation requested will not be executed. When denied, the Generated by GEFEG.FX Page: 5 / 20

6 NoSpecifiedReason NoSpcfdRsn 1..1 NoReasonCode Indicates that there is no reason available or to report. Reason Rsn 1..n DeniedReason4 Specifies the reason of the DeniedStatus. Code Cd 1..1 DeniedReason6Choice Specifies the reason why the request has a denied status. Code Cd 1..1 DeniedReason4Code Specifies the reason why the request was denied. Reason Code Reference: ReasonInfor mation AddtlRsnInf 0..1 RestrictedFINXMax210Text Provides additional reason information that cannot be provided in a structured field. Reason Code Reference: Cancelled Canc 1..1 Status13Choice requested executed. Execution status: NoSpecifiedReason NoSpcfdRsn 1..1 NoReasonCode Indicates that there is no reason available or to report. Reason Rsn 1..n Reason3 Specifies the reason of the Status. Code Cd 1..1 Reason7Choice Specifies the reason why the instruction is cancelled. status = DEND ISO code for the non execution of the Text comprised of a combination of the associated business rule identification and the error information. T2S sends this status when the cancellation is executed. When executed Execution status = EXCD Generated by GEFEG.FX Page: 6 / 20

7 Code Cd 1..1 CancelledStatusReason5Cod e Specifies the reason why the related instruction is cancelled, or the related cancellation request is executed. TransactionDetails TxDtls 0..1 TransactionDetails35 Identifies the details of the transaction. Status: ISO code derived from status and from the party who instructed the cancellation request. AccountOwner AcctOwnr 0..1 PartyIdentification51Choice Party that legally owns the account. T2S party owning the Securities Account. SafekeepingAccount SfkpgAcct 1..1 SecuritiesAccount17 Account to or from which a securities entry is made. Identification Id 1..1 RestrictedFINXMax35Text Unambiguous identification for the account between the account owner and the account servicer. FinancialInstrumentIdentifi cation FinInstrmId 1..1 SecurityIdentification15 Financial instruments representing a sum of rights of the investor vis-a-vis the issuer. ISIN ISIN 0..1 ISINIdentifier International Securities Identification Number (ISIN). A numbering system designed by the United Nation's International Organisation for Standardisation (ISO). The ISIN is composed of a 2-character prefix representing the country of issue, followed by the national security number (if one exists), and a check digit. Each country has a national numbering agency that assigns ISIN Party Mnemonic: Party Code Securities Account Number: Securities Account Securities Mnemonic: Securities Code Actual value for the party code, i.e. the primary BIC for the party. Unique Securities Account of the T2S Party Generated by GEFEG.FX Page: 7 / 20

8 numbers for securities in that country. Quantity SttlmQty 1..1 Quantity10Choice Total quantity of securities to be settled. Quantity Qty 1..1 FinancialInstrumentQuantity15 Choice Quantity of financial instrument in units, original face amount or current face amount. Unit Unit 1..1 RestrictedFINDecimalNumber Quantity expressed as a number, eg, a number of shares. FaceAmount FaceAmt 1..1 RestrictedFINImpliedCurrency AndAmount Quantity expressed as an amount representing the face amount, ie, the principal, of a debt instrument. Amount SttlmAmt 0..1 AmountAndDirection12 Total amount of money to be paid or received in exchange for the securities. Amount Amt 1..1 RestrictedFINActiveCurrencyA ndamount Amount of money in the cash entry. Original Quantity: Quantity: Restriction Original Quantity: Quantity: Restriction Original Amount: Currency Ccy required ActiveCurrencyCode Medium of exchange of value. Currency Code: Generated by GEFEG.FX Page: 8 / 20

9 Currency CreditDebitIndicator CdtDbtInd 1..1 CreditDebitCode Indicates whether an entry is a credit or a debit. Credit/Debit Code: TradeDate TradDt 0..1 TradeDate2Choice Specifies the date/time on which the trade was executed. Date Dt 1..1 DateAndDateTimeChoice_T2 S_01 Date expressed as a ISO date. ISODate Dt 1..1 ISODate A particular point in the progression of time in a calendar year expressed in the YYYY-MM-DD format. This representation is defined in "XML Schema Part 2: Datatypes Second Edition - W3C Recommendation 28 October 2004" which is aligned with ISO Date SttlmDt 1..1 Date6Choice Date and time at which the securities are to be delivered or received. Date Dt 1..1 DateAndDateTimeChoice_T2 S_01 Date in ISO format. ISODate Dt 1..1 ISODate A particular point in the progression of time in a calendar year expressed in the YYYY-MM-DD format. This representation is defined in "XML Schema Part 2: Datatypes Second Edition - W3C Recommendation 28 October 2004" which is aligned with ISO Trade Date: Intended Date: or Intended Generated by GEFEG.FX Page: 9 / 20

10 Date: Restriction DeliveringParties DlvrgSttlmPties 0..1 Parties21 Identifies the chain of delivering settlement parties. Depository Dpstry 0..1 PartyIdentification53 First party in the settlement chain. In a plain vanilla settlement, it is the Central Securities Depository where the counterparty requests to receive the financial instrument or from where the counterparty delivers the financial instruments. Identification Id 1..1 PartyIdentification58Choice Identification of the party. AnyBIC AnyBIC 1..1 AnyBICIdentifier Unique and unambiguous way to identify an organisation. Party1 Pty PartyIdentificationAndAccount 75_T2S_01 Identification Id 1..1 PartyIdentification65Choice_T 2S_01 Party that, in a settlement chain interacts with the depository. Identification of the party. Party2 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 1. Party Mnemonic: Party Code Party Mnemonic: Party Code The CSD where the T2S Delivering Party has the securities account Party that delivers the securities in a Delivering CSD Participant's Client. Generated by GEFEG.FX Page: 10 / 20

11 Identification Id 1..1 PartyIdentification65Choice Identification of the party. ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Client of Delivering CSD Participant BIC : Client of Delivering CSD Participant Id: Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. Client of Delivering CSD Participant Issuer: SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. Client of Delivering CSD Participant Schema Name: NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Generated by GEFEG.FX Page: 11 / 20

12 Party3 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 2. Identification Id 1..1 PartyIdentification65Choice Identification of the party. ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Generated by GEFEG.FX Page: 12 / 20

13 Party4 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 3. Identification Id 1..1 PartyIdentification65Choice Identification of the party. ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Generated by GEFEG.FX Page: 13 / 20

14 Party5 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 4. Identification Id 1..1 PartyIdentification65Choice Identification of the party. ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Generated by GEFEG.FX Page: 14 / 20

15 ReceivingParties RcvgSttlmPties 0..1 Parties21 Identifies the chain of receiving settlement parties. Depository Dpstry 0..1 PartyIdentification53 First party in the settlement chain. In a plain vanilla settlement, it is the Central Securities Depository where the counterparty requests to receive the financial instrument or from where the counterparty delivers the financial instruments. Identification Id 1..1 PartyIdentification58Choice Identification of the party. Relationship Receiving Depository: AnyBIC AnyBIC 1..1 AnyBICIdentifier Unique and unambiguous way to identify an organisation. Party1 Pty PartyIdentificationAndAccount 75_T2S_01 Identification Id 1..1 PartyIdentification65Choice_T 2S_01 Party that, in a settlement chain interacts with the depository. Identification of the party. Party Mnemonic: Party Code Relationship T2S Receiving Party: Party Mnemonic: Party Code CSD where the T2S Receiving Party has the securities account Party that receives the securities in a Generated by GEFEG.FX Page: 15 / 20

16 Party2 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 1. Identification Id 1..1 PartyIdentification65Choice Identification of the party. ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Client of Receiving CSD Participant BIC: Client of Receiving CSD Participant Id: Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. Client of Receiving CSD Participant Issuer: SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. Client of Receiving CSD Participant Schema Name: NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Receiving CSD Participant's Client. Generated by GEFEG.FX Page: 16 / 20

17 Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Party3 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 2. Identification Id 1..1 PartyIdentification65Choice Identification of the party. ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Generated by GEFEG.FX Page: 17 / 20

18 Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Party4 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 3. Identification Id 1..1 PartyIdentification65Choice Identification of the party. ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Generated by GEFEG.FX Page: 18 / 20

19 Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Party5 Pty PartyIdentificationAndAccount 75 Party that, in a settlement chain interacts with the party 4. Identification Id 1..1 PartyIdentification65Choice Identification of the party. ProprietaryIdentificat ion PrtryId 1..1 GenericIdentification24 Unique and unambiguous identifier, as assigned to a financial institution using a proprietary identification scheme. Identification Id 1..1 RestrictedFINXMax34Text Proprietary information, often a code, issued by the data source scheme issuer. Issuer Issr 1..1 Max4AlphaNumericText Entity that assigns the identification. SchemeName SchmeNm 0..1 Max4AlphaNumericText Short textual description of the scheme. NameAndAddress NmAndAdr 1..1 NameAndAddress12 Name and address of a party. Generated by GEFEG.FX Page: 19 / 20

20 Name Nm 1..1 RestrictedFINXMax140Text Name by which a party is known and which is usually used to identify that party. Generated by GEFEG.FX Page: 20 / 20

Message Item XML Tag Occurrence Data Type / Code Message Item Definition T2S Mapping Use in T2S Business Rules SCOPE

Message Item XML Tag Occurrence Data Type / Code Message Item Definition T2S Mapping Use in T2S Business Rules SCOPE SecuritiesTransactio nstatusadvicev03 Document Document Last updated: 11/02/2014 SctiesSttlmTxSts Advc 1..1 SecuritiesTransacti onstatusadvicev03 SCOPE An account servicer sends a SecuritiesTransactionStatusAdvice