NYISO Technical Bulletins A list of retired TBs with links is at the link below

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1 NEW YORK INDEPENDENT SYSTEM OPERATOR NYISO Technical Bulletins A list of retired TBs with links is at the link below date of this document = 5/27/2011; most recent changes have dates in red TB # Version 1 Applying for a Digital Certificate, retired, see Market Participant User's Guide (MPUG), Section 4.4 retired 3/9/ Checking for Valid Certificates, retired, see MPUG Section 4. retired 03/29/01 3 Export/Import Certificates, retired, see MPUG, Section 4. retired 03/29/01 4 Billing Organization Changes see the MPUG, Section 6 retired 10/30/01 5 MIS Transactions with Zero Megawatts, retired, see MPUG, Section 7 retired 3/30/ Load Forecasts For Facilities in the Market Information System (MIS), retired, see MPUG, Section 7 retired 3/30/ Price Capped Loads and their Day-Ahead Scheduling, see TB69. retired 12/ Establishing a Price Capped Load Bus, see TB 69, MPUG. retired 05/23/01 9 Meaning of the MIS Generator Bid Expiration Date, retired, see MPUG S 7 retired 3/30/ Minimum Run Times Extending Past the Commitment Period, retired, see MPUG Section 7 retired 3/30/ Dispatchable Units' Minimum and Upper Operating Limits must be Different Values, see MPUG p MIS Load Modeling and LSE Responsibilities, see the MPUG retired 6/18/ Changes to Transaction Information in the Market Information System, see the MPUG retired 9/9/10 15 Scheduling Bilateral Transactions for Pumping Gilboa retired 3/18/ Rules to Provide PURPA Contract Parties, Certain Inter. Res. & Certain Steam Turbines an Interim Def. from Billing for Regulation Penalties 10/17/08 17 Sign Conventions for Variables on Invoices, Statements, and Electronic Billing Information (EBI), see Customer Statements Data Dictionary retired ed 6/18/ Dispatch Options for Quick Start and 30 Minute Start Generators 4/16/10 19 Market Information System (MIS) Messages for Transactions; retired, see MPUG, Section 7 retired 3/10/ Decremental Bids for Import and Wheel Through Transactions; retired, see MPUG, Section 7 retired 3/30/ Grandfathered Transmission Rights Transactions in the NYISO MIS; retired, see Section 6 of the Transmission Services Manual retired 10/22/09 22 Calculation of Hourly Regulation Availability Payments, see Rate Schedule 3 of the NYISO Market Services Tariff 23 Schedule Changes and Ramping of Fixed Units 9/24/09 24 Billing Adjustments Made After Close of Month retired 6/27/ Updating Generator Limits Used in Real Time via Transmission Owners 9/28/10 26 Scheduling a "Must-Run" Generator 11/10/04 27 NERC Electronic Tagging under NYISO Operation 12/21/10 28 Generator weighting factors for zonal LBMP calculations retired 6/25/ Scheduling and Reporting Generator Dependable Maximum Net Capability (DMNC) Tests Bidding into the NYISO Locational Based Marginal Price Market from an External Control Area retired, see TB 37 11/4/09 retired 9/11/2007 NYISO Customer Support Page 1 of 7 5/27/2011

2 31 Minimum Generator Level Cost Determination; retired, see MPUG, S. 7. retired 3/30/ Non-Firm Bilateral Transaction Selection Process 6/23/09 33 Activation of Operating Reserves see Secs 2,5,6 of T&D Ops Manual retired 4/12/10 34 Accounting for Station Service Load, see TBs retired 2/1/05 35 Generator Settlement Rules During Ramping REVISED 11/19/08 36 Day-Ahead Margin Recovery for Units with Day-Ahead Market Schedules; see Sec 4 of the Accounting and Billing Manual retired 1/20/ Proxy Buses retired, please see Section 7 of the MPUG retired 3/30/ Transmission Service Charge Development & Updating retired, see Section 4 of Transmission Services Manual, & TB #39. retired 11/6/ Using Distribution Factor Tables to Estimate Transmission Charges 1/7/02 40 External DAM Transactions in the Balancing Market Evaluation 1/4/11 41 Changing Transaction Bids for the Current Day in the Hour-Ahead Market; retired, please see MPUG Section 7 retired 4/6/ Regulation Penalty Calculation for a Generator, see Rate Schedule 3, Section 5.2 of the Market Services Tariff. retired 7/15/03 43 Trans. Facility Outage Scheduling Req. Local Reliability Commitment 11/6/09 44 Generator Outage Notification 11/12/09 45 Out-of-Merit Generation 2/18/10 46 Bidding Above ICAP Dependable Maximum Net Capability in the Day-Ahead and Real-Time Markets, see Section 7.4 of the MPUG retired Updating Generator Physical Parameters in the Market Information System; retired, please see the MPUG, Section 4 retired 9/14/09 48 Calculation of Hourly Locational Based Marginal Pricing Rates for Billing Reconciliations, see Market Services Tariff, Section Multi-Pass Methodology of Security Constrained Unit Commitment 2/15/11 50 Off-Dispatch Units Scheduled as On Dispatch, see the Transmission and Dispatch Operations Manual. 51 Security Constrained Unit Commitment and Balancing Market Evaluation Rules 9/25/09 52 Sink Price Caps for Export Transactions, retired, see MPUG, Section 7 retired 4/6/ Regulation Clearing Prices for the Day-Ahead and Real-Time Markets, see the Ancillary Services Manual. Reserve Clearing Prices for Day-Ahead and Real-Time Markets, see the Ancillary Services Manual. 55 Installed Cap. Suppliers' DAM Bids in the NYISO MIS retired see MPUG S. 7 retired 4/6/ Bid Caps in the Market Information System (MIS), retired see TB 40 retired 8/10/09 57 Unbundling Transmission Congestion Contracts 8/31/04 58 External Transaction Scheduling Messages and Curtailment Notification 8/10/09 60 Revisions in Transmission Owner ICAP Data Submittals, see ICAP Manual, Appendix A, Att. L retired 12/16/2005 NYISO Customer Support Page 2 of 7 5/27/2011

3 61 Interchange Scheduler Plus (IS+), and How It Is Used For Real-Time Transaction Curtailments 12/7/01 62 Locational Based Marginal Pricing - Meaning and Myths 9/21/10 63 New York Independent System Operator Market Participant Support 9/16/10 64 Changing from Daylight Savings to Standard Time 10/21/10 65 State-wide Load Forecast Used in SCUC 12/14/09 66 Calculation and Posting of ATC and TTC, as Applied to the New York Control Area (NYCA), see Section 7 of the Transmission Services Manual 67 Automated Mitigation Procedure for the Day-Ahead Energy Market withdrawn indefinitely - See Att H of the Market Services Tariff 3/31/06 68 Temporary Reference Price Adjustment Request Process 11/9/10 69 Zonal Price Capped Load Bidding in the DAM, retired, see MPUG, S 7. retired 4/6/ Multiple Response Rates May Be Specified For Generating Units 4/30/10 72 Bringing Units That Have Missed At Least One RTC Cycle Back On-Line After a Trip; no longer applicable retired 4/12/10 73 Payment for Uninstructed Over-Generation from Off-Dispatch Generating Units, see p.20 of the Draft Accounting and Billing Manual. 74 Virtual Bidding in the Day-Ahead Market retired 5/27/11 75 Procedure To Apply For CLR or ELR Classification, retired, please see Att. M of the ICAP Manual retired 2/4/ Energy Supplier Upper Operating Limits, retired, please see Att. M of the ICAP Manual retired 2/4/ Generator Start-Up Cost Guarantee 2/9/10 78 Penalties for Persistent Undergeneration; retired, see Section 5 and Appendices G and I of the latest version of the Accounting and Billing Manual retired 10/27/09 79 Generator Commitments Due to 24-hour NOx Averaging Requirements 12/1/09 80 Loc Res Availability Clearing Prices, see Section 6 of Anc Svces Manual retired 3/19/ Submitting Virtual Bids in the Day-Ahead Market 9/10/09 82 Allocation of Uplift Costs to Load and Other Entities Associated with Virtual Trading 2/17/10 83 Bidding and Scheduling External Multi-Hour Block Transactions 12/23/09 84 Discounting of On & Off-Peak External Transmission Service Charge (TSC) Rates;see section 4 of the Transmission Services Manual & TB #39 retired 11/6/ Consolidated Monthly Invoice, 1/12/09 86 Day-Ahead Market LBMP Calculations & Multi-Hour Block Transactions 2/15/11 87 Unit Response During Res Activation see Secs 2 & 6 of the T&D Ops Manual retired 4/12/10 88 Changing from Eastern Standard Time to Daylight Savings Time 3/1/10 89 Prescheduling of Transactions for External LBMP or Bilateral Wheel-Throughs 1/27/11 90 Submitting and Managing Preschedule Requests, retired, see MPUG S 7,8 retired 9/14/09 NYISO Customer Support Page 3 of 7 5/27/2011

4 91 Scheduling Annual Generator Reactive Capability Tests, see Section 3 of the Ancillary Services Manual retired 6/8/ IMO / NYISO Transaction Scheduling Guidelines 12/1/09 93 Operating Reserve and Regulation Rule Changes Addressing SCUC/BME/SCD Price Convergence Issues, see Section 5 of the Draft T&D Operations Manual. 94 Templates for Downloading Hourly and SCD Customer Load Data, see Section 8 of the MPUG. retired 3/20/ Real-Time Mitigation of New York City Load Pocket Prices, please see Att H of the Market Services Tariff 96 Delivering Inter-Control Area ICAP Energy 10/31/ minute Reserve Availability in the Hour-Ahead Market, see Sections 5 & 6 of the Draft Transmission & Dispatch Operations Manual. 98 Accessing Daily Reconciliation Reports, see Settlement Data Exch User Guide retired 1/27/11 99 Reserved (for future release) 100 Applications of the NYSRC Reliability Rules, see TB #159 retired 5/25/ Template for Downloading Bilateral Transaction Data, see Section of the MPUG. retired 3/30/ MIS Tools Support Web-Based Daily Customer Statement Reports, see the MPUG and the DSS User's Guide. 103 Voltage Support Service Request for Qualification, see Section 3 of the Ancillary Services Manual retired 6/8/ Requesting a formal NYISO investigation 8/4/ Creating an Open Scheduling System (OSS) Key Store, OSS was retired January 2007, see TB 149 All Transaction Bid Changes Must Be Explicitly Confirmed by the Financially Responsible Party, OSS was retired Jan. 2007, see TB 149 retired 1/17/2007 retired 1/17/ Upload Download Timeout Parameter, retired, please see TB 157 retired 4/3/ Reserve Shortage Pricing, see the Ancillary Services Manual. 109 Registering for Access to the NYISO Decision Support System (DSS) 3/5/ NYISO Process for Notifications of Non-Compliance with Reliability Rules, see TB #132 retired 11/6/ NYISO Monitoring of Local Reliability Rules, see TB # 159 retired 5/25/ Web Based Reconciliation Queries RETIRED, see SDX User's Guide retired 10/16/ PJM Ramp Advisory Data on NYISO s Open Scheduling System (OSS) OSS was retired January 2007, see TB #149. retired 1/17/ New Generating Units Operating During the Start-Up Testing Phase 12/21/ Station Power Metering, Data, and Program Requirements 9/16/ Scheduling, and Reporting Station Power retired, see MPUG Sec. 7 retired 9/14/ Station Power Settlements and Calculations; retired-for this information, please see the latest version of the Accounting and Billing Manual, Sections 6 and 8, as well as Appendices M & N. Reporting, Viewing, and Updating Station Power Data through Web Rec; retiredplease see the SDX User's Guide, Section 2, for this information. retired 10/22/2009 retired 9/24/2009 NYISO Customer Support Page 4 of 7 5/27/2011

5 121 Ancillary Services Charges for Third-Party Station Power Suppliers; retired-see the relevant subsections in Section 8 for each type of ancillary service in the latest version of the Accounting and Billing Manual retired 10/14/2009 Changes to the Consolidated Invoice Resulting from Station Power Charges and 122 the Station Power Report; Technical Bulletin #122 has been retired. Please see Sections 1, 6, and Appendix N of the Accounting and Billing Manual, and the SDX User's Guide (for Station Power Reports, retired 1/28/10 etc), as well as TB # Real Time Settlement Rules at External Proxy Buses during BME Constrained Hours (Rules Formerly Applied under ECA b) 10/6/ Templates for Dnloading Sta Pwr Data, ret'd, pls see the SDX User's Guide retired 3/6/ Settlements for Day-Ahead Bilateral Transactions Involving Grandfathered Rights 5/7/ NYISO Distribution of Resource Capacity and Reactive Power Capacity Data to the NYCA Transmission Owners 3/11/ Accessing Customer Settlement Statements through the Decision Support System (DSS) 3/5/ ISO Transmission Scheduling Procedure Following TO Requested Delays retired, see the Outage Scheduling Manual retired 8/20/ Cost Allocation Class Year Eligibility Req; see Sec VI.B.3 of Att S to the OATT retired 4/16/ Supplemental Resource Evaluation (SRE) Commitments 5/17/ NYISO Vegetation Reporting Outage Form RETIRED: Transmission Owners are now required to report vegetation outages directly to the NPCC as required in NERC Reliability Standard FAC-003 Transmission Vegetation Management Program retired Notification Letters for Non-Compliance with New York and Regional Reliability Rules/Criteria/Standards, retired; see Section 5 of the Reliability Compliance and retired 1/9/08 Enforcement Manual 133 Verifying Prices and Schedules Posted in the DSS to Web Postings retired, see Online Training, DSS Intermediate. retired 9/3/ Generator Operating Modes and Qualified-to-Bid Flags for Reserve under SMD2 retired, see the MPUG, Section 6. retired 9/14/ Transmission Loss Modeling under SMD2 Operation 12/7/ Dual Upper Operating Limits in SMD2, retired see Att. M of the ICAP Manual retired 2/23/ Performance Tracking System (PTS),This TB has been retired; please see Appendix G of the Accounting & Billing Manual, using versions of that manual starting with Installment 3 or later, on the Manuals Under Review page. Also the definitions for PTS retired 3/17/2009 in the Market Services Tariff and the OATT. 138 Perf. Tracking System (PTS) Settlement Determinants, retired, see TB 137 retired 3/17/ The NYISO Decision Support System (DSS) and the FERC Electric Quarterly Report (EQR) 8/20/ System Protection Maintenance Compliance Reporting: retired, see System Protection Manual, Section Scheduling Transactions at the Proxy Generator Bus Associated with the Cross- Sound Scheduled Line 6/5/ Individual Generator Audits 3/31/ Importing Your Certificate into the DSS Java Plug-in Control Panel retired, The Java Report Panel portion of the DSS application requires users to use JRE or higher. Correct operation of DSS requires users to upgrade their system to the latest version of Java. retired 8/7/ NYISO Market Participant Review and Verification of Transmission Congestion Contracts (TCCs) 7/8/ Minute Scheduling of Internal Generation 9/10/ Unit Start-Up and Shut Down Tagging 9/21/10 NYISO Customer Support Page 5 of 7 5/27/2011

6 147 Using the Decision Support System (DSS) Custom Automated Data Delivery (CADD) 3/16/ NYISO Test Procedure for Evaluating Power Factor Requirements for Wind Generation Interconnection Projects 3/25/ OSS Retirement - Impact on Financially Responsible Party (FRP) Confirmation retired, see MPUG Sections 7 and 8 retired 9/14/ HQTE-NYISO Chateauguay-Massena Interconnection Operation above 1500 MW in the Real-Time Market 12/1/ Import Transactions 1/25/ PJM Proxy Bus Pricing and Scheduling 2/18/ Process and Schedule for Finalization of Day-Ahead Congestion Shortfall Settlements, retired, please see TB 181 retired 6/18/ Wind Generation Interim Real-Time Bidding Rules 4/20/ Special Settlement Rules for Generators Conducting Certain Scheduled Steady- State Tests 11/4/ Incremental Cost Recovery for Generating Units Responding to NYSRC Local Reliability Rule I-R3 8/4/ Comprehensive Bid Management System Changes retired, see MPUG Section 8 retired 9/14/ Transactions at the New York - Hydro Quebec Interface at Chateauguay 9/21/ Application of the NYSRC Reliability Rules and Local Reliability Rules 9/14/ Market Participant Notification of NYISO Network Power System Model Updates 6/4/ Scheduling Transactions at the Proxy Generator Bus Associated with the Northport-Norwalk Scheduled Line 8/10/ Scheduling Transactions at the Proxy Generator Bus Associated with the Neptune Scheduled Line 6/5/ ISO Authority to Respond to Transmission Violations on Bulk Power System Transmission Facilities 6/4/ Targeted Zone J Demand Response 3/11/ NERC Generator Operator (GOP) Standards Compliance 6/10/ Automatic Underfrequency Load-Shedding Reporting and Compliance: retired, see System Protection Manual, Section Status of Transmission and Generation Protection Systems 11/6/ Transmission Owner Emergency Notifications 1/25/ NYISO External IP Address Changes; retired-for information on NYISO External IP Addresses (primary and alternate), please call the NYISO Customer Relations Help Desk at , or your Customer Representative Retired 10/30/ Coordination of Power Line Carrier Frequencies: retired, see System Protection Manual, Section Monitoring Viability of Solutions to Meet Reliability Needs - NYISO Process 12/10/ Application of Disturbance Monitoring Equipment (DME): retired, see System Protection Manual, Section Settlement Automation of Ramapo PAR, Station 80, and Local Black Start/System Restoration Services REVISED 9/16/ Reporting Transmission and Generation Protection System Operations and Protection System Performance: retired, see Sys Prot Man, S Upgrade to Business Objects XI R2 (DSS), retired see NYISO Online Training retired 8/24/ Scheduling Transactions at the Proxy Generator Bus Associated With the Dennison Scheduled Line 9/21/10 NYISO Customer Support Page 6 of 7 5/27/2011

7 177 Supplemental Resource Evaluation (SRE) Settlement Enhancements 5/17/ Bidding and Scheduling Error Messages 11/9/ Situation-Specific Settlement Rules 7/1/ NYISO and MPs' Coordination of Responsibilities for NERC Standards retired 9/10/ Process for Finalization of Day-Ahead Congestion Shortfall Settlements 6/18/ Day-Ahead Reliability Unit Commitments 5/17/ NYISO Actions During Neighboring Control Area TLR Events 3/5/ Scheduling Transactions at the Proxy Generator Bus Associated With the Linden VFT Scheduled Line 10/23/ Generator Retirement Procedure 9/29/ Treatment of Long-Term Special Case Resource (SCR) Shutdowns 7/2/ Reserve Shortage Operating Protocol 7/1/ Large Facilities Interconnection Status Reporting 7/2/ Alloc.of Transitional Grandfathered Import Rights and Granting of Wheels- Through during the Winter Capability Period; Retired 9/14/09, see ICAP retired 9/14/2009 Manual, Sec Reactive Power Testing For Non-VSS Generators 4/12/ Non-ICAP NYCA Generators Must Report Capacity Data as Required by NPCC Directory #9 1/28/ Interim Capability Year Adjustment Procedure retired 4/1/ Allocation of Transitional Grandfathered Import Rights for the Summer 2010 Capability Period retired 4/1/ Maximum Allowances for Installed Capacity Provided by Resources Outside the NYCA (Excluding( gresources Using g UDRs) ) in Capability p yyear retired 3/2/ ISO and Transmission Owner Target Voltage Level Program 5/4/ Generator and Transaction Upload/Download Template Changes 11/9/ Modeling of Dual Yard Units at the Astoria East and West 138 kv Station in Interconnection Studies 5/13/ Demand Response Event Payments When Performance is Concurrent with a DADRP Schedule 12/20/ Responsible Interface Party Data Obligations for SCRs retired 3/2/ Maximum Allowances for Installed Capacity Provided by Resources Outside the NYCA (Excluding Resources Using UDRs) in Capability Year retired 4/29/ Enrollment of Special Case Resources (SCRs) in the ICAP Market 4/14/ Out of Period Black Start Testing 4/20/ Minimum Run Times Extending Past the Commitment Period, Late Day Start Commitments 5/18/11 NYISO Customer Support Page 7 of 7 5/27/2011

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