All Securities Law, Franchise Law, and Take-Over Law Filings for 7/1/2018 through 7/7/2018
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1 Securities Law Registration Filings Made with DFI s Securities PREDEX PREDEX CLASS I HAUPPAUGE, NY 7/3/ Registered AMERIN BEACON SOUND POINT ENHANCED INCOME FUND Y CLASS IRVING, TX 7/2/ Registered Number of Registration Filings: 2 MOGULREIT 1 LLC Securities Law Exemption Filings Made with DFI s Securities FUNDRISE EAST COAST LOS ANGELES, 7/5/ Filed 7/2/ Filed FUNDRISE EAST COAST FUNDRISE MIDLAND FUNDRISE MIDLAND FUNDRISE WEST COAST FUNDRISE WEST COAST 7/2/ Filed 7/2/ Filed 7/2/ Filed 7/2/ Filed 7/2/ Filed Number of Exemption Filings: 7 FT 7419 DIVERSIFIED FIXED INCOME ETF PORTFOLIO SERIES 35 CHIGO, IL 7/5/ Registered Page 1 of 11
2 FT 7444 INCOME ALLOTION CLOSED END 3Q 18 CHIGO, IL 7/5/ Registered FT 7445 DOW TARGET 10 JULY 18 TERM FT 7461 ETF GROWTH & INCOME JULY 18 FT 7489 DEEP VALUE DIVIDEND OPPORTUNITY PORTFOLIO SERIES 5 FT 7522 MUNICIPAL INCOME SELECT CLOSED END PORTFOLIO SERIES 96 FT 7526 SENIOR LOAN & LTD DURATION OPPORTUNITIES CLOSED END PORTFOLIO SERIES 56 GUGGENHEIM DEFINED PORTFOLIOS SERIES 1774 DOW 10 PORTFOLIO SERIES 34 GUGGENHEIM DEFINED PORTFOLIOS SERIES 1774 GUGGENHEIM INTERNATIONAL DIVIDEND STRATEGY PORTFOLIO SERIES 40 SMART TR 387 SMART TR DORSEY WRIGHT INTERNATIONAL MOMENTUM TR SERIES 12 SMART TR 387 SMART TR MILLER HOWARD NORTH AMERIN ENERGY OPPORTUNITIES TR SERIES 11 SMART TR 388 SMART TR DEFENSIVE 50 EQUITIES TR SERIES 16 SMART TR 388 SMART TR SMART 10 TR SERIES 13 CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered CHIGO, IL 7/5/ Registered Page 2 of 11
3 SMART TR 388 SMART TR ZACKS GARP COMPOSITE 35 TR SERIES 18 CHIGO, IL 7/5/ Registered SMART TR 389 SMART TR CEFA SELECT B TR SERIES 13 2 ROADS SHARED TR RECURRENT MLP & INFRASTRUCTURE FUND CLASS I 2 ROADS SHARED TR RECURRENT NATURAL RESOURCES FUND CLASS I ADVISORS DISCIPLINED TR 1878 BALANCED PORTFOLIO SERIES ADVISORS DISCIPLINED TR 1878 COHEN & STEERS EQUITY DIVIDEND & INCOME CLOSED END PORTFOLIO SERIES ADVISORS DISCIPLINED TR 1878 FINANCIAL OPPORTUNITIES PORTFOLIO SERIES ADVISORS DISCIPLINED TR 1878 UBIQUITOUS STRATEGY PORTFOLIO SERIES INTERNATIONAL FUND CLASS I INTERNATIONAL FUND CLASS A CHIGO, IL 7/5/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered CHIGO, IL 7/3/ Registered CHIGO, IL 7/3/ Registered CHIGO, IL 7/3/ Registered CHIGO, WI 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered Page 3 of 11
4 INTERNATIONAL FUND CLASS C HAUPPAUGE, NY 7/3/ Registered INVESTORS FUND CLASS C INVESTORS FUND CLASS I INVESTORS FUND CLASS A DUNHAM FUNDS DUNHAM ALTERNATIVE DIVIDEND FUND CLASS N HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered GREAT WEST FUNDS INC GREAT WEST CORE STRATEGIES INTERNATIONAL EQUITY FUND INSTITUTIONAL CLASS GREENWOOD VILLAGE, CO 7/3/ Registered GREAT WEST FUNDS INC GREAT WEST CORE STRATEGIES FLEXIBLE BOND FUND INSTITUTIONAL CLASS GREENWOOD VILLAGE, CO 7/3/ Registered GREAT WEST FUNDS INC GREAT WEST CORE STRATEGIES INFLATION PROTECTED SECURITIES FUND INSTITUTIONAL CLASS GREENWOOD VILLAGE, CO 7/3/ Registered GREAT WEST FUNDS INC GREAT WEST CORE STRATEGIES SHORT DURATION BOND FUND INSTITUTIONAL CLASS GREENWOOD VILLAGE, CO 7/3/ Registered Page 4 of 11
5 GREAT WEST FUNDS INC GREAT WEST CORE STRATEGIES US EQUITY FUND INSTITUTIONAL CLASS GREENWOOD VILLAGE, CO 7/3/ Registered GUGGENHEIM DEFINED PORTFOLIOS SERIES 1775 STRATEGIC INCOME PORTFOLIO SERIES 102 GUGGENHEIM DEFINED PORTFOLIOS SERIES 1776 ALERIAN MLP INFRASTRUCTURE & INCOME PORTFOLIO SERIES 3 GUGGENHEIM DEFINED PORTFOLIOS SERIES 1777 ENHANCED QUALITY 16 STRATEGY PORTFOLIO SERIES 12 MUTUAL FUND SERIES TR ALPHACENTRIC ASSET ROTATION FUND CLASS A MUTUAL FUND SERIES TR ALPHACENTRIC INCOME OPPORTUNITIES FUND CLASS A MUTUAL FUND SERIES TR ALPHACENTRIC INCOME OPPORTUNITIES FUND CLASS I MUTUAL FUND SERIES TR ALPHACENTRIC INCOME OPPORTUNITIES FUND CLASS C MUTUAL FUND SERIES TR ALPHACENTRIC SMALL P OPPORTUNITIES FUND CLASS I CHIGO, IL 7/3/ Registered CHIGO, IL 7/3/ Registered CHIGO, IL 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered Page 5 of 11
6 NILE PITAL INVESTMENT TR NILE AFRI FRONTIER & EMERGING FUND CLASS I HAUPPAUGE, NY 7/3/ Registered NILE PITAL INVESTMENT TR NILE AFRI FRONTIER & EMERGING FUND CLASS C NILE PITAL INVESTMENT TR NILE AFRI FRONTIER & EMERGING FUND CLASS A 2 2 OAKS DIVERSIFIED GROWTH & INCOME FUND CLASS A 3 COUNTERPOINT TACTIL MUNICIPAL FUND CLASS I 3 COUNTERPOINT TACTIL MUNICIPAL FUND CLASS A 3 NEWFOUND MULTI ASSET INCOME FUND CLASS A 3 NEWFOUND MULTI ASSET INCOME FUND CLASS I 3 NEWFOUND MULTI ASSET INCOME FUND CLASS C 3 NEWFOUND RISK MANAGED GLOBAL SECTORS FUND CLASS I HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered Page 6 of 11
7 3 NEWFOUND RISK MANAGED GLOBAL SECTORS FUND CLASS A HAUPPAUGE, NY 7/3/ Registered 3 PINNACLE SHERMAN TACTIL ALLOTION FUND CLASS I 3 PINNACLE SHERMAN TACTIL ALLOTION FUND CLASS A 3 PINNACLE SHERMAN TACTIL ALLOTION FUND CLASS C 3 TEBERG FUND 4 MOERUS WORLDWIDE VALUE FUND CLASS N KCM MACRO TRENDS FUND INSTITUTIONAL CLASS ADVISORS INNER CIRCLE FUND 3 PENN MUTUAL AM UNCONSTRAINED BOND FUND I ADVISORS SERIES TR PZENA INTERNATIONAL SMALL P VALUE FUND INVESTOR CLASS ADVISORY SERIES TR PZENA INTERNATIONAL SMALL P VALUE FUND INSTITUTIONAL CLASS 2020 FUND INVESTOR P HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered HAUPPAUGE, NY 7/3/ Registered OAKS, PA 7/2/ Registered MILWAUKEE, WI 7/2/ Registered MILWAUKEE, WI 7/2/ Registered 7/2/ Registered Page 7 of 11
8 2025 FUND INVESTOR P 7/2/ Registered 2030 FUND INVESTOR P 7/2/ Registered 2035 FUND INVESTOR P 7/2/ Registered 2040 FUND INVESTOR P 7/2/ Registered 2045 FUND INVESTOR P 7/2/ Registered 2050 FUND INVESTOR P 7/2/ Registered 2055 FUND INVESTOR P 7/2/ Registered 2060 FUND INVESTOR P 7/2/ Registered RETIREMENT FUND INVESTOR P 7/2/ Registered I S&P 500 INDEX FUND INVESTOR P 7/2/ Registered Page 8 of 11
9 I US AGGREGATE BOND INDEX FUND INVESTOR P All Securities Law, Franchise Law, and Take-Over Law Filings 7/2/ Registered BLACKROCK INDEX FUNDS INC I MSCI EAFE INTERNATIONAL INDEX FUND INVESTOR P BLACKROCK INDEX FUNDS INC I RUSSELL 2000 SMALL P INDEX FUND INVESTOR P BROWN ADVISORY FUNDS BROWN ADVISORY MID P GROWTH FUND INSTITUTIONAL BROWN ADVISORY FUNDS BROWN ADVISORY SUSTAINABLE BOND FUND INSTITUTIONAL BROWN ADVISORY FUNDS BROWN ADVISORY TX EX BOND FUND INSTITUTIONAL FRONTIER FUNDS FRONTIER MFG SELECT INFRASTRUCTURE FUND INSTITUTIONAL CLASS HOTCHKIS & WILEY FUNDS HIGH YIELD FUND CLASS Z WILMINGTON, DE 7/2/ Registered WILMINGTON, DE 7/2/ Registered MILWAUKEE, WI 7/2/ Registered MILWAUKEE, WI 7/2/ Registered MILWAUKEE, AA 7/2/ Registered MILWAUKEE, WI 7/2/ Registered MILWAUKEE, WI 7/2/ Registered 1894 BALANCED DIVIDEND SUSTAINABILITY & INCOME PORTFOLIO CLOSED END STRATEGY DISCOUNT OPPORTUNITY PORTFOLIO NEW YORK, NY 7/2/ Pending-Cleared NEW YORK, WI 7/2/ Pending-Cleared Page 9 of 11
10 1896 INFLATION HEDGE PORTFOLIO All Securities Law, Franchise Law, and Take-Over Law Filings NEW YORK, WI 7/2/ Pending-Cleared 1898 MULTI ASSET HIGH INCOME PORTFOLIO DIVIDEND SUSTAINABILITY STRATEGIC OPPORTUNITY PORTFOLIO JPMORGAN TR I JPMORGAN SMALL P BLEND FUND CLASS R6 MORGAN STANLEY PORTFOLIOS SERIES 23 UNCOMMON VALUES TR 2018 SERIES & UNCOMMON VALUES GROWTH & INCOME SERIES 2018 TOUCHSTONE STRATEGIC TR TOUCHSTONE BALANCED FUND CLASS C NEW YORK, WI 7/2/ Pending-Cleared NEW YORK, NY 7/2/ Pending-Cleared NEW YORK, NY 7/2/ Pending-Cleared NEW YORK, NY 7/2/ Registered NEW YORK, NY 7/2/ Registered CINCINNATI, OH 7/2/ Registered Number of Investment Company Filings: 89 Federal Covered Security-Regulation D Notice Filings Made with DFI s Securities SUBSCRIBE TECHNOLOGIES INC Number of Regulation D Notice Filings: 1 V6C2T7, BC 7/6/ Filed Page 10 of 11
11 Franchise Law Filings Made with DFI s Securities Legal Name / Trade Name Location Date Downunder Horsemanship Franchising, LLC / Downunder Horsemanship TMC FRANCHISE CORP / Circle K Payroll Vault Franchising, LLC / Payroll Vault T Express LLC / American Idea Hotels Stacked Pickle Franchising, LLC / Stacked Pickle CBD FRANCHISING, INC. / CLOSETS BY DESIGN All Securities Law, Franchise Law, and Take-Over Law Filings Rocky Mountain Chocolate Factory, Inc. / Rocky Mountain Chocolate Factory UTOPIA DESCENDING, LLC / UTOPIA DESCENDING Interstate Battery Franchising & Development, Inc. / Interstate All Battery Center Stephenville, TX 7/5/ Registered TEMPE, AZ 7/4/ Registered Greenwood Vilalge, CO 7/3/ Registered New York, NY 7/3/ Registered Indianapolis, IN 7/3/ Registered Garden Grove, 7/2/ Registered Durango, CO 7/2/ Registered East Haven, CT 7/2/ Registered Urbandale, IA 7/2/ Registered Tint World, LLC / Tint World Boca Raton, FL 7/2/ Registered Color Me Mine Enterprises, Inc. / Color Me Mine Number of Franchise Filings: 11 Glendale, 7/2/ Registered Corporate Take-Over Law Filings Made with DFI s Securities Takeover Filing Reference Number of Takeover Filings: 0 Date Page 11 of 11
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/6/2017 through 8/12/2017
Securities Law Registration Filings Made with DFI s Securities GRIFFIN INSTITUTIONAL ACCESS CREDIT FUND CLASS L SHARES EL SEGUNDO, 8/11/2017 00811784-01 Registered OAKTREE REAL ESTATE INCOME TR INC LOS
All Securities Law, Franchise Law, and Take-Over Law Filings for 2/5/2017 through 2/11/2017
Securities Law Registration Filings Made with DFI s Securities GRACE REDEEMER CHURCH NY NONPROFIT CORP TEANECK, NJ 2/8/2017 00797023-02 Pending PHILLIPS EDISON GROCERY CENTER REIT 3 INC CINCINNATI, OH
All Securities Law, Franchise Law, and Take-Over Law Filings for 2/12/2017 through 2/18/2017
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities TRILINC GLOBAL IMPACT FUND LLC MANHATTAN BEACH,
All Securities Law, Franchise Law, and Take-Over Law Filings for 11/12/2017 through 11/18/2017
Securities Law Registration Filings Made with DFI s Securities SOLERA NATIONAL BANCORP INC Number of Registration Filings: 1 LAKEWOOD, CO 11/13/2017 00821024-01 Pending Securities Law Exemption Filings
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/28/2018 through 2/3/2018
CNL HEALTHCARE PROPERTIES 2 INC Securities Law Registration Filings Made with DFI s Securities ORLANDO, FL 2/2/2018 00832026-01 Registered BLACK CREEK DIVERSIFIED PROPERTY FUND INC DENVER, CO 1/29/2018
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/14/2018 through 1/20/2018
Securities Law Registration Filings Made with DFI s Securities JONES LANG LASALLE INCOME PROPERTY TR INC CHICAGO, IL 1/19/2018 00830973-01 Pending Number of Registration Filings: 1 Securities Law Exemption
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/27/2017 through 9/2/2017
Securities Law Registration Filings Made with DFI s Securities FS CREDIT INCOME FUND I HEART CHURCH CHURCH IN WV INC Number of Registration Filings: 2 PHILADELPHIA, PA MOUNT HOPE, WV 8/28/2017 00812789-01
All Securities Law, Franchise Law, and Take-Over Law Filings for 12/2/2018 through 12/8/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 FT 7689 (Preferred
All Securities Law, Franchise Law, and Take-Over Law Filings for 9/16/2018 through 9/22/2018
Securities Law Registration Filings Made with DFI s Securities Division AIP ALTERNATIVE LENDING FUND A AIP ALTERNATIVE LENDING FUND P AMERICAN BEACON APOLLO TOTAL RETURN FUND CLASS Y SHARES PROSPER FUNDING
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/29/2017 through 2/4/2017
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities MEAD & HUNT COMPANIES INC MIDDLETON, WI 2/3/2017
All Securities Law, Franchise Law, and Take-Over Law Filings for 9/23/2018 through 9/29/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities SIERRA INCOME CORP NEW YORK, NY 9/24/2018 848612-08
All Securities Law, Franchise Law, and Take-Over Law Filings for 6/3/2018 through 6/9/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 ALPS SERIES TR
All Securities Law, Franchise Law, and Take-Over Law Filings for 9/30/2018 through 10/6/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 Securities Law
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/20/2017 through 8/26/2017
Securities Law Registration Filings Made with DFI s Securities HINES GLOBAL REIT 2 INC HOUSTON, TX 8/23/2017 00812947-01 Pending Number of Registration Filings: 1 Securities Law Exemption Filings Made
All Securities Law, Franchise Law, and Take-Over Law Filings for 2/4/2018 through 2/10/2018
Securities Law Registration Filings Made with DFI s Securities ACCESS FUND INC ACCESS FUND I SHARES ACCESS FUND INC ACCESS FUND W SHARES Number of Registration Filings: 2 ROCHESTER, NY 2/9/2018 00832143-01
All Securities Law, Franchise Law, and Take-Over Law Filings for 10/28/2018 through 11/3/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 Securities Law
All Securities Law, Franchise Law, and Take-Over Law Filings for 5/14/2017 through 5/20/2017
All Securities Law, Franchise Law, and Take-Over Law Filings Securities Law Registration Filings Made with DFI s Securities UNITED METHODIST DEVELOPMENT FUND Number of Registration Filings: 1 PHILADELPHIA,
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/5/2018 through 8/11/2018
All Securities Law, Franchise Law, and Take-Over Law Filings Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/12/2018 through 8/18/2018
Securities Law Registration Filings Made with DFI s Securities BLACKSTONE GSO FLOATING RATE ENHANCED INCOME FUND ADVISORY CLASS D NEW YORK, NY 8/17/2018 00844968-01 Registered FS MULTI ALTERNATIVE INCOME
All Securities Law, Franchise Law, and Take-Over Law Filings for 10/29/2017 through 11/4/2017
Securities Law Registration Filings Made with DFI s Securities GRACEPOINT CHURCH BREMERTON, WA 11/1/2017 00819517-02 Pending Number of Registration Filings: 1 Securities Law Exemption Filings Made with
All Securities Law, Franchise Law, and Take-Over Law Filings for 12/9/2018 through 12/15/2018
Securities Law Registration Filings Made with DFI s Securities Bethel Presbyterian Church Marlborough, MA 12/12/2018 849526-02 Pending Number of Registration Filings: 1 Securities Law Exemption Filings
All Securities Law, Franchise Law, and Take-Over Law Filings for 11/26/2017 through 12/2/2017
Securities Law Registration Filings Made with DFI s Securities ANGEL OAK STRATEGIC CREDIT FUND Number of Registration Filings: 1 MILWAUKEE, WI 12/1/2017 00824070-01 Registered Securities Law Exemption
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/1/2017 through 1/7/2017
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 KNIGHTSCOPE INC Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings:
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/26/2018 through 9/1/2018
Securities Law Registration Filings Made with DFI s Securities OFI RLYLE PRIVATE CREDIT FUND CLASS I CENTENNIAL, CO 8/29/2018 00845871-01 Registered OFI RLYLE PRIVATE CREDIT FUND CLASS L OFI RLYLE PRIVATE
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/19/2018 through 8/25/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities FUNDRISE GROWTH EREIT 2, DC 8/23/2018 00845559-25
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/15/2017 through 1/21/2017
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities RED RIBBON RANCH LLC LA CANADA, CA 1/20/2017
All Securities Law, Franchise Law, and Take-Over Law Filings for 7/8/2018 through 7/14/2018
Securities Law Registration Filings Made with DFI s Securities HEDGE FUND GUIDED PORTFOLIO SOLUTION Number of Registration Filings: 1 CHICAGO, IL 7/13/2018 00842088-01 Pending-Cleared Securities Law Exemption
All Securities Law, Franchise Law, and Take-Over Law Filings for 12/16/2018 through 12/22/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Hayes Brokerage Opportunity Fund #1, LLC Number
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/7/2018 through 1/13/2018
Securities Law Registration Filings Made with DFI s Securities BLACKSTONE GSO FLOATING RATE ENHANCED INCOME FUND INSTITUTIONAL CLASS I Number of Registration Filings: 1 NEW YORK, NY 1/12/2018 00829869-01
All Securities Law, Franchise Law, and Take-Over Law Filings for 5/20/2018 through 5/26/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities WESLEYAN INVESTMENT FOUNDATION INC Number of
All Securities Law, Franchise Law, and Take-Over Law Filings for 5/21/2017 through 5/27/2017
Securities Law Registration Filings Made with DFI s Securities MERCY HILL CHURCH IRONWOOD INSTITUTIONAL MULTI STRATEGY FUND LLC GREENSBORO, NC SAN FRANCISCO, CA 5/26/2017 00806164-02 Pending 5/25/2017
All Securities Law, Franchise Law, and Take-Over Law Filings for 6/10/2018 through 6/16/2018
Securities Law Registration Filings Made with DFI s Securities BLACKSTONE REAL ESTATE INCOME TR INC Number of Registration Filings: 1 NEW YORK, NY 6/14/2018 00840772-01 Pending Securities Law Exemption
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Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 Securities Law
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IARD - All Sections [User Name: hbutson2, OrgID: ] FORM ADV
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Page 1 of 66 FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: NATIONWIDE FUND ADVISORS CRD Number: 109391 Annual Amendment
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All Securities Law, Franchise Law, and Take-Over Law Filings for 3/18/2018 through 3/24/2018
Securities Law Registration Filings Made with DFI s Securities Division DESTRA INTERNATIONAL & EVENT DRIVEN CREDIT FUND CHICAGO, IL 3/21/2018 00835564-01 Pending RIVER CHRISTIAN CENTER INC DBA RIVER CHRISTIAN
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