All Securities Law, Franchise Law, and Take-Over Law Filings for 3/18/2018 through 3/24/2018
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1 Securities Law Registration Filings Made with DFI s Securities Division DESTRA INTERNATIONAL & EVENT DRIVEN CREDIT FUND CHICAGO, IL 3/21/ Pending RIVER CHRISTIAN CENTER INC DBA RIVER CHRISTIAN CHURCH RENO, NV 3/19/ Registered Number of Registration Filings: 2 GANBEI LLC Securities Law Exemption Filings Made with DFI s Securities Division Number of Exemption Filings: 1 MINNEAPOLIS, MN 3/22/ Not Disallowed Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities Division ALGER FUNDS ALGER 35 FUND CLASS P SHARES NEW YORK, NY 3/23/ Registered CLASS A CLASS R6 CLASS I BOSTON, MA 3/23/ Registered BOSTON, MA 3/23/ Registered BOSTON, MA 3/23/ Registered Page 1 of 6
2 Securities Law Federal Covered Security-Investment Company Filings Made with DFI s Securities Division CLASS C BOSTON, MA 3/23/ Registered FIDELITY SCHOOL STREET TR FIDELITY ADVISOR MULTI ASSET INCOME FUND FIDELITY MULTI ASSET INCOME FUND ACTIVE ASSET ALLOCATION FUND INSTITUTIONAL CLASS ACTIVE INCOME FUND ADVISOR CLASS ACTIVE INCOME FUND INSTITUTIONAL CLASS ACTIVE RISK ASSIST FUND INSTITUTIONAL CLASS GMO SERIES TR GMO QUALITY SERIES FUND CLASS R6 GUGGENHEIM DEFINED PORTFOLIOS SERIES 1737 DIVERSIFIED DIVIDEND & INCOME PORTFOLIO SERIES 28 GUGGENHEIM DEFINED PORTFOLIOS SERIES 1738 MLP & ENERGY FUNDS PORTFOLIO SERIES 21 GMO SERIES TR GMO GLOBAL EQUITY ALLOCATION SERIES FUND CLASS R6 TOUCHSTONE STRATEGIC TR TOUCHSTONE LARGE CAP FOCUSED FUND CLASS C BOSTON, MA 3/22/ Registered MILWAUKEE, WI 3/21/ Registered MILWAUKEE, WI 3/21/ Registered MILWAUKEE, WI 3/21/ Registered MILWAUKEE, WI 3/21/ Registered BOSTON, MA 3/20/ Registered LISLE, IL 3/20/ Registered LISLE, IL 3/20/ Registered BOSTON, MA 3/19/ Registered CINCINNATI, OH 3/19/ Registered Number of Investment Company Filings: 15 Page 2 of 6
3 Federal Covered Security-Regulation D Notice Filings Made with DFI s Securities Division 2X CONSUMER PRODUCTS GROWTH PARTNERS SBS E 3 LP CHICAGO, IL 3/23/ Filed ACTIVEAETHER INC NEW YORK, NY 3/23/ Filed API PERMIAN 1 JOINT VENTURE DALLAS, TX 3/23/ Filed CAPRI HOSPITALITY INC APPLETON, WI 3/23/ Filed CAREVIEW COMMUNICATIONS INC LEWISVILLE, TX 3/23/ Filed CLS HOLDINGS USA INC MIAMI, FL 3/23/ Filed CONNOR PREFERRED DEBT FUND LLC MIAMISBURG, OH 3/23/ Filed CRESTLINE PORTFOLIO FINANCING FUND OFFSHORE B LP GEORGE TOWN, KY1-9008, AA 3/23/ Filed G2VP 1 LLC MENLO PARK, CA 3/23/ Filed IBEX DRIVERLESS FUND LP DENVER, CO 3/23/ Filed JUNIPER CAPITAL 3 LP HOUSTON, TX 3/23/ Filed MISO BROTHERS INC GLENDALE, CA 3/23/ Filed PRIVATE ADVISORS SECONDARY FUND 5 LP RICHMOND, VA 3/23/ Filed RED & BLUE PENN & HUNT ANNEX FUND LP PHILADELPHIA, PA 3/23/ Filed RESIDENCES AT RIM LP HOUSTON, TX 3/23/ Filed ROSE 3 D JOINT VENTURE SAN ANTONIO, TX 3/23/ Filed SILVERGATE CAPITAL CORP LA JOLLA, CA 3/23/ Filed Page 3 of 6
4 Federal Covered Security-Regulation D Notice Filings Made with DFI s Securities Division SWAN & LEGEND FUND 4 LP LEESBURG, VA 3/23/ Filed WATUSI CAPITAL CORP VANCOUVER, ON 3/23/ Filed WYNTHROPE FORREST LLC NEW YORK, NY 3/23/ Filed ACTIVORTHO INC PLYMOUTH, MN 3/20/ Filed HELLO BEVERAGES LLC CHICAGO, IL 3/20/ Filed Number of Regulation D Notice Filings: 22 Franchise Law Filings Made with DFI s Securities Division Legal Name / Trade Name Location Date Sign*A*Rama Inc. / Signarama West Palm Beach, FL 3/24/ Registered Pet Butler, LLC / Pet Butler Plainfield, IL 3/23/ Registered SPRING GREEN LAWN CARE CORP / Spring-Green NewPoint Franchisor, LLC / Homes & Land; Estates & Homes PANERA, LLC / PANERA BREAD BAKERY-CAFE GrandStay Hospitality, LLC / GrandStay Residential Suites, GrandStay conference centers, GrandStay Hotel & Suites NPM Franchising, LLC / Earthwise Pet Supply First Choice Business Brokers, Inc. / First Choice Business Brokers Pro One Janitorial, Inc. / Pro One Janitorial KFC US, LLC / Kentucky Fried Chicken, KFC (Express) KFC US, LLC / Kentucky Fried Chicken, KFC (Traditional) Tom's Urban / Tom's Urban or Tom's Urban 24 RX2LIVE, LLC / RX2LIVE (Regional Developer) PLAINFIELD, IL 3/23/ Registered Lawrenceville, GA 3/23/ Registered St. Louis, MO 3/23/ Registered Brooklyn Park, MN 3/23/ Registered Wenatchee, WA 3/23/ Registered Las Vegas, NV 3/23/ Registered Green Bay, WI 3/23/ Registered Louisville, KY 3/22/ Registered Louisville, KY 3/22/ Registered Denver, CO 3/22/ Registered Pleasant Grove, UT 3/22/ Registered Page 4 of 6
5 Franchise Law Filings Made with DFI s Securities Division Legal Name / Trade Name Location Date RX2LIVE, LLC / RX2LIVE (Unit) The Little Gym International, Inc. / The Little Gym MICHELIN RETREAD TECHNOLOGIES INC MICHELIN RETREAD TECHNOLOGIES INC / Michelin Commercial Service Network Camp Bow Wow Franchising, Inc. / "Camp Bow Wow" "Behavior Buddies" Breadsmith Franchising, Inc. / Breadsmith UATP Management, LLC / Urban Air Adventure Park Great Greek Franchising, LLC / The Great Greek Mediterranean Grill Moran Industries Inc. / Mr. Transmission/Milex Complete Auto Care Pleasant Grove, UT 3/22/ Registered Scottsdale, AZ 3/22/ Registered DUNCAN, SC 3/22/ Registered DUNCAN, SC 3/22/ Registered Westminster, CO 3/22/ Registered Whitefish Bay, WI 3/22/ Registered Grapevine, TX 3/22/ Registered West Palm Beach, FL 3/22/ Registered Midlothian, IL 3/22/ Registered Touching Hearts Inc Minneapolis, MN 3/22/ Registered American Decorative Coatings, LLC / Concrete Craft Budget Blinds, LLC / Budget Blinds Motel 6 / G6 Hospitality Studio 6 / G6 Hospitality Orange, CA 3/22/ Registered Orange, CA 3/22/ Registered Carrollton, TX 3/22/ Registered Carrollton, TX 3/22/ Registered TeamLogic, Inc. / TeamLogicIT Mission Viejo, CA 3/22/ Registered Renue Systems Development Corp., Inc. / Renue Systems WaveMAX Franchise LLC / WaveMAX Coin Laundry (Area Representative) WaveMAX Franchise LLC / WaveMAX Coin Laundry (Unit Franchise) V'S BARBERSHOP FRANCHISE LLC / V's Barbershop Lombard, IL 3/22/ Registered Jacksonville, FL 3/22/ Registered Jacksonville, FL 3/22/ Registered PHOENIX, AZ 3/21/ Registered WKSA, LLC / WKSA Magnolia, TX 3/21/ Registered CareBuilders At Home, Inc. / CareBuilders At Home All Securities Law, Franchise Law, and Take-Over Law Filings Lake Success, NY 3/20/ Registered Page 5 of 6
6 Franchise Law Filings Made with DFI s Securities Division Legal Name / Trade Name Location Date Tailored Living, LLC / Tailored Living SureStay, Inc. / "SureStay Hotel by Best Western ", "SureStay Plus Hotel by Best Western ", or "SureStay Collection Hotel by Best Western " CP Franchising, LLC / Cruise Planners Certified Restoration DryCleaning Network LLC / CRDN or Certified Restoration DryCleaning Network World Inspection Network International, Inc. / WIN Home Inspection HEALTHSOURCE CHIROPRACTIC, INC / HealthSource Chiropractic Single-Unit Clinics Studio 6 / G6 Hospitality STC Franchising, LLC / Sun Tan City Motel 6 / G6 Hospitality Worldwide Refinishing Systems, Inc. / DreamMaker Bath & Kitchen by Worldwide Orange, CA 3/20/ Registered Phoenix, AZ 3/20/ Registered Coral Springs, FL 3/20/ Registered Berkley, MI 3/20/ Registered Franklin, TN 3/20/ Registered Avon, OH 3/20/ Registered Carrollton, TX 3/20/ Registered Elizabethtown, KY 3/20/ Registered Carrollton, TX 3/20/ Registered Waco, TX 3/19/ Registered PIRTEK USA LLC / Pirtek ROCKLEDGE, FL 3/19/ Registered Aurelio's Is Pizza Franchise, Ltd. Homewood, IL 3/19/ Registered FranNet, LLC / FranNet Louisville, KY 3/19/ Registered Cinnaholic Franchising, LLC / Cinnaholic EmbroidMe.com, Inc. / Fully Promoted All Securities Law, Franchise Law, and Take-Over Law Filings Number of Franchise Filings: 49 Atlanta, GA 3/19/ Registered West Palm Beach, FL 3/18/ Registered Corporate Take-Over Law Filings Made with DFI s Securities Division Takeover Filing Reference Number of Takeover Filings: 0 Date Page 6 of 6
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