All Securities Law, Franchise Law, and Take-Over Law Filings for 10/29/2017 through 11/4/2017
|
|
|
- Posy Arnold
- 5 years ago
- Views:
Transcription
1 Securities Law Registration Filings Made with DFI s Securities GRACEPOINT CHURCH BREMERTON, WA 11/1/ Pending Number of Registration Filings: 1 Securities Law Exemption Filings Made with DFI s Securities I HEART CHURCH CHURCH IN WEST VA INC Number of Exemption Filings: 1 MOUNT HOPE, WV 11/2/ Not Disallowed ADVISORS DISCIPLINED TR 1829 COHEN & STEERS DYNAMIC INCOME PORTFOLIO SERIES MONUMENT, CO 11/3/ Registered PORTFOLIOS SERIES 1684 DOW JONES SUSTAINABLE GROWTH PORTFOLIO SERIES 1 PORTFOLIOS SERIES 1686 FLAHERTY & CRUMRINE PREFERRED PORTFOLIO SERIES 44 PORTFOLIOS SERIES 1687 INFRASTRUCTURE & MLP PORTFOLIO OF CEFS SERIES 32 INVESCO UNIT TR SERIES 1804 MULTI ASSET HIGH INCOME PORTFOLIO LISLE, IL 11/3/ Registered LISLE, IL 11/3/ Registered LISLE, IL 11/3/ Registered DOWNERS GROVE, IL 11/3/ Registered Page 1 of 7
2 PIMCO FUNDS PIMCO LONG DURATION TOTAL RETURN FUND CLASS C NEWPORT BEACH, CA 11/3/ Registered VANECK FUNDS VANECK MORNINGSTAR WIDE MOAT FUND CLASS I VANECK FUNDS VANECK MORNINGSTAR WIDE MOAT FUND CLASS Z FUND CLASS C FUND CLASS A FUND CLASS I FUND CLASS R6 FUND INVESTOR CLASS CLASS C SHARES CLASS A SHARES NEW YORK, NY 11/3/ Pending-Cleared NEW YORK, NY 11/3/ Pending-Cleared NEW YORK, NY 11/2/ Registered NEW YORK, NY 11/2/ Registered NEW YORK, NY 11/2/ Registered NEW YORK, NY 11/2/ Registered NEW YORK, NY 11/2/ Registered DENVER, CO 11/2/ Registered DENVER, CO 11/2/ Registered Page 2 of 7
3 CLASS I SHARES DENVER, CO 11/2/ Registered CLASS Y SHARES PRUDENTIAL INVESTMENT PORTFOLIOS 6 PRUDENTIAL CA MUNI INCOME FUND CLASS Q PRUDENTIAL JENNISON BLEND FUND INC CLASS Q DENVER, CO 11/2/ Registered NEWARK, NJ 11/2/ Registered NEWARK, NJ 11/2/ Registered ADVISORS SERIES TR 1ST STATE GLOBAL LISTED CLASS I FUND INSTITUTIONAL CLASS FUND ADMINISTRATIVE CLASS FUND INVESTOR CLASS FUND RETIREMENT CLASS JPMORGAN TR 2 JPMORGAN INTERNATIONAL RESEARCH ENHANCED EQUITY FUND MILWAUKEE, WI 11/1/ Registered CHICAGO, IL 11/1/ Registered CHICAGO, IL 11/1/ Registered CHICAGO, IL 11/1/ Registered CHICAGO, IL 11/1/ Registered NEW YORK, NY 11/1/ Registered Page 3 of 7
4 JPMORGAN TR 2 JPMORGAN MUNICIPAL INCOME FUND NEW YORK, NY 11/1/ Registered DIVERSIFIED FUND CLASS R6 SHARES GLOBAL ALLOCATION FUND GLOBAL RESEARCH ENHANCED INDEX FUND INCOME BUILDER FUND INTERMEDIATE TAX FREE BOND FUND CLASS R6 SHARES STRATEGIC INCOME OPPORTUNITIES FUND US LARGE CAP CORE PLUS FUND NEW YORK, NY 11/1/ Registered NEW YORK, NY 11/1/ Registered NEW YORK, NY 11/1/ Registered NEW YORK, NY 11/1/ Registered NEW YORK, NY 11/1/ Registered NEW YORK, NY 11/1/ Registered NEW YORK, NY 11/1/ Registered MONEY MARKET OBLIGATIONS TR FEDERATED MA MUNICIPAL CASH TR WEALTH SHARES WARRENDALE, PA 11/1/ Registered ADVISORS DISCIPLINED TR 1750 BUILDING AMERICA OPPORTUNITIES PORTFOLIO SERIES PORTFOLIOS SERIES 1688 NATIONAL MUNICIPAL PORTFOLIO OF CEFS SERIES 36 MONUMENT, CO 10/31/ Registered LISLE, IL 10/31/ Registered Page 4 of 7
5 PORTFOLIOS SERIES 1688 SENIOR LOAN & INCOME PORTFOLIO OF CEFS 33 All Securities Law, Franchise Law, and Take-Over Law Filings LISLE, IL 10/31/ Registered MANAGER DIRECTED PORTFOLIOS VERT GLOBAL SUSTAINABLE REAL ESTATE FUND INSTITUTIONAL CLASS MILWAUKEE, WI 10/31/ Registered NORTHERN LIGHTS FUND TR 4 ANCHOR TACTICAL CREDIT STRATEGIES FUND INSTITUTIONAL CLASS SHARES Number of Investment Company Filings: 39 OMAHA, NE 10/31/ Registered Federal Covered Security-Regulation D Notice Filings Made with DFI s Securities AFFINITY PORTFOLIO FUNDING 6 LLC FAIRFIELD, CT 11/3/ Filed CORUNDUMSTONE VENTURES LLC ELIETE AEROSPACE GROUP INC NEW YORK, NY 11/3/ Filed TUSTIN, CA 11/3/ Filed FC SANTA FE 6 LLC ANAHEIM, CA 11/3/ Filed GENEVA CAPITAL LLC ALEXANDRIA, MN 11/3/ Filed GRAHAM ABSOLUTE RETURN ASP FUND SERIES OF ALTERNATIVE STRATEGIES MANAGED FUTURES & COMMODITIES PLATFORM LLC CHARLOTTE, NC 11/3/ Filed GRAND ENERGY INC ADDISON, TX 11/3/ Filed GREENBRIAR EQUITY FUND 4 LP RYE, NY 11/3/ Filed PRIMUS CAPITAL FUND 8 LP CLEVELAND, OH 11/3/ Filed Page 5 of 7
6 Federal Covered Security-Regulation D Notice Filings Made with DFI s Securities REALTYSHARES 322 LLC LEWES, DE 11/3/ Filed REALTYSHARES 324 LLC LEWES, DE 11/3/ Filed REALTYSHARES 330 LLC LEWES, DE 11/3/ Filed REALTYSHARES 332 LLC LEWES, DE 11/3/ Filed REALTYSHARES 333 LLC LEWES, DE 11/3/ Filed SPELL CAPITAL MEZZANINE PARTNERS SBIC 2 MINNEAPOLIS, MN 11/3/ Filed STONEGATE ASSET MANAGEMENT CO CHICAGO, IL 11/3/ Filed TAI DIAGNOSTICS INC WAUWATOSA, WI 11/3/ Filed VALISURE LLC NEW HAVEN, CT 11/3/ Filed WATER STREET HEALTHCARE PARTNERS 4 LP CHICAGO, IL 11/3/ Filed LRF PLATINUM EQUITY LLC WOODLAND HILLS, CA 11/1/ Filed MADELINE FUND LP FOREST LAKE, MN Number of Regulation D Notice Filings: 21 11/1/ Filed Franchise Law Filings Made with DFI s Securities Legal Name / Trade Name Location Date ARTHUR MURRAY INTERNATIONAL, INC / Arthur Murray Dance Studio MINT CONDITION FRANCHISING, INC. / Mint Condition WINZER FRANCHISE CO INC / WINZER SMS Franchise LLC / NYC Bagel & Sandwich Shop Number of Franchise Filings: 4 CORAL GABLES, FL 11/2/ Registered FORT MILL, SC 11/2/ Registered Plano, TX 11/1/ Registered Hackensack, NJ 11/1/ Registered Page 6 of 7
7 Corporate Take-Over Law Filings Made with DFI s Securities Takeover Filing Reference Number of Takeover Filings: 0 Date Page 7 of 7
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/28/2018 through 2/3/2018
CNL HEALTHCARE PROPERTIES 2 INC Securities Law Registration Filings Made with DFI s Securities ORLANDO, FL 2/2/2018 00832026-01 Registered BLACK CREEK DIVERSIFIED PROPERTY FUND INC DENVER, CO 1/29/2018
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/29/2017 through 2/4/2017
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities MEAD & HUNT COMPANIES INC MIDDLETON, WI 2/3/2017
All Securities Law, Franchise Law, and Take-Over Law Filings for 10/28/2018 through 11/3/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 Securities Law
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/27/2017 through 9/2/2017
Securities Law Registration Filings Made with DFI s Securities FS CREDIT INCOME FUND I HEART CHURCH CHURCH IN WV INC Number of Registration Filings: 2 PHILADELPHIA, PA MOUNT HOPE, WV 8/28/2017 00812789-01
All Securities Law, Franchise Law, and Take-Over Law Filings for 6/3/2018 through 6/9/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 ALPS SERIES TR
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/1/2017 through 1/7/2017
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 KNIGHTSCOPE INC Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings:
All Securities Law, Franchise Law, and Take-Over Law Filings for 12/2/2018 through 12/8/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 FT 7689 (Preferred
All Securities Law, Franchise Law, and Take-Over Law Filings for 9/30/2018 through 10/6/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 Securities Law
All Securities Law, Franchise Law, and Take-Over Law Filings for 12/9/2018 through 12/15/2018
Securities Law Registration Filings Made with DFI s Securities Bethel Presbyterian Church Marlborough, MA 12/12/2018 849526-02 Pending Number of Registration Filings: 1 Securities Law Exemption Filings
All Securities Law, Franchise Law, and Take-Over Law Filings for 9/16/2018 through 9/22/2018
Securities Law Registration Filings Made with DFI s Securities Division AIP ALTERNATIVE LENDING FUND A AIP ALTERNATIVE LENDING FUND P AMERICAN BEACON APOLLO TOTAL RETURN FUND CLASS Y SHARES PROSPER FUNDING
All Securities Law, Franchise Law, and Take-Over Law Filings for 11/26/2017 through 12/2/2017
Securities Law Registration Filings Made with DFI s Securities ANGEL OAK STRATEGIC CREDIT FUND Number of Registration Filings: 1 MILWAUKEE, WI 12/1/2017 00824070-01 Registered Securities Law Exemption
All Securities Law, Franchise Law, and Take-Over Law Filings for 11/25/2018 through 12/1/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Number of Exemption Filings: 0 Securities Law
All Securities Law, Franchise Law, and Take-Over Law Filings for 6/10/2018 through 6/16/2018
Securities Law Registration Filings Made with DFI s Securities BLACKSTONE REAL ESTATE INCOME TR INC Number of Registration Filings: 1 NEW YORK, NY 6/14/2018 00840772-01 Pending Securities Law Exemption
All Securities Law, Franchise Law, and Take-Over Law Filings for 2/12/2017 through 2/18/2017
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities TRILINC GLOBAL IMPACT FUND LLC MANHATTAN BEACH,
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/26/2018 through 9/1/2018
Securities Law Registration Filings Made with DFI s Securities OFI RLYLE PRIVATE CREDIT FUND CLASS I CENTENNIAL, CO 8/29/2018 00845871-01 Registered OFI RLYLE PRIVATE CREDIT FUND CLASS L OFI RLYLE PRIVATE
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/20/2017 through 8/26/2017
Securities Law Registration Filings Made with DFI s Securities HINES GLOBAL REIT 2 INC HOUSTON, TX 8/23/2017 00812947-01 Pending Number of Registration Filings: 1 Securities Law Exemption Filings Made
All Securities Law, Franchise Law, and Take-Over Law Filings for 5/20/2018 through 5/26/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities WESLEYAN INVESTMENT FOUNDATION INC Number of
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/5/2018 through 8/11/2018
All Securities Law, Franchise Law, and Take-Over Law Filings Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/14/2018 through 1/20/2018
Securities Law Registration Filings Made with DFI s Securities JONES LANG LASALLE INCOME PROPERTY TR INC CHICAGO, IL 1/19/2018 00830973-01 Pending Number of Registration Filings: 1 Securities Law Exemption
All Securities Law, Franchise Law, and Take-Over Law Filings for 11/12/2017 through 11/18/2017
Securities Law Registration Filings Made with DFI s Securities SOLERA NATIONAL BANCORP INC Number of Registration Filings: 1 LAKEWOOD, CO 11/13/2017 00821024-01 Pending Securities Law Exemption Filings
All Securities Law, Franchise Law, and Take-Over Law Filings for 2/4/2018 through 2/10/2018
Securities Law Registration Filings Made with DFI s Securities ACCESS FUND INC ACCESS FUND I SHARES ACCESS FUND INC ACCESS FUND W SHARES Number of Registration Filings: 2 ROCHESTER, NY 2/9/2018 00832143-01
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/12/2018 through 8/18/2018
Securities Law Registration Filings Made with DFI s Securities BLACKSTONE GSO FLOATING RATE ENHANCED INCOME FUND ADVISORY CLASS D NEW YORK, NY 8/17/2018 00844968-01 Registered FS MULTI ALTERNATIVE INCOME
2018 ADDENDUM INSTRUCTIONS
2018 ADDENDUM INSTRUCTIONS FEBRUARY 22, 2019 UPDATE: 2018 MUNICIPAL REFERENCE BOOK 1. DELAWARE funds are listed on page 15. You may note on page 15 to see the addendum for additional Delaware funds. The
All Securities Law, Franchise Law, and Take-Over Law Filings for 9/23/2018 through 9/29/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities SIERRA INCOME CORP NEW YORK, NY 9/24/2018 848612-08
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/6/2017 through 8/12/2017
Securities Law Registration Filings Made with DFI s Securities GRIFFIN INSTITUTIONAL ACCESS CREDIT FUND CLASS L SHARES EL SEGUNDO, 8/11/2017 00811784-01 Registered OAKTREE REAL ESTATE INCOME TR INC LOS
All Securities Law, Franchise Law, and Take-Over Law Filings for 12/16/2018 through 12/22/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities Hayes Brokerage Opportunity Fund #1, LLC Number
2017 Supplemental Tax Information
2017 Supplemental Tax Information We have compiled the following information to help you prepare your 2017 federal and state tax returns: - Percentage of income from U.S. government obligations - Federal
All Securities Law, Franchise Law, and Take-Over Law Filings for 8/19/2018 through 8/25/2018
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities FUNDRISE GROWTH EREIT 2, DC 8/23/2018 00845559-25
All Securities Law, Franchise Law, and Take-Over Law Filings for 2/5/2017 through 2/11/2017
Securities Law Registration Filings Made with DFI s Securities GRACE REDEEMER CHURCH NY NONPROFIT CORP TEANECK, NJ 2/8/2017 00797023-02 Pending PHILLIPS EDISON GROCERY CENTER REIT 3 INC CINCINNATI, OH
All Securities Law, Franchise Law, and Take-Over Law Filings for 5/14/2017 through 5/20/2017
All Securities Law, Franchise Law, and Take-Over Law Filings Securities Law Registration Filings Made with DFI s Securities UNITED METHODIST DEVELOPMENT FUND Number of Registration Filings: 1 PHILADELPHIA,
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/15/2017 through 1/21/2017
Securities Law Registration Filings Made with DFI s Securities Number of Registration Filings: 0 Securities Law Exemption Filings Made with DFI s Securities RED RIBBON RANCH LLC LA CANADA, CA 1/20/2017
All Securities Law, Franchise Law, and Take-Over Law Filings for 7/1/2018 through 7/7/2018
Securities Law Registration Filings Made with DFI s Securities PREDEX PREDEX CLASS I HAUPPAUGE, NY 7/3/2018 00841912-01 Registered AMERIN BEACON SOUND POINT ENHANCED INCOME FUND Y CLASS IRVING, TX 7/2/2018
50-State Property Tax Comparison Study: For Taxes Paid in Executive Summary
50-State Property Tax Comparison Study: For Taxes Paid in 2017 Executive Summary By Lincoln Institute of Land Policy and Minnesota Center for Fiscal Excellence April 2018 As the largest source of revenue
ERRATA. To: Recipients of MG-388-RC, Estimating Terrorism Risk, RAND Corporation Publications Department. Date: December 2005
ERRATA To: Recipients of MG-388-RC, Estimating Terrorism Risk, 25 From: RAND Corporation Publications Department Date: December 25 Re: Corrected pages (pp. 23 24, Table 4.1,, Density, Density- Weighted,
All Securities Law, Franchise Law, and Take-Over Law Filings for 5/21/2017 through 5/27/2017
Securities Law Registration Filings Made with DFI s Securities MERCY HILL CHURCH IRONWOOD INSTITUTIONAL MULTI STRATEGY FUND LLC GREENSBORO, NC SAN FRANCISCO, CA 5/26/2017 00806164-02 Pending 5/25/2017
S&P Year Point-to-Point Index Strategy (Cap) 6.00% Bailout Cap Rate 3.00% 1-Year Monthly Cap Index Strategy (Cap) 2.15%
SM Athene Protector 5 Product Guide Rates effective March 12, 2018 State Availability Ages 0-85 Not available + Confinement Waiver is not available in MA # No Confinement or Terminal Illness Waiver WA
PLEASE NOTE: Required American Equity specific Product Training must be completed PRIOR to soliciting an Application to A
PLEASE NOTE: Required American Equity specific Product Training must be completed IOR to soliciting an Application to A Signed in as: JOSEPH E GOSS LTD 3/12/2014 1:18:30 PM Home Announcements Information
All Securities Law, Franchise Law, and Take-Over Law Filings for 1/7/2018 through 1/13/2018
Securities Law Registration Filings Made with DFI s Securities BLACKSTONE GSO FLOATING RATE ENHANCED INCOME FUND INSTITUTIONAL CLASS I Number of Registration Filings: 1 NEW YORK, NY 1/12/2018 00829869-01
Florida 1/1/2016 Workers Compensation Rate Filing
Florida 1/1/2016 Workers Compensation Rate Filing Kirt Dooley, FCAS, MAAA October 21, 2015 1 $ Billions 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 0.0 Florida s Workers Compensation Premium Volume 2.368 0.765 0.034
Athene Performance Elite 10
Athene Performance Elite 10 Product Guide Rates effective February 12, 2018 State Availability WA MT ND VT ME CA # OR NV ID AZ UT WY NM CO SD NE KS OK MN WI MI IA PA OH IN IL MO^ WV KY VA NC TN AR SC MS
Athene Performance Elite 10
Athene Performance Elite 10 Product Guide Rates effective January 14, 2019 State Availability WA MT ND VT ME CA # OR NV ID AZ UT WY NM CO SD NE KS OK MN WI IA IL MO^ AR MI OH IN KY TN PA WV VA NC SC NY
Comparative Revenues and Revenue Forecasts Prepared By: Bureau of Legislative Research Fiscal Services Division State of Arkansas
Comparative Revenues and Revenue Forecasts 2010-2014 Prepared By: Bureau of Legislative Research Fiscal Services Division State of Arkansas Comparative Revenues and Revenue Forecasts This data shows tax
Athene Performance Elite 7
Athene Performance Elite 7 Product Guide Rates effective September 8, 2018 State Availability Performance Elite 7: ages 0 83 Performance Elite 7 is not available for sale at this time. **Confinement Waiver
Athene Performance Elite 15
Athene Performance Elite 15 Product Guide Rates effective March 2, 2018 State Availability Performance Elite 15: ages 0 73 Performance Elite 15: ages 0 50 Performance Elite 15: ages 0 47 Performance Elite
2018 National Electric Rate Study
2018 National Electric Rate Study Ranking of Typical Residential, Commercial and Industrial Electric Bills LES Administrative Board June 15, 2018 Emily N. Koenig Director of Finance & Rates 1 Why is the
PGIM INVESTMENTS UPDATE
PGIM INVESTMENTS Bringing you the investment managers of Prudential Financial, Inc. PGIM INVESTMENTS UPDATE Prudential Mutual Funds to be renamed PGIM Mutual Funds Prudential Closed-end Funds to be renamed
Athene Ascent Accumulator 10
SM Athene Ascent Accumulator 10 Product Guide Rates effective December 1, 2017 State Availability Ages 0-80 Not available + Base Confinement Waiver is not available in MA # Minimum Interest Credit is not
Athene Ascent Pro Bonus
SM Athene Ascent Pro Bonus Product Guide Rates effective October 7, 2017 State Availability Ascent 10 Bonus 2.0: Ages 35-80 Ascent Pro 10 Bonus Select: Ages 35-80 Ascent 10 Bonus 2.0: Ages 35-64 Ascent
The Lincoln National Life Insurance Company Term Portfolio
The Lincoln National Life Insurance Company Term Portfolio State Availability as of 7/16/2018 PRODUCTS AL AK AZ AR CA CO CT DE DC FL GA GU HI ID IL IN IA KS KY LA ME MP MD MA MI MN MS MO MT NE NV NH NJ
Athene Agility SM 10. State Availability. Interest Crediting Rates. Product Guide Rates effective June 11, Ages
Athene Agility SM 10 Product Guide Rates effective June 11, 2018 State Availability Ages 40-80 Not available * Confinement Waiver not available in CA and MA # Enhanced Income Benefit not available in CA,
Employee Benefits Alert
Employee Benefits Alert September 2005 Issue No. 48 Health Saving Accounts: Comparability Rules The IRS and Treasury recently published proposed regulations concerning the comparability rules for employer
FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS
FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: INVESTMENT ADVISORS ASSET MANAGEMENT, CRD Number: 128716 LLC Annual Amendment
PRODUCER ANNUITY SUITABILITY TRAINING REQUIREMENTS BY STATE As of September 11, 2017
PRODUCER ANNUITY SUITABILITY TRAINING REQUIREMENTS BY STATE As of September 11, 2017 This document provides a summary of the annuity training requirements that agents are required to complete for each
Structured Finance. U.S. RMBS Sustainable Home Price Report. First-Quarter 2017 Update Special Report RMBS / U.S.A.
U.S. RMBS Sustainable Home Price Report First-Quarter 2017 Update Special Report RMBS / U.S.A. U.S. Prices Grow at a Sustainable Pace: National inflation-adjusted home prices continue to grow at a rate
Athene Ascent Pro Bonus
SM Athene Ascent Pro Bonus Product Guide Rates effective October 7, 2017 State Availability Ascent 10 Bonus 2.0: Ages 35-80 Ascent Pro 10 Bonus Select: Ages 35-80 Ascent 10 Bonus 2.0: Ages 35-64 Ascent
August 2016 Interest Rate Announcement
August 2016 Interest Rate Announcement The effective date is August 5th, 2016 for FIA and August 1st, 2016 for New York and MYGA. Fixed Indexed Annuities 1-Year Monthly Monthly Average 1-Year Annual 2-Year
Mattress Firm s Pending Acquisition of Sleepy s November 30, 2015
Mattress Firm s Pending Acquisition of Sleepy s November 0, 2015 Forward Looking Statements and Non-GAAP Information This presentation contains forward-looking statements within the meaning of federal
2010 New Markets Tax Credit Program Allocation: States Served
2010 New Markets Tax Credit Program Allocation: States Served NOTES: (1) that are italicized are headquartered within the state; (2) allocatees serving a national market were asked in the application to
Unemployment Insurance Benefit Adequacy: How many? How much? How Long?
Unemployment Insurance Benefit Adequacy: How many? How much? How Long? Joel Sacks, Deputy Commissioner Washington State Employment Security Department March 1, 2012 1 Outline How many get unemployment
Older consumers and student loan debt by state
August 2017 Older consumers and student loan debt by state New data on the burden of student loan debt on older consumers In January, the Bureau published a snapshot of older consumers and student loan
Carroll Co-Invest Fund II, LP Investor Update, Q4 2013
Carroll Co-Invest Fund II, LP Investor Update, Q4 2013 January 31, 2014 We are pleased to report that Carroll Co-Invest Fund II experienced a successful 4th quarter 2013. Our work at ARIUM Resort, Carroll
HIGH AND WIDE: INCOME INEQUALITY GAP IN THE DISTRICT ONE OF BIGGEST IN THE U.S. By Wes Rivers
An Affiliate of the Center on Budget and Policy Priorities 820 First Street NE, Suite 510 Washington, DC 20002 (202) 408-1080 Fax (202) 325-8839 www.dcfpi.org March 13, 2014 HIGH AND WIDE: INCOME INEQUALITY
Cost and Coverage Implications of the ACA Medicaid Expansion: National and State by State Analysis
Cost and Coverage Implications of the ACA Medicaid Expansion: National and State by State Analysis Report Authors: John Holahan, Matthew Buettgens, Caitlin Carroll, and Stan Dorn Urban Institute November
TCJA and the States Responding to SALT Limits
TCJA and the States Responding to SALT Limits Kim S. Rueben Tuesday, January 29, 2019 1 What does this mean for Individuals under TCJA About two-thirds of taxpayers will receive a tax cut with the largest
FORM ADV. Primary Business Name: JOHNSON WEALTH INC. CRD Number: Other-Than-Annual Amendment - All Sections Rev. 10/2017
FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: JOHNSON WEALTH INC. CRD Number: 125557 Other-Than-Annual Amendment - All
equity advisory services
CAPABILITIES equity advisory services YOUR SINGLE POINT OF CONTACT FOR THE ENTIRE CAPITAL STACK Better relationships. Better results. EQUITY VOLUME BY PROPERTY TYPE Our close relationships with debt providers
FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS
1 of 60 3/28/2014 10:33 AM FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: INVESTMENT ADVISORS ASSET CRD Number: 128716 MANAGEMENT,
Percent of Employees Waiving Coverage 27.0% 30.6% 29.1% 23.4% 24.9%
Number of Health Plans Reported 18,186 3,561 681 2,803 3,088 Offer HRA or HSA 34.0% 42.7% 47.0% 39.7% 35.0% Annual Employer Contribution $1,353 $1,415 $1,037 $1,272 $1,403 Percent of Employees Waiving
2016 Workers compensation premium index rates
2016 Workers compensation premium index rates NH WA OR NV CA AK ID AZ UT MT WY CO NM MI VT ND MN SD WI NY NE IA PA IL IN OH WV VA KS MO KY NC TN OK AR SC MS AL GA TX LA FL ME MA RI CT NJ DE MD DC = Under
The Acquisition of Regions Insurance Group. April 6, 2018
The Acquisition of Regions Insurance Group April 6, 2018 Forward-Looking Statements This presentation contains "forward-looking statements" within the meaning of the Private Securities Litigation Reform
equity advisory services
CAPABILITIES equity advisory services YOUR SINGLE POINT OF CONTACT FOR THE ENTIRE CAPITAL STACK Better relationships. Better results. EQUITY VOLUME BY PROPERTY TYPE Our close relationships with debt providers
Relationships. Results. COMPANY OVERVIEW COMMERCIAL REAL ESTATE DEBT, EQUITY & SERVICING
Relationships. COMPANY OVERVIEW Results. COMMERCIAL REAL ESTATE DEBT, EQUITY & SERVICING COMMERCIAL REAL ESTATE DEBT, EQUITY & SERVICING Relationships. Results. For more than 50 years, NorthMarq Capital
Medicare Alert: Temporary Member Access
Medicare Alert: Temporary Member Access Plan Sponsor: Coventry/Aetna Medicare Part D Effective Date: Jan. 12, 2015 Geographic Area: National If your pharmacy is a Non Participating provider in the Aetna/Coventry
FORM ADV. Primary Business Name: POLYCHAIN CAPITAL LP CRD Number: Other-Than-Annual Amendment - All Sections Rev. 10/2017
FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: POLYCHAIN CAPITAL LP CRD Number: 285022 Other-Than-Annual Amendment - All
All Securities Law, Franchise Law, and Take-Over Law Filings for 7/8/2018 through 7/14/2018
Securities Law Registration Filings Made with DFI s Securities HEDGE FUND GUIDED PORTFOLIO SOLUTION Number of Registration Filings: 1 CHICAGO, IL 7/13/2018 00842088-01 Pending-Cleared Securities Law Exemption
Who s Above the Social Security Payroll Tax Cap? BY NICOLE WOO, JANELLE JONES, AND JOHN SCHMITT*
Issue Brief September 2011 Center for Economic and Policy Research 1611 Connecticut Ave, NW Suite 400 Washington, DC 20009 tel: 202-293-5380 fax: 202-588-1356 www.cepr.net Who s Above the Social Security
Indexed Annuities. 7% Premium Bonus 7 on all 1st year Premiums for IncomeShield 10. IncomeShield Series. Penalty-Free Withdrawals.
IncomeShield Series 7% Bonus 7 on all 1st year s for IncomeShield 10 IncomeShield 10 Interest IncomeShield 10 without LIBR Cap PR S&P 500 Annual Pt to Pt w/ Cap 2.50% - S&P 500 Monthly Pt to Pt w/ Cap
Taxing Investment Income in the States New Hampshire Fiscal Policy Institute 2 nd Annual Budget and Policy Conference Concord, NH January 23, 2015
Taxing Investment Income in the States New Hampshire Fiscal Policy Institute 2 nd Annual Budget and Policy Conference Concord, NH January 23, 2015 Norton Francis State and Local Finance Initiative Urban-Brookings
All Securities Law, Franchise Law, and Take-Over Law Filings for 3/18/2018 through 3/24/2018
Securities Law Registration Filings Made with DFI s Securities Division DESTRA INTERNATIONAL & EVENT DRIVEN CREDIT FUND CHICAGO, IL 3/21/2018 00835564-01 Pending RIVER CHRISTIAN CENTER INC DBA RIVER CHRISTIAN
Insured Deposit Program. Updated 03/31/2017
Insured Deposit Program Welcome to the FDIC Insured Deposit Program. Under this program, available cash balances (from security transactions, dividend and interest payments and other activities) in your
Insured Deposit Program Updated 10/17/2016
Insured Deposit Program Welcome to the FDIC Insured Deposit Program. Under this program, available cash balances (from security transactions, dividend and interest payments and other activities) in your
Relationships. Results. COMPANY OVERVIEW COMMERCIAL REAL ESTATE DEBT, EQUITY & SERVICING
Relationships. COMPANY OVERVIEW Results. COMMERCIAL REAL ESTATE DEBT, EQUITY & SERVICING C O M M E R C I A L R E A L E S TAT E D E B T, E Q U I T Y & S E R V I C I N G Relationships. Results. For more
Rates rise on Athene products!
The linked and location. Driven Linda Youngblood From: Sent: To: Subject: Athene USA Friday, January 27, 2017 8:07 AM linda@rasberryagency.com Rates on the rise! to do more.
State Treatment of Social Security Treatment of Pension Income Other Income Tax Breaks Property Tax Breaks
State-By-State Tax Breaks for Seniors, 2016 State Treatment of Social Security Treatment of Pension Income Other Income Tax Breaks Property Tax Breaks AL Payments from defined benefit private plans are
Executive Summary. Introduction
Date: Regarding: 2014-2017 United States Animal Loss Claims (External Dissemination) Prepared by: David Fennig, Strategic Analyst Executive Summary The purpose of this ForeCAST SM is to analyze claims
U.S. Investment Outlook
U.S. Investment Outlook Quarterly Investor Research update Q2 2015 U.S. Investment overview 37% 21% 15% 15% U.S. cities dominating global investment activity Top 20 Cities for Transactional Volumes H1
Aviva Announcing Changes to Products and Annuity Rates
September 9, 2011 Aviva Announcing Changes to Products and Annuity Rates This field update contains information on product and rate changes effective September 16, 2011. We want to thank you for all of
MY PLAN IS GETTING A REBATE FROM THE INSURER WHAT DO I DO WITH IT?
HUMAN CAPITAL PRACTICE ALERT: HEALTH CARE REFORM BILL August 2012 www.willis.com MY PLAN IS GETTING A REBATE FROM THE INSURER WHAT DO I DO WITH IT? EXECUTIVE SUMMARY All insured employer group medical
From Declaration of Intent to Formalized Gift
From Declaration of Intent to Formalized Gift Dena Morris Kaufman April, 2016 The Harold Grinspoon Foundation As my fathers planted for me, so do I plant for future generations - Taanit 23a Building Jewish
Equity LifeStyle Properties
Equity LifeStyle Properties Colony Cove Ellenton, FL OUR STORY One of the nation s largest real estate networks with 383 properties containing over 142,000 sites in 32 states and British Columbia Unique
Tax Breaks for Elderly Taxpayers in the States in 2016
AL Payments from defined benefit private plans are exempt; most public systems are exempt; military and US Civil service are exempt Special Homestead ion for 65+ +25.2% +2.4% AK No PIT Homestead ion for
Employee Benefits Alert
Employee Benefits Alert Issue 110 June 2007 The Massachusetts Health Care Reform Act: What s an Employer to Do? The Massachusetts Health Care Reform Act became law in April 2006; the July 1, 2007 effective
MEETING OF THE WQA ADMINISTRATIVE/FINANCE COMMITTEE
MEETING OF THE WQA ADMINISTRATIVE/FINANCE COMMITTEE TO BE HELD ON TUESDAY, MARCH 12, 2013 AT 12:00 P.M. AT 1720 W. CAMERON AVE., SUITE 100, WEST COVINA, CA 91790 AGENDA WQA Committee Members: Watermaster
Patient Protection and. Affordable Care Act: The Impact on Employers
Patient Protection and Affordable Care Act: The Impact on Employers April 2013 Agenda Introductions Individual Mandate Healthcare Exchange Overview Impact on Employers Essential Health Benefits Fees &
Indexed Annuities. Bonus Gold 10% Premium Bonus on all 1st year Premiums. Penalty-Free Withdrawals. Minimum Rates. Schedule(s) Premium
Bonus Gold 10% Bonus on all 1st year s For FL: 18-64 Interest Cap PR Spread 3 PT S&P 500 Annual Monthly Avg w/ PR - 25% - - S&P 500 Annual Monthly Avg w/ Cap 2.25% - 0% - S&P 500 Annual Pt to Pt w/ Cap
Eye on the South Carolina Housing Market presented at 2008 HBA of South Carolina State Convention August 1, 2008
Eye on the South Carolina Housing Market presented at 28 HBA of South Carolina State Convention August 1, 28 Robert Denk Assistant Staff Vice President, Forecasting & Analysis 2, US Single Family Housing
Age of Insured Discount
A discount may apply based on the age of the insured. The age of each insured shall be calculated as the policyholder s age as of the last day of the calendar year. The age of the named insured in the
Making Home Affordable Program Servicer Performance Report Through December 2009
EXHIBIT 6 Overview of Administration Housing Stability Initiatives Initiatives to Support Access to Affordable Mortgage Credit and Housing Initiatives to Prevent Avoidable Foreclosures and Stabilize Neighborhoods
State of the Automotive Finance Market
State of the Automotive Finance Market A look at loans and leases in Q4 2017 Presented by: Melinda Zabritski Sr. Director, Financial Solutions www.experian.com/automotive 2018 Experian Information Solutions,
Please print using blue or black ink. Please keep a copy for your records and send completed form to the following address.
20 Disbursement for Beneficiary/QDRO Account IBEW Local Union No. 716 Retirement Plan Instructions About You Please print using blue or black ink. Please keep a copy for your records and send completed