2017 ADDENDUM INSTRUCTIONS

Transcription

1 2017 ADDENDUM INSTRUCTIONS MARCH 20, 2018 UPDATE: 2017 US TREASURY REFERENCE BOOK 1. ALERIAN funds are listed on page 5. You may note on page 5 to see the addendum for additional Alerian funds. The Alerian funds listed in the addendum represent new funds and do not replace the funds listed in the book. 2. ALPS are listed beginning on page 8. You may note on page 8 to see the addendum for additional ALPS funds. The ALPS funds listed in the addendum represent new funds and do not replace the funds listed in the book. 3. CNR funds are listed beginning on page 28. You may note on page 28 to see the addendum for additional CNR funds. The CNR funds listed in the addendum represent new funds and do not replace the funds listed in the book. 4. DELAWARE funds are listed beginning on page 34. You may note on page 34 to see the addendum for additional Delaware funds. The Delaware funds listed in the addendum represent new funds and do not replace the funds listed in the book. 5. FIDELITY funds are listed beginning on page 50. The addendum includes updated/revised information. Cross through the respective funds listed beginning on page 50 and write See addendum next to the fund name. 6. HC CAPITAL TRUST funds are listed beginning on page 87. You may note on page 87 to see the addendum for additional HC Capital Trust funds. The HC Capital Trust fund listed in the addendum represent a new fund and does not replace the funds listed in the book. 7. HSBC funds are listed beginning on page 89. The addendum includes an additional HSBC fund. You may note on page 89 to see the addendum for additional HSBC funds. The HSBC fund listed in the addendum represent a new fund and does not replace any funds listed in the book. 8. NEUBERGER BERMAN funds are listed beginning on page 125. You may note on page 125 to see the addendum for additional Neuberger Berman funds. The Neuberger Berman funds listed in the addendum represent new funds and do not replace the funds listed in the book. 9. NORTHERN funds are listed beginning on page 127. You may note on page 127 to see the addendum for additional Northern funds. The Northern funds listed in the addendum represent new funds and do not replace the funds listed in the book. 10. PIMCO funds are listed beginning on page 140. You may note on page 140 to see the addendum for additional Pimco funds. The Pimco funds listed in the addendum represent new funds and do not replace the funds listed in the book. 11. PRINCIPAL funds are listed beginning on page 150. You may note on page 150 to see the addendum for additional Principal funds. The Principal fund listed in the addendum represent a new fund and does not replace the fund listed in the book.

2 12. RIVERFRONT funds are listed beginning on page 163. You may note on page 163 to see the addendum for additional RiverFront funds. The RiverFront funds listed in the addendum represent new funds and do not replace the funds listed in the book. 13. SALIENT funds are listed on page 168. You may note on page 168 to see the addendum for additional Salient funds. The Salient fund listed in the addendum represent a new fund and does not replace the funds listed in the book. 14. TRANSAMERICA funds are listed beginning on page 192. You may note on page 192 to see the addendum for additional Transamerica funds. The Transamerica funds listed in the addendum represent new funds and do not replace the funds listed in the book. 15. All other addendum additions represent the inclusion of new funds that are not listed in the book.

3 1290 DoubleLine Dynamic Allocation Unconstrained Bond Managers 4.87 Alerian Energy Infrastructure ETF ALPS Alerian Energy Infrastructure ETF ALPS Dorsey Wright Sector Momentum ETF Aspiriant Defensive Allocation Aspiriant Risk Managed Equity Allocation Boulder Growth & Income Fund Inc Bridgeway Aggressive Investors I N Bridgeway Blue Chip 35 Index N Bridgeway Managed Volatility N Bridgeway Omni Small Cap Value N Bridgeway Omni Tax Managed Small Cap Value N Bridgeway Small Cap Growth N Bridgeway Small Cap Momentum N Bridgeway Small Cap Value N Bridgeway Ultra Small Company N Bridgeway Ultra Small Company Market N CNR Emerging Markets Cohen & Steers Global Realty Majors ETF Cornerstone Advisors Core Plus Bond Cornerstone Advisors Global Public Equity Cornerstone Advisors Income Opportunities Cornerstone Advisors Public Alternatives 3.89 Cornerstone Advisors Real Assets Delaware Dividend and Income Fund Inc 0.10 Delaware Enhanced Global Dividend and Income 0.31 Fidelity Advisor Asset Manager 20% Fidelity Advisor Asset Manager 30% Fidelity Advisor Asset Manager 40% Fidelity Advisor Asset Manager 50% Fidelity Advisor Asset Manager 60% Fidelity Advisor Asset Manager 70% Fidelity Advisor Asset Manager 85% Mutual Fund Publishing Company. All Rights Reserved. Page 1

4 Fidelity Advisor Global Balanced Fidelity Asset Manager 20% Fidelity Asset Manager 30% Fidelity Asset Manager 40% Fidelity Asset Manager 50% Fidelity Asset Manager 60% Fidelity Asset Manager 70% Fidelity Asset Manager 85% Fidelity Global Strategies Fidelity Strategic Advisers Core Fidelity Strategic Advisers Core Income Fidelity Strategic Advisers Core Income Multi Manager Fidelity Strategic Advisers Core Multi Manager Fidelity Strategic Advisers Emerging Markets Fidelity Strategic Advisers Emerging Mkts Fund of Funds Fidelity Strategic Advisers Growth Fidelity Strategic Advisers Growth Multi Manager Fidelity Strategic Advisers International Multi Manager Fidelity Strategic Advisers Short Duration Hamlin High Dividend Equity HC Capital Trust Real Estate Securities - Strategic HSBC World Selection Aggressive Strategy Neuberger Berman Guardian Portfolio Neuberger Berman International Equity Portfolio Neuberger Berman Large Cap Value Portfolio Neuberger Berman Mid Cap Growth Portfolio Neuberger Berman Mid Cap Intrinsic Value Portfolio Neuberger Berman Short Duration Bond Portfolio Neuberger Berman Socially Responsive Portfolio Neuberger Berman US Equity Index PutWrite Strategy Portfolio Northern Global Real Estate Index Northern Multi Manager Global Real Estate PIMCO 0-5 Year High Yield Corporate Bond Index ETF 0.01 PIMCO 1-3 Year US Treasury Index ETF Mutual Fund Publishing Company. All Rights Reserved. Page 2

5 PIMCO 1-5 Year US TIPS Index ETF PIMCO 15+ Year US TIPS Index ETF PIMCO 25+ Year Zero Coupon US Treasury Index ETF PIMCO Active Bond ETF PIMCO Broad US TIPS Index ETF PIMCO Diversified Income Active ETF PIMCO Enhanced Low Duration Active ETF PIMCO Enhanced Short Maturity Active ETF 2.58 PIMCO Global Advantage Inflation Linked Bd Active ETF PIMCO Intermediate Muni Bond Active ETF 1.24 PIMCO Investment Grade Corporate Bond Index ETF 0.03 PIMCO RAFI Dynamic Multi Factor Emerg Mkts Eq ETF PIMCO RAFI Dynamic Multi Factor International Eq ETF PIMCO RAFI Dynamic Multi Factor US Equity ETF PIMCO Short Term Muni Bond Active ETF 1.91 Principal Real Estate Income RiverFront Dynamic US Dividend Advantage ETF RiverFront Dynamic US Flex Cap ETF RiverNorth Core Opportunity RiverNorth DoubleLine Strategic Income OI 0.07 RiverNorth Oaktree High Income RiverNorth Opportunities Fund Inc Royce Capital Fund Micro Cap Royce Capital Fund Small Cap Royce Dividend Value Royce Global Financial Services Royce Global Value Trust Royce International Micro Cap Royce International Premier Royce Low Priced Stock Royce Micro Cap Royce Micro Cap Opportunity Royce Micro Cap Trust Royce Opportunity 2018 Mutual Fund Publishing Company. All Rights Reserved. Page 3

6 Royce PA Mutual Royce Premier Royce Small Cap Leaders Royce Small Cap Value Royce Small/Mid Cap Premier Royce Smaller Companies Growth Royce Special Equity Royce Special Equity Multi Cap Royce Total Return Royce Value Trust Salient MLP & Energy Infrastructure Third Avenue International Value Third Avenue Real Estate Value Third Avenue Small Cap Value 7.04 Third Avenue Value Transamerica Stock Index Voya Global Bond Voya Income Voya Government Money Market Voya Intermediate Bond Voya Intermediate Bond Portfolio Voya Investment Grade Credit Voya Securitized Credit Voya Short Term Bond Voya Strategic Income Opportunities YieldShares High Income ETF 2018 Mutual Fund Publishing Company. All Rights Reserved. Page 4