BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Washington,D. C Summary of Equity Security Transactions and Ownership of Directors,
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1 Digitized for FRASER G.16 BOARD GOVERNORS THE FEDERAL RESERVE SYSTEM Washington,D. C Summary of Equity Security Transactions and Ownership of Directors, Officers, and Principal Stockholders of Member State Banks as Reported Pursuant to Section 16(a) of the Securities Exchange Act of 1934 April 1969
2 Digitized for FRASER EXPLANATORY NOTE Information in this Summary has been drawn from reports on Form F-8, "Statement of Changes in Beneficial Ownership of Securities," filed with the Board of Governors of the Federal Reserve System. In the interest of simplification, the Summary omits reported data with respect to initial holdings (reported on Form F-7), purchases and sales aggregating less than 50 shares during the month for which the report is filed, stock splits, stock dividends, rights, and gifts. The underlying reports may be inspected at the Federal Deposit Insurance Corporation Building, th Street, N. W., Washington, D. C. Publication of this information is in no sense a representation that it is correct or complete. Oh the following pages, the name of the bank is followed by the name of the person reporting and his relationship to the bank. Unless otherwise indicated, all transactions involve the bank's common stock. Any indirect interest (through holding companies, partnerships, trusts, family ownership, etc.) is shown below the direct interest. Symbols indicate the nature of the transactions, if other than a purchase or sale, and the nature of ownership, if other than direct (see "Guide to Symbols" below).
3 Digitized for FRASER GUIDE TO SYMBOLS Reference to these symbols is essential for a full and accurate interpretation of the data reported "0" - Officer "D" - Director or person performing similar functions "B" - Beneficial owner of more than 10 per cent of any registered equity security of the bank "V" - Voting trustee "T" - Trustee "M" - Member of advisory board or honorary director CHARACTER No symbol - Purchase or Sale "B" - Bequest or Inheritance "C" - Compensation "D" - Distribution "E" - Exchange or Conversion "F" - Exercise of rights "G" - Gift "S" - Stock dividend or stock split "X" - Exercise of option NATURE No symbol - Securities are beneficially owned directly. "1" - Securities are directly held, but reporter disclaims any admission that he is the beneficial owner of the securities. "2" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the TOTAL transactions and holdings of the intermediary. "3" - Same as in "2," except that reporter disclaims any admission that he is the beneficial owner of the securities. "4" - Securities are beneficially owned indirectly through a holding company, partnership, trust, or other intermediary; figures reported represent the PROPORTIONATE interest of the reporter. "5" - Same as "4," except that reporter disclaims any admission that he is the beneficial owner of the securities. "PR" - Holdings as previously reported
4 S A N D MONTH- END Reports included in this summary were filed with the Board of Governors of the Federal Reserve System during the period from April 11, 1969 to May 10, 1969 IMPORTANT - See Guide to Symbols on preceding page. THE COMMONWEALTH (Detroit, Michigan) i AND SYMBOL S Common Stock Horace C. Ford D 696 BOC Investment Co , , , ,841 Thomas G. Gies D 202 BOC Investment Co , , , ,841 Norman E. Kleinert 0 1,013 BOC Investment Co , , , ,841 Frederick C. Matthaei,Jr, D 507 BOC Investment Co , ,050 i , ,841 Family PR3 10,631 Parsons Investment Co. PR2 759,402 G. Bretnell Williams * D 3,882s BOC Investment Co , , , ,841 Family 3 2,396 * Amended Report Digitized for FRASER
5 -2- THE COMMONWEALTH (continued) AND SYMBOL S 5.827o Cummulative Preferre i Stock Horace C. Ford * D BOC Investment Co, ,000 40,000 Thomas G. Gies * D BOC Investment Co ,000 40,000 Norman E. Kleinert * 0-0- BOC Investment Co ,000 40,000 Frederick C. Matthaei,Jr.* D ,050 1,050 Parsons Investment Co ,000 75,000 BOC Investment Co ,000 40,000 Family ,050 1,050 G. Bretnell Williams * D -0- BOC Investment Co ,000 40,000 * The above-named persons al 3 0 hold equal amounts of Comm D n stock warrants with the ri iht to purchase two shares of Common per share (expires 3/27/74) LAS VEGAS (Nevada) Jerome D. Mack )DB 32,538 Trustee , ,569 81,790 E. Parry Thomas OD , ,815 46,296 Bank Building Inc. 2 6,563 Custodian For Minor Children 2 30 Digitized for FRASER
6 -3- AND SYMBOL S PASSAIC AND CLIFTON (New Jersey) Edward G. Steadman , CENTRAL SAVINGS & TRUST COMPANY (Monroe, Louisiana) Paul S. Ransom D CENTRAL TRUST COMPANY ROCHESTER N.Y. Abraham F. Feinbloom D Horace P. Gioia * D , ,212 * Amended Report CHEMICAL NEW YORK TRUST COMPANY (New York City) Robert C. Tyson * D $600 $600 * 57» Convertible Capital Not<!S CITIZENS SHEBOYGAN (Wisconsin) R. E. Chesebro D ,057 CITY TRUST COMPANY (Waterbury, Connecticut) Richard F. Gretsch D , Digitized for FRASER
7 Digitized for FRASER -4- THE CONNECTICUT AND TRUST COMPANY (Hartford) t-1 > H O 2 5 CO»u M -g-i=r 52 j-r-j y-> 00 CO > q M H M g w 2: ^ 0 S _ o CO 2; E. Clayton Gengras D COUNTY SANTA CRUZ (California) J. Boit Sesnon * D , ,657 * Amended Report THE DETROIT AND TRUST COMPANY (Michigan) Cleveland Thurber D ,512 13,612 Wife ,375 THE DOLLAR SAVINGS AND TRUST COMPANY (Youngstown, Ohio) Paul J. Thomas D ,200 EWING AND TRUST COMPANY (Trenton, New Jersey) Robert David Carr OD ,300 Wife 2 1,010 FIDELITY (Beverly Hills, California) Homer H. Burnaby D E 378 * 829 * Exchanged for First Fidelity Company shares
8 -5- FIDELITY (Continued) i AND SYMBOL j S First Fidelity Company B ,144 L, Earl James O.D. D ,080 * , * Family * 367 Stephen B. Maher * D ,396 2,311 Eugene M. Mortlock D January * 426 Joint with wife July January * 889 James DeNicholas D ,698 2,822 Custodian for Children Frank C. Noon * * D * 348 Trust * 4,062 Wife * 83 Maxwe11 L. Rub i n D ,338 * 2,223 Bert G. Stalford OD * 1, * 80 Stanley M. Stalford OD ,258 * 48, * 1,292 * Exchanged for First Fideli ty Company shares * * Amended Report FIDELITY UNION TRUST COMPANY (Newark, New Jersey) John S. Bacheller OD X 856 1, Digitized for FRASER
9 6- FIDELITY UNION TRUST COMPANY (continued) AND SYMBOL S William L. Hoffman Q X Wife PR 2 80 Frederic W. Smith D G ,454 PR 2 7,088 William M. Snyder X Wife 2 62 Frank C. Surges X THE FIFTH THIRD (Cincinnati, Ohio) D. B. Briggs Ernst Hackney THE FIRST PENNSYLVANIA ING AND TRUST COMPANY (Philadelphia) Employees Profit-Sharing Pla n , ,977 FIRST TRUST & DEPOSIT COMPAN r (Syracuse, New York) Donald M. Mawhinney D ,437 Wife 3 3,400 HARRIS TRUST AND SAVINGS BAN K (Chicago, Illinois) Stanley G. Harris, Jr. OD ,467 As trustee , $50,000* ,735' * 5% Convertible Capital No tes ** Capital Stock Digitized for FRASER
10 -7- THE HARTER & TRUST COME W Y (Canton, Ohio) AND SYMBOL S Mrs. Sara Sue Bartolet PR $5,200 G. Gordon Strong D $50,000 * Convertible Capital Notes HEMPSTEAD (New York) Bruce Wood Hall o d:$ , ,540 Family 2 2,527 Mead W. Stone D THE LOUISVILLE TRUST COMPANY (Kentucky) Joseph C. Wulfman D ,812 MANCHESTER ST. LOUIS (Missouri) Thomas B. Donahue D MANUFACTURERS HANOVER TRUST COMPANY (New York City) Thomas M. Bancroft * D H. P. Barrand, Jr. * William S. Beinecke * D John B. Clark * D , , Wife * * Shares of Capital Stock of Manufacturers Hanover Trust Company converted to 1 t l i shares of Manufacturers 1 i Digitized for Hanover FRASER Corporation. i 1
11 Digitized for FRASER -8- r 1 O *4T1 > K Z H pc CO S C/3 EC CO > o E d o 25 M H M *n a m o CO z g s* 53 z MANUFACTURERS HANOVER TRUST COMPANY (continued) John A. Coleman * D Horace C. Flanigan * D , Wife * , Ben S. Gilmer * D Ralph K* Gottshall * D Reese H. Harris, Jr. * Gabriel Hauge * , J. Victor Herd * D John E. Heyke, Jr. * D Barry T. Leithead * D Edmund Leone * , John T. Madden * D Birny Mason, Jr. * D R. E. McNeill, Jr. * OD , , Wife * George B. Moran * Wife Eugene S. Northrop * OD Wife * Robert G. Page * D * Shares of Capital Stock of Manufacturers Hanover Trust C o mpany converted to shares of Manufacture rs Hanover Corporation.
12 -9- AND SYMBOL S MANUFACTURERS HANOVER TRUST COMPANY (continued) Profit-Sharing Plan * , , , Richard S. Reynolds, Jr.* D Robert W. Sarnoff * D Lynn A. Townsend * D J. Huber Wetenhall * D George G. Zipf * D * Shares of Capital Stock of Manufacturers Hanover Trus t Company converted to share s of Manufacturers Hanover Corporation. MANUFACTURERS & TRADERS TRUS T COMPANY (Buffalo. New York) Robert B. Adam * D ,605 24,605 Wife Children Charles R. Diebold ** D February 69 6, ,648 Wife Charles P. Stevenson ** D 1,000 Children Peter Tower * D * Amended Report for 7-65 **Amended Report Digitized for FRASER
13 Digitized for FRASER -10- MERCHANTS NEW YORK (New York City) 50 M tr* > H O 2 5 CO K M O H s: > W C/3 CO > o M H *XJ M o CO 2J 5? t** 5 2: r S Spencer B. Witty Wife D , MORGAN GUARANTY TRUST COMPAN l (New York City) Frank T. Cary * D George H. Chittenden * John T. Dorrance, Jr. * D W. Graham Claytor, Jr. * D Carl J. Gilbert * D M. J. Rathbone * D Olcott Damon Smith * D Henry S. Wingate * D George S. Young * D * Exchanged by operation of law for shares of Common Stock of J. P. Morgan & Company, Inc. THE NORTHERN TRUST COMPANY (Chicago, Illinois) Thrift-Incentative Plan ,176 OLD KENT AND TRUST COMP \NY (Grand Rapids, Michigan) Philip W. Buchen D Richard M. Gillett OD ,267 Titus James Hager D ,335
14 -11 OLD KENT AND TRUST COMPANY (Continued) r e l a t i o n s h i p AND SYMBOL S Edward J. Hekman D ,124 Family Custodian Miner S. Keeler, II D S ,496 Robert C. Pew D ,368 Howard B. Tuthill D ,948 Peter Van Domelen, III D PRINCETON AND TRUST COMPANY (New Jersey) Dr. George H. Gallup D Wife 2 6 RHODE ISLAND HOSPITAL TRUST COMPANY (Providence) Clarence H. Gifford, Jr. OD , ,045 Allen W. Pike D Profit-Sharing Plan ,282 ST. JOSEPH VALLEY (Elkhart, Indiana) Jon S. Armstrong OD Charles E. Lienhart Clifford P. Martin D ,462 Digitized for FRASER
15 Digitized for FRASER s 17* > h*4 i CD JXJ h-i STjTl a j> M E2 cn > S K O M H M r Q cn Kj 2 ^ SEARS AND TRUST COMPANY (Chicago, Illinois) Savings and Profit Sharing B Retirement Fund of Employe BS ,682 SECURITY AND TRUST COMPANY (Lincoln Park, Mich. John Hancock * D John D. Luptak D * Amended Report ,000 SECURITY-PEOPLES TRUST COMPANY (Erie. Pa.) Edward C. Doll * D S 1,500 2, ,048 5,048 * Amended Report STATE ALBANY (N.Y.) Robert H. McCarthy D SUMMIT AND ELIZABETH TRUST COMPANY (New Jersey) S 1, ,775 Harold T. Graves, Jr. D
16 -13- AND SYMBOL S TEXAS & TRUST COMPANY DALLAS Ted R. Alexander THE TOLEDO TRUST COMPANY (Ohio) Samuel G. Carson OD TOMPKINS COUNTY TRUST COMPANY (Ithaca, New York) C. E. Treman, Jr. OD ,084 Wife Trust ,294 TRUST COMPANY GEORGIA (Atlanta) William R. Bowdoin OD 1,538 Profit Sharing Plan ,208 Champney A. McNair Augustus H. Sterne OD ,361 Trustee Wife 3 1,150 Charles P. Taylor * ,583 Wife 3 40 Garnett Wood * Amended Report UNION (Los Angeles, Cal Lf) Jerome K. Doolan D * Exchange of Union Bank stock for stock of Union Bancorp. Digitized for FRASER
17 Digitized for FRASER -14- b a n k M o z w sn t-h u cn S UNITED & TRUST COMPANY (Hartford. Connecticut) W. Page Wodell D WARREN (Michigan) Dr. Robert Rizk D WILMINGTON TRUST COMPANY ( D e l a w a r e ) Robert H. Richards, Jr. Wife D , J. Bruce Bredin Family D ,000 26,362
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